0001127602-18-011685.txt : 20180315 0001127602-18-011685.hdr.sgml : 20180315 20180315150453 ACCESSION NUMBER: 0001127602-18-011685 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180313 FILED AS OF DATE: 20180315 DATE AS OF CHANGE: 20180315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Utz John A. CENTRAL INDEX KEY: 0001523751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 18692172 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-03-13 0000007789 ASSOCIATED BANC-CORP ASB 0001523751 Utz John A. ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2018-03-13 4 S 0 4525 26.707 D 42384 D Common Stock $0.01 Par Value 2018-03-13 4 M 0 8340 12.97 A 50724 D Common Stock $0.01 Par Value 2018-03-13 4 S 0 5745 26.755 D 44979 D Common Stock $0.01 Par Value 2018-03-13 4 S 0 2595 26.80 D 42384 D Common Stock $0.01 Par Value 9966 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 12.97 2018-03-13 4 M 0 8340 0 D 2022-01-23 Common Stock $0.01 Par Value 8340 8341 D Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. /s/ Tracy A. Devine, attorney-in-fact for John A. Utz 2018-03-15