0001127602-19-004684.txt : 20190207 0001127602-19-004684.hdr.sgml : 20190207 20190207210437 ACCESSION NUMBER: 0001127602-19-004684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190205 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmidt Paul Gregory CENTRAL INDEX KEY: 0001652805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 19577091 MAIL ADDRESS: STREET 1: 330 E. KILBOURN AVE, SUITE 200 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-05 0000007789 ASSOCIATED BANC-CORP ASB 0001652805 Schmidt Paul Gregory ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2019-02-05 4 D 0 2157 D 14197 D Common Stock $0.01 Par Value 2019-02-05 4 A 0 6576 0 A 20773 D Non-qualified Stock Option (Right to Buy) 22.01 2019-02-05 4 A 0 20382 22.01 A 2029-02-05 Common Stock $0.01 Par Value 20382 20382 D Phantom Stock Unit 2019-02-05 4 A 0 12815 0 A Common Stock $0.01 Par Value 12815 12815 D "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 12,815 shares of common stock and received instead 12,815 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. Includes 6,576 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Option vests in four equal annual installments beginning on February 8, 2020. Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof. Stock units are 100% vested at the time of the acquisition. Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file. /s/ Lynn M. Floeter, attorney-in-fact for Paul G. Schmidt 2019-02-07