0001127602-21-018883.txt : 20210603
0001127602-21-018883.hdr.sgml : 20210603
20210603124930
ACCESSION NUMBER: 0001127602-21-018883
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210601
FILED AS OF DATE: 20210603
DATE AS OF CHANGE: 20210603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lau Timothy J
CENTRAL INDEX KEY: 0001507137
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31343
FILM NUMBER: 21991902
MAIL ADDRESS:
STREET 1: ASSOCIATED BANC-CORP
STREET 2: 1200 HANSEN ROAD
CITY: GREEN BAY
STATE: WI
ZIP: 54304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
BUSINESS PHONE: 920-491-7500
MAIL ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2021-06-01
2021-06-02
0000007789
ASSOCIATED BANC-CORP
ASB
0001507137
Lau Timothy J
ASSOCIATED BANC-CORP
433 MAIN STREET
GREEN BAY
WI
54301
1
Executive Vice President
Common Stock $0.01 Par Value
2021-06-01
4
S
0
9751
23.1826
D
55019.355
D
Common Stock $0.01 Par Value
2021-06-01
4
M
0
6139
17.67
A
64770.355
D
Common Stock $0.01 Par Value
2021-06-01
4
M
0
3612
17.24
A
58631.355
D
Common Stock $0.01 Par Value
1570.55
I
401(k) Plan
Non-qualified Stock Option (Right to Buy)
17.67
2021-06-01
4
M
0
6139
0
D
2024-03-17
Common Stock $0.01 Par Value
6139
0
D
Non-qualified Stock Option (Right to Buy)
17.24
2021-06-01
4
M
0
3612
0
D
2025-02-02
Common Stock $0.01 Par Value
3612
0
D
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.180 to $23.185, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
The weighted average price was inadvertently left out on the original Form 4 filing on 6/2/2021.
Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
Option vests in four equal annual installments beginning on February 8, 2016.
/s/ Lynn M. Floeter, attorney-in-fact for Timothy J. Lau
2021-06-03