0001127602-19-032453.txt : 20191112
0001127602-19-032453.hdr.sgml : 20191112
20191112122725
ACCESSION NUMBER: 0001127602-19-032453
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191108
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stein David L
CENTRAL INDEX KEY: 0001404929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31343
FILM NUMBER: 191207899
MAIL ADDRESS:
STREET 1: 200 NORTH ADAMS STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
BUSINESS PHONE: 920-491-7500
MAIL ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-11-08
0000007789
ASSOCIATED BANC-CORP
ASB
0001404929
Stein David L
ASSOCIATED BANC-CORP
433 MAIN STREET
GREEN BAY
WI
54301
1
Executive Vice President
Common Stock $0.01 Par Value
2019-11-08
4
M
0
20000
12.97
A
69835
D
Common Stock $0.01 Par Value
2019-11-08
4
S
0
20000
21.79
D
49835
D
Common Stock $0.01 Par Value
39213
I
by Trust
Common Stock $0.01 Par Value
6527.48
I
401(k) Plan
Non-qualified Stock Option (Right to Buy)
12.97
2019-11-08
4
M
0
20000
0
D
2022-01-23
Common Stock $0.01 Par Value
20000
15617
D
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.77 to $21.81, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
/s/ Lynn M. Floeter, attorney-in-fact for David L. Stein
2019-11-12