0001127602-16-065805.txt : 20161102
0001127602-16-065805.hdr.sgml : 20161102
20161102105425
ACCESSION NUMBER: 0001127602-16-065805
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
BUSINESS PHONE: 920-491-7500
MAIL ADDRESS:
STREET 1: 433 MAIN STREET
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Utz John A.
CENTRAL INDEX KEY: 0001523751
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31343
FILM NUMBER: 161966657
MAIL ADDRESS:
STREET 1: ASSOCIATED BANC-CORP
STREET 2: 1200 HANSEN ROAD
CITY: GREEN BAY
STATE: WI
ZIP: 54304
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-01
0000007789
ASSOCIATED BANC-CORP
ASB
0001523751
Utz John A.
ASSOCIATED BANC-CORP
433 MAIN STREET
GREEN BAY
WI
54301
1
Executive Vice President
Common Stock $0.01 Par Value
2016-11-01
4
M
0
4178
14.02
A
48468
D
Common Stock $0.01 Par Value
2016-11-01
4
S
0
4178
20.0366
D
44290
D
Common Stock $0.01 Par Value
2016-11-01
4
M
0
12355
17.02
A
56645
D
Common Stock $0.01 Par Value
2016-11-01
4
S
0
5526
20.05
D
51119
D
Common Stock $0.01 Par Value
2016-11-01
4
S
0
6729
20.055
D
44390
D
Common Stock $0.01 Par Value
2016-11-01
4
S
0
100
20.075
D
44290
D
Common Stock $0.01 Par Value
9366
I
401(k) Plan
Non-qualified Stock Option (Right to Buy)
14.02
2016-11-01
4
M
0
4178
0
D
2023-01-22
Common Stock $0.01 Par Value
4178
12659
D
Non-qualified Stock Option (Right to Buy)
17.02
2016-11-01
4
M
0
12355
0
D
2024-01-27
Common Stock $0.01 Par Value
12355
14755
D
Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
/s/ Tracy A. Devine, attorney-in-fact for John A. Utz
2016-11-02