0001127602-17-003585.txt : 20170202 0001127602-17-003585.hdr.sgml : 20170202 20170202163943 ACCESSION NUMBER: 0001127602-17-003585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein David L CENTRAL INDEX KEY: 0001404929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 17568821 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-01 0000007789 ASSOCIATED BANC-CORP ASB 0001404929 Stein David L ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2017-02-01 4 M 0 7000 18.82 A 44063 D Common Stock $0.01 Par Value 2017-02-01 4 S 0 3300 25.10 D 40763 D Common Stock $0.01 Par Value 2017-02-01 4 S 0 3700 25.1294 D 37063 D Common Stock $0.01 Par Value 2017-02-01 4 M 0 11500 17.26 A 48563 D Common Stock $0.01 Par Value 2017-02-01 4 S 0 7820 25.005 D 40743 D Common Stock $0.01 Par Value 2017-02-01 4 S 0 2300 25.05 D 38443 D Common Stock $0.01 Par Value 2017-02-01 4 S 0 300 25.075 D 38143 D Common Stock $0.01 Par Value 2017-02-01 4 S 0 1080 25.10 D 37063 D Common Stock $0.01 Par Value 58047 I by Trust Common Stock $0.01 Par Value 4949 I 401(k) Plan Common Stock $0.01 Par Value 400 I IRA Non-qualified Stock Option (Right to Buy) 18.82 2017-02-01 4 M 0 7000 0 D 2018-07-23 Common Stock $0.01 Par Value 7000 0 D Non-qualified Stock Option (Right to Buy) 17.26 2017-02-01 4 M 0 11500 0 D 2019-01-28 Common Stock $0.01 Par Value 11500 0 D Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. /s/Tracy A. Devine, attorney-in-fact for David L. Stein 2017-02-02