0001193125-12-031299.txt : 20120131
0001193125-12-031299.hdr.sgml : 20120131
20120131113758
ACCESSION NUMBER: 0001193125-12-031299
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120131
DATE AS OF CHANGE: 20120131
EFFECTIVENESS DATE: 20120131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00967
FILM NUMBER: 12558008
BUSINESS ADDRESS:
STREET 1: 1200 HANSEN ROAD
CITY: GREEN BAY
STATE: WI
ZIP: 54304
BUSINESS PHONE: 920-431-8836
MAIL ADDRESS:
STREET 1: 200 NORTH ADAMS STREET, MS 7829
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
13F-HR
1
d291877d13fhr.txt
13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
-----------------
FORM 13F
-----------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 2011
If Amended report check here: [_]
ASSOCIATED BANC-CORP
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
1200 Hansen Road Green Bay WI 54304
-----------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Joseph B. Selner, 920-491-7120, Chief Financial Officer
--------------------------------------------------------------------------------
Name, Phone No. and Title of Person Duly Authorized to Submit This Report
ATTENTION
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of Green Bay and State of Wisconsin on the
31st day of January, 2012.
Associated Banc-Corp
------------------------------
Name of Institutional
Investment Manager
/s/ Joseph B. Selner
------------------------------
Manual Signature of Person
Duly Authorized to
Submit This Report
Name and 13F file numbers of ALL institutional investment managers with respect
to which this schedule is filed (other than the one filing this report). (List
in alphabetical order.)
13F file numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name 13F File No. Name 13F File No.
----------------------------- -------------- -------------- --------------
Associated Trust Company,
National Association
================================================================================
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 1
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- -------------- --------- -------- ----------------- ------------ ---- ------------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
HELIOS STRATEGIC INCOME FUND ECD28A209 0 20,000 SH X 20,000
KINDER MORGAN MGMT LLC FRACT EKE55U103 0 199,438 SH X 199,438
NABORS INDUSTRIES LTD SHS G6359F103 9,357 539,637 SH X 530,727 5,390 3,520
NABORS INDUSTRIES LTD SHS G6359F103 677 39,019 SH X 5,609 33,410
ACE LTD SHS H0023R105 3,150 44,925 SH X 43,435 915 575
ACE LTD SHS H0023R105 207 2,945 SH X 1,915 1,030
TRANSOCEAN LTD REG SHS H8817H100 941 24,509 SH X 24,384 125
TRANSOCEAN LTD REG SHS H8817H100 82 2,148 SH X 1,443 705
LTD PARTNERSHIP INT IN THE S MS0023544 443 9 SH X 9
LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 89
HATTERAS FUNDS- MULTI STRAT MS0060264 498 5,690 SH X 5,690
CHECK POINT SOFTWARE TECH LT ORD M22465104 2,167 41,240 SH X 41,240
CHECK POINT SOFTWARE TECH LT ORD M22465104 32 600 SH X 600
AT&T INC COM 00206R102 4,368 144,434 SH X 143,160 300 974
AT&T INC COM 00206R102 534 17,672 SH X 5,288 11,834 550
ABBOTT LABS COM 002824100 8,805 156,583 SH X 152,083 925 3,575
ABBOTT LABS COM 002824100 753 13,395 SH X 4,330 3,965 5,100
AIR PRODS & CHEMS INC COM 009158106 10,081 118,330 SH X 116,530 790 1,010
AIR PRODS & CHEMS INC COM 009158106 377 4,425 SH X 2,795 1,330 300
ALLIANT ENERGY CORP COM 018802108 300 6,803 SH X 2,703 200 3,900
ALLIANT ENERGY CORP COM 018802108 11 240 SH X 70 170
ALLSTATE CORP COM 020002101 2,135 77,895 SH X 77,895
ALLSTATE CORP COM 020002101 254 9,281 SH X 100 4,057 5,124
ALTRIA GROUP INC COM 02209S103 2,153 72,603 SH X 68,403 4,200
ALTRIA GROUP INC COM 02209S103 542 18,275 SH X 13,150 450 4,675
AMERICAN EXPRESS CO COM 025816109 262 5,550 SH X 5,550
AMERICAN EXPRESS CO COM 025816109 80 1,700 SH X 1,700
AMERISOURCEBERGEN CORP COM 03073E105 3,976 106,899 SH X 106,899
AMERISOURCEBERGEN CORP COM 03073E105 420 11,285 SH X 360 10,925
AMGEN INC COM 031162100 1,691 26,335 SH X 26,150 10 175
AMGEN INC COM 031162100 93 1,445 SH X 1,065 380
ANCHOR BANCORP WIS INC COM 032839102 16 49,001 SH X 49,001
AON CORP COM 037389103 1,289 27,547 SH X 314 27,233
APACHE CORP COM 037411105 18,412 203,273 SH X 199,654 1,189 2,430
APACHE CORP COM 037411105 944 10,419 SH X 3,964 6,455
APPLE INC COM 037833100 35,864 88,553 SH X 87,533 436 584
APPLE INC COM 037833100 2,420 5,976 SH X 1,535 4,141 300
APPLIED MATLS INC COM 038222105 492 45,892 SH X 45,892
APPLIED MATLS INC COM 038222105 19 1,790 SH X 790 1,000
ASSOCIATED BANC CORP COM 045487105 54,066 4,840,250 SH X 4,484,368 355,882
ASSOCIATED BANC CORP COM 045487105 1,441 129,022 SH X 92,400 22,895 13,727
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 2
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- -------------- --------- -------- --------------- ------------ ---- --------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
AUTOMATIC DATA PROCESSING IN COM 053015103 1,279 23,680 SH X 23,680
AUTOMATIC DATA PROCESSING IN COM 053015103 92 1,705 SH X 1,705
BB&T CORP COM 054937107 4,681 185,972 SH X 181,292 2,760 1,920
BB&T CORP COM 054937107 194 7,705 SH X 4,810 2,895
BP PLC SPONSORED ADR 055622104 1,310 30,655 SH X 30,655
BP PLC SPONSORED ADR 055622104 374 8,748 SH X 4,218 628 3,902
BAKER HUGHES INC COM 057224107 2,245 46,159 SH X 46,159
BAKER HUGHES INC COM 057224107 18 380 SH X 185 195
BANK OF AMERICA CORPORATION COM 060505104 294 52,950 SH X 52,950
BANK OF AMERICA CORPORATION COM 060505104 57 10,268 SH X 3,000 140 7,128
BANK MONTREAL QUE COM 063671101 591 10,783 SH X 7,083 3,700
BANK MONTREAL QUE COM 063671101 184 3,349 SH X 1,634 1,715
BANK OF NEW YORK MELLON CORP COM 064058100 1,717 86,216 SH X 85,516 700
BANK OF NEW YORK MELLON CORP COM 064058100 47 2,360 SH X 1,675 185 500
BAXTER INTL INC COM 071813109 1,088 21,981 SH X 21,981
BAXTER INTL INC COM 071813109 70 1,415 SH X 1,415
BEMIS INC COM 081437105 3,997 132,877 SH X 132,817 60
BEMIS INC COM 081437105 444 14,775 SH X 13,575 700 500
BERKLEY W R CORP COM 084423102 1,548 45,023 SH X 42,473 2,550
BERKLEY W R CORP COM 084423102 186 5,395 SH X 3,425 1,970
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,148 10 SH X 10
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8,390 109,965 SH X 108,540 1,425
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 689 9,025 SH X 700 8,325
BHP BILLITON LTD SPONSORED ADR 088606108 8,282 117,253 SH X 116,843 85 325
BHP BILLITON LTD SPONSORED ADR 088606108 378 5,350 SH X 3,510 540 1,300
BOEING CO COM 097023105 6,540 89,162 SH X 85,992 910 2,260
BOEING CO COM 097023105 262 3,570 SH X 2,045 1,525
BRISTOL MYERS SQUIBB CO COM 110122108 3,069 87,081 SH X 84,641 400 2,040
BRISTOL MYERS SQUIBB CO COM 110122108 1,087 30,847 SH X 9,595 14,652 6,600
BROWN FORMAN CORP CL B 115637209 201 2,500 SH X 2,500
CSX CORP COM 126408103 79 3,758 SH X 3,758
CSX CORP COM 126408103 235 11,145 SH X 10,800 345
CVS CAREMARK CORPORATION COM 126650100 3,029 74,284 SH X 73,954 330
CVS CAREMARK CORPORATION COM 126650100 282 6,912 SH X 2,348 387 4,177
CAPITAL ONE FINL CORP COM 14040H105 359 8,485 SH X 8,485
CAPITAL ONE FINL CORP COM 14040H105 499 11,802 SH X 6,642 5,160
CATERPILLAR INC DEL COM 149123101 21,150 233,448 SH X 227,336 1,645 4,467
CATERPILLAR INC DEL COM 149123101 3,254 35,911 SH X 6,900 26,161 2,850
CELGENE CORP COM 151020104 16,113 238,357 SH X 236,322 1,035 1,000
CELGENE CORP COM 151020104 1,048 15,500 SH X 2,715 12,785
CHEVRON CORP NEW COM 166764100 23,395 219,882 SH X 216,353 2,319 1,210
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 3
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
CHEVRON CORP NEW COM 166764100 2,704 25,415 SH X 8,515 11,075 5,825
CISCO SYS INC COM 17275R102 995 55,009 SH X 54,884 125
CISCO SYS INC COM 17275R102 61 3,400 SH X 545 2,855
CLOROX CO DEL COM 189054109 893 13,416 SH X 13,416
CLOROX CO DEL COM 189054109 915 13,747 SH X 13,747
COCA COLA CO COM 191216100 12,309 175,923 SH X 172,743 1,225 1,955
COCA COLA CO COM 191216100 856 12,235 SH X 5,470 5,765 1,000
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9,528 148,150 SH X 148,000 150
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 604 9,395 SH X 1,645 7,750
COINSTAR INC COM 19259P300 325 7,118 SH X 7,118
COINSTAR INC COM 19259P300 11 250 SH X 250
COLGATE PALMOLIVE CO COM 194162103 5,591 60,519 SH X 60,239 130 150
COLGATE PALMOLIVE CO COM 194162103 1,024 11,088 SH X 4,475 3,313 3,300
CONOCOPHILLIPS COM 20825C104 10,446 143,353 SH X 142,403 750 200
CONOCOPHILLIPS COM 20825C104 813 11,151 SH X 2,075 5,766 3,310
CONSOLIDATED EDISON INC COM 209115104 361 5,818 SH X 5,818
CORNING INC COM 219350105 3,405 262,307 SH X 254,442 4,565 3,300
CORNING INC COM 219350105 333 25,682 SH X 9,075 4,070 12,537
COVANCE INC COM 222816100 312 6,820 SH X 6,770 50
CREE INC COM 225447101 428 19,409 SH X 17,729 1,150 530
CREE INC COM 225447101 15 700 SH X 200 500
CUMMINS INC COM 231021106 17,570 199,617 SH X 197,807 1,055 755
CUMMINS INC COM 231021106 1,227 13,935 SH X 2,150 11,785
CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 493 4,800 SH X 4,800
CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 25 245 SH X 245
DANAHER CORP DEL COM 235851102 8,978 190,868 SH X 190,148 245 475
DANAHER CORP DEL COM 235851102 549 11,670 SH X 2,895 8,775
DARDEN RESTAURANTS INC COM 237194105 4 93 SH X 93
DARDEN RESTAURANTS INC COM 237194105 273 6,000 SH X 6,000
DEVON ENERGY CORP NEW COM 25179M103 5,634 90,866 SH X 90,866
DEVON ENERGY CORP NEW COM 25179M103 429 6,915 SH X 20 4,520 2,375
DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 389 14,225 SH X 10,000 4,225
DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 550 8,100 SH X 8,100
DISNEY WALT CO COM DISNEY 254687106 15,251 406,698 SH X 398,385 3,283 5,030
DISNEY WALT CO COM DISNEY 254687106 917 24,449 SH X 11,234 12,390 825
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 5,515 134,614 SH X 133,629 360 625
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 448 10,930 SH X 730 10,200
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1,979 52,500 SH X 52,500
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 5 145 SH X 145
DOW CHEM CO COM 260543103 1,474 51,247 SH X 51,247
DOW CHEM CO COM 260543103 9 300 SH X 300
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 4
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
------------------------------- -------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
DU PONT E I DE NEMOURS & CO COM 263534109 109 2,382 SH X 2,382
DU PONT E I DE NEMOURS & CO COM 263534109 156 3,406 SH X 500 2,906
DUN & BRADSTREET CORP DEL NE COM 26483E100 45 600 SH X 600
DUN & BRADSTREET CORP DEL NE COM 26483E100 195 2,600 SH X 500 2,100
EOG RES INC COM 26875P101 2,882 29,257 SH X 29,132 25 100
EOG RES INC COM 26875P101 273 2,770 SH X 2,480 290
ETFS PLATINUM TR SH BEN INT 26922V101 1,371 9,945 SH X 9,945
ETFS PLATINUM TR SH BEN INT 26922V101 25 185 SH X 185
EAST WEST BANCORP INC COM 27579R104 6,882 348,464 SH X 344,174 2,630 1,660
EAST WEST BANCORP INC COM 27579R104 531 26,870 SH X 3,710 23,160
EATON CORP COM 278058102 279 6,415 SH X 6,415
EATON CORP COM 278058102 3 65 SH X 65
EDISON INTL COM 281020107 4 87 SH X 87
EDISON INTL COM 281020107 200 4,832 SH X 4,832
EL PASO CORP COM 28336L109 219 8,229 SH X 8,229
EXXON MOBIL CORP COM 30231G102 21,700 256,013 SH X 234,032 1,844 20,137
EXXON MOBIL CORP COM 30231G102 4,346 51,275 SH X 23,062 11,421 16,792
F5 NETWORKS INC COM 315616102 2,417 22,780 SH X 22,780
F5 NETWORKS INC COM 315616102 23 215 SH X 40 175
FIDELITY NATL INFORMATION SV COM 31620M106 461 17,355 SH X 17,355
FIDELITY NATL INFORMATION SV COM 31620M106 307 11,527 SH X 3,654 6,145 1,728
FIRST MANITOWOC BANCRP INC N COM 32076T108 227 16,232 SH X 16,232
FIRST MANITOWOC BANCRP INC N COM 32076T108 1,159 82,812 SH X 82,812
FLUOR CORP NEW COM 343412102 1,833 36,476 SH X 36,366 10 100
FLUOR CORP NEW COM 343412102 37 735 SH X 450 285
FORD MTR CO DEL COM PAR $0.01 345370860 126 11,732 SH X 10,632 1,100
FORD MTR CO DEL COM PAR $0.01 345370860 30 2,825 SH X 2,000 200 625
FRANKLIN RES INC COM 354613101 749 7,793 SH X 7,793
FRANKLIN RES INC COM 354613101 615 6,400 SH X 2,900 3,500
FREEPORT- MCMORAN COPPER & GO COM 35671D857 8,466 230,112 SH X 227,332 1,560 1,220
FREEPORT- MCMORAN COPPER & GO COM 35671D857 549 14,935 SH X 2,959 7,950 4,026
GAMESTOP CORP NEW CL A 36467W109 677 28,040 SH X 27,815 225
GAMESTOP CORP NEW CL A 36467W109 31 1,300 SH X 1,300
GENERAL ELECTRIC CO COM 369604103 7,683 428,992 SH X 428,192 800
GENERAL ELECTRIC CO COM 369604103 1,357 75,763 SH X 11,200 26,965 37,598
GENERAL MLS INC COM 370334104 1,019 25,225 SH X 24,875 350
GENERAL MLS INC COM 370334104 834 20,645 SH X 1,985 18,660
GILEAD SCIENCES INC COM 375558103 3,987 97,414 SH X 97,414
GILEAD SCIENCES INC COM 375558103 396 9,670 SH X 120 9,550
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 141 3,081 SH X 3,081
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 121 2,655 SH X 1,000 1,655
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 5
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- --------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
GOLDMAN SACHS GROUP INC COM 38141G104 1,637 18,104 SH X 18,104
GOLDMAN SACHS GROUP INC COM 38141G104 42 460 SH X 460
GOOGLE INC CL A 38259P508 19,833 30,706 SH X 30,221 296 189
GOOGLE INC CL A 38259P508 1,380 2,137 SH X 446 1,486 205
GRAINGER W W INC COM 384802104 304 1,624 SH X 1,624
GUESS INC COM 401617105 1,896 63,567 SH X 59,822 2,515 1,230
GUESS INC COM 401617105 144 4,825 SH X 2,565 2,260
HALLIBURTON CO COM 406216101 4,873 141,214 SH X 137,554 2,355 1,305
HALLIBURTON CO COM 406216101 124 3,586 SH X 1,806 1,580 200
HARRIS CORP DEL COM 413875105 441 12,235 SH X 11,590 645
HARRIS CORP DEL COM 413875105 11 300 SH X 300
HARSCO CORP COM 415864107 1,633 79,371 SH X 79,371
HARSCO CORP COM 415864107 5 250 SH X 250
HEWLETT PACKARD CO COM 428236103 792 30,737 SH X 30,612 125
HEWLETT PACKARD CO COM 428236103 150 5,825 SH X 250 75 5,500
HOST HOTELS & RESORTS INC COM 44107P104 2,925 198,043 SH X 198,043
HOST HOTELS & RESORTS INC COM 44107P104 28 1,870 SH X 70 1,800
HUMANA INC COM 444859102 13,930 159,005 SH X 157,805 655 545
HUMANA INC COM 444859102 1,076 12,280 SH X 1,500 10,780
ILLINOIS TOOL WKS INC COM 452308109 4,851 103,850 SH X 103,445 405
ILLINOIS TOOL WKS INC COM 452308109 358 7,670 SH X 1,860 910 4,900
INTEL CORP COM 458140100 14,156 583,758 SH X 574,398 3,960 5,400
INTEL CORP COM 458140100 1,307 53,891 SH X 15,735 27,056 11,100
INTEGRYS ENERGY GROUP INC COM 45822P105 5,618 103,684 SH X 103,543 141
INTEGRYS ENERGY GROUP INC COM 45822P105 125 2,300 SH X 2,200 100
INTERNATIONAL BUSINESS MACHS COM 459200101 5,983 32,537 SH X 31,827 10 700
INTERNATIONAL BUSINESS MACHS COM 459200101 392 2,130 SH X 870 160 1,100
ISHARES TR BARCLYS TIPS BD 464287176 348 2,978 SH X 2,978
ISHARES TR BARCLYS TIPS BD 464287176 146 1,250 SH X 250 1,000
ISHARES TR S&P 500 INDEX 464287200 233 1,848 SH X 1,848
ISHARES TR MSCI EMERG MKT 464287234 1,065 28,063 SH X 28,063
ISHARES TR MSCI EMERG MKT 464287234 42 1,100 SH X 1,100
ISHARES TR MSCI EAFE INDEX 464287465 2,519 50,865 SH X 50,665 200
ISHARES TR MSCI EAFE INDEX 464287465 158 3,196 SH X 1,925 1,271
ISHARES TR NASDQ BIO INDX 464287556 1,397 13,391 SH X 13,391
ISHARES TR NASDQ BIO INDX 464287556 4 35 SH X 35
ISHARES TR RUSSELL1000VAL 464287598 736 11,595 SH X 11,595
ISHARES TR RUSSELL1000VAL 464287598 51 800 SH X 800
ISHARES TR RUSSELL1000GRW 464287614 226 3,905 SH X 3,905
ISHARES TR RUSSELL 2000 464287655 1,707 23,146 SH X 23,146
ISHARES TR RUSSELL 2000 464287655 185 2,505 SH X 1,320 1,185
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 6
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- -------------- --------- -------- --------------- ------------ ---- -----------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
ISHARES TR S&P SMLCAP 600 464287804 1,435 21,016 SH X 21,016
ISHARES TR S&P SMLCAP 600 464287804 12 180 SH X 180
JPMORGAN CHASE & CO COM 46625H100 3,982 119,750 SH X 110,924 2,041 6,785
JPMORGAN CHASE & CO COM 46625H100 340 10,217 SH X 4,016 1,769 4,432
JOHNSON & JOHNSON COM 478160104 7,580 115,581 SH X 115,336 20 225
JOHNSON & JOHNSON COM 478160104 786 11,980 SH X 4,730 1,200 6,050
JOHNSON CTLS INC COM 478366107 12,554 401,599 SH X 393,094 3,220 5,285
JOHNSON CTLS INC COM 478366107 3,740 119,643 SH X 3,875 115,018 750
JOY GLOBAL INC COM 481165108 7,241 96,586 SH X 94,211 1,125 1,250
JOY GLOBAL INC COM 481165108 475 6,340 SH X 1,080 5,260
KELLOGG CO COM 487836108 25 500 SH X 500
KELLOGG CO COM 487836108 223 4,400 SH X 3,200 1,200
KEYCORP NEW COM 493267108 68 8,816 SH X 8,816
KEYCORP NEW COM 493267108 17 2,240 SH X 2,240
KIMBERLY CLARK CORP COM 494368103 53,176 722,890 SH X 576,452 630 145,808
KIMBERLY CLARK CORP COM 494368103 42,118 572,572 SH X 96,964 530 475,078
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 1,097 13,976 SH X 13,868 108
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 17 216 SH X 216
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 174 2,050 SH X 1,750 300
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 51 600 SH X 600
KOHLS CORP COM 500255104 186 3,761 SH X 3,761
KOHLS CORP COM 500255104 78 1,575 SH X 1,075 500
KRAFT FOODS INC CL A 50075N104 4,866 130,244 SH X 129,979 65 200
KRAFT FOODS INC CL A 50075N104 608 16,261 SH X 12,223 925 3,113
LIFESPAN INC COM 53221W101 0 50,000 SH X 50,000
LILLY ELI & CO COM 532457108 649 15,621 SH X 15,471 150
LILLY ELI & CO COM 532457108 125 3,000 SH X 1,400 1,600
LORILLARD INC COM 544147101 1,387 12,169 SH X 12,169
LORILLARD INC COM 544147101 245 2,150 SH X 50 2,100
MACYS INC COM 55616P104 1,434 44,568 SH X 44,568
MACYS INC COM 55616P104 7 230 SH X 230
MANITOWOC INC COM 563571108 1,204 130,972 SH X 112,558 18,414
MANITOWOC INC COM 563571108 30 3,312 SH X 312 3,000
MARRIOTT INTL INC NEW CL A 571903202 221 7,580 SH X 7,580
MCDONALDS CORP COM 580135101 14,476 144,281 SH X 141,445 2,036 800
MCDONALDS CORP COM 580135101 851 8,480 SH X 2,910 5,570
MEDCO HEALTH SOLUTIONS INC COM 58405U102 405 7,250 SH X 7,250
MEDCO HEALTH SOLUTIONS INC COM 58405U102 19 344 SH X 200 144
MEDTRONIC INC COM 585055106 1,240 32,427 SH X 26,427 6,000
MEDTRONIC INC COM 585055106 15 400 SH X 200 200
MENASHA CORP COM 585250905 874 465 SH X 465
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 7
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
--------------------------- -------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
MERCK & CO INC NEW COM 58933Y105 5,487 145,550 SH X 145,200 200 150
MERCK & CO INC NEW COM 58933Y105 393 10,430 SH X 7,022 185 3,223
MICROSOFT CORP COM 594918104 8,327 320,776 SH X 311,651 325 8,800
MICROSOFT CORP COM 594918104 969 37,327 SH X 9,825 7,127 20,375
MICROCHIP TECHNOLOGY INC COM 595017104 3,655 99,792 SH X 99,792
MICROCHIP TECHNOLOGY INC COM 595017104 252 6,880 SH X 530 75 6,275
MOODYS CORP COM 615369105 25 750 SH X 750
MOODYS CORP COM 615369105 290 8,600 SH X 200 8,400
MOSAIC CO NEW COM 61945C103 4,102 81,344 SH X 80,204 770 370
MOSAIC CO NEW COM 61945C103 240 4,755 SH X 80 4,675
MULLINS WHEY INC 625200902 632 300 SH X 300
NYSE EURONEXT COM 629491101 4,205 161,124 SH X 159,554 1,570
NYSE EURONEXT COM 629491101 121 4,625 SH X 3,325 500 800
NEENAH PAPER INC COM 640079109 259 11,613 SH X 11,433 180
NEENAH PAPER INC COM 640079109 34 1,530 SH X 630 900
NESTLE S A SPONSORED ADR 641069406 567 9,810 SH X 8,810 1,000
NESTLE S A SPONSORED ADR 641069406 217 3,750 SH X 3,000 750
NETAPP INC COM 64110D104 1,518 41,865 SH X 41,865
NETAPP INC COM 64110D104 4 110 SH X 110
NEWMONT MINING CORP COM 651639106 3,300 54,999 SH X 53,819 750 430
NEWMONT MINING CORP COM 651639106 76 1,270 SH X 750 520
NEXTERA ENERGY INC COM 65339F101 5,905 96,988 SH X 96,888 100
NEXTERA ENERGY INC COM 65339F101 71 1,165 SH X 850 315
NORDSTROM INC COM 655664100 2,864 57,617 SH X 57,617
NORDSTROM INC COM 655664100 229 4,603 SH X 64 3,707 832
NORTHERN TR CORP COM 665859104 3,141 79,190 SH X 79,055 135
NORTHERN TR CORP COM 665859104 63 1,580 SH X 1,195 385
NORTHROP GRUMMAN CORP COM 666807102 874 14,937 SH X 14,937
NOVARTIS A G SPONSORED ADR 66987V109 2,248 39,322 SH X 39,202 120
NOVARTIS A G SPONSORED ADR 66987V109 56 975 SH X 780 195
OSHKOSH CORP COM 688239201 1,520 71,080 SH X 71,080
OSHKOSH CORP COM 688239201 6 265 SH X 265
PPG INDS INC COM 693506107 200 2,400 SH X 2,400
PENTAIR INC COM 709631105 67 2,000 SH X 2,000
PENTAIR INC COM 709631105 153 4,600 SH X 4,600
PEPSICO INC COM 713448108 9,812 147,879 SH X 136,504 1,535 9,840
PEPSICO INC COM 713448108 1,155 17,413 SH X 9,403 2,135 5,875
PETSMART INC COM 716768106 349 6,800 SH X 6,800
PFIZER INC COM 717081103 9,447 436,557 SH X 430,857 500 5,200
PFIZER INC COM 717081103 1,617 74,716 SH X 31,090 925 42,701
PHILIP MORRIS INTL INC COM 718172109 21,061 268,361 SH X 267,961 125 275
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 8
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- -------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
PHILIP MORRIS INTL INC COM 718172109 2,617 33,345 SH X 15,465 13,380 4,500
PLEXUS CORP COM 729132100 202 7,382 SH X 5,482 1,900
PLEXUS CORP COM 729132100 110 4,000 SH X 4,000
PLUM CREEK TIMBER CO INC COM 729251108 5,217 142,689 SH X 141,387 822 480
PLUM CREEK TIMBER CO INC COM 729251108 191 5,224 SH X 2,580 719 1,925
POTASH CORP SASK INC COM 73755L107 8,098 196,165 SH X 193,790 1,425 950
POTASH CORP SASK INC COM 73755L107 462 11,186 SH X 1,721 9,465
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 284 5,092 SH X 92 5,000
PRICE T ROWE GROUP INC COM 74144T108 7,930 139,244 SH X 138,269 240 735
PRICE T ROWE GROUP INC COM 74144T108 499 8,765 SH X 2,060 6,705
PROCTER & GAMBLE CO COM 742718109 13,322 199,701 SH X 197,488 648 1,565
PROCTER & GAMBLE CO COM 742718109 2,810 42,122 SH X 12,625 5,945 23,552
PRUDENTIAL FINL INC COM 744320102 6,510 129,896 SH X 129,774 122
PRUDENTIAL FINL INC COM 744320102 597 11,920 SH X 210 11,710
QUALCOMM INC COM 747525103 10,836 198,103 SH X 197,103 75 925
QUALCOMM INC COM 747525103 1,051 19,210 SH X 3,135 8,120 7,955
ROCHE HLDG LTD SPONSORED ADR 771195104 1,312 30,817 SH X 30,682 35 100
ROCHE HLDG LTD SPONSORED ADR 771195104 200 4,700 SH X 4,350 350
ROCKWELL AUTOMATION INC COM 773903109 714 9,727 SH X 9,727
ROCKWELL AUTOMATION INC COM 773903109 37 500 SH X 500
SPDR S&P 500 ETF TR TR UNIT 78462F103 7,484 59,635 SH X 52,345 4,700 2,590
SPDR S&P 500 ETF TR TR UNIT 78462F103 833 6,638 SH X 400 6,238
SPDR GOLD TRUST GOLD SHS 78463V107 13,358 87,887 SH X 85,587 900 1,400
SPDR GOLD TRUST GOLD SHS 78463V107 183 1,205 SH X 1,150 55
SPX CORP COM 784635104 1,247 20,690 SH X 20,690
SPX CORP COM 784635104 37 612 SH X 35 577
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1,897 11,892 SH X 9,592 1,200 1,100
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 246 1,540 SH X 830 710
SCHLUMBERGER LTD COM 806857108 21,404 313,332 SH X 306,930 2,332 4,070
SCHLUMBERGER LTD COM 806857108 1,332 19,503 SH X 5,703 13,400 400
SCHWEITZER- MAUDUIT INTL INC COM 808541106 130 1,962 SH X 1,962
SCHWEITZER- MAUDUIT INTL INC COM 808541106 282 4,244 SH X 44 4,200
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 290 8,372 SH X 6,350 2,022
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 42 1,200 SH X 1,200
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,071 63,750 SH X 63,750
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 94 2,900 SH X 1,200 1,700
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,378 19,937 SH X 18,785 1,052 100
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 87 1,260 SH X 340 920
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 132 10,142 SH X 10,142
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 523 15,498 SH X 15,498
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 20 600 SH X 600
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 9
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- -------------- --------- -------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4,859 190,933 SH X 188,668 2,265
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 46 1,800 SH X 1,800
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,328 36,904 SH X 36,904
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 65 1,800 SH X 1,500 300
SIGMA ALDRICH CORP COM 826552101 229 3,668 SH X 3,668
SIGMA ALDRICH CORP COM 826552101 225 3,600 SH X 1,600 2,000
SIRIUS XM RADIO INC COM 82967N108 740 406,525 SH X 406,525
SIRIUS XM RADIO INC COM 82967N108 9 4,750 SH X 4,750
SOUTHERN CO COM 842587107 6,299 136,083 SH X 133,388 1,140 1,555
SOUTHERN CO COM 842587107 242 5,230 SH X 3,245 1,560 425
STATE STR CORP COM 857477103 1,274 31,611 SH X 31,596 15
STATE STR CORP COM 857477103 63 1,555 SH X 1,130 425
SUNTRUST BKS INC COM 867914103 469 26,500 SH X 26,500
SYSCO CORP COM 871829107 3,363 114,652 SH X 114,627 25
SYSCO CORP COM 871829107 126 4,280 SH X 3,365 915
TENARIS S A SPONSORED ADR 88031M109 1,009 27,142 SH X 27,022 20 100
TENARIS S A SPONSORED ADR 88031M109 72 1,930 SH X 1,685 245
TEREX CORP NEW COM 880779103 1,824 134,979 SH X 131,429 2,400 1,150
TEREX CORP NEW COM 880779103 19 1,400 SH X 205 1,195
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 6,925 171,577 SH X 167,087 1,960 2,530
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 384 9,520 SH X 3,595 2,125 3,800
TEXAS INSTRS INC COM 882508104 1,206 41,438 SH X 41,438
TEXAS INSTRS INC COM 882508104 40 1,360 SH X 330 430 600
THERMO FISHER SCIENTIFIC INC COM 883556102 1,733 38,539 SH X 38,519 20
THERMO FISHER SCIENTIFIC INC COM 883556102 64 1,415 SH X 1,075 340
3M CO COM 88579Y101 5,742 70,255 SH X 70,145 20 90
3M CO COM 88579Y101 1,707 20,885 SH X 1,665 820 18,400
TIME WARNER INC COM NEW 887317303 11,831 327,375 SH X 326,670 150 555
TIME WARNER INC COM NEW 887317303 688 19,040 SH X 4,305 13,735 1,000
50% INTEREST IN TWEET BROS R 901160903 1,187 1 SH X 1
US BANCORP DEL COM NEW 902973304 9,332 345,001 SH X 342,941 1,700 360
US BANCORP DEL COM NEW 902973304 2,415 89,292 SH X 36,002 35,095 18,195
UNION PAC CORP COM 907818108 439 4,140 SH X 3,940 200
UNION PAC CORP COM 907818108 47 440 SH X 440
UNITED PARCEL SERVICE INC CL B 911312106 2,263 30,925 SH X 30,800 125
UNITED PARCEL SERVICE INC CL B 911312106 70 960 SH X 765 195
UNITED TECHNOLOGIES CORP COM 913017109 208 2,841 SH X 2,841
UNITED TECHNOLOGIES CORP COM 913017109 475 6,500 SH X 6,500
UNITEDHEALTH GROUP INC COM 91324P102 14,924 294,483 SH X 294,078 405
UNITEDHEALTH GROUP INC COM 91324P102 1,053 20,785 SH X 2,670 15,915 2,200
V F CORP COM 918204108 3,277 25,808 SH X 25,808
ASSETS AS OF 12/31/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO 01/04/12 PAGE 10
SECURITIES AND EXCHANGE COMMISSION FORM 13F
AS OF 12/31/11
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8
---------------------------- ---------------- --------- --------- --------------- ------------ ---- ---------------------
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
V F CORP COM 918204108 81 640 SH X 145 495
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2,149 39,325 SH X 39,325
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 365 4,200 SH X 4,200
VANGUARD WORLD FDS INF TECH ETF 92204A702 170 2,775 SH X 2,775
VANGUARD WORLD FDS INF TECH ETF 92204A702 80 1,300 SH X 1,300
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1,600 41,863 SH X 41,863
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 12 315 SH X 200 115
VANGUARD INDEX FDS LARGE CAP ETF 922908637 538 9,387 SH X 9,387
VANGUARD INDEX FDS TOTAL STK MKT 922908769 2,169 33,727 SH X 33,727
VERIZON COMMUNICATIONS INC COM 92343V104 1,934 48,196 SH X 48,096 100
VERIZON COMMUNICATIONS INC COM 92343V104 211 5,258 SH X 540 3,254 1,464
VISA INC COM CL A 92826C839 778 7,665 SH X 7,665
VISA INC COM CL A 92826C839 3 30 SH X 30
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 14,861 530,181 SH X 525,621 2,685 1,875
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1,070 38,163 SH X 6,525 30,074 1,564
WABCO HLDGS INC COM 92927K102 5,346 123,170 SH X 123,170
WABCO HLDGS INC COM 92927K102 352 8,115 SH X 140 7,975
WAL MART STORES INC COM 931142103 829 13,871 SH X 11,821 2,050
WAL MART STORES INC COM 931142103 81 1,350 SH X 650 700
WALGREEN CO COM 931422109 1,408 42,589 SH X 39,989 2,600
WALGREEN CO COM 931422109 478 14,450 SH X 7,050 1,000 6,400
WASTE MGMT INC DEL COM 94106L109 188 5,735 SH X 4,902 833
WASTE MGMT INC DEL COM 94106L109 152 4,655 SH X 450 4,205
WATERSTONE FINANCIAL INC COM 941888109 38 20,000 SH X 20,000
WELLS FARGO & CO NEW COM 949746101 4,932 178,960 SH X 148,320 1,705 28,935
WELLS FARGO & CO NEW COM 949746101 1,668 60,531 SH X 5,523 1,395 53,613
WESTERN ASSET HIGH INCM OPP COM 95766K109 62 10,113 SH X 113 10,000
WISCONSIN ENERGY CORP COM 976657106 457 13,061 SH X 11,611 900 550
WISCONSIN ENERGY CORP COM 976657106 19 530 SH X 200 330
XCEL ENERGY INC COM 98389B100 491 17,747 SH X 17,399 348
YUM BRANDS INC COM 988498101 263 4,455 SH X 4,455
YUM BRANDS INC COM 988498101 85 1,440 SH X 1,440
ZIMMER HLDGS INC COM 98956P102 1,913 35,808 SH X 35,513 20 275
ZIMMER HLDGS INC COM 98956P102 240 4,496 SH X 2,062 1,894 540
FINAL TOTALS 1,079,889
FORM 13F INFORMATION TABLE ENTRY TOTAL 403