0001127602-16-065805.txt : 20161102 0001127602-16-065805.hdr.sgml : 20161102 20161102105425 ACCESSION NUMBER: 0001127602-16-065805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Utz John A. CENTRAL INDEX KEY: 0001523751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 161966657 MAIL ADDRESS: STREET 1: ASSOCIATED BANC-CORP STREET 2: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-01 0000007789 ASSOCIATED BANC-CORP ASB 0001523751 Utz John A. ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2016-11-01 4 M 0 4178 14.02 A 48468 D Common Stock $0.01 Par Value 2016-11-01 4 S 0 4178 20.0366 D 44290 D Common Stock $0.01 Par Value 2016-11-01 4 M 0 12355 17.02 A 56645 D Common Stock $0.01 Par Value 2016-11-01 4 S 0 5526 20.05 D 51119 D Common Stock $0.01 Par Value 2016-11-01 4 S 0 6729 20.055 D 44390 D Common Stock $0.01 Par Value 2016-11-01 4 S 0 100 20.075 D 44290 D Common Stock $0.01 Par Value 9366 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 14.02 2016-11-01 4 M 0 4178 0 D 2023-01-22 Common Stock $0.01 Par Value 4178 12659 D Non-qualified Stock Option (Right to Buy) 17.02 2016-11-01 4 M 0 12355 0 D 2024-01-27 Common Stock $0.01 Par Value 12355 14755 D Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. /s/ Tracy A. Devine, attorney-in-fact for John A. Utz 2016-11-02