0001127602-23-010499.txt : 20230317 0001127602-23-010499.hdr.sgml : 20230317 20230317113633 ACCESSION NUMBER: 0001127602-23-010499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERKEN R JAY CENTRAL INDEX KEY: 0001240501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 23741264 MAIL ADDRESS: STREET 1: 399 PARK AVENUE 4TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-03-15 0000007789 ASSOCIATED BANC-CORP ASB 0001240501 GERKEN R JAY ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Common Stock $0.01 Par Value 2023-03-15 4 A 0 338 19.19 A 38976 D Common Stock $0.01 Par Value 2023-03-15 4 A 0 60 19.19 A 39036 D Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). /s/ Lynn M. Floeter, attorney-in-fact for R. Jay Gerken 2023-03-17