0000779015-15-000012.txt : 20151229
0000779015-15-000012.hdr.sgml : 20151229
20151229095348
ACCESSION NUMBER: 0000779015-15-000012
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THE HUNTINGTON INVESTMENT COMPANY
CENTRAL INDEX KEY: 0000779015
IRS NUMBER: 311316299
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01294
FILM NUMBER: 151310395
BUSINESS ADDRESS:
STREET 1: 41 SOUTH HIGH STREET
STREET 2: 7TH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43287-6101
BUSINESS PHONE: 614-480-7997
MAIL ADDRESS:
STREET 1: 41 SOUTH HIGH STREET
STREET 2: 7TH FLOOR
CITY: COLUMBUS
STATE: OH
ZIP: 43287-6101
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON INVESTMENT CO /BD
DATE OF NAME CHANGE: 20020513
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON CO /BD
DATE OF NAME CHANGE: 19910206
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON CAPITAL MARKETS INC /BD/
DATE OF NAME CHANGE: 19851106
MA/A
1
primary_doc.xml
MA/A
0000779015
XXXXXXXX
Jeff Endres
614-480-3594
jeff.endres@huntington.com
andy.armstrong@huntington.com
THE HUNTINGTON INVESTMENT COMPANY
000016986
31-1316299
866-01411-00
008-34867
000016986
801-58015
000016986
41 SOUTH HIGH STREET
7TH FLOOR
COLUMBUS
OH
43287-6101
614-480-6686
Add
200 Public Square
Cleveland
OH
44114
216-515-0484
Add
50 Monroe Northwest
Grand Rapids
MI
49503
616-242-4507
Add
310 Grant Street
Pittsburgh
PA
15219
412-227-6525
Add
3805 Edwards Road
Suite 350
Cincinnati
OH
45209
513-366-3435
N
41 SOUTH HIGH STREET
7TH FLOOR
COLUMBUS
OH
43287-6101
www.huntington.com
Dahlke
M
Steve
41 South High Street
7th Floor
Columbus
OH
43287
614-480-7997
steve.dahlke@huntington.com
Andy
J
Armstrong
3805 Edwards Road
Suite 350
Cincinnati
OH
45209
513-672-1357
andy.armstrong@huntington.com
Huntington Bank
Y
Securities Exchange Commission
028-00633
December
OH
01-17-1991
Y
0000779015
900
5
5
0
0
5
Municipal Entities
Non-profit organizations
0
0
0
Other
Municipalities
Fixed Fees
Other
Self-generating business
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice On Selection
Y
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
1
Y
Y
N
N
Y
N
N
N
N
N
N
N
N
HUNTINGTON BANCSHARES INC/MD
0000049196
Schedule D Section 8-A
None.
N
N
N
N
Y
Y
N
Y
Y
N
Y
N
Y
N
N
Y
N
N
N
N
N
Y
N
N
N
Y
Huntington Bancshares Incorporated
Y
31-0724920
Parent Company
07-01-2006
E
Y
000016986
Larry
Dean
Case
Secretary
01-01-1991
NA
N
001513846
Richard
Todd
Dewberry
Municipal Principal
09-01-2012
NA
Y
002282575
Mark
Andrew
Gregory
Chief Compliance Officer
05-01-2013
NA
N
002253531
Larry
Patrick
Larsen
ROSFP
03-01-2012
NA
N
002446703
Melanie
Kate
McFarland-Johnson
FINOP
09-01-2010
NA
N
005452291
Maureen
Lynn
Power
Chief Administrative Officer
01-01-2014
NA
Y
002586758
Maureen
Lynn
Power
Chief Operating Officer
01-01-2014
NA
Y
002586758
Belinda
Jane
Sherman
President
11-01-2012
NA
Y
004447847
Add
Huntington Bancshares Incorporated
Y
31-0724920
Parent Company
07-01-2006
E
Y
000016986
Add
Larry
Dean
Case
Secretary
01-01-1991
NA
N
001513846
Add
Larry
Patrick
Larsen
ROSFP
03-01-2012
NA
N
002446703
Add
Melanie
Kate
McFarland-Johnson
FINOP
09-01-2010
NA
N
005452291
Delete
Maureen
Lynn
Power
Chief Administrative Officer
01-01-2014
NA
Y
002586758
Amend
Amy
R
Hazel
Chief Operating Officer
07-01-2015
NA
Y
001234778
Amend
Douglas
L
Singer
President
12-01-2015
NA
Y
001721973
Add
Stephen
M
Dahlke
Chief Compliance Officer
10-01-2015
NA
N
002577928
Add
David
R
Fitzsimmons
Municipal Principal
11-01-2015
NA
Y
004245434
9-E2
Huntington Investment Company
000016986
1694067
9-D2
9-D4
Huntington Investment Company
000016986
1530641
9-E2
Huntington Investment Company
000016986
1431197
9-D2
Huntington Investment Company
000016986
1368254
9-D2
Huntington Investment Company
000016986
1368253
9-D2
9-D4
Huntington Investment Company
000016986
1318588
9-E2
Huntington Investment Company
000016986
1256990
9-D2
Huntington Investment Company
000016986
607281
9-D2
9-D4
Huntington Investment Company
000016986
384405
9-D2
9-D4
Huntington Investment Company
000016986
365928
9-D2
9-D4
Huntington Investment Company
000016986
337999
9-D2
Huntington Investment Company
000016986
328250
1
9-C5
9-D2
9-E2
Unified Financial Services
N
000007868
Huntington Investment Company
000016986
1346780
1
9-C1
9-C2
9-C4
9-C5
Huntington Bancshares Incorporated
Y
001-34073
Huntington Investment Company
000016986
1261457
1
9-H1b
Huntington Bancshares Incorporated
Y
001-34073
Huntington Investment Company
000016986
1261456
Andrew Armstrong
Andrew Armstrong
Compliance Section Manager
12-17-2015
004448534
N
N
N
N
N
Y
N
Y
N
N
N
N
Y
N
N
N
N
Y
N
Y