0001127602-18-024592.txt : 20180803 0001127602-18-024592.hdr.sgml : 20180803 20180803161711 ACCESSION NUMBER: 0001127602-18-024592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20180803 DATE AS OF CHANGE: 20180803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAYNE JAMES SPENCER JR. CENTRAL INDEX KEY: 0001688607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 18992021 MAIL ADDRESS: STREET 1: 330 E. KILBOURN AVE. STREET 2: SUITE 200 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-07-31 1 0000007789 ASSOCIATED BANC-CORP ASB 0001688607 PAYNE JAMES SPENCER JR. ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2018-07-31 4 F 0 824 27.00 D 14867.4136 D Common Stock $0.01 Par Value 2018-07-31 4 F 0 1320 27.00 D 13547.4136 D Non-qualified Stock Option (Right to Buy) 17.50 2026-02-26 Common Stock $0.01 Par Value 17823 17823 D Non-qualified Stock Option (Right to Buy) 25.20 2027-02-06 Common Stock $0.01 Par Value 16790 16790 D Non-qualified Stock Option (Right to Buy) 24.25 2028-02-06 Common Stock $0.01 Par Value 22603 22603 D Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Accelerate and vest as of 7/31/2018. Options remain available through full vesting schedule. Taxable at time options are exercised. Due to Reporting Person's retirement on August 1, 2018, this stock option grant is now 100% vested /s/ Lynn M. Floeter, attorney-in-fact for James Spencer Payne, Jr. 2018-08-03