0001127602-12-027463.txt : 20121001
0001127602-12-027463.hdr.sgml : 20121001
20121001102547
ACCESSION NUMBER: 0001127602-12-027463
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120928
FILED AS OF DATE: 20121001
DATE AS OF CHANGE: 20121001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 HANSEN ROAD
CITY: GREEN BAY
STATE: WI
ZIP: 54304
BUSINESS PHONE: 920-431-8836
MAIL ADDRESS:
STREET 1: 200 NORTH ADAMS STREET, MS 7829
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOMMEN RICHARD T
CENTRAL INDEX KEY: 0001185972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31343
FILM NUMBER: 121118633
MAIL ADDRESS:
STREET 1: 1200 HANSEN ROAD
CITY: GREEN BAY
STATE: WI
ZIP: 54304
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-09-28
0000007789
ASSOCIATED BANC-CORP
ASBC
0001185972
LOMMEN RICHARD T
COURTESY CORPORATION
2700 NATIONAL DRIVE - SUITE 100
ONALASKA
WI
54650
1
Perpetual Preferred Stock Series B (ABW pr B)
20000
D
Common Stock $0.01 Par Value
40980
I
By Spouse
Common Stock $0.01 Par Value
16426
I
By Corporation
Common Stock $0.01 Par Value
106358.624
D
Phantom Stock Unit
0
2012-09-28
4
A
0
1002.09
0
A
Common Stock $0.01 Par Value
1002.09
41223.5763
D
Non-qualified Stock Option (Right to Buy)
20.01
2004-10-29
2013-04-23
Common Stock $0.01 Par Value
8382
8382
D
Non-qualified Stock Option (Right to Buy)
12.33
2004-10-29
2010-04-19
Common Stock $0.01 Par Value
0
0
D
Stock is owned by Courtesy Corporation; Mr. Lommen serves as Chairman and a director of Courtesy Corporation.
Stock units are 100% vested at the time of the acquisition.
Phantom stock units will remain in Insider's nonqualified benefit plan until such plan account balance is distributed pursuant to Insider's distribution election(s) on file.
"Share units" were based on a share price of $13.16 per share as of September 28, 2012. "Share units" are converted, for reporting and communication purposes, to "shares" of stock. The number of "shares" reported under this Plan are based on the NAV of the stock fund at valuation end, divided by the share price. There is also a cash component to the stock fund, which varies throughout the year.
/s/ Linda Van Camp, power of attorney
2012-10-01