0001127602-21-025432.txt : 20210917
0001127602-21-025432.hdr.sgml : 20210917
20210917110221
ACCESSION NUMBER: 0001127602-21-025432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210915
FILED AS OF DATE: 20210917
DATE AS OF CHANGE: 20210917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERGSTROM JOHN F
CENTRAL INDEX KEY: 0001196937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31343
FILM NUMBER: 211259509
MAIL ADDRESS:
STREET 1: C/O BERGSTROM CORP
STREET 2: 150 NORTH GREEN BAY RD
CITY: NEENAY
STATE: WI
ZIP: 54956
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
BUSINESS PHONE: 920-491-7500
MAIL ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-09-15
0000007789
ASSOCIATED BANC-CORP
ASB
0001196937
BERGSTROM JOHN F
C/O ASSOCIATED BANC-CORP
433 MAIN STREET
GREEN BAY
WI
54301
1
Common Stock $0.01 Par Value
2021-09-15
4
A
0
286
20.73
A
93135
D
Common Stock $0.01 Par Value
2021-09-15
4
A
0
59
20.73
A
93194
D
Common Stock $0.01 Par Value
2021-09-15
4
A
0
65
20.73
A
93259
D
Non-Cumulative Perpetual Preferred Stock, Series D (ASBPRD)
2021-09-15
4
J
0
40000
25.3359
D
0
D
Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.
Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.
/s/ Lynn M. Floeter, attorney-in-fact for John F. Bergstrom
2021-09-17