0001127602-12-027463.txt : 20121001 0001127602-12-027463.hdr.sgml : 20121001 20121001102547 ACCESSION NUMBER: 0001127602-12-027463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20121001 DATE AS OF CHANGE: 20121001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 920-431-8836 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET, MS 7829 CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOMMEN RICHARD T CENTRAL INDEX KEY: 0001185972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 121118633 MAIL ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-09-28 0000007789 ASSOCIATED BANC-CORP ASBC 0001185972 LOMMEN RICHARD T COURTESY CORPORATION 2700 NATIONAL DRIVE - SUITE 100 ONALASKA WI 54650 1 Perpetual Preferred Stock Series B (ABW pr B) 20000 D Common Stock $0.01 Par Value 40980 I By Spouse Common Stock $0.01 Par Value 16426 I By Corporation Common Stock $0.01 Par Value 106358.624 D Phantom Stock Unit 0 2012-09-28 4 A 0 1002.09 0 A Common Stock $0.01 Par Value 1002.09 41223.5763 D Non-qualified Stock Option (Right to Buy) 20.01 2004-10-29 2013-04-23 Common Stock $0.01 Par Value 8382 8382 D Non-qualified Stock Option (Right to Buy) 12.33 2004-10-29 2010-04-19 Common Stock $0.01 Par Value 0 0 D Stock is owned by Courtesy Corporation; Mr. Lommen serves as Chairman and a director of Courtesy Corporation. Stock units are 100% vested at the time of the acquisition. Phantom stock units will remain in Insider's nonqualified benefit plan until such plan account balance is distributed pursuant to Insider's distribution election(s) on file. "Share units" were based on a share price of $13.16 per share as of September 28, 2012. "Share units" are converted, for reporting and communication purposes, to "shares" of stock. The number of "shares" reported under this Plan are based on the NAV of the stock fund at valuation end, divided by the share price. There is also a cash component to the stock fund, which varies throughout the year. /s/ Linda Van Camp, power of attorney 2012-10-01