0001127602-21-007849.txt : 20210225 0001127602-21-007849.hdr.sgml : 20210225 20210225135836 ACCESSION NUMBER: 0001127602-21-007849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210224 FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein David L CENTRAL INDEX KEY: 0001404929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 21679075 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-24 0000007789 ASSOCIATED BANC-CORP ASB 0001404929 Stein David L ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2021-02-24 4 M 0 15617 12.97 A 75278 D Common Stock $0.01 Par Value 2021-02-24 4 F 0 11514 21.17 D 63764 D Common Stock $0.01 Par Value 39213 I by Trust Common Stock $0.01 Par Value 7531.33 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 12.97 2021-02-24 4 M 0 15617 0 D 2022-01-23 Common Stock $0.01 Par Value 15617 0 D Represents a "net exercise" of outstanding stock options. The reporting person received 4,103 shares of common stock on net exercise of options to purchase 15,617 shares of common stock. The Company withheld 11,514 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the stock price of $21.17. Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. /s/ Lynn M. Floeter, attorney-in-fact for David L. Stein 2021-02-25