13F-HR 1 d291877d13fhr.txt 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- FORM 13F ----------------- INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended December 31, 2011 If Amended report check here: [_] ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 ----------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Joseph B. Selner, 920-491-7120, Chief Financial Officer -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 31st day of January, 2012. Associated Banc-Corp ------------------------------ Name of Institutional Investment Manager /s/ Joseph B. Selner ------------------------------ Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ----------------------------- -------------- -------------- -------------- Associated Trust Company, National Association ================================================================================ ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 1 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- -------- ----------------- ------------ ---- ------------------------ INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) HELIOS STRATEGIC INCOME FUND ECD28A209 0 20,000 SH X 20,000 KINDER MORGAN MGMT LLC FRACT EKE55U103 0 199,438 SH X 199,438 NABORS INDUSTRIES LTD SHS G6359F103 9,357 539,637 SH X 530,727 5,390 3,520 NABORS INDUSTRIES LTD SHS G6359F103 677 39,019 SH X 5,609 33,410 ACE LTD SHS H0023R105 3,150 44,925 SH X 43,435 915 575 ACE LTD SHS H0023R105 207 2,945 SH X 1,915 1,030 TRANSOCEAN LTD REG SHS H8817H100 941 24,509 SH X 24,384 125 TRANSOCEAN LTD REG SHS H8817H100 82 2,148 SH X 1,443 705 LTD PARTNERSHIP INT IN THE S MS0023544 443 9 SH X 9 LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 89 HATTERAS FUNDS- MULTI STRAT MS0060264 498 5,690 SH X 5,690 CHECK POINT SOFTWARE TECH LT ORD M22465104 2,167 41,240 SH X 41,240 CHECK POINT SOFTWARE TECH LT ORD M22465104 32 600 SH X 600 AT&T INC COM 00206R102 4,368 144,434 SH X 143,160 300 974 AT&T INC COM 00206R102 534 17,672 SH X 5,288 11,834 550 ABBOTT LABS COM 002824100 8,805 156,583 SH X 152,083 925 3,575 ABBOTT LABS COM 002824100 753 13,395 SH X 4,330 3,965 5,100 AIR PRODS & CHEMS INC COM 009158106 10,081 118,330 SH X 116,530 790 1,010 AIR PRODS & CHEMS INC COM 009158106 377 4,425 SH X 2,795 1,330 300 ALLIANT ENERGY CORP COM 018802108 300 6,803 SH X 2,703 200 3,900 ALLIANT ENERGY CORP COM 018802108 11 240 SH X 70 170 ALLSTATE CORP COM 020002101 2,135 77,895 SH X 77,895 ALLSTATE CORP COM 020002101 254 9,281 SH X 100 4,057 5,124 ALTRIA GROUP INC COM 02209S103 2,153 72,603 SH X 68,403 4,200 ALTRIA GROUP INC COM 02209S103 542 18,275 SH X 13,150 450 4,675 AMERICAN EXPRESS CO COM 025816109 262 5,550 SH X 5,550 AMERICAN EXPRESS CO COM 025816109 80 1,700 SH X 1,700 AMERISOURCEBERGEN CORP COM 03073E105 3,976 106,899 SH X 106,899 AMERISOURCEBERGEN CORP COM 03073E105 420 11,285 SH X 360 10,925 AMGEN INC COM 031162100 1,691 26,335 SH X 26,150 10 175 AMGEN INC COM 031162100 93 1,445 SH X 1,065 380 ANCHOR BANCORP WIS INC COM 032839102 16 49,001 SH X 49,001 AON CORP COM 037389103 1,289 27,547 SH X 314 27,233 APACHE CORP COM 037411105 18,412 203,273 SH X 199,654 1,189 2,430 APACHE CORP COM 037411105 944 10,419 SH X 3,964 6,455 APPLE INC COM 037833100 35,864 88,553 SH X 87,533 436 584 APPLE INC COM 037833100 2,420 5,976 SH X 1,535 4,141 300 APPLIED MATLS INC COM 038222105 492 45,892 SH X 45,892 APPLIED MATLS INC COM 038222105 19 1,790 SH X 790 1,000 ASSOCIATED BANC CORP COM 045487105 54,066 4,840,250 SH X 4,484,368 355,882 ASSOCIATED BANC CORP COM 045487105 1,441 129,022 SH X 92,400 22,895 13,727
ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 2 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- -------- --------------- ------------ ---- -------------------- INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) AUTOMATIC DATA PROCESSING IN COM 053015103 1,279 23,680 SH X 23,680 AUTOMATIC DATA PROCESSING IN COM 053015103 92 1,705 SH X 1,705 BB&T CORP COM 054937107 4,681 185,972 SH X 181,292 2,760 1,920 BB&T CORP COM 054937107 194 7,705 SH X 4,810 2,895 BP PLC SPONSORED ADR 055622104 1,310 30,655 SH X 30,655 BP PLC SPONSORED ADR 055622104 374 8,748 SH X 4,218 628 3,902 BAKER HUGHES INC COM 057224107 2,245 46,159 SH X 46,159 BAKER HUGHES INC COM 057224107 18 380 SH X 185 195 BANK OF AMERICA CORPORATION COM 060505104 294 52,950 SH X 52,950 BANK OF AMERICA CORPORATION COM 060505104 57 10,268 SH X 3,000 140 7,128 BANK MONTREAL QUE COM 063671101 591 10,783 SH X 7,083 3,700 BANK MONTREAL QUE COM 063671101 184 3,349 SH X 1,634 1,715 BANK OF NEW YORK MELLON CORP COM 064058100 1,717 86,216 SH X 85,516 700 BANK OF NEW YORK MELLON CORP COM 064058100 47 2,360 SH X 1,675 185 500 BAXTER INTL INC COM 071813109 1,088 21,981 SH X 21,981 BAXTER INTL INC COM 071813109 70 1,415 SH X 1,415 BEMIS INC COM 081437105 3,997 132,877 SH X 132,817 60 BEMIS INC COM 081437105 444 14,775 SH X 13,575 700 500 BERKLEY W R CORP COM 084423102 1,548 45,023 SH X 42,473 2,550 BERKLEY W R CORP COM 084423102 186 5,395 SH X 3,425 1,970 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,148 10 SH X 10 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8,390 109,965 SH X 108,540 1,425 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 689 9,025 SH X 700 8,325 BHP BILLITON LTD SPONSORED ADR 088606108 8,282 117,253 SH X 116,843 85 325 BHP BILLITON LTD SPONSORED ADR 088606108 378 5,350 SH X 3,510 540 1,300 BOEING CO COM 097023105 6,540 89,162 SH X 85,992 910 2,260 BOEING CO COM 097023105 262 3,570 SH X 2,045 1,525 BRISTOL MYERS SQUIBB CO COM 110122108 3,069 87,081 SH X 84,641 400 2,040 BRISTOL MYERS SQUIBB CO COM 110122108 1,087 30,847 SH X 9,595 14,652 6,600 BROWN FORMAN CORP CL B 115637209 201 2,500 SH X 2,500 CSX CORP COM 126408103 79 3,758 SH X 3,758 CSX CORP COM 126408103 235 11,145 SH X 10,800 345 CVS CAREMARK CORPORATION COM 126650100 3,029 74,284 SH X 73,954 330 CVS CAREMARK CORPORATION COM 126650100 282 6,912 SH X 2,348 387 4,177 CAPITAL ONE FINL CORP COM 14040H105 359 8,485 SH X 8,485 CAPITAL ONE FINL CORP COM 14040H105 499 11,802 SH X 6,642 5,160 CATERPILLAR INC DEL COM 149123101 21,150 233,448 SH X 227,336 1,645 4,467 CATERPILLAR INC DEL COM 149123101 3,254 35,911 SH X 6,900 26,161 2,850 CELGENE CORP COM 151020104 16,113 238,357 SH X 236,322 1,035 1,000 CELGENE CORP COM 151020104 1,048 15,500 SH X 2,715 12,785 CHEVRON CORP NEW COM 166764100 23,395 219,882 SH X 216,353 2,319 1,210
ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 3 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- -------- --------------- ------------ ---- --------------------- INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) CHEVRON CORP NEW COM 166764100 2,704 25,415 SH X 8,515 11,075 5,825 CISCO SYS INC COM 17275R102 995 55,009 SH X 54,884 125 CISCO SYS INC COM 17275R102 61 3,400 SH X 545 2,855 CLOROX CO DEL COM 189054109 893 13,416 SH X 13,416 CLOROX CO DEL COM 189054109 915 13,747 SH X 13,747 COCA COLA CO COM 191216100 12,309 175,923 SH X 172,743 1,225 1,955 COCA COLA CO COM 191216100 856 12,235 SH X 5,470 5,765 1,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9,528 148,150 SH X 148,000 150 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 604 9,395 SH X 1,645 7,750 COINSTAR INC COM 19259P300 325 7,118 SH X 7,118 COINSTAR INC COM 19259P300 11 250 SH X 250 COLGATE PALMOLIVE CO COM 194162103 5,591 60,519 SH X 60,239 130 150 COLGATE PALMOLIVE CO COM 194162103 1,024 11,088 SH X 4,475 3,313 3,300 CONOCOPHILLIPS COM 20825C104 10,446 143,353 SH X 142,403 750 200 CONOCOPHILLIPS COM 20825C104 813 11,151 SH X 2,075 5,766 3,310 CONSOLIDATED EDISON INC COM 209115104 361 5,818 SH X 5,818 CORNING INC COM 219350105 3,405 262,307 SH X 254,442 4,565 3,300 CORNING INC COM 219350105 333 25,682 SH X 9,075 4,070 12,537 COVANCE INC COM 222816100 312 6,820 SH X 6,770 50 CREE INC COM 225447101 428 19,409 SH X 17,729 1,150 530 CREE INC COM 225447101 15 700 SH X 200 500 CUMMINS INC COM 231021106 17,570 199,617 SH X 197,807 1,055 755 CUMMINS INC COM 231021106 1,227 13,935 SH X 2,150 11,785 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 493 4,800 SH X 4,800 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 25 245 SH X 245 DANAHER CORP DEL COM 235851102 8,978 190,868 SH X 190,148 245 475 DANAHER CORP DEL COM 235851102 549 11,670 SH X 2,895 8,775 DARDEN RESTAURANTS INC COM 237194105 4 93 SH X 93 DARDEN RESTAURANTS INC COM 237194105 273 6,000 SH X 6,000 DEVON ENERGY CORP NEW COM 25179M103 5,634 90,866 SH X 90,866 DEVON ENERGY CORP NEW COM 25179M103 429 6,915 SH X 20 4,520 2,375 DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 389 14,225 SH X 10,000 4,225 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 550 8,100 SH X 8,100 DISNEY WALT CO COM DISNEY 254687106 15,251 406,698 SH X 398,385 3,283 5,030 DISNEY WALT CO COM DISNEY 254687106 917 24,449 SH X 11,234 12,390 825 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 5,515 134,614 SH X 133,629 360 625 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 448 10,930 SH X 730 10,200 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1,979 52,500 SH X 52,500 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 5 145 SH X 145 DOW CHEM CO COM 260543103 1,474 51,247 SH X 51,247 DOW CHEM CO COM 260543103 9 300 SH X 300
ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 4 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ------------------------------- -------------- --------- -------- --------------- ------------ ---- --------------------- INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) DU PONT E I DE NEMOURS & CO COM 263534109 109 2,382 SH X 2,382 DU PONT E I DE NEMOURS & CO COM 263534109 156 3,406 SH X 500 2,906 DUN & BRADSTREET CORP DEL NE COM 26483E100 45 600 SH X 600 DUN & BRADSTREET CORP DEL NE COM 26483E100 195 2,600 SH X 500 2,100 EOG RES INC COM 26875P101 2,882 29,257 SH X 29,132 25 100 EOG RES INC COM 26875P101 273 2,770 SH X 2,480 290 ETFS PLATINUM TR SH BEN INT 26922V101 1,371 9,945 SH X 9,945 ETFS PLATINUM TR SH BEN INT 26922V101 25 185 SH X 185 EAST WEST BANCORP INC COM 27579R104 6,882 348,464 SH X 344,174 2,630 1,660 EAST WEST BANCORP INC COM 27579R104 531 26,870 SH X 3,710 23,160 EATON CORP COM 278058102 279 6,415 SH X 6,415 EATON CORP COM 278058102 3 65 SH X 65 EDISON INTL COM 281020107 4 87 SH X 87 EDISON INTL COM 281020107 200 4,832 SH X 4,832 EL PASO CORP COM 28336L109 219 8,229 SH X 8,229 EXXON MOBIL CORP COM 30231G102 21,700 256,013 SH X 234,032 1,844 20,137 EXXON MOBIL CORP COM 30231G102 4,346 51,275 SH X 23,062 11,421 16,792 F5 NETWORKS INC COM 315616102 2,417 22,780 SH X 22,780 F5 NETWORKS INC COM 315616102 23 215 SH X 40 175 FIDELITY NATL INFORMATION SV COM 31620M106 461 17,355 SH X 17,355 FIDELITY NATL INFORMATION SV COM 31620M106 307 11,527 SH X 3,654 6,145 1,728 FIRST MANITOWOC BANCRP INC N COM 32076T108 227 16,232 SH X 16,232 FIRST MANITOWOC BANCRP INC N COM 32076T108 1,159 82,812 SH X 82,812 FLUOR CORP NEW COM 343412102 1,833 36,476 SH X 36,366 10 100 FLUOR CORP NEW COM 343412102 37 735 SH X 450 285 FORD MTR CO DEL COM PAR $0.01 345370860 126 11,732 SH X 10,632 1,100 FORD MTR CO DEL COM PAR $0.01 345370860 30 2,825 SH X 2,000 200 625 FRANKLIN RES INC COM 354613101 749 7,793 SH X 7,793 FRANKLIN RES INC COM 354613101 615 6,400 SH X 2,900 3,500 FREEPORT- MCMORAN COPPER & GO COM 35671D857 8,466 230,112 SH X 227,332 1,560 1,220 FREEPORT- MCMORAN COPPER & GO COM 35671D857 549 14,935 SH X 2,959 7,950 4,026 GAMESTOP CORP NEW CL A 36467W109 677 28,040 SH X 27,815 225 GAMESTOP CORP NEW CL A 36467W109 31 1,300 SH X 1,300 GENERAL ELECTRIC CO COM 369604103 7,683 428,992 SH X 428,192 800 GENERAL ELECTRIC CO COM 369604103 1,357 75,763 SH X 11,200 26,965 37,598 GENERAL MLS INC COM 370334104 1,019 25,225 SH X 24,875 350 GENERAL MLS INC COM 370334104 834 20,645 SH X 1,985 18,660 GILEAD SCIENCES INC COM 375558103 3,987 97,414 SH X 97,414 GILEAD SCIENCES INC COM 375558103 396 9,670 SH X 120 9,550 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 141 3,081 SH X 3,081 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 121 2,655 SH X 1,000 1,655
ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 5 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- --------------- --------- -------- --------------- ------------ ---- --------------------- INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) GOLDMAN SACHS GROUP INC COM 38141G104 1,637 18,104 SH X 18,104 GOLDMAN SACHS GROUP INC COM 38141G104 42 460 SH X 460 GOOGLE INC CL A 38259P508 19,833 30,706 SH X 30,221 296 189 GOOGLE INC CL A 38259P508 1,380 2,137 SH X 446 1,486 205 GRAINGER W W INC COM 384802104 304 1,624 SH X 1,624 GUESS INC COM 401617105 1,896 63,567 SH X 59,822 2,515 1,230 GUESS INC COM 401617105 144 4,825 SH X 2,565 2,260 HALLIBURTON CO COM 406216101 4,873 141,214 SH X 137,554 2,355 1,305 HALLIBURTON CO COM 406216101 124 3,586 SH X 1,806 1,580 200 HARRIS CORP DEL COM 413875105 441 12,235 SH X 11,590 645 HARRIS CORP DEL COM 413875105 11 300 SH X 300 HARSCO CORP COM 415864107 1,633 79,371 SH X 79,371 HARSCO CORP COM 415864107 5 250 SH X 250 HEWLETT PACKARD CO COM 428236103 792 30,737 SH X 30,612 125 HEWLETT PACKARD CO COM 428236103 150 5,825 SH X 250 75 5,500 HOST HOTELS & RESORTS INC COM 44107P104 2,925 198,043 SH X 198,043 HOST HOTELS & RESORTS INC COM 44107P104 28 1,870 SH X 70 1,800 HUMANA INC COM 444859102 13,930 159,005 SH X 157,805 655 545 HUMANA INC COM 444859102 1,076 12,280 SH X 1,500 10,780 ILLINOIS TOOL WKS INC COM 452308109 4,851 103,850 SH X 103,445 405 ILLINOIS TOOL WKS INC COM 452308109 358 7,670 SH X 1,860 910 4,900 INTEL CORP COM 458140100 14,156 583,758 SH X 574,398 3,960 5,400 INTEL CORP COM 458140100 1,307 53,891 SH X 15,735 27,056 11,100 INTEGRYS ENERGY GROUP INC COM 45822P105 5,618 103,684 SH X 103,543 141 INTEGRYS ENERGY GROUP INC COM 45822P105 125 2,300 SH X 2,200 100 INTERNATIONAL BUSINESS MACHS COM 459200101 5,983 32,537 SH X 31,827 10 700 INTERNATIONAL BUSINESS MACHS COM 459200101 392 2,130 SH X 870 160 1,100 ISHARES TR BARCLYS TIPS BD 464287176 348 2,978 SH X 2,978 ISHARES TR BARCLYS TIPS BD 464287176 146 1,250 SH X 250 1,000 ISHARES TR S&P 500 INDEX 464287200 233 1,848 SH X 1,848 ISHARES TR MSCI EMERG MKT 464287234 1,065 28,063 SH X 28,063 ISHARES TR MSCI EMERG MKT 464287234 42 1,100 SH X 1,100 ISHARES TR MSCI EAFE INDEX 464287465 2,519 50,865 SH X 50,665 200 ISHARES TR MSCI EAFE INDEX 464287465 158 3,196 SH X 1,925 1,271 ISHARES TR NASDQ BIO INDX 464287556 1,397 13,391 SH X 13,391 ISHARES TR NASDQ BIO INDX 464287556 4 35 SH X 35 ISHARES TR RUSSELL1000VAL 464287598 736 11,595 SH X 11,595 ISHARES TR RUSSELL1000VAL 464287598 51 800 SH X 800 ISHARES TR RUSSELL1000GRW 464287614 226 3,905 SH X 3,905 ISHARES TR RUSSELL 2000 464287655 1,707 23,146 SH X 23,146 ISHARES TR RUSSELL 2000 464287655 185 2,505 SH X 1,320 1,185
ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 6 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- -------- --------------- ------------ ---- ----------------------- INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ISHARES TR S&P SMLCAP 600 464287804 1,435 21,016 SH X 21,016 ISHARES TR S&P SMLCAP 600 464287804 12 180 SH X 180 JPMORGAN CHASE & CO COM 46625H100 3,982 119,750 SH X 110,924 2,041 6,785 JPMORGAN CHASE & CO COM 46625H100 340 10,217 SH X 4,016 1,769 4,432 JOHNSON & JOHNSON COM 478160104 7,580 115,581 SH X 115,336 20 225 JOHNSON & JOHNSON COM 478160104 786 11,980 SH X 4,730 1,200 6,050 JOHNSON CTLS INC COM 478366107 12,554 401,599 SH X 393,094 3,220 5,285 JOHNSON CTLS INC COM 478366107 3,740 119,643 SH X 3,875 115,018 750 JOY GLOBAL INC COM 481165108 7,241 96,586 SH X 94,211 1,125 1,250 JOY GLOBAL INC COM 481165108 475 6,340 SH X 1,080 5,260 KELLOGG CO COM 487836108 25 500 SH X 500 KELLOGG CO COM 487836108 223 4,400 SH X 3,200 1,200 KEYCORP NEW COM 493267108 68 8,816 SH X 8,816 KEYCORP NEW COM 493267108 17 2,240 SH X 2,240 KIMBERLY CLARK CORP COM 494368103 53,176 722,890 SH X 576,452 630 145,808 KIMBERLY CLARK CORP COM 494368103 42,118 572,572 SH X 96,964 530 475,078 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 1,097 13,976 SH X 13,868 108 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 17 216 SH X 216 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 174 2,050 SH X 1,750 300 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 51 600 SH X 600 KOHLS CORP COM 500255104 186 3,761 SH X 3,761 KOHLS CORP COM 500255104 78 1,575 SH X 1,075 500 KRAFT FOODS INC CL A 50075N104 4,866 130,244 SH X 129,979 65 200 KRAFT FOODS INC CL A 50075N104 608 16,261 SH X 12,223 925 3,113 LIFESPAN INC COM 53221W101 0 50,000 SH X 50,000 LILLY ELI & CO COM 532457108 649 15,621 SH X 15,471 150 LILLY ELI & CO COM 532457108 125 3,000 SH X 1,400 1,600 LORILLARD INC COM 544147101 1,387 12,169 SH X 12,169 LORILLARD INC COM 544147101 245 2,150 SH X 50 2,100 MACYS INC COM 55616P104 1,434 44,568 SH X 44,568 MACYS INC COM 55616P104 7 230 SH X 230 MANITOWOC INC COM 563571108 1,204 130,972 SH X 112,558 18,414 MANITOWOC INC COM 563571108 30 3,312 SH X 312 3,000 MARRIOTT INTL INC NEW CL A 571903202 221 7,580 SH X 7,580 MCDONALDS CORP COM 580135101 14,476 144,281 SH X 141,445 2,036 800 MCDONALDS CORP COM 580135101 851 8,480 SH X 2,910 5,570 MEDCO HEALTH SOLUTIONS INC COM 58405U102 405 7,250 SH X 7,250 MEDCO HEALTH SOLUTIONS INC COM 58405U102 19 344 SH X 200 144 MEDTRONIC INC COM 585055106 1,240 32,427 SH X 26,427 6,000 MEDTRONIC INC COM 585055106 15 400 SH X 200 200 MENASHA CORP COM 585250905 874 465 SH X 465
ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 7 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 --------------------------- -------------- --------- -------- --------------- ------------ ---- --------------------- INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) MERCK & CO INC NEW COM 58933Y105 5,487 145,550 SH X 145,200 200 150 MERCK & CO INC NEW COM 58933Y105 393 10,430 SH X 7,022 185 3,223 MICROSOFT CORP COM 594918104 8,327 320,776 SH X 311,651 325 8,800 MICROSOFT CORP COM 594918104 969 37,327 SH X 9,825 7,127 20,375 MICROCHIP TECHNOLOGY INC COM 595017104 3,655 99,792 SH X 99,792 MICROCHIP TECHNOLOGY INC COM 595017104 252 6,880 SH X 530 75 6,275 MOODYS CORP COM 615369105 25 750 SH X 750 MOODYS CORP COM 615369105 290 8,600 SH X 200 8,400 MOSAIC CO NEW COM 61945C103 4,102 81,344 SH X 80,204 770 370 MOSAIC CO NEW COM 61945C103 240 4,755 SH X 80 4,675 MULLINS WHEY INC 625200902 632 300 SH X 300 NYSE EURONEXT COM 629491101 4,205 161,124 SH X 159,554 1,570 NYSE EURONEXT COM 629491101 121 4,625 SH X 3,325 500 800 NEENAH PAPER INC COM 640079109 259 11,613 SH X 11,433 180 NEENAH PAPER INC COM 640079109 34 1,530 SH X 630 900 NESTLE S A SPONSORED ADR 641069406 567 9,810 SH X 8,810 1,000 NESTLE S A SPONSORED ADR 641069406 217 3,750 SH X 3,000 750 NETAPP INC COM 64110D104 1,518 41,865 SH X 41,865 NETAPP INC COM 64110D104 4 110 SH X 110 NEWMONT MINING CORP COM 651639106 3,300 54,999 SH X 53,819 750 430 NEWMONT MINING CORP COM 651639106 76 1,270 SH X 750 520 NEXTERA ENERGY INC COM 65339F101 5,905 96,988 SH X 96,888 100 NEXTERA ENERGY INC COM 65339F101 71 1,165 SH X 850 315 NORDSTROM INC COM 655664100 2,864 57,617 SH X 57,617 NORDSTROM INC COM 655664100 229 4,603 SH X 64 3,707 832 NORTHERN TR CORP COM 665859104 3,141 79,190 SH X 79,055 135 NORTHERN TR CORP COM 665859104 63 1,580 SH X 1,195 385 NORTHROP GRUMMAN CORP COM 666807102 874 14,937 SH X 14,937 NOVARTIS A G SPONSORED ADR 66987V109 2,248 39,322 SH X 39,202 120 NOVARTIS A G SPONSORED ADR 66987V109 56 975 SH X 780 195 OSHKOSH CORP COM 688239201 1,520 71,080 SH X 71,080 OSHKOSH CORP COM 688239201 6 265 SH X 265 PPG INDS INC COM 693506107 200 2,400 SH X 2,400 PENTAIR INC COM 709631105 67 2,000 SH X 2,000 PENTAIR INC COM 709631105 153 4,600 SH X 4,600 PEPSICO INC COM 713448108 9,812 147,879 SH X 136,504 1,535 9,840 PEPSICO INC COM 713448108 1,155 17,413 SH X 9,403 2,135 5,875 PETSMART INC COM 716768106 349 6,800 SH X 6,800 PFIZER INC COM 717081103 9,447 436,557 SH X 430,857 500 5,200 PFIZER INC COM 717081103 1,617 74,716 SH X 31,090 925 42,701 PHILIP MORRIS INTL INC COM 718172109 21,061 268,361 SH X 267,961 125 275
ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 8 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- -------- --------------- ------------ ---- --------------------- INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) PHILIP MORRIS INTL INC COM 718172109 2,617 33,345 SH X 15,465 13,380 4,500 PLEXUS CORP COM 729132100 202 7,382 SH X 5,482 1,900 PLEXUS CORP COM 729132100 110 4,000 SH X 4,000 PLUM CREEK TIMBER CO INC COM 729251108 5,217 142,689 SH X 141,387 822 480 PLUM CREEK TIMBER CO INC COM 729251108 191 5,224 SH X 2,580 719 1,925 POTASH CORP SASK INC COM 73755L107 8,098 196,165 SH X 193,790 1,425 950 POTASH CORP SASK INC COM 73755L107 462 11,186 SH X 1,721 9,465 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 284 5,092 SH X 92 5,000 PRICE T ROWE GROUP INC COM 74144T108 7,930 139,244 SH X 138,269 240 735 PRICE T ROWE GROUP INC COM 74144T108 499 8,765 SH X 2,060 6,705 PROCTER & GAMBLE CO COM 742718109 13,322 199,701 SH X 197,488 648 1,565 PROCTER & GAMBLE CO COM 742718109 2,810 42,122 SH X 12,625 5,945 23,552 PRUDENTIAL FINL INC COM 744320102 6,510 129,896 SH X 129,774 122 PRUDENTIAL FINL INC COM 744320102 597 11,920 SH X 210 11,710 QUALCOMM INC COM 747525103 10,836 198,103 SH X 197,103 75 925 QUALCOMM INC COM 747525103 1,051 19,210 SH X 3,135 8,120 7,955 ROCHE HLDG LTD SPONSORED ADR 771195104 1,312 30,817 SH X 30,682 35 100 ROCHE HLDG LTD SPONSORED ADR 771195104 200 4,700 SH X 4,350 350 ROCKWELL AUTOMATION INC COM 773903109 714 9,727 SH X 9,727 ROCKWELL AUTOMATION INC COM 773903109 37 500 SH X 500 SPDR S&P 500 ETF TR TR UNIT 78462F103 7,484 59,635 SH X 52,345 4,700 2,590 SPDR S&P 500 ETF TR TR UNIT 78462F103 833 6,638 SH X 400 6,238 SPDR GOLD TRUST GOLD SHS 78463V107 13,358 87,887 SH X 85,587 900 1,400 SPDR GOLD TRUST GOLD SHS 78463V107 183 1,205 SH X 1,150 55 SPX CORP COM 784635104 1,247 20,690 SH X 20,690 SPX CORP COM 784635104 37 612 SH X 35 577 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1,897 11,892 SH X 9,592 1,200 1,100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 246 1,540 SH X 830 710 SCHLUMBERGER LTD COM 806857108 21,404 313,332 SH X 306,930 2,332 4,070 SCHLUMBERGER LTD COM 806857108 1,332 19,503 SH X 5,703 13,400 400 SCHWEITZER- MAUDUIT INTL INC COM 808541106 130 1,962 SH X 1,962 SCHWEITZER- MAUDUIT INTL INC COM 808541106 282 4,244 SH X 44 4,200 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 290 8,372 SH X 6,350 2,022 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 42 1,200 SH X 1,200 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,071 63,750 SH X 63,750 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 94 2,900 SH X 1,200 1,700 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,378 19,937 SH X 18,785 1,052 100 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 87 1,260 SH X 340 920 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 132 10,142 SH X 10,142 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 523 15,498 SH X 15,498 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 20 600 SH X 600
ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 9 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- -------- --------------- ------------ ---- --------------------- INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4,859 190,933 SH X 188,668 2,265 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 46 1,800 SH X 1,800 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,328 36,904 SH X 36,904 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 65 1,800 SH X 1,500 300 SIGMA ALDRICH CORP COM 826552101 229 3,668 SH X 3,668 SIGMA ALDRICH CORP COM 826552101 225 3,600 SH X 1,600 2,000 SIRIUS XM RADIO INC COM 82967N108 740 406,525 SH X 406,525 SIRIUS XM RADIO INC COM 82967N108 9 4,750 SH X 4,750 SOUTHERN CO COM 842587107 6,299 136,083 SH X 133,388 1,140 1,555 SOUTHERN CO COM 842587107 242 5,230 SH X 3,245 1,560 425 STATE STR CORP COM 857477103 1,274 31,611 SH X 31,596 15 STATE STR CORP COM 857477103 63 1,555 SH X 1,130 425 SUNTRUST BKS INC COM 867914103 469 26,500 SH X 26,500 SYSCO CORP COM 871829107 3,363 114,652 SH X 114,627 25 SYSCO CORP COM 871829107 126 4,280 SH X 3,365 915 TENARIS S A SPONSORED ADR 88031M109 1,009 27,142 SH X 27,022 20 100 TENARIS S A SPONSORED ADR 88031M109 72 1,930 SH X 1,685 245 TEREX CORP NEW COM 880779103 1,824 134,979 SH X 131,429 2,400 1,150 TEREX CORP NEW COM 880779103 19 1,400 SH X 205 1,195 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 6,925 171,577 SH X 167,087 1,960 2,530 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 384 9,520 SH X 3,595 2,125 3,800 TEXAS INSTRS INC COM 882508104 1,206 41,438 SH X 41,438 TEXAS INSTRS INC COM 882508104 40 1,360 SH X 330 430 600 THERMO FISHER SCIENTIFIC INC COM 883556102 1,733 38,539 SH X 38,519 20 THERMO FISHER SCIENTIFIC INC COM 883556102 64 1,415 SH X 1,075 340 3M CO COM 88579Y101 5,742 70,255 SH X 70,145 20 90 3M CO COM 88579Y101 1,707 20,885 SH X 1,665 820 18,400 TIME WARNER INC COM NEW 887317303 11,831 327,375 SH X 326,670 150 555 TIME WARNER INC COM NEW 887317303 688 19,040 SH X 4,305 13,735 1,000 50% INTEREST IN TWEET BROS R 901160903 1,187 1 SH X 1 US BANCORP DEL COM NEW 902973304 9,332 345,001 SH X 342,941 1,700 360 US BANCORP DEL COM NEW 902973304 2,415 89,292 SH X 36,002 35,095 18,195 UNION PAC CORP COM 907818108 439 4,140 SH X 3,940 200 UNION PAC CORP COM 907818108 47 440 SH X 440 UNITED PARCEL SERVICE INC CL B 911312106 2,263 30,925 SH X 30,800 125 UNITED PARCEL SERVICE INC CL B 911312106 70 960 SH X 765 195 UNITED TECHNOLOGIES CORP COM 913017109 208 2,841 SH X 2,841 UNITED TECHNOLOGIES CORP COM 913017109 475 6,500 SH X 6,500 UNITEDHEALTH GROUP INC COM 91324P102 14,924 294,483 SH X 294,078 405 UNITEDHEALTH GROUP INC COM 91324P102 1,053 20,785 SH X 2,670 15,915 2,200 V F CORP COM 918204108 3,277 25,808 SH X 25,808
ASSETS AS OF 12/31/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 10 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------- INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) V F CORP COM 918204108 81 640 SH X 145 495 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2,149 39,325 SH X 39,325 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 365 4,200 SH X 4,200 VANGUARD WORLD FDS INF TECH ETF 92204A702 170 2,775 SH X 2,775 VANGUARD WORLD FDS INF TECH ETF 92204A702 80 1,300 SH X 1,300 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1,600 41,863 SH X 41,863 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 12 315 SH X 200 115 VANGUARD INDEX FDS LARGE CAP ETF 922908637 538 9,387 SH X 9,387 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2,169 33,727 SH X 33,727 VERIZON COMMUNICATIONS INC COM 92343V104 1,934 48,196 SH X 48,096 100 VERIZON COMMUNICATIONS INC COM 92343V104 211 5,258 SH X 540 3,254 1,464 VISA INC COM CL A 92826C839 778 7,665 SH X 7,665 VISA INC COM CL A 92826C839 3 30 SH X 30 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 14,861 530,181 SH X 525,621 2,685 1,875 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1,070 38,163 SH X 6,525 30,074 1,564 WABCO HLDGS INC COM 92927K102 5,346 123,170 SH X 123,170 WABCO HLDGS INC COM 92927K102 352 8,115 SH X 140 7,975 WAL MART STORES INC COM 931142103 829 13,871 SH X 11,821 2,050 WAL MART STORES INC COM 931142103 81 1,350 SH X 650 700 WALGREEN CO COM 931422109 1,408 42,589 SH X 39,989 2,600 WALGREEN CO COM 931422109 478 14,450 SH X 7,050 1,000 6,400 WASTE MGMT INC DEL COM 94106L109 188 5,735 SH X 4,902 833 WASTE MGMT INC DEL COM 94106L109 152 4,655 SH X 450 4,205 WATERSTONE FINANCIAL INC COM 941888109 38 20,000 SH X 20,000 WELLS FARGO & CO NEW COM 949746101 4,932 178,960 SH X 148,320 1,705 28,935 WELLS FARGO & CO NEW COM 949746101 1,668 60,531 SH X 5,523 1,395 53,613 WESTERN ASSET HIGH INCM OPP COM 95766K109 62 10,113 SH X 113 10,000 WISCONSIN ENERGY CORP COM 976657106 457 13,061 SH X 11,611 900 550 WISCONSIN ENERGY CORP COM 976657106 19 530 SH X 200 330 XCEL ENERGY INC COM 98389B100 491 17,747 SH X 17,399 348 YUM BRANDS INC COM 988498101 263 4,455 SH X 4,455 YUM BRANDS INC COM 988498101 85 1,440 SH X 1,440 ZIMMER HLDGS INC COM 98956P102 1,913 35,808 SH X 35,513 20 275 ZIMMER HLDGS INC COM 98956P102 240 4,496 SH X 2,062 1,894 540 FINAL TOTALS 1,079,889 FORM 13F INFORMATION TABLE ENTRY TOTAL 403