0001127602-20-004120.txt : 20200206
0001127602-20-004120.hdr.sgml : 20200206
20200206182553
ACCESSION NUMBER: 0001127602-20-004120
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200204
FILED AS OF DATE: 20200206
DATE AS OF CHANGE: 20200206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stein David L
CENTRAL INDEX KEY: 0001404929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31343
FILM NUMBER: 20584051
MAIL ADDRESS:
STREET 1: 200 NORTH ADAMS STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
BUSINESS PHONE: 920-491-7500
MAIL ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-04
0000007789
ASSOCIATED BANC-CORP
ASB
0001404929
Stein David L
ASSOCIATED BANC-CORP
433 MAIN STREET
GREEN BAY
WI
54301
1
Executive Vice President
Common Stock $0.01 Par Value
2020-02-04
4
A
0
15849
0
A
60175
D
Common Stock $0.01 Par Value
2020-02-05
4
F
0
4938
20.32
D
55237
D
Common Stock $0.01 Par Value
39213
I
by Trust
Common Stock $0.01 Par Value
6574.25
I
401(k) Plan
Non-qualified Stock Option (Right to Buy)
20.32
2020-02-04
4
A
0
46591
0
A
2030-02-04
Common Stock $0.01 Par Value
46591
46591
D
Includes 9,796 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 6,053 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021, 50% of which the reporting person has elected to defer upon each vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.
Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
Option vests in four equal annual installments beginning on February 8, 2021
/s/ Lynn M. Floeter, attorney-in-fact for David L. Stein
2020-02-06