0001127602-19-035384.txt : 20191218 0001127602-19-035384.hdr.sgml : 20191218 20191218165716 ACCESSION NUMBER: 0001127602-19-035384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191216 FILED AS OF DATE: 20191218 DATE AS OF CHANGE: 20191218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGSTROM JOHN F CENTRAL INDEX KEY: 0001196937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 191293055 MAIL ADDRESS: STREET 1: C/O BERGSTROM CORP STREET 2: 150 NORTH GREEN BAY RD CITY: NEENAY STATE: WI ZIP: 54956 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-12-16 0000007789 ASSOCIATED BANC-CORP ASB 0001196937 BERGSTROM JOHN F C/O ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Common Stock $0.01 Par Value 2019-12-16 4 A 0 136 22.39 A 59794 D Common Stock $0.01 Par Value 2019-12-16 4 A 0 130 22.39 A 59924 D Common Stock $0.01 Par Value 2019-12-16 4 A 0 45 22.39 A 59969 D Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). /s/ Lynn M. Floeter, attorney-in-fact for John F. Bergstrom 2019-12-18