0001127602-21-028927.txt : 20211112 0001127602-21-028927.hdr.sgml : 20211112 20211112130820 ACCESSION NUMBER: 0001127602-21-028927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211110 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lau Timothy J CENTRAL INDEX KEY: 0001507137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 211402152 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-11-10 0000007789 ASSOCIATED BANC-CORP ASB 0001507137 Lau Timothy J ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2021-11-10 4 S 0 4000 24.035 D 54631.355 D Common Stock $0.01 Par Value 2021-11-10 4 M 0 10000 17.38 A 64631.355 D Common Stock $0.01 Par Value 2021-11-10 4 S 0 10000 24.025 D 54631.355 D Common Stock $0.01 Par Value 1599.96 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 17.38 2021-11-10 4 M 0 10000 0 D 2026-02-01 Common Stock $0.01 Par Value 10000 14152 D Option vests in four equal annual installments beginning on February 8, 2017. /s/ Lynn M. Floeter, attorney-in-fact for Timothy J. Lau 2021-11-12