13F-HR 1 c65501e13fvhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended June 30, 2011 If Amended report check here: [ ] ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Brian R. Bodager (920) 491-7055 Chief Administrative Officer, General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 20th day of July, 2011. Associated Banc-Corp -------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager ------------------------------------------ Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. -------------------------- --------------- ------------ ---------------- Associated Trust Company, National Association -------------------------- --------------- ------------ ---------------- ================================================================================
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 1 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) HELIOS STRATEGIC INCOME FUND ECD28A209 0 20,000 SH X 20,000 KINDER MORGAN MGMT LLC FRACT EKE55U103 0 145,082 SH X 145,082 NABORS INDUSTRIES LTD SHS G6359F103 14,204 576,481 SH X 573,156 3,325 NABORS INDUSTRIES LTD SHS G6359F103 1,088 44,159 SH X 5,609 38,550 ACE LTD SHS H0023R105 3,025 45,963 SH X 45,288 675 ACE LTD SHS H0023R105 273 4,150 SH X 1,790 2,360 TRANSOCEAN LTD REG SHS H8817H100 1,513 23,432 SH X 23,157 150 125 TRANSOCEAN LTD REG SHS H8817H100 139 2,148 SH X 1,443 705 LTD PARTNERSHIP INT IN THE S MS0023544 443 9 SH X 9 LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 89 HATTERAS FUNDS - MULTI STRAT MS0060264 528 5,690 SH X 5,690 CHECK POINT SOFTWARE TECH LT ORD M22465104 3,899 68,580 SH X 68,580 CHECK POINT SOFTWARE TECH LT ORD M22465104 34 600 SH X 600 AFLAC INC COM 001055102 210 4,495 SH X 4,495 AT&T INC COM 00206R102 4,554 144,970 SH X 143,446 300 1,224 AT&T INC COM 00206R102 572 18,222 SH X 6,313 11,359 550 ABBOTT LABS COM 002824100 8,441 160,419 SH X 155,919 900 3,600 ABBOTT LABS COM 002824100 717 13,625 SH X 3,910 4,615 5,100 AIR PRODS & CHEMS INC COM 009158106 11,517 120,497 SH X 119,287 200 1,010 AIR PRODS & CHEMS INC COM 009158106 519 5,430 SH X 3,460 1,970 ALLIANT ENERGY CORP COM 018802108 307 7,544 SH X 3,444 200 3,900 ALLIANT ENERGY CORP COM 018802108 13 320 SH X 90 230 ALLSTATE CORP COM 020002101 2,256 73,903 SH X 73,903 ALLSTATE CORP COM 020002101 283 9,281 SH X 100 4,057 5,124 ALTRIA GROUP INC COM 02209S103 1,790 67,778 SH X 63,479 4,299 ALTRIA GROUP INC COM 02209S103 654 24,760 SH X 19,830 630 4,300 AMERICAN EXPRESS CO COM 025816109 308 5,950 SH X 5,950 AMERICAN EXPRESS CO COM 025816109 88 1,700 SH X 1,700 AMERISOURCEBERGEN CORP COM 03073E105 8,719 210,599 SH X 210,599 AMERISOURCEBERGEN CORP COM 03073E105 547 13,220 SH X 170 13,050 AMGEN INC COM 031162100 2,171 37,214 SH X 36,944 20 250 AMGEN INC COM 031162100 313 5,365 SH X 1,110 505 3,750 ANCHOR BANCORP WIS INC COM 032839102 35 49,001 SH X 49,001 AON CORP COM 037389103 1,951 38,032 SH X 6,314 31,718 APACHE CORP COM 037411105 23,701 192,085 SH X 189,146 619 2,320 APACHE CORP COM 037411105 1,013 8,209 SH X 3,149 5,060 APPLE INC COM 037833100 32,257 96,096 SH X 95,644 188 264 APPLE INC COM 037833100 2,148 6,400 SH X 1,555 4,545 300 APPLIED MATLS INC COM 038222105 623 47,854 SH X 47,854 APPLIED MATLS INC COM 038222105 18 1,400 SH X 400 1,000 ASSOCIATED BANC CORP COM 045487105 69,641 5,010,145 SH X 4,599,129 411,016
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 2 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ASSOCIATED BANC CORP COM 045487105 2,464 177,295 SH X 58,316 32,882 86,097 AUTOLIV INC COM 052800109 268 3,415 SH X 3,415 AUTOMATIC DATA PROCESSING IN COM 053015103 1,019 19,340 SH X 19,340 AUTOMATIC DATA PROCESSING IN COM 053015103 100 1,905 SH X 1,905 BB&T CORP COM 054937107 4,904 182,694 SH X 180,674 2,020 BB&T CORP COM 054937107 291 10,855 SH X 5,200 5,655 BHP BILLITON PLC SPONSORED ADR 05545E209 4,839 61,700 SH X 61,700 BHP BILLITON PLC SPONSORED ADR 05545E209 337 4,295 SH X 70 4,225 BP PLC SPONSORED ADR 055622104 1,444 32,604 SH X 32,604 BP PLC SPONSORED ADR 055622104 387 8,748 SH X 4,218 628 3,902 BAKER HUGHES INC COM 057224107 1,453 20,028 SH X 20,028 BAKER HUGHES INC COM 057224107 24 330 SH X 135 195 BANK OF AMERICA CORPORATION COM 060505104 609 55,603 SH X 55,603 BANK OF AMERICA CORPORATION COM 060505104 113 10,268 SH X 3,000 140 7,128 BANK OF NEW YORK MELLON CORP COM 064058100 2,188 85,391 SH X 84,691 700 BANK OF NEW YORK MELLON CORP COM 064058100 81 3,160 SH X 2,475 185 500 BAXTER INTL INC COM 071813109 1,299 21,756 SH X 21,681 75 BAXTER INTL INC COM 071813109 96 1,600 SH X 1,600 BEMIS INC COM 081437105 4,534 134,234 SH X 134,174 60 BEMIS INC COM 081437105 581 17,200 SH X 16,000 700 500 BERKLEY W R CORP COM 084423102 1,688 52,049 SH X 49,049 3,000 BERKLEY W R CORP COM 084423102 205 6,330 SH X 4,250 2,080 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,161 10 SH X 10 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7,007 90,545 SH X 89,295 1,250 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 679 8,775 SH X 450 8,325 BEST BUY INC COM 086516101 353 11,228 SH X 11,228 BHP BILLITON LTD SPONSORED ADR 088606108 10,993 116,168 SH X 115,753 90 325 BHP BILLITON LTD SPONSORED ADR 088606108 592 6,260 SH X 4,520 540 1,200 BOEING CO COM 097023105 5,960 80,618 SH X 78,263 325 2,030 BOEING CO COM 097023105 341 4,615 SH X 2,610 2,005 BRISTOL MYERS SQUIBB CO COM 110122108 2,405 83,031 SH X 80,641 150 2,240 BRISTOL MYERS SQUIBB CO COM 110122108 982 33,917 SH X 12,115 15,202 6,600 CSX CORP COM 126408103 382 14,558 SH X 14,558 CSX CORP COM 126408103 9 345 SH X 345 CVS CAREMARK CORPORATION COM 126650100 2,019 53,724 SH X 53,094 630 CVS CAREMARK CORPORATION COM 126650100 95 2,518 SH X 2,193 325 CAPITAL ONE FINL CORP COM 14040H105 95 1,843 SH X 1,843 CAPITAL ONE FINL CORP COM 14040H105 953 18,444 SH X 13,284 5,160 CATERPILLAR INC DEL COM 149123101 21,693 203,766 SH X 198,984 635 4,147 CATERPILLAR INC DEL COM 149123101 3,688 34,641 SH X 5,970 25,821 2,850 CELGENE CORP COM 151020104 15,430 255,809 SH X 254,809 1,000
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 3 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) CELGENE CORP COM 151020104 1,067 17,695 SH X 2,535 15,160 CHEVRON CORP NEW COM 166764100 23,017 223,812 SH X 220,603 1,004 2,205 CHEVRON CORP NEW COM 166764100 2,871 27,915 SH X 9,190 12,900 5,825 CISCO SYS INC COM 17275R102 878 56,268 SH X 55,843 425 CISCO SYS INC COM 17275R102 55 3,555 SH X 675 2,880 CITIZENS REPUBLIC BANCORP IN COM 174420109 12 17,861 SH X 17,861 CITIZENS REPUBLIC BANCORP IN COM 174420109 1 2,000 SH X 2,000 CLOROX CO DEL COM 189054109 908 13,466 SH X 13,466 CLOROX CO DEL COM 189054109 927 13,747 SH X 13,747 COCA COLA CO COM 191216100 12,433 184,769 SH X 182,489 90 2,190 COCA COLA CO COM 191216100 843 12,535 SH X 4,250 7,285 1,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9,374 127,821 SH X 127,696 125 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 547 7,465 SH X 1,490 5,975 COINSTAR INC COM 19259P300 1,784 32,713 SH X 32,003 710 COINSTAR INC COM 19259P300 235 4,310 SH X 1,825 2,485 COLGATE PALMOLIVE CO COM 194162103 5,761 65,911 SH X 65,631 130 150 COLGATE PALMOLIVE CO COM 194162103 972 11,118 SH X 4,455 3,363 3,300 CONOCOPHILLIPS COM 20825C104 9,621 127,961 SH X 127,661 100 200 CONOCOPHILLIPS COM 20825C104 764 10,156 SH X 175 6,671 3,310 CONSOLIDATED EDISON INC COM 209115104 241 4,521 SH X 4,521 CORNING INC COM 219350105 17,192 947,196 SH X 942,506 300 4,390 CORNING INC COM 219350105 1,447 79,730 SH X 10,580 53,055 16,095 COVANCE INC COM 222816100 447 7,525 SH X 7,375 50 100 CREE INC COM 225447101 671 19,970 SH X 19,440 530 CREE INC COM 225447101 62 1,850 SH X 1,350 500 CUMMINS INC COM 231021106 20,708 200,094 SH X 199,439 655 CUMMINS INC COM 231021106 1,487 14,370 SH X 1,750 12,620 DANAHER CORP DEL COM 235851102 11,395 215,039 SH X 214,294 235 510 DANAHER CORP DEL COM 235851102 714 13,475 SH X 2,575 10,900 DARDEN RESTAURANTS INC COM 237194105 5 93 SH X 93 DARDEN RESTAURANTS INC COM 237194105 299 6,000 SH X 6,000 DEERE & CO COM 244199105 457 5,547 SH X 2,547 3,000 DEVON ENERGY CORP NEW COM 25179M103 2,385 30,258 SH X 30,158 100 DEVON ENERGY CORP NEW COM 25179M103 297 3,765 SH X 870 520 2,375 DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 548 14,275 SH X 10,000 4,275 DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 521 12,975 SH X 9,075 3,900 DISNEY WALT CO COM DISNEY 254687106 17,419 446,192 SH X 440,094 1,068 5,030 DISNEY WALT CO COM DISNEY 254687106 1,028 26,329 SH X 11,719 14,610 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 6,623 161,686 SH X 160,621 1,065 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 689 16,830 SH X 660 16,170 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2,241 61,300 SH X 61,300
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 4 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 5 145 SH X 145 DOW CHEM CO COM 260543103 1,703 47,298 SH X 47,298 DOW CHEM CO COM 260543103 11 300 SH X 300 DU PONT E I DE NEMOURS & CO COM 263534109 126 2,332 SH X 2,332 DU PONT E I DE NEMOURS & CO COM 263534109 184 3,406 SH X 500 2,906 DUN & BRADSTREET CORP DEL NE COM 26483E100 26 350 SH X 350 DUN & BRADSTREET CORP DEL NE COM 26483E100 215 2,850 SH X 750 2,100 E M C CORP MASS COM 268648102 161 5,829 SH X 5,829 E M C CORP MASS COM 268648102 50 1,800 SH X 1,100 700 EOG RES INC COM 26875P101 2,942 28,138 SH X 28,013 25 100 EOG RES INC COM 26875P101 341 3,260 SH X 2,970 290 ETFS PLATINUM TR SH BEN INT 26922V101 954 5,575 SH X 5,575 ETFS PLATINUM TR SH BEN INT 26922V101 32 185 SH X 185 EAST WEST BANCORP INC COM 27579R104 8,339 412,635 SH X 410,835 1,800 EAST WEST BANCORP INC COM 27579R104 636 31,450 SH X 2,530 28,920 EL PASO CORP COM 28336L109 225 11,129 SH X 11,129 EMERSON ELEC CO COM 291011104 256 4,554 SH X 4,554 EXXON MOBIL CORP COM 30231G102 19,663 241,617 SH X 234,370 1,784 5,463 EXXON MOBIL CORP COM 30231G102 4,335 53,274 SH X 24,201 12,281 16,792 FEDEX CORP COM 31428X106 174 1,836 SH X 1,136 700 FEDEX CORP COM 31428X106 55 575 SH X 540 35 F5 NETWORKS INC COM 315616102 3,191 28,945 SH X 28,945 F5 NETWORKS INC COM 315616102 24 215 SH X 40 175 FIDELITY NATL INFORMATION SV COM 31620M106 537 17,426 SH X 17,114 312 FIDELITY NATL INFORMATION SV COM 31620M106 167 5,426 SH X 5,382 44 FIRST MANITOWOC BANCRP INC N COM 32076T108 272 18,732 SH X 18,732 FIRST MANITOWOC BANCRP INC N COM 32076T108 1,273 87,812 SH X 87,812 FLUOR CORP NEW COM 343412102 2,123 32,838 SH X 32,728 10 100 FLUOR CORP NEW COM 343412102 41 635 SH X 350 285 FORD MTR CO DEL COM PAR $0.01 345370860 187 13,552 SH X 11,452 2,100 FORD MTR CO DEL COM PAR $0.01 345370860 39 2,825 SH X 2,000 200 625 FORTUNE BRANDS INC COM 349631101 256 4,012 SH X 4,012 FORTUNE BRANDS INC COM 349631101 6 100 SH X 100 FRANKLIN RES INC COM 354613101 887 6,758 SH X 6,758 FRANKLIN RES INC COM 354613101 1,011 7,700 SH X 4,200 3,500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 12,851 242,930 SH X 241,709 136 1,085 FREEPORT-MCMORAN COPPER & GO COM 35671D857 809 15,285 SH X 2,439 8,820 4,026 GAMESTOP CORP NEW CL A 36467W109 678 25,430 SH X 25,205 225 GAMESTOP CORP NEW CL A 36467W109 35 1,300 SH X 1,300 GENERAL ELECTRIC CO COM 369604103 7,301 387,121 SH X 386,196 725 200 GENERAL ELECTRIC CO COM 369604103 1,643 87,123 SH X 21,415 28,110 37,598
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 5 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) GENERAL MLS INC COM 370334104 775 20,827 SH X 20,327 500 GENERAL MLS INC COM 370334104 776 20,840 SH X 2,045 18,795 GILEAD SCIENCES INC COM 375558103 4,591 110,869 SH X 110,869 GILEAD SCIENCES INC COM 375558103 400 9,670 SH X 120 9,550 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 132 3,081 SH X 3,081 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 114 2,655 SH X 1,000 1,655 GOLDMAN SACHS GROUP INC COM 38141G104 1,156 8,686 SH X 8,686 GOLDMAN SACHS GROUP INC COM 38141G104 61 460 SH X 460 GOOGLE INC CL A 38259P508 15,812 31,226 SH X 30,935 82 209 GOOGLE INC CL A 38259P508 1,162 2,295 SH X 394 1,696 205 GRAINGER W W INC COM 384802104 250 1,624 SH X 1,624 GUESS INC COM 401617105 3,532 83,967 SH X 82,822 1,145 GUESS INC COM 401617105 301 7,155 SH X 2,325 4,830 HALLIBURTON CO COM 406216101 4,703 92,225 SH X 92,075 150 HALLIBURTON CO COM 406216101 121 2,365 SH X 995 1,170 200 HARRIS CORP DEL COM 413875105 529 11,735 SH X 11,090 645 HARRIS CORP DEL COM 413875105 16 350 SH X 350 HARSCO CORP COM 415864107 2,767 84,881 SH X 84,881 HARSCO CORP COM 415864107 3 100 SH X 100 HEWLETT PACKARD CO COM 428236103 3,673 100,919 SH X 99,204 1,715 HEWLETT PACKARD CO COM 428236103 438 12,045 SH X 2,915 3,630 5,500 HOST HOTELS & RESORTS INC COM 44107P104 2,199 129,724 SH X 129,724 HOST HOTELS & RESORTS INC COM 44107P104 1 70 SH X 70 HUMANA INC COM 444859102 6,419 79,695 SH X 79,695 HUMANA INC COM 444859102 498 6,180 SH X 80 6,100 ILLINOIS TOOL WKS INC COM 452308109 17,778 314,704 SH X 313,359 1,345 ILLINOIS TOOL WKS INC COM 452308109 1,314 23,252 SH X 3,957 14,395 4,900 IMAX CORP COM 45245E109 1,599 49,315 SH X 49,315 IMAX CORP COM 45245E109 18 550 SH X 550 INTEL CORP COM 458140100 13,317 600,949 SH X 593,844 850 6,255 INTEL CORP COM 458140100 1,335 60,251 SH X 17,430 31,721 11,100 INTEGRYS ENERGY GROUP INC COM 45822P105 5,396 104,083 SH X 103,889 194 INTEGRYS ENERGY GROUP INC COM 45822P105 121 2,340 SH X 700 1,540 100 INTERNATIONAL BUSINESS MACHS COM 459200101 5,999 34,969 SH X 34,259 10 700 INTERNATIONAL BUSINESS MACHS COM 459200101 355 2,070 SH X 810 160 1,100 ISHARES TR BARCLYS TIPS BD 464287176 317 2,865 SH X 2,865 ISHARES TR BARCLYS TIPS BD 464287176 138 1,250 SH X 250 1,000 ISHARES TR S&P 500 INDEX 464287200 245 1,848 SH X 1,848 ISHARES TR MSCI EMERG MKT 464287234 2,384 50,093 SH X 50,093 ISHARES TR MSCI EMERG MKT 464287234 52 1,100 SH X 1,100 ISHARES TR MSCI EAFE INDEX 464287465 3,710 61,684 SH X 61,484 200
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 6 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ISHARES TR MSCI EAFE INDEX 464287465 192 3,196 SH X 1,925 1,271 ISHARES TR NASDQ BIO INDX 464287556 1,409 13,209 SH X 13,209 ISHARES TR NASDQ BIO INDX 464287556 4 35 SH X 35 ISHARES TR RUSSELL1000VAL 464287598 833 12,205 SH X 12,205 ISHARES TR RUSSELL1000VAL 464287598 55 800 SH X 800 ISHARES TR S&P MC 400 GRW 464287606 228 2,053 SH X 2,053 ISHARES TR RUSSELL 2000 464287655 2,092 25,261 SH X 25,261 ISHARES TR RUSSELL 2000 464287655 178 2,145 SH X 1,100 1,045 ISHARES TR S&P SMLCAP 600 464287804 1,462 19,938 SH X 19,938 ISHARES TR S&P SMLCAP 600 464287804 13 180 SH X 180 ISHARES TR S&P SMLCP GROW 464287887 182 2,263 SH X 2,263 ISHARES TR S&P SMLCP GROW 464287887 169 2,100 SH X 2,100 JPMORGAN CHASE & CO COM 46625H100 4,488 109,634 SH X 102,073 776 6,785 JPMORGAN CHASE & CO COM 46625H100 389 9,494 SH X 2,028 3,034 4,432 JOHNSON & JOHNSON COM 478160104 7,962 119,696 SH X 119,451 20 225 JOHNSON & JOHNSON COM 478160104 861 12,950 SH X 5,700 1,200 6,050 JOHNSON CTLS INC COM 478366107 14,652 351,715 SH X 345,820 700 5,195 JOHNSON CTLS INC COM 478366107 989 23,730 SH X 2,635 21,095 JOY GLOBAL INC COM 481165108 6,757 70,952 SH X 69,992 960 JOY GLOBAL INC COM 481165108 571 5,995 SH X 935 5,060 KELLOGG CO COM 487836108 100 1,800 SH X 1,800 KELLOGG CO COM 487836108 243 4,400 SH X 3,200 1,200 KIMBERLY CLARK CORP COM 494368103 51,313 770,933 SH X 624,295 630 146,008 KIMBERLY CLARK CORP COM 494368103 37,284 560,157 SH X 84,569 510 475,078 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 721 10,996 SH X 10,892 104 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 14 208 SH X 208 KOHLS CORP COM 500255104 321 6,425 SH X 6,425 KOHLS CORP COM 500255104 79 1,575 SH X 1,075 500 KRAFT FOODS INC CL A 50075N104 3,607 102,395 SH X 102,130 65 200 KRAFT FOODS INC CL A 50075N104 645 18,313 SH X 14,325 875 3,113 LIFESPAN INC COM 53221W101 0 50,000 SH X 50,000 LILLY ELI & CO COM 532457108 620 16,521 SH X 16,371 150 LILLY ELI & CO COM 532457108 158 4,200 SH X 2,600 1,600 LORILLARD INC COM 544147101 1,346 12,365 SH X 12,365 LORILLARD INC COM 544147101 234 2,150 SH X 50 2,100 MACYS INC COM 55616P104 1,099 37,585 SH X 37,585 MANITOWOC INC COM 563571108 2,325 138,081 SH X 118,667 19,414 MANITOWOC INC COM 563571108 51 3,000 SH X 3,000 MARSHALL & ILSLEY CORP NEW COM 571837103 773 96,941 SH X 94,667 2,274 MARSHALL & ILSLEY CORP NEW COM 571837103 98 12,306 SH X 12,207 99 MARRIOTT INTL INC NEW CL A 571903202 269 7,580 SH X 7,580
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 7 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) MCDONALDS CORP COM 580135101 14,225 168,700 SH X 166,239 1,561 900 MCDONALDS CORP COM 580135101 863 10,230 SH X 2,435 7,795 MEDTRONIC INC COM 585055106 1,218 31,607 SH X 25,607 6,000 MEDTRONIC INC COM 585055106 27 700 SH X 500 200 MENASHA CORP COM 585250905 874 465 SH X 465 MERCK & CO INC NEW COM 58933Y105 4,767 135,085 SH X 134,735 200 150 MERCK & CO INC NEW COM 58933Y105 393 11,149 SH X 7,066 860 3,223 MICROSOFT CORP COM 594918104 9,178 352,981 SH X 341,771 340 10,870 MICROSOFT CORP COM 594918104 1,114 42,832 SH X 10,585 11,872 20,375 MICROCHIP TECHNOLOGY INC COM 595017104 3,417 90,128 SH X 90,128 MICROCHIP TECHNOLOGY INC COM 595017104 261 6,880 SH X 530 75 6,275 MOODYS CORP COM 615369105 29 750 SH X 750 MOODYS CORP COM 615369105 330 8,600 SH X 200 8,400 MOSAIC CO NEW COM 61945C103 4,851 71,625 SH X 71,325 300 MOSAIC CO NEW COM 61945C103 312 4,610 SH X 80 4,530 MULLINS WHEY INC 625200902 632 300 SH X 300 NYSE EURONEXT COM 629491101 1,938 56,541 SH X 56,541 NEENAH PAPER INC COM 640079109 264 12,426 SH X 12,246 180 NEENAH PAPER INC COM 640079109 33 1,530 SH X 630 900 NESTLE S A SPONSORED ADR 641069406 632 10,185 SH X 10,185 NESTLE S A SPONSORED ADR 641069406 233 3,750 SH X 3,000 750 NETAPP INC COM 64110D104 1,271 24,085 SH X 24,085 NETAPP INC COM 64110D104 3 60 SH X 60 NEWMONT MINING CORP COM 651639106 3,246 60,142 SH X 59,562 75 505 NEWMONT MINING CORP COM 651639106 114 2,120 SH X 700 1,420 NEXTERA ENERGY INC COM 65339F101 5,487 95,491 SH X 95,391 100 NEXTERA ENERGY INC COM 65339F101 63 1,105 SH X 700 405 NORTHERN TR CORP COM 665859104 3,716 80,852 SH X 79,217 135 1,500 NORTHERN TR CORP COM 665859104 77 1,680 SH X 870 810 NORTHROP GRUMMAN CORP COM 666807102 1,036 14,944 SH X 14,944 NOVARTIS A G SPONSORED ADR 66987V109 2,262 37,015 SH X 36,845 120 50 NOVARTIS A G SPONSORED ADR 66987V109 74 1,205 SH X 710 495 ORACLE CORP COM 68389X105 251 7,630 SH X 6,830 800 OSHKOSH CORP COM 688239201 2,113 73,025 SH X 73,025 OSHKOSH CORP COM 688239201 8 265 SH X 265 PPG INDS INC COM 693506107 218 2,400 SH X 2,400 PENTAIR INC COM 709631105 91 2,250 SH X 2,250 PENTAIR INC COM 709631105 186 4,600 SH X 4,600 PEPSICO INC COM 713448108 10,249 145,516 SH X 133,867 1,545 10,104 PEPSICO INC COM 713448108 1,263 17,928 SH X 9,878 2,175 5,875 PETSMART INC COM 716768106 309 6,800 SH X 6,800
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 8 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) PFIZER INC COM 717081103 8,620 418,424 SH X 412,574 500 5,350 PFIZER INC COM 717081103 1,592 77,281 SH X 33,805 775 42,701 PHILIP MORRIS INTL INC COM 718172109 18,324 274,436 SH X 274,036 125 275 PHILIP MORRIS INTL INC COM 718172109 2,574 38,545 SH X 20,530 13,515 4,500 PLEXUS CORP COM 729132100 279 8,009 SH X 6,109 1,900 PLEXUS CORP COM 729132100 139 4,000 SH X 4,000 PLUM CREEK TIMBER CO INC COM 729251108 5,046 124,458 SH X 123,156 822 480 PLUM CREEK TIMBER CO INC COM 729251108 153 3,774 SH X 1,680 719 1,375 POTASH CORP SASK INC COM 73755L107 8,772 153,915 SH X 153,330 585 POTASH CORP SASK INC COM 73755L107 554 9,716 SH X 1,421 8,295 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 290 5,092 SH X 92 5,000 PRECISION CASTPARTS CORP COM 740189105 208 1,264 SH X 1,264 PRICE T ROWE GROUP INC COM 74144T108 12,932 214,326 SH X 212,486 215 1,625 PRICE T ROWE GROUP INC COM 74144T108 608 10,080 SH X 620 9,460 PROCTER & GAMBLE CO COM 742718109 10,122 159,230 SH X 156,144 893 2,193 PROCTER & GAMBLE CO COM 742718109 2,451 38,557 SH X 12,520 2,485 23,552 PROSHARES TR PSHS ULTSH 20YRS 74347R297 798 23,125 SH X 25 23,100 PRUDENTIAL FINL INC COM 744320102 7,313 114,997 SH X 114,875 122 PRUDENTIAL FINL INC COM 744320102 617 9,705 SH X 100 9,605 QUALCOMM INC COM 747525103 4,016 70,708 SH X 69,303 75 1,330 QUALCOMM INC COM 747525103 675 11,880 SH X 3,000 925 7,955 RESEARCH IN MOTION LTD COM 760975102 285 9,875 SH X 9,825 50 ROCHE HLDG LTD SPONSORED ADR 771195104 1,299 31,092 SH X 31,057 35 ROCHE HLDG LTD SPONSORED ADR 771195104 21 500 SH X 200 300 ROCKWELL AUTOMATION INC COM 773903109 657 7,575 SH X 7,575 ROCKWELL AUTOMATION INC COM 773903109 43 500 SH X 500 SPDR S&P 500 ETF TR TR UNIT 78462F103 8,727 66,125 SH X 58,835 4,700 2,590 SPDR S&P 500 ETF TR TR UNIT 78462F103 534 4,048 SH X 400 3,648 SPDR GOLD TRUST GOLD SHS 78463V107 12,098 82,862 SH X 80,475 987 1,400 SPDR GOLD TRUST GOLD SHS 78463V107 176 1,205 SH X 1,150 55 SPX CORP COM 784635104 1,960 23,713 SH X 23,613 100 SPX CORP COM 784635104 52 627 SH X 627 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3,353 18,897 SH X 16,597 1,200 1,100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 371 2,090 SH X 1,380 710 SCHLUMBERGER LTD COM 806857108 27,114 313,822 SH X 308,615 1,017 4,190 SCHLUMBERGER LTD COM 806857108 1,647 19,065 SH X 5,755 12,910 400 SCHWEITZER-MAUDUIT INTL INC COM 808541106 210 3,748 SH X 2,506 1,242 SCHWEITZER-MAUDUIT INTL INC COM 808541106 238 4,244 SH X 44 4,200 SEALED AIR CORP NEW COM 81211K100 48 2,000 SH X 2,000 SEALED AIR CORP NEW COM 81211K100 168 7,060 SH X 7,060 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 338 8,596 SH X 7,060 1,536
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 9 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 323 9,100 SH X 6,600 2,500 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 43 1,200 SH X 1,200 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,066 66,150 SH X 66,150 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 95 3,055 SH X 1,355 1,700 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,581 20,985 SH X 19,585 1,300 100 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 113 1,495 SH X 575 920 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 732 19,650 SH X 19,650 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 26 700 SH X 700 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4,977 193,658 SH X 190,858 2,800 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 55 2,135 SH X 335 1,800 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,220 36,430 SH X 36,430 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 62 1,850 SH X 1,550 300 SIGMA ALDRICH CORP COM 826552101 158 2,153 SH X 2,153 SIGMA ALDRICH CORP COM 826552101 382 5,200 SH X 3,200 2,000 SIRIUS XM RADIO INC COM 82967N108 1,407 642,400 SH X 642,400 SIRIUS XM RADIO INC COM 82967N108 10 4,750 SH X 4,750 SOUTHERN CO COM 842587107 5,877 145,553 SH X 143,893 1,660 SOUTHERN CO COM 842587107 259 6,425 SH X 3,120 2,880 425 STATE STR CORP COM 857477103 1,628 36,104 SH X 36,079 25 STATE STR CORP COM 857477103 86 1,905 SH X 1,455 450 STRAYER ED INC COM 863236105 1,264 10,000 SH X 10,000 SUNTRUST BKS INC COM 867914103 676 26,203 SH X 26,203 SYSCO CORP COM 871829107 2,821 90,483 SH X 90,458 25 SYSCO CORP COM 871829107 251 8,045 SH X 6,950 1,095 TENARIS S A SPONSORED ADR 88031M109 1,597 34,912 SH X 34,787 25 100 TENARIS S A SPONSORED ADR 88031M109 86 1,875 SH X 1,560 315 TEREX CORP NEW COM 880779103 3,911 137,460 SH X 136,320 1,140 TEREX CORP NEW COM 880779103 196 6,900 SH X 2,485 4,415 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 8,335 172,853 SH X 170,253 70 2,530 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 558 11,575 SH X 3,575 4,200 3,800 TEXAS INSTRS INC COM 882508104 1,024 31,185 SH X 31,185 TEXAS INSTRS INC COM 882508104 52 1,585 SH X 400 585 600 THERMO FISHER SCIENTIFIC INC COM 883556102 2,299 35,698 SH X 35,678 20 THERMO FISHER SCIENTIFIC INC COM 883556102 80 1,240 SH X 900 340 3M CO COM 88579Y101 10,088 106,356 SH X 106,236 20 100 3M CO COM 88579Y101 2,684 28,295 SH X 2,630 7,265 18,400 TIME WARNER INC COM NEW 887317303 14,070 386,863 SH X 384,753 150 1,960 TIME WARNER INC COM NEW 887317303 849 23,345 SH X 5,040 17,305 1,000 50% INTEREST IN TWEET BROS R 901160903 1,205 1 SH X 1 US BANCORP DEL COM NEW 902973304 9,916 388,707 SH X 387,532 1,175 US BANCORP DEL COM NEW 902973304 2,525 98,966 SH X 36,476 44,295 18,195
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 10 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) UNION PAC CORP COM 907818108 434 4,160 SH X 3,960 200 UNION PAC CORP COM 907818108 23 220 SH X 220 UNITED PARCEL SERVICE INC CL B 911312106 3,536 48,482 SH X 48,357 125 UNITED PARCEL SERVICE INC CL B 911312106 88 1,200 SH X 800 400 UNITED TECHNOLOGIES CORP COM 913017109 1,018 11,500 SH X 11,500 UNITEDHEALTH GROUP INC COM 91324P102 14,516 281,426 SH X 281,196 230 UNITEDHEALTH GROUP INC COM 91324P102 933 18,085 SH X 1,470 15,915 700 V F CORP COM 918204108 4,659 42,913 SH X 42,913 V F CORP COM 918204108 88 815 SH X 135 680 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 450 8,030 SH X 8,030 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 353 4,200 SH X 4,200 VANGUARD WORLD FDS INF TECH ETF 92204A702 206 3,250 SH X 3,250 VANGUARD WORLD FDS INF TECH ETF 92204A702 82 1,300 SH X 1,300 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1,338 27,529 SH X 27,529 VANGUARD INDEX FDS LARGE CAP ETF 922908637 591 9,750 SH X 9,750 VANGUARD INDEX FDS STK MRK ETF 922908769 2,447 35,777 SH X 35,777 VERIZON COMMUNICATIONS INC COM 92343V104 1,905 51,171 SH X 51,071 100 VERIZON COMMUNICATIONS INC COM 92343V104 208 5,578 SH X 625 3,489 1,464 VISA INC COM CL A 92826C839 522 6,200 SH X 6,200 VISA INC COM CL A 92826C839 3 30 SH X 30 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4,556 170,506 SH X 170,281 225 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 116 4,343 SH X 1,000 1,779 1,564 WABCO HLDGS INC COM 92927K102 4,599 66,592 SH X 66,592 WABCO HLDGS INC COM 92927K102 433 6,265 SH X 40 6,225 WPP PLC ADR 92933H101 232 3,700 SH X 3,700 WAL MART STORES INC COM 931142103 721 13,565 SH X 11,515 2,050 WAL MART STORES INC COM 931142103 61 1,150 SH X 450 700 WALGREEN CO COM 931422109 5,287 124,512 SH X 121,712 2,600 200 WALGREEN CO COM 931422109 782 18,409 SH X 6,650 1,064 10,695 WASTE MGMT INC DEL COM 94106L109 212 5,696 SH X 4,863 833 WASTE MGMT INC DEL COM 94106L109 173 4,655 SH X 450 4,205 WATERSTONE FINANCIAL INC COM 941888109 45 20,000 SH X 20,000 WELLPOINT INC COM 94973V107 433 5,495 SH X 5,345 150 WELLPOINT INC COM 94973V107 102 1,300 SH X 1,300 WELLS FARGO & CO NEW COM 949746101 5,108 182,044 SH X 152,659 29,385 WELLS FARGO & CO NEW COM 949746101 1,802 64,210 SH X 7,397 3,100 53,713 WESTERN ASSET HIGH INCM OPP COM 95766K109 63 10,000 SH X 10,000 WISCONSIN ENERGY CORP COM 976657106 421 13,418 SH X 11,996 900 522 WISCONSIN ENERGY CORP COM 976657106 17 530 SH X 200 330 YUM BRANDS INC COM 988498101 190 3,448 SH X 3,448 YUM BRANDS INC COM 988498101 80 1,440 SH X 1,440
ASSETS AS OF 06/30/11 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 11 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ZIMMER HLDGS INC COM 98956P102 2,411 38,144 SH X 37,849 20 275 ZIMMER HLDGS INC COM 98956P102 298 4,708 SH X 2,284 1,884 540 FINAL TOTALS 1,159,238 FORM 13F INFORMATION TABLE ENTRY TOTAL 412