0001127602-19-028682.txt : 20190918 0001127602-19-028682.hdr.sgml : 20190918 20190918115611 ACCESSION NUMBER: 0001127602-19-028682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190916 FILED AS OF DATE: 20190918 DATE AS OF CHANGE: 20190918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOMMEN RICHARD T CENTRAL INDEX KEY: 0001185972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 191099019 MAIL ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-09-16 0000007789 ASSOCIATED BANC-CORP ASB 0001185972 LOMMEN RICHARD T C/O ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Common Stock $0.01 Par Value 2019-09-16 5 J 0 E 5.892 20.2172 A 145301.738 D Common Stock $0.01 Par Value 2019-09-16 4 A 0 139 20.66 A 145440.738 D Common Stock $0.01 Par Value 2019-09-16 4 A 0 132 20.66 A 145572.738 D Common Stock $0.01 Par Value 2019-09-16 4 A 0 45 20.66 A 145617.738 D Common Stock $0.01 Par Value 16426 I By Corporation Common Stock $0.01 Par Value 40980 I By Spouse Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Stock is owned by Courtesy Corporation; Mr. Lommen serves as Chairman and a director of Courtesy Corporation. /s/ Lynn M. Floeter, attorney-in-fact for Richard T. Lommen 2019-09-18