0001127602-14-003308.txt : 20140129 0001127602-14-003308.hdr.sgml : 20140129 20140129144644 ACCESSION NUMBER: 0001127602-14-003308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7012 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein David L CENTRAL INDEX KEY: 0001404929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 14556465 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-27 0000007789 ASSOCIATED BANC-CORP ASBC 0001404929 Stein David L ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2014-01-27 4 A 0 5434 0 A 93496 D Common Stock $0.01 Par Value 2014-01-27 4 A 0 2717 0 A 96213 D Common Stock $0.01 Par Value 2014-01-27 4 A 0 964 0 A 97177 D Common Stock $0.01 Par Value 3225.91 I 401(k) Plan Common Stock $0.01 Par Value 400 I IRA Non-qualified Stock Option (Right to Buy) 17.02 2014-01-27 4 A 0 23882 0 A 2024-01-27 Common Stock $0.01 Par Value 23882 23882 D Shares of restricted stock vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Represents the time-based portion of performance-based restricted stock units, 34% of which vest on the second anniversary of the grant date, and the remaining 66% of which vest on the third anniversary of the grant date. Shares awarded pursuant to performance-based restricted stock units granted in 2013 that vested in accordance with the respective restricted stock unit award agreements. Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. /s/ Linda Van Camp, power of attorney 2014-01-29