0001127602-22-004117.txt : 20220210 0001127602-22-004117.hdr.sgml : 20220210 20220210132148 ACCESSION NUMBER: 0001127602-22-004117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220208 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein David L CENTRAL INDEX KEY: 0001404929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 22612797 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-08 0000007789 ASSOCIATED BANC-CORP ASB 0001404929 Stein David L ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2022-02-08 4 A 0 43 0 A 70877 D Common Stock $0.01 Par Value 2022-02-09 4 F 0 730 25.71 D 70147 D Common Stock $0.01 Par Value 2022-02-09 4 M 0 8030 14.02 A 78177 D Common Stock $0.01 Par Value 2022-02-09 4 S 0 8030 25.465 D 70147 D Common Stock $0.01 Par Value 36218 I by Trust Common Stock $0.01 Par Value 8254.92 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 14.02 2022-02-09 4 M 0 8030 0 D 2023-01-22 Common Stock $0.01 Par Value 8030 0 D Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file. Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. /s/ Lynn M. Floeter, attorney-in-fact for David L. Stein 2022-02-10