0001127602-19-004667.txt : 20190207 0001127602-19-004667.hdr.sgml : 20190207 20190207204323 ACCESSION NUMBER: 0001127602-19-004667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190205 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Del Moral-Niles Christopher CENTRAL INDEX KEY: 0001526943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 19577036 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-05 0000007789 ASSOCIATED BANC-CORP ASB 0001526943 Del Moral-Niles Christopher ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Chief Financial Officer Common Stock $0.01 Par Value 2019-02-05 4 A 0 31155 0 A 84781 D Common Stock $0.01 Par Value 2019-02-05 4 F 0 11707 22.01 D 73074 D Common Stock $0.01 Par Value 25000.694 I by Trust Non-qualified Stock Option (Right to Buy) 22.01 2019-02-05 4 A 0 39212 22.01 A 2029-02-05 Common Stock $0.01 Par Value 39212 39212 D Includes 20,592 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 10,563 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Option vests in four equal annual installments beginning on February 8, 2020. /s/ Lynn M. Floeter, attorney-in-fact for Christopher Del Moral-Niles 2019-02-07