0001127602-21-025418.txt : 20210916 0001127602-21-025418.hdr.sgml : 20210916 20210916172228 ACCESSION NUMBER: 0001127602-21-025418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210915 FILED AS OF DATE: 20210916 DATE AS OF CHANGE: 20210916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Utz John A. CENTRAL INDEX KEY: 0001523751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 211258684 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-09-15 0000007789 ASSOCIATED BANC-CORP ASB 0001523751 Utz John A. ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2021-09-15 5 J 0 E 58.8686 20.788 A 66235.0888 D Common Stock $0.01 Par Value 2021-09-15 4 A 0 138 20.73 A 66373.0888 D Common Stock $0.01 Par Value 13189.3 I 401(k) Plan Shares were purchased within the Issuer's Employee Stock Purchase Plan. Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. /s/ Lynn M. Floeter, attorney-in-fact for John A. Utz 2021-09-16