-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IL9bwjHQY4RIxnDWAm/P2YIB7ZuQBqR0AgWfzlZwdr5gdc0jpiA/3uKVqeJRbggd Dux26kG90+0gTc8QP/rYPQ== 0001192631-09-000023.txt : 20090123 0001192631-09-000023.hdr.sgml : 20090123 20090123092753 ACCESSION NUMBER: 0001192631-09-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090121 FILED AS OF DATE: 20090123 DATE AS OF CHANGE: 20090123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 920-431-8836 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET, MS 7829 CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SERAMUR JOHN C CENTRAL INDEX KEY: 0001192659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 09540520 BUSINESS ADDRESS: STREET 1: 1201 HANSEN RD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 920-431-8864 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 200 NORTH ADAMS STREET CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-01-21 0 0000007789 ASSOCIATED BANC-CORP ASBC 0001192659 SERAMUR JOHN C 1200 HANSEN ROAD GREEN BAY WI 54304 1 0 0 0 Phantom Stock Unit 0 2009-01-21 2009-01-21 4 J 0 667.01 0 D 2003-01-01 2025-12-31 Common Stock $.01 Par Value 667.01 6003.0623 D The insider holds shares of phantom stock within a nonqualified benefit plan. The insider has received a distribution from his nonqualified plan, pursuant to an election he made during an open trading window. Although a disposition of shares is being reported, no sale took place. Share "units" are converted, for reporting and communication purposes, to "shares" of stock. The number of "shares" reported under this nonqualified benefit plan are based on the NAV at valuation end, divided by the share price. However, there is also a cash component to the stock fund, which varies throughout the year. Due to this NAV and cash variation from valuation to valuation, the number of shares will appear to decrease because of the accounting procedures used to valuate the Plan. NAV on 1/21/09 was $15.00 per share. By: Linda Van Camp For: John C. Seramur 2009-01-23 -----END PRIVACY-ENHANCED MESSAGE-----