0001127602-18-004701.txt : 20180208 0001127602-18-004701.hdr.sgml : 20180208 20180208203045 ACCESSION NUMBER: 0001127602-18-004701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180206 FILED AS OF DATE: 20180208 DATE AS OF CHANGE: 20180208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein David L CENTRAL INDEX KEY: 0001404929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 18587342 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-06 0000007789 ASSOCIATED BANC-CORP ASB 0001404929 Stein David L ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2018-02-06 4 A 0 8477 0 A 45162 D Common Stock $0.01 Par Value 2018-02-06 4 F 0 1640 24.25 D 43522 D Common Stock $0.01 Par Value 44409 I by Trust Common Stock $0.01 Par Value 5423 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 24.25 2018-02-06 4 A 0 22320 24.25 A 2028-02-06 Common Stock $0.01 Par Value 22320 22320 D Includes 2,369 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 2,036 shares attributable to the time-based portion, of PRSUs granted in 2018, and 4,072 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019. Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Option vests in four equal annual installments beginning on February 8, 2019. /s/Tracy A. Devine, attorney-in-fact for David L. Stein 2018-02-08