0001193125-12-232694.txt : 20120515
0001193125-12-232694.hdr.sgml : 20120515
20120515070152
ACCESSION NUMBER: 0001193125-12-232694
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00967
FILM NUMBER: 12840987
BUSINESS ADDRESS:
STREET 1: 1200 HANSEN ROAD
CITY: GREEN BAY
STATE: WI
ZIP: 54304
BUSINESS PHONE: 920-431-8836
MAIL ADDRESS:
STREET 1: 200 NORTH ADAMS STREET, MS 7829
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
13F-HR
1
d354652d13fhr.txt
FORM 13-F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 2012
If Amended report check here: [_]
ASSOCIATED BANC-CORP
Name of Institutional Investment Manager
1200 Hansen Road Green Bay WI 54304
Business Address (Street) (City) (State) (Zip)
Christopher J. Del Moral-Niles, 920-491-7007, Chief Financial Officer
Name, Phone No. and Title of Person Duly Authorized to Submit This Report
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Green Bay and State of Wisconsin on the 15th day of
May, 2012.
Associated Banc-Corp
Name of Institutional Investment Manager
/s/ Christopher J. Del Moral-Niles
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit This Report
Name and 13F file numbers of ALL institutional investment managers with respect
to which this schedule is filed (other than the one filing this report). (List
in alphabetical order.)
13F file numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name 13F File No. Name 13F File No.
------------------------- ------------ ---------------- ------------
Associated Trust Company,
National Association ____________ ________________ ____________
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 1
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
KINDER MORGAN MGMT LLC FRACT EKE55U103 0 265,823 SH X 265,823
NABORS INDUSTRIES LTD SHS G6359F103 9,597 548,735 SH X 539,925 5,390 3,420
NABORS INDUSTRIES LTD SHS G6359F103 682 38,999 SH X 5,609 33,390
ACE LTD SHS H0023R105 2,410 32,917 SH X 31,387 955 575
ACE LTD SHS H0023R105 182 2,485 SH X 1,675 810
TRANSOCEAN LTD REG SHS H8817H100 1,365 24,955 SH X 24,830 125
TRANSOCEAN LTD REG SHS H8817H100 121 2,203 SH X 1,498 705
LTD PARTNERSHIP INT IN THE S MS0023544 443 9 SH X 9
LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 89
HATTERAS FUNDS - MULTI STRAT MS0060264 505 5,690 SH X 5,690
CHECK POINT SOFTWARE TECH LT ORD M22465104 2,774 43,455 SH X 43,455
CHECK POINT SOFTWARE TECH LT ORD M22465104 38 600 SH X 600
AT&T INC COM 00206R102 4,668 149,479 SH X 148,205 300 974
AT&T INC COM 00206R102 552 17,672 SH X 5,288 11,834 550
ABBOTT LABS COM 002824100 8,822 143,932 SH X 142,632 1,000 300
ABBOTT LABS COM 002824100 850 13,875 SH X 5,035 3,740 5,100
AIR PRODS & CHEMS INC COM 009158106 11,043 120,295 SH X 118,500 785 1,010
AIR PRODS & CHEMS INC COM 009158106 446 4,855 SH X 3,205 1,350 300
ALLSTATE CORP COM 020002101 2,577 78,285 SH X 78,285
ALLSTATE CORP COM 020002101 310 9,421 SH X 160 4,137 5,124
ALTRIA GROUP INC COM 02209S103 2,210 71,578 SH X 71,303 75 200
ALTRIA GROUP INC COM 02209S103 561 18,175 SH X 13,000 500 4,675
AMERICAN EXPRESS CO COM 025816109 321 5,550 SH X 5,550
AMERICAN EXPRESS CO COM 025816109 98 1,700 SH X 1,700
AMERISOURCEBERGEN CORP COM 03073E105 458 11,549 SH X 11,549
AMERISOURCEBERGEN CORP COM 03073E105 14 360 SH X 360
AMGEN INC COM 031162100 1,688 24,830 SH X 24,700 55 75
AMGEN INC COM 031162100 108 1,585 SH X 1,475 110
ANCHOR BANCORP WIS INC COM 032839102 49 49,001 SH X 49,001
AON CORP COM 037389103 1,287 26,242 SH X 12,033 14,209
APACHE CORP COM 037411105 20,541 204,506 SH X 201,882 1,329 1,295
APACHE CORP COM 037411105 1,071 10,659 SH X 4,254 6,405
APPLE INC COM 037833100 48,930 81,611 SH X 80,985 392 234
APPLE INC COM 037833100 3,359 5,603 SH X 1,510 3,793 300
APPLIED MATLS INC COM 038222105 517 41,549 SH X 41,549
APPLIED MATLS INC COM 038222105 35 2,790 SH X 1,790 1,000
ASSOCIATED BANC CORP COM 045487105 66,295 4,748,908 SH X 4,536,138 212,769
ASSOCIATED BANC CORP COM 045487105 2,254 161,435 SH X 136,228 15,395 9,812
AUTOMATIC DATA PROCESSING IN COM 053015103 1,248 22,611 SH X 22,611
AUTOMATIC DATA PROCESSING IN COM 053015103 94 1,705 SH X 1,705
BB&T CORP COM 054937107 5,669 180,589 SH X 175,909 2,760 1,920
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 2
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
BB&T CORP COM 054937107 246 7,840 SH X 4,790 3,050
BP PLC SPONSORED ADR 055622104 2,703 60,059 SH X 60,059
BP PLC SPONSORED ADR 055622104 443 9,848 SH X 4,318 628 4,902
BAKER HUGHES INC COM 057224107 2,779 66,254 SH X 66,254
BAKER HUGHES INC COM 057224107 306 7,305 SH X 185 7,120
BANK OF AMERICA CORPORATION COM 060505104 449 46,884 SH X 46,884
BANK OF AMERICA CORPORATION COM 060505104 108 11,248 SH X 4,000 120 7,128
BANK MONTREAL QUE COM 063671101 657 11,060 SH X 7,360 3,700
BANK MONTREAL QUE COM 063671101 95 1,596 SH X 1,584 12
BANK OF NEW YORK MELLON CORP COM 064058100 513 21,252 SH X 20,752 500
BANK OF NEW YORK MELLON CORP COM 064058100 28 1,145 SH X 475 170 500
BAXTER INTL INC COM 071813109 1,283 21,462 SH X 21,462
BAXTER INTL INC COM 071813109 78 1,300 SH X 1,300
BEMIS INC COM 081437105 4,248 131,565 SH X 131,525 40
BEMIS INC COM 081437105 478 14,800 SH X 13,600 700 500
BERKLEY W R CORP COM 084423102 1,575 43,618 SH X 41,533 2,085
BERKLEY W R CORP COM 084423102 176 4,875 SH X 3,105 1,770
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,219 10 SH X 10
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8,500 104,750 SH X 103,325 1,425
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 838 10,325 SH X 750 9,575
BHP BILLITON LTD SPONSORED ADR 088606108 8,989 124,162 SH X 123,752 85 325
BHP BILLITON LTD SPONSORED ADR 088606108 527 7,275 SH X 4,980 995 1,300
BIOCENTRIC ENERGY HLDGS INC COM 09060S106 0 10,000 SH X 10,000
BLACKROCK INC COM 09247X101 7,871 38,415 SH X 38,305 110
BLACKROCK INC COM 09247X101 618 3,014 SH X 380 2,346 288
BOEING CO COM 097023105 6,785 91,231 SH X 88,046 910 2,275
BOEING CO COM 097023105 266 3,580 SH X 2,045 1,535
BRISTOL MYERS SQUIBB CO COM 110122108 2,848 84,391 SH X 81,951 400 2,040
BRISTOL MYERS SQUIBB CO COM 110122108 1,055 31,247 SH X 9,995 14,652 6,600
BROWN FORMAN CORP CL B 115637209 208 2,500 SH X 2,500
CSX CORP COM 126408103 83 3,858 SH X 3,858
CSX CORP COM 126408103 240 11,145 SH X 10,800 345
CVS CAREMARK CORPORATION COM 126650100 2,811 62,750 SH X 62,420 330
CVS CAREMARK CORPORATION COM 126650100 303 6,757 SH X 2,193 387 4,177
CAPITAL ONE FINL CORP COM 14040H105 459 8,235 SH X 8,235
CAPITAL ONE FINL CORP COM 14040H105 658 11,802 SH X 6,642 5,160
CATERPILLAR INC DEL COM 149123101 24,128 226,512 SH X 221,410 1,640 3,462
CATERPILLAR INC DEL COM 149123101 3,880 36,426 SH X 7,510 26,066 2,850
CELGENE CORP COM 151020104 18,659 240,697 SH X 238,612 1,085 1,000
CELGENE CORP COM 151020104 1,184 15,270 SH X 2,715 12,555
CHEVRON CORP NEW COM 166764100 22,843 213,064 SH X 210,250 1,689 1,125
CHEVRON CORP NEW COM 166764100 2,826 26,357 SH X 9,045 10,795 6,517
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 3
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
CISCO SYS INC COM 17275R102 1,109 52,446 SH X 52,156 165 125
CISCO SYS INC COM 17275R102 74 3,495 SH X 1,575 1,920
CLOROX CO DEL COM 189054109 895 13,016 SH X 13,016
CLOROX CO DEL COM 189054109 945 13,747 SH X 13,747
COCA COLA CO COM 191216100 12,557 169,668 SH X 166,503 1,210 1,955
COCA COLA CO COM 191216100 1,106 14,945 SH X 8,120 5,825 1,000
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 11,771 152,964 SH X 152,714 250
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 830 10,785 SH X 2,545 8,240
COINSTAR INC COM 19259P300 451 7,098 SH X 7,098
COINSTAR INC COM 19259P300 16 250 SH X 250
COLGATE PALMOLIVE CO COM 194162103 5,825 59,575 SH X 59,275 150 150
COLGATE PALMOLIVE CO COM 194162103 1,116 11,418 SH X 4,980 3,138 3,300
CONOCOPHILLIPS COM 20825C104 11,691 153,813 SH X 152,863 750 200
CONOCOPHILLIPS COM 20825C104 859 11,296 SH X 2,175 5,776 3,345
CONSOLIDATED EDISON INC COM 209115104 329 5,640 SH X 5,640
CORNING INC COM 219350105 3,071 218,114 SH X 210,249 4,565 3,300
CORNING INC COM 219350105 362 25,687 SH X 9,675 4,075 11,937
COVANCE INC COM 222816100 310 6,510 SH X 6,460 50
CREE INC COM 225447101 591 18,694 SH X 17,014 1,150 530
CREE INC COM 225447101 22 700 SH X 200 500
CUMMINS INC COM 231021106 20,891 174,030 SH X 172,440 920 670
CUMMINS INC COM 231021106 1,427 11,890 SH X 1,840 10,050
CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 499 4,800 SH X 4,800
CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 25 245 SH X 245
DANAHER CORP DEL COM 235851102 11,214 200,252 SH X 199,537 240 475
DANAHER CORP DEL COM 235851102 656 11,720 SH X 2,895 8,825
DARDEN RESTAURANTS INC COM 237194105 5 93 SH X 93
DARDEN RESTAURANTS INC COM 237194105 307 6,000 SH X 6,000
DEVON ENERGY CORP NEW COM 25179M103 6,110 85,915 SH X 85,865 50
DEVON ENERGY CORP NEW COM 25179M103 495 6,965 SH X 570 4,520 1,875
DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 425 15,000 SH X 10,500 4,500
DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 731 9,000 SH X 6,300 2,700
DISNEY WALT CO COM DISNEY 254687106 18,875 431,142 SH X 424,834 3,278 3,030
DISNEY WALT CO COM DISNEY 254687106 1,381 31,534 SH X 12,519 18,190 825
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 7,877 155,679 SH X 154,694 360 625
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 685 13,545 SH X 730 12,815
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2,358 50,295 SH X 50,295
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 7 145 SH X 145
DOW CHEM CO COM 260543103 1,844 53,247 SH X 53,247
DOW CHEM CO COM 260543103 10 300 SH X 300
DU PONT E I DE NEMOURS & CO COM 263534109 166 3,132 SH X 3,132
DU PONT E I DE NEMOURS & CO COM 263534109 180 3,406 SH X 1,000 2,406
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 4
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
DUN & BRADSTREET CORP DEL NE COM 26483E100 51 600 SH X 600
DUN & BRADSTREET CORP DEL NE COM 26483E100 220 2,600 SH X 500 2,100
E M C CORP MASS COM 268648102 187 6,254 SH X 6,254
E M C CORP MASS COM 268648102 54 1,800 SH X 1,100 700
EOG RES INC COM 26875P101 3,224 29,017 SH X 28,897 20 100
EOG RES INC COM 26875P101 308 2,770 SH X 2,480 290
ETFS PLATINUM TR SH BEN INT 26922V101 1,700 10,510 SH X 10,510
ETFS PLATINUM TR SH BEN INT 26922V101 30 185 SH X 185
EAST WEST BANCORP INC COM 27579R104 8,116 351,509 SH X 347,219 2,630 1,660
EAST WEST BANCORP INC COM 27579R104 619 26,820 SH X 3,710 23,110
EATON CORP COM 278058102 8,011 160,768 SH X 160,618 150
EATON CORP COM 278058102 598 12,000 SH X 1,050 10,900 50
EDISON INTL COM 281020107 4 87 SH X 87
EDISON INTL COM 281020107 205 4,832 SH X 4,832
EL PASO CORP COM 28336L109 240 8,129 SH X 8,129
EXXON MOBIL CORP COM 30231G102 21,005 242,187 SH X 236,636 1,834 3,717
EXXON MOBIL CORP COM 30231G102 4,406 50,805 SH X 22,342 11,471 16,992
F5 NETWORKS INC COM 315616102 2,933 21,730 SH X 21,730
F5 NETWORKS INC COM 315616102 29 215 SH X 40 175
FIDELITY NATL INFORMATION SV COM 31620M106 595 17,951 SH X 17,951
FIDELITY NATL INFORMATION SV COM 31620M106 180 5,426 SH X 3,654 44 1,728
FIRST MANITOWOC BANCRP INC N COM 32076T108 319 22,414 SH X 22,414
FIRST MANITOWOC BANCRP INC N COM 32076T108 1,180 82,812 SH X 82,812
FLUOR CORP NEW COM 343412102 1,656 27,582 SH X 27,472 10 100
FLUOR CORP NEW COM 343412102 44 735 SH X 450 285
FORD MTR CO DEL COM PAR $0.01 345370860 145 11,632 SH X 9,632 2,000
FORD MTR CO DEL COM PAR $0.01 345370860 35 2,825 SH X 2,000 200 625
FRANKLIN RES INC COM 354613101 964 7,773 SH X 7,773
FRANKLIN RES INC COM 354613101 794 6,400 SH X 2,900 3,500
FREEPORT-MCMORAN COPPER & GO COM 35671D857 9,744 256,163 SH X 252,523 2,130 1,510
FREEPORT-MCMORAN COPPER & GO COM 35671D857 674 17,710 SH X 3,529 10,105 4,076
GAMESTOP CORP NEW CL A 36467W109 605 27,710 SH X 27,485 225
GAMESTOP CORP NEW CL A 36467W109 28 1,300 SH X 1,300
GENERAL ELECTRIC CO COM 369604103 9,043 450,586 SH X 449,601 985
GENERAL ELECTRIC CO COM 369604103 1,547 77,098 SH X 10,925 25,375 40,798
GENERAL MLS INC COM 370334104 999 25,328 SH X 24,923 55 350
GENERAL MLS INC COM 370334104 801 20,310 SH X 1,880 18,430
GILEAD SCIENCES INC COM 375558103 3,310 67,739 SH X 67,739
GILEAD SCIENCES INC COM 375558103 240 4,920 SH X 70 4,850
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 138 3,081 SH X 3,081
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 119 2,655 SH X 2,655
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 5
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
GOLDMAN SACHS GROUP INC COM 38141G104 2,062 16,580 SH X 16,580
GOLDMAN SACHS GROUP INC COM 38141G104 62 500 SH X 40 460
GOOGLE INC CL A 38259P508 17,876 27,877 SH X 27,489 199 189
GOOGLE INC CL A 38259P508 1,358 2,117 SH X 441 1,471 205
GRAINGER W W INC COM 384802104 301 1,400 SH X 1,400
GUESS INC COM 401617105 1,760 56,330 SH X 52,525 2,575 1,230
GUESS INC COM 401617105 133 4,255 SH X 2,350 1,905
HALLIBURTON CO COM 406216101 5,065 152,599 SH X 148,939 2,355 1,305
HALLIBURTON CO COM 406216101 122 3,686 SH X 2,106 1,580
HARRIS CORP DEL COM 413875105 533 11,825 SH X 11,180 645
HARRIS CORP DEL COM 413875105 14 300 SH X 300
HARSCO CORP COM 415864107 1,868 79,623 SH X 79,623
HARSCO CORP COM 415864107 6 250 SH X 250
HEWLETT PACKARD CO COM 428236103 763 32,022 SH X 32,022
HEWLETT PACKARD CO COM 428236103 139 5,825 SH X 250 75 5,500
HOME DEPOT INC COM 437076102 142 2,825 SH X 2,825
HOME DEPOT INC COM 437076102 60 1,200 SH X 400 800
HOST HOTELS & RESORTS INC COM 44107P104 3,095 188,487 SH X 188,487
HOST HOTELS & RESORTS INC COM 44107P104 31 1,870 SH X 70 1,800
HUBBELL INC CL A 443510102 33 440 SH X 440
HUBBELL INC CL A 443510102 181 2,400 SH X 2,400
HUMANA INC COM 444859102 14,465 156,410 SH X 155,185 635 590
HUMANA INC COM 444859102 1,051 11,365 SH X 1,795 9,570
ILLINOIS TOOL WKS INC COM 452308109 3,629 63,529 SH X 63,159 65 305
ILLINOIS TOOL WKS INC COM 452308109 362 6,340 SH X 800 640 4,900
INTEL CORP COM 458140100 16,255 578,144 SH X 568,819 4,145 5,180
INTEL CORP COM 458140100 1,497 53,241 SH X 16,795 25,246 11,200
INTEGRYS ENERGY GROUP INC COM 45822P105 5,185 97,853 SH X 96,512 1,341
INTEGRYS ENERGY GROUP INC COM 45822P105 193 3,650 SH X 3,550 100
INTERNATIONAL BUSINESS MACHS COM 459200101 6,388 30,614 SH X 29,907 7 700
INTERNATIONAL BUSINESS MACHS COM 459200101 571 2,735 SH X 1,475 160 1,100
ISHARES TR BARCLYS TIPS BD 464287176 356 3,030 SH X 3,030
ISHARES TR BARCLYS TIPS BD 464287176 147 1,250 SH X 250 1,000
ISHARES TR S&P 500 INDEX 464287200 261 1,848 SH X 1,848
ISHARES TR MSCI EMERG MKT 464287234 1,151 26,793 SH X 26,793
ISHARES TR MSCI EMERG MKT 464287234 47 1,100 SH X 1,100
ISHARES TR MSCI EAFE INDEX 464287465 2,598 47,340 SH X 47,190 150
ISHARES TR MSCI EAFE INDEX 464287465 175 3,196 SH X 1,925 1,271
ISHARES TR NASDQ BIO INDX 464287556 1,555 12,613 SH X 12,613
ISHARES TR NASDQ BIO INDX 464287556 4 35 SH X 35
ISHARES TR RUSSELL1000VAL 464287598 718 10,245 SH X 10,245
ISHARES TR RUSSELL1000VAL 464287598 56 800 SH X 800
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 6
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
ISHARES TR RUSSELL1000GRW 464287614 258 3,905 SH X 3,905
ISHARES TR RUSSELL 2000 464287655 1,955 23,611 SH X 23,611
ISHARES TR RUSSELL 2000 464287655 207 2,505 SH X 1,320 1,185
ISHARES TR S&P SMLCAP 600 464287804 1,321 17,307 SH X 17,307
ISHARES TR S&P SMLCAP 600 464287804 14 180 SH X 180
JPMORGAN CHASE & CO COM 46625H100 10,332 224,699 SH X 215,873 2,041 6,785
JPMORGAN CHASE & CO COM 46625H100 1,006 21,872 SH X 4,361 13,079 4,432
JOHNSON & JOHNSON COM 478160104 7,854 119,079 SH X 118,959 20 100
JOHNSON & JOHNSON COM 478160104 848 12,855 SH X 5,605 1,200 6,050
JOHNSON CTLS INC COM 478366107 14,348 441,743 SH X 339,143 97,490 5,110
JOHNSON CTLS INC COM 478366107 795 24,465 SH X 3,845 19,870 750
JOY GLOBAL INC COM 481165108 6,956 94,638 SH X 92,263 1,125 1,250
JOY GLOBAL INC COM 481165108 456 6,210 SH X 1,030 5,180
KELLOGG CO COM 487836108 39 720 SH X 720
KELLOGG CO COM 487836108 236 4,400 SH X 4,400
KIMBERLY CLARK CORP COM 494368103 51,831 701,459 SH X 555,121 630 145,708
KIMBERLY CLARK CORP COM 494368103 42,849 579,908 SH X 96,989 580 482,339
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 839 11,243 SH X 11,161 82
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 14 192 SH X 162 30
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 178 2,150 SH X 1,850 300
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 50 600 SH X 600
KRAFT FOODS INC CL A 50075N104 4,535 119,305 SH X 119,040 65 200
KRAFT FOODS INC CL A 50075N104 637 16,761 SH X 12,723 925 3,113
LIFESPAN INC COM 53221W101 0 50,000 SH X 50,000
LILLY ELI & CO COM 532457108 625 15,521 SH X 15,371 150
LILLY ELI & CO COM 532457108 121 3,000 SH X 1,400 1,600
LORILLARD INC COM 544147101 1,178 9,097 SH X 9,097
LORILLARD INC COM 544147101 254 1,958 SH X 28 1,930
MACYS INC COM 55616P104 1,532 38,571 SH X 38,571
MACYS INC COM 55616P104 9 230 SH X 230
MANITOWOC INC COM 563571108 1,673 120,708 SH X 119,736 972
MANITOWOC INC COM 563571108 46 3,312 SH X 3,312
MCDONALDS CORP COM 580135101 13,416 136,755 SH X 134,245 1,735 775
MCDONALDS CORP COM 580135101 808 8,240 SH X 2,845 5,370 25
MEDCO HEALTH SOLUTIONS INC C 58405U102 505 7,181 SH X 7,181
MEDCO HEALTH SOLUTIONS INC C 58405U102 24 344 SH X 200 144
MEDTRONIC INC COM 585055106 1,189 30,327 SH X 24,327 6,000
MEDTRONIC INC COM 585055106 37 950 SH X 750 200
MENASHA CORP COM 585250905 874 465 SH X 465
MERCK & CO INC NEW COM 58933Y105 5,890 153,382 SH X 153,032 200 150
MERCK & CO INC NEW COM 58933Y105 408 10,615 SH X 7,072 320 3,223
MICROSOFT CORP COM 594918104 10,828 335,698 SH X 326,588 500 8,610
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 7
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
MICROSOFT CORP COM 594918104 1,237 38,362 SH X 11,760 6,227 20,375
MICROCHIP TECHNOLOGY INC COM 595017104 3,732 100,332 SH X 100,332
MICROCHIP TECHNOLOGY INC COM 595017104 256 6,880 SH X 530 75 6,275
MOODYS CORP COM 615369105 32 750 SH X 750
MOODYS CORP COM 615369105 362 8,600 SH X 200 8,400
MOSAIC CO NEW COM 61945C103 2,895 52,364 SH X 51,224 770 370
MOSAIC CO NEW COM 61945C103 48 875 SH X 80 795
MULLINS WHEY INC 625200902 632 300 SH X 300
NYSE EURONEXT COM 629491101 5,064 168,742 SH X 167,172 1,570
NYSE EURONEXT COM 629491101 156 5,200 SH X 3,725 575 900
NEENAH PAPER INC COM 640079109 279 9,376 SH X 9,308 68
NEENAH PAPER INC COM 640079109 113 3,803 SH X 2,903 900
NESTLE S A SPONSORED ADR 641069406 585 9,310 SH X 8,310 1,000
NESTLE S A SPONSORED ADR 641069406 236 3,750 SH X 3,750
NETAPP INC COM 64110D104 2,360 52,720 SH X 52,720
NETAPP INC COM 64110D104 5 110 SH X 110
NEWMONT MINING CORP COM 651639106 2,840 55,402 SH X 54,222 750 430
NEWMONT MINING CORP COM 651639106 68 1,320 SH X 800 520
NEXTERA ENERGY INC COM 65339F101 5,810 95,116 SH X 94,971 45 100
NEXTERA ENERGY INC COM 65339F101 54 890 SH X 770 120
NORDSTROM INC COM 655664100 5,469 98,145 SH X 98,145
NORDSTROM INC COM 655664100 490 8,794 SH X 60 7,902 832
NORTHERN TR CORP COM 665859104 3,716 78,313 SH X 78,178 135
NORTHERN TR CORP COM 665859104 114 2,410 SH X 2,025 385
NORTHROP GRUMMAN CORP COM 666807102 982 16,071 SH X 16,071
NOVARTIS A G SPONSORED ADR 66987V109 2,440 44,037 SH X 43,817 120 100
NOVARTIS A G SPONSORED ADR 66987V109 56 1,015 SH X 780 235
O REILLY AUTOMOTIVE INC NEW COM 67103H107 204 2,230 SH X 130 2,100
OSHKOSH CORP COM 688239201 1,647 71,080 SH X 71,080
OSHKOSH CORP COM 688239201 6 265 SH X 265
PPG INDS INC COM 693506107 230 2,400 SH X 2,400
PENTAIR INC COM 709631105 95 2,000 SH X 2,000
PENTAIR INC COM 709631105 219 4,600 SH X 4,600
PEPSICO INC COM 713448108 9,421 141,994 SH X 133,687 952 7,355
PEPSICO INC COM 713448108 1,189 17,913 SH X 9,903 2,135 5,875
PETSMART INC COM 716768106 389 6,800 SH X 6,800
PFIZER INC COM 717081103 10,088 445,489 SH X 439,789 500 5,200
PFIZER INC COM 717081103 1,689 74,566 SH X 30,965 775 42,826
PHILIP MORRIS INTL INC COM 718172109 24,139 272,421 SH X 271,966 180 275
PHILIP MORRIS INTL INC COM 718172109 2,918 32,935 SH X 15,350 13,085 4,500
PLEXUS CORP COM 729132100 248 7,082 SH X 5,182 1,900
PLEXUS CORP COM 729132100 140 4,000 SH X 4,000
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 8
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
PLUM CREEK TIMBER CO INC COM 729251108 6,006 144,511 SH X 143,352 664 495
PLUM CREEK TIMBER CO INC COM 729251108 220 5,299 SH X 2,580 719 2,000
POTASH CORP SASK INC COM 73755L107 9,457 206,991 SH X 204,581 1,425 985
POTASH CORP SASK INC COM 73755L107 650 14,231 SH X 2,681 11,550
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 357 5,292 SH X 292 5,000
PRECISION CASTPARTS CORP COM 740189105 201 1,164 SH X 1,164
PRICE T ROWE GROUP INC COM 74144T108 9,976 152,773 SH X 152,273 265 235
PRICE T ROWE GROUP INC COM 74144T108 766 11,730 SH X 3,370 8,360
PROCTER & GAMBLE CO COM 742718109 13,911 206,982 SH X 204,739 688 1,555
PROCTER & GAMBLE CO COM 742718109 2,901 43,157 SH X 13,595 6,010 23,552
PRUDENTIAL FINL INC COM 744320102 2,437 38,440 SH X 38,288 30 122
PRUDENTIAL FINL INC COM 744320102 21 325 SH X 325
QUALCOMM INC COM 747525103 16,021 235,391 SH X 234,271 75 1,045
QUALCOMM INC COM 747525103 1,437 21,115 SH X 3,160 10,000 7,955
ROCHE HLDG LTD SPONSORED ADR 771195104 1,501 34,541 SH X 34,406 35 100
ROCHE HLDG LTD SPONSORED ADR 771195104 205 4,720 SH X 4,350 370
ROCKWELL AUTOMATION INC COM 773903109 766 9,617 SH X 9,617
ROCKWELL AUTOMATION INC COM 773903109 40 500 SH X 500
SPDR S&P 500 ETF TR TR UNIT 78462F103 7,770 55,180 SH X 48,240 4,950 1,990
SPDR S&P 500 ETF TR TR UNIT 78462F103 576 4,088 SH X 400 3,688
SPDR GOLD TRUST GOLD SHS 78463V107 14,657 90,411 SH X 88,111 900 1,400
SPDR GOLD TRUST GOLD SHS 78463V107 195 1,205 SH X 1,150 55
SPX CORP COM 784635104 1,120 14,444 SH X 14,444
SPX CORP COM 784635104 41 527 SH X 527
SPDR SERIES TRUST S&P REGL BKG 78464A698 306 10,750 SH X 10,750
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1,724 9,542 SH X 8,559 983
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 273 1,510 SH X 800 710
SCHLUMBERGER LTD COM 806857108 23,249 332,459 SH X 329,112 2,387 960
SCHLUMBERGER LTD COM 806857108 1,329 18,998 SH X 5,583 13,015 400
SCHWEITZER-MAUDUIT INTL INC COM 808541106 135 1,962 SH X 1,962
SCHWEITZER-MAUDUIT INTL INC COM 808541106 293 4,244 SH X 44 4,200
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 205 5,536 SH X 4,000 1,536
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 315 8,372 SH X 6,350 2,022
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 45 1,200 SH X 1,200
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,102 61,675 SH X 61,675
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 99 2,900 SH X 1,200 1,700
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,375 19,167 SH X 18,015 1,052 100
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 90 1,260 SH X 340 920
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 310 19,637 SH X 19,637
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 504 13,483 SH X 13,483
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 22 600 SH X 600
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5,602 185,750 SH X 183,485 2,265
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 9
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 54 1,800 SH X 1,800
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,271 36,254 SH X 36,254
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 63 1,800 SH X 1,500 300
SIGMA ALDRICH CORP COM 826552101 268 3,668 SH X 3,668
SIGMA ALDRICH CORP COM 826552101 263 3,600 SH X 3,600
SIRIUS XM RADIO INC COM 82967N108 1,842 797,615 SH X 797,615
SIRIUS XM RADIO INC COM 82967N108 11 4,750 SH X 4,750
SOUTHERN CO COM 842587107 6,030 134,214 SH X 131,744 1,140 1,330
SOUTHERN CO COM 842587107 179 3,980 SH X 2,265 1,290 425
STATE STR CORP COM 857477103 1,591 34,964 SH X 34,949 15
STATE STR CORP COM 857477103 71 1,555 SH X 1,130 425
SUNTRUST BKS INC COM 867914103 638 26,416 SH X 26,416
SUNTRUST BKS INC COM 867914103 2 90 SH X 90
SYSCO CORP COM 871829107 3,675 123,075 SH X 122,970 105
SYSCO CORP COM 871829107 110 3,685 SH X 3,250 435
TARGET CORP COM 87612E106 177 3,040 SH X 3,040
TARGET CORP COM 87612E106 35 600 SH X 450 150
TENARIS S A SPONSORED ADR 88031M109 967 25,304 SH X 25,189 15 100
TENARIS S A SPONSORED ADR 88031M109 73 1,905 SH X 1,685 220
TEREX CORP NEW COM 880779103 1,871 83,169 SH X 81,379 1,200 590
TEREX CORP NEW COM 880779103 25 1,115 SH X 130 985
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7,628 169,280 SH X 164,740 2,010 2,530
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 416 9,225 SH X 3,595 1,830 3,800
TEXAS INSTRS INC COM 882508104 1,318 39,221 SH X 39,156 65
TEXAS INSTRS INC COM 882508104 32 940 SH X 200 140 600
THERMO FISHER SCIENTIFIC INC COM 883556102 1,820 32,274 SH X 32,259 15
THERMO FISHER SCIENTIFIC INC COM 883556102 78 1,375 SH X 1,075 300
3M CO COM 88579Y101 6,210 69,615 SH X 69,495 55 65
3M CO COM 88579Y101 1,926 21,590 SH X 2,540 650 18,400
TIME WARNER INC COM NEW 887317303 9,491 251,425 SH X 250,640 230 555
TIME WARNER INC COM NEW 887317303 272 7,210 SH X 4,140 2,070 1,000
50% INTEREST IN TWEET BROS R 901160903 1,196 1 SH X 1
US BANCORP DEL COM NEW 902973304 12,957 409,008 SH X 407,048 1,600 360
US BANCORP DEL COM NEW 902973304 2,955 93,292 SH X 36,957 38,140 18,195
UNION PAC CORP COM 907818108 445 4,140 SH X 3,940 200
UNION PAC CORP COM 907818108 47 440 SH X 440
UNITED PARCEL SERVICE INC CL B 911312106 2,501 30,985 SH X 30,825 35 125
UNITED PARCEL SERVICE INC CL B 911312106 57 700 SH X 700
UNITED TECHNOLOGIES CORP COM 913017109 128 1,541 SH X 1,541
UNITED TECHNOLOGIES CORP COM 913017109 373 4,500 SH X 4,500
UNITEDHEALTH GROUP INC COM 91324P102 16,526 280,391 SH X 279,966 20 405
UNITEDHEALTH GROUP INC COM 91324P102 1,098 18,630 SH X 2,625 13,805 2,200
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 04/03/12 PAGE 10
AS OF 03/31/12
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- ----------------- ------------ ---- ------------------------
INVESTMENT
DISCRETION VOTING AUTHORITY
MARKET ------------ ------------------------
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
---------------------------- ---------------- --------- --------- --------- -- ---- ---- --- --- ---- --------- ------ -------
V F CORP COM 918204108 3,380 23,154 SH X 23,124 30
V F CORP COM 918204108 62 425 SH X 100 325
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 3,414 58,315 SH X 58,315
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 337 3,880 SH X 3,880
VANGUARD WORLD FDS INF TECH ETF 92204A702 169 2,275 SH X 2,275
VANGUARD WORLD FDS INF TECH ETF 92204A702 96 1,300 SH X 1,300
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1,942 44,663 SH X 44,663
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 14 315 SH X 200 115
VANGUARD INDEX FDS LARGE CAP ETF 922908637 513 7,962 SH X 7,962
VANGUARD INDEX FDS TOTAL STK MKT 922908769 2,430 33,627 SH X 33,627
VERIZON COMMUNICATIONS INC COM 92343V104 1,895 49,565 SH X 49,380 185
VERIZON COMMUNICATIONS INC COM 92343V104 197 5,147 SH X 924 2,759 1,464
VISA INC COM CL A 92826C839 891 7,555 SH X 7,555
VISA INC COM CL A 92826C839 4 30 SH X 30
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 16,004 578,397 SH X 572,917 3,315 2,165
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1,162 42,008 SH X 6,745 33,599 1,664
WABCO HLDGS INC COM 92927K102 6,989 115,555 SH X 115,555
WABCO HLDGS INC COM 92927K102 487 8,055 SH X 140 7,915
WAL MART STORES INC COM 931142103 896 14,636 SH X 12,586 2,050
WAL MART STORES INC COM 931142103 83 1,350 SH X 650 700
WALGREEN CO COM 931422109 1,320 39,413 SH X 37,824 1,589
WALGREEN CO COM 931422109 449 13,410 SH X 7,010 6,400
WASTE MGMT INC DEL COM 94106L109 276 7,885 SH X 7,052 833
WASTE MGMT INC DEL COM 94106L109 163 4,655 SH X 450 4,205
WATERSTONE FINANCIAL INC COM 941888109 63 20,000 SH X 20,000
WELLS FARGO & CO NEW COM 949746101 5,744 168,248 SH X 137,758 1,705 28,785
WELLS FARGO & CO NEW COM 949746101 2,418 70,831 SH X 5,823 1,395 63,613
WESTERN ASSET HIGH INCM OPP COM 95766K109 62 10,000 SH X 10,000
WISCONSIN ENERGY CORP COM 976657106 469 13,341 SH X 12,141 900 300
WISCONSIN ENERGY CORP COM 976657106 19 530 SH X 200 330
XCEL ENERGY INC COM 98389B100 369 13,927 SH X 13,579 348
YUM BRANDS INC COM 988498101 391 5,493 SH X 5,493
YUM BRANDS INC COM 988498101 102 1,440 SH X 1,440
ZIMMER HLDGS INC COM 98956P102 2,185 33,997 SH X 33,702 20 275
ZIMMER HLDGS INC COM 98956P102 315 4,896 SH X 2,462 1,894 540
FINAL TOTALS 1,199,242