0001127602-19-004673.txt : 20190207
0001127602-19-004673.hdr.sgml : 20190207
20190207205249
ACCESSION NUMBER: 0001127602-19-004673
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190205
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Utz John A.
CENTRAL INDEX KEY: 0001523751
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31343
FILM NUMBER: 19577056
MAIL ADDRESS:
STREET 1: ASSOCIATED BANC-CORP
STREET 2: 1200 HANSEN ROAD
CITY: GREEN BAY
STATE: WI
ZIP: 54304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
BUSINESS PHONE: 920-491-7500
MAIL ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-05
0000007789
ASSOCIATED BANC-CORP
ASB
0001523751
Utz John A.
ASSOCIATED BANC-CORP
433 MAIN STREET
GREEN BAY
WI
54301
1
Executive Vice President
Common Stock $0.01 Par Value
2019-02-05
4
D
0
1834
D
40550
D
Common Stock $0.01 Par Value
2019-02-05
4
A
0
20435
0
A
60985
D
Common Stock $0.01 Par Value
2019-02-05
4
F
0
3566
22.01
D
57419
D
Common Stock $0.01 Par Value
10687
I
401(k) Plan
Non-qualified Stock Option (Right to Buy)
22.01
2019-02-05
4
A
0
33777
22.01
A
2029-02-05
Common Stock $0.01 Par Value
33777
33777
D
Phantom Stock Unit
2019-02-05
4
A
0
12727
0
A
Common Stock $0.01 Par Value
12727
12727
D
"Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 21,787 shares of common stock and received instead 21,787 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units.
Includes 10,894 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 9,541 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.
Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.
Option vests in four equal annual installments beginning on February 8, 2020.
Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof.
Stock units are 100% vested at the time of the acquisition.
Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz
2019-02-07