0001127602-20-004122.txt : 20200206 0001127602-20-004122.hdr.sgml : 20200206 20200206183137 ACCESSION NUMBER: 0001127602-20-004122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200204 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Utz John A. CENTRAL INDEX KEY: 0001523751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 20584074 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-04 0000007789 ASSOCIATED BANC-CORP ASB 0001523751 Utz John A. ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2020-02-04 4 A 0 19218 0 A 76059 D Common Stock $0.01 Par Value 2020-02-05 4 F 0 6611 20.32 D 69448 D Common Stock $0.01 Par Value 11482.03 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 20.32 2020-02-04 4 A 0 50568 0 A 2030-02-04 Common Stock $0.01 Par Value 50568 50568 D Includes 12,649 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 6,569 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021, 50% of which the reporting person has elected to defer upon vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file. Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Option vests in four equal annual installments beginning on February 8, 2021 /s/ Lynn M. Floeter, attorney-in-fact for John A. Utz 2020-02-06