0001127602-20-001194.txt : 20200106 0001127602-20-001194.hdr.sgml : 20200106 20200106171256 ACCESSION NUMBER: 0001127602-20-001194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JEFFE ROBERT A CENTRAL INDEX KEY: 0001233165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 20510825 MAIL ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-01-02 0000007789 ASSOCIATED BANC-CORP ASB 0001233165 JEFFE ROBERT A C/O ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Phantom Stock Unit 0 2020-01-02 4 I 0 5353.62 21.87 D Common Stock $0.01 Par Value 5353.62 14246.807 D Stock units are 100% vested at the time of the acquisition. Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file. Each share of phantom stock entitled the reporting person to receive, the cash value of one share of ASB common stock. Prior to payment, the reporting person had the right to transfer the value of his phantom stock account into an alternative investment account. Phantom Stock units remained in the Director's Deferred Compensation Plan until January 2, 2020 on which date a portion of the account balance was distributed pursuant to the Insider's distribution election(s) on file. /s/ Lynn M. Floeter, attorney-in-fact for Robert A. Jeffe 2020-01-06