0001127602-13-002595.txt : 20130124 0001127602-13-002595.hdr.sgml : 20130124 20130124163806 ACCESSION NUMBER: 0001127602-13-002595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130122 FILED AS OF DATE: 20130124 DATE AS OF CHANGE: 20130124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Docter Judith M CENTRAL INDEX KEY: 0001344171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 13545940 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 920-431-8836 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET, MS 7829 CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-01-22 0000007789 ASSOCIATED BANC-CORP ASBC 0001344171 Docter Judith M 1200 HANSEN ROAD GREEN BAY WI 54313 1 Executive Vice President Common Stock $0.01 Par Value 2013-01-22 4 A 0 5670 0 A 73165.738 D Common Stock $0.01 Par Value 2013-01-22 4 A 0 2835 0 A 76000.738 D Common Stock $.01 Par Value - Restricted Stock Unit 2013-01-23 4 J 0 11515 0 D 0 D Common Stock $0.01 Par Value 2013-01-23 4 J 0 11515 0 A 87515.738 D Common Stock $0.01 Par Value 8065.75 I 401(k) Plan Perpetual Preferred Stock Series B (ABW pr B) 200 D Non-qualified Stock Option (Right to Buy) 14.02 2013-01-22 4 A 0 20912 0 A 2023-01-22 Common Stock $0.01 Par Value 20912 20912 D Incentive Stock Option (Right to Buy) 29.08 2014-01-28 Common Stock $0.01 Par Value 2250 2250 D Non-qualified Stock Option (Right to Buy) 33.89 2017-01-24 Common Stock $0.01 Par Value 18000 18000 D Non-qualified Stock Option (Right to Buy) 24.89 2018-01-23 Common Stock $0.01 Par Value 20000 20000 D Non-qualified Stock Option (Right to Buy) 17.26 2019-01-28 Common Stock $0.01 Par Value 10000 10000 D Non-qualified Stock Option (Right to Buy) 12.97 2022-01-23 Common Stock $0.01 Par Value 29267 29267 D Non-qualified Stock Option (Right to Buy) 33.07 2005-06-30 2015-01-26 Common Stock $0.01 Par Value 2500 2500 D Non-qualified Stock Option (Right to Buy) 32.82 2005-12-14 2015-12-13 Common Stock $0.01 Par Value 14600 14600 D Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant. Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements. Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. /s/ Linda Van Camp, power of attorney 2013-01-24