0001127602-18-017166.txt : 20180511 0001127602-18-017166.hdr.sgml : 20180511 20180511151426 ACCESSION NUMBER: 0001127602-18-017166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180510 FILED AS OF DATE: 20180511 DATE AS OF CHANGE: 20180511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Del Moral-Niles Christopher CENTRAL INDEX KEY: 0001526943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 18826544 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-05-10 0000007789 ASSOCIATED BANC-CORP ASB 0001526943 Del Moral-Niles Christopher ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Chief Financial Officer Common Stock $0.01 Par Value 2018-05-10 4 M 0 12500 14.02 A 67669 D Common Stock $0.01 Par Value 2018-05-10 4 F 0 8414 27.00 D 59255 D Common Stock $0.01 Par Value 27182.694 I by Trust Non-qualified Stock Option (Right to Buy) 14.02 2018-05-10 4 M 0 12500 0 D 2023-01-22 Common Stock $0.01 Par Value 12500 12500 D Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options. Portion of 2013 Grant expiring 1/22/2023 Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. /s/ Lynn M. Floeter, attorney-in-fact for Christopher Del Moral-Niles 2018-05-11 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY - CHRISTOPHER DEL MORAL-NILES 2018 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 and 144 Know all by these present that the undersigned constitutes and appoints each of Randall J.Erickson, Allison E. Cimpl-Wiemer, Lynn M. Floeter, Jodi Rosenthal, and Marie A. Radtke signing singly, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) execute for and on behalf of the undersigned notices on Form 144 in accordance with Rule 144 under the Securities Act of 1933; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Forms 3, 4 or 5 or Form 144 and the timely filing of such forms with the United States Securities and Exchange Commission and any other authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to the Power of Attorney shall be in such form and shall contain such terms and conditions as such attorneys-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as such attorneys-in-fact might or could do if personally present, with full power of substitution or revocation, cause to be done by virtue of this power of attorney and the rights and powers herein granted. ? The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 and the rulesthereunder or Rule 144 under the Securities Act of 1933. ?This Power of Attorney shall be a durable power of attorney and shall not be affected by subsequent disability or incapacity of the undersigned. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 17th day of April, 2018. Signature: /s/ Christopher J. Del Moral-Niles