0001127602-21-007849.txt : 20210225
0001127602-21-007849.hdr.sgml : 20210225
20210225135836
ACCESSION NUMBER: 0001127602-21-007849
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210224
FILED AS OF DATE: 20210225
DATE AS OF CHANGE: 20210225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stein David L
CENTRAL INDEX KEY: 0001404929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31343
FILM NUMBER: 21679075
MAIL ADDRESS:
STREET 1: 200 NORTH ADAMS STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
BUSINESS PHONE: 920-491-7500
MAIL ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-24
0000007789
ASSOCIATED BANC-CORP
ASB
0001404929
Stein David L
ASSOCIATED BANC-CORP
433 MAIN STREET
GREEN BAY
WI
54301
1
Executive Vice President
Common Stock $0.01 Par Value
2021-02-24
4
M
0
15617
12.97
A
75278
D
Common Stock $0.01 Par Value
2021-02-24
4
F
0
11514
21.17
D
63764
D
Common Stock $0.01 Par Value
39213
I
by Trust
Common Stock $0.01 Par Value
7531.33
I
401(k) Plan
Non-qualified Stock Option (Right to Buy)
12.97
2021-02-24
4
M
0
15617
0
D
2022-01-23
Common Stock $0.01 Par Value
15617
0
D
Represents a "net exercise" of outstanding stock options. The reporting person received 4,103 shares of common stock on net exercise of options to purchase 15,617 shares of common stock. The Company withheld 11,514 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the stock price of $21.17.
Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
/s/ Lynn M. Floeter, attorney-in-fact for David L. Stein
2021-02-25