0001127602-19-033525.txt : 20191122 0001127602-19-033525.hdr.sgml : 20191122 20191122104947 ACCESSION NUMBER: 0001127602-19-033525 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191121 FILED AS OF DATE: 20191122 DATE AS OF CHANGE: 20191122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stadler Tammy C. CENTRAL INDEX KEY: 0001708803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 191239272 MAIL ADDRESS: STREET 1: 330 E. KILBOURN STREET 2: SUITE 200 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-21 0000007789 ASSOCIATED BANC-CORP ASB 0001708803 Stadler Tammy C. 433 MAIN STREET GREEN BAY WI 54301 1 Principal Accounting Officer Common Stock $0.01 Par Value 2019-11-21 4 M 0 5800 13.16 A 41990.8092 D Common Stock $0.01 Par Value 2019-11-21 4 S 0 5800 21.50 D 36190.8092 D Common Stock $0.01 Par Value 12553.83 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 13.16 2019-11-21 4 M 0 5800 0 D 2020-01-27 Common Stock $0.01 Par Value 5800 0 D The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.47 to $21.525, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. /s/ Lynn M. Floeter, attorney-in-fact for Tammy C. Stadler 2019-11-22