0000950123-11-066754.txt : 20110720
0000950123-11-066754.hdr.sgml : 20110720
20110720104607
ACCESSION NUMBER: 0000950123-11-066754
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110720
DATE AS OF CHANGE: 20110720
EFFECTIVENESS DATE: 20110720
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP
CENTRAL INDEX KEY: 0000007789
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391098068
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00967
FILM NUMBER: 11976888
BUSINESS ADDRESS:
STREET 1: 1200 HANSEN ROAD
CITY: GREEN BAY
STATE: WI
ZIP: 54304
BUSINESS PHONE: 920-431-8836
MAIL ADDRESS:
STREET 1: 200 NORTH ADAMS STREET, MS 7829
CITY: GREEN BAY
STATE: WI
ZIP: 54301
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC
DATE OF NAME CHANGE: 19770626
13F-HR
1
c65501e13fvhr.txt
FORM 13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 2011
If Amended report check here: [ ]
ASSOCIATED BANC-CORP
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
1200 Hansen Road Green Bay WI 54304
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Brian R. Bodager (920) 491-7055 Chief Administrative Officer, General
Counsel and Corporate Secretary
--------------------------------------------------------------------------------
Name, Phone No. and Title of Person Duly Authorized to Submit This Report
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Green Bay and State of Wisconsin on the 20th day of
July, 2011.
Associated Banc-Corp
--------------------
Name of Institutional Investment Manager
/s/ Brian R. Bodager
------------------------------------------
Manual Signature of Person Duly Authorized
to Submit This Report
Name and 13F file numbers of ALL institutional investment managers with respect
to which this schedule is filed (other than the one filing this report). (List
in alphabetical order.)
13F file numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name 13F File No. Name 13F File No.
-------------------------- --------------- ------------ ----------------
Associated Trust Company,
National Association
-------------------------- --------------- ------------ ----------------
================================================================================
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 1
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
HELIOS STRATEGIC INCOME FUND ECD28A209 0 20,000 SH X 20,000
KINDER MORGAN MGMT LLC FRACT EKE55U103 0 145,082 SH X 145,082
NABORS INDUSTRIES LTD SHS G6359F103 14,204 576,481 SH X 573,156 3,325
NABORS INDUSTRIES LTD SHS G6359F103 1,088 44,159 SH X 5,609 38,550
ACE LTD SHS H0023R105 3,025 45,963 SH X 45,288 675
ACE LTD SHS H0023R105 273 4,150 SH X 1,790 2,360
TRANSOCEAN LTD REG SHS H8817H100 1,513 23,432 SH X 23,157 150 125
TRANSOCEAN LTD REG SHS H8817H100 139 2,148 SH X 1,443 705
LTD PARTNERSHIP INT IN THE S MS0023544 443 9 SH X 9
LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 89
HATTERAS FUNDS - MULTI STRAT MS0060264 528 5,690 SH X 5,690
CHECK POINT SOFTWARE TECH LT ORD M22465104 3,899 68,580 SH X 68,580
CHECK POINT SOFTWARE TECH LT ORD M22465104 34 600 SH X 600
AFLAC INC COM 001055102 210 4,495 SH X 4,495
AT&T INC COM 00206R102 4,554 144,970 SH X 143,446 300 1,224
AT&T INC COM 00206R102 572 18,222 SH X 6,313 11,359 550
ABBOTT LABS COM 002824100 8,441 160,419 SH X 155,919 900 3,600
ABBOTT LABS COM 002824100 717 13,625 SH X 3,910 4,615 5,100
AIR PRODS & CHEMS INC COM 009158106 11,517 120,497 SH X 119,287 200 1,010
AIR PRODS & CHEMS INC COM 009158106 519 5,430 SH X 3,460 1,970
ALLIANT ENERGY CORP COM 018802108 307 7,544 SH X 3,444 200 3,900
ALLIANT ENERGY CORP COM 018802108 13 320 SH X 90 230
ALLSTATE CORP COM 020002101 2,256 73,903 SH X 73,903
ALLSTATE CORP COM 020002101 283 9,281 SH X 100 4,057 5,124
ALTRIA GROUP INC COM 02209S103 1,790 67,778 SH X 63,479 4,299
ALTRIA GROUP INC COM 02209S103 654 24,760 SH X 19,830 630 4,300
AMERICAN EXPRESS CO COM 025816109 308 5,950 SH X 5,950
AMERICAN EXPRESS CO COM 025816109 88 1,700 SH X 1,700
AMERISOURCEBERGEN CORP COM 03073E105 8,719 210,599 SH X 210,599
AMERISOURCEBERGEN CORP COM 03073E105 547 13,220 SH X 170 13,050
AMGEN INC COM 031162100 2,171 37,214 SH X 36,944 20 250
AMGEN INC COM 031162100 313 5,365 SH X 1,110 505 3,750
ANCHOR BANCORP WIS INC COM 032839102 35 49,001 SH X 49,001
AON CORP COM 037389103 1,951 38,032 SH X 6,314 31,718
APACHE CORP COM 037411105 23,701 192,085 SH X 189,146 619 2,320
APACHE CORP COM 037411105 1,013 8,209 SH X 3,149 5,060
APPLE INC COM 037833100 32,257 96,096 SH X 95,644 188 264
APPLE INC COM 037833100 2,148 6,400 SH X 1,555 4,545 300
APPLIED MATLS INC COM 038222105 623 47,854 SH X 47,854
APPLIED MATLS INC COM 038222105 18 1,400 SH X 400 1,000
ASSOCIATED BANC CORP COM 045487105 69,641 5,010,145 SH X 4,599,129 411,016
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 2
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
ASSOCIATED BANC CORP COM 045487105 2,464 177,295 SH X 58,316 32,882 86,097
AUTOLIV INC COM 052800109 268 3,415 SH X 3,415
AUTOMATIC DATA PROCESSING IN COM 053015103 1,019 19,340 SH X 19,340
AUTOMATIC DATA PROCESSING IN COM 053015103 100 1,905 SH X 1,905
BB&T CORP COM 054937107 4,904 182,694 SH X 180,674 2,020
BB&T CORP COM 054937107 291 10,855 SH X 5,200 5,655
BHP BILLITON PLC SPONSORED ADR 05545E209 4,839 61,700 SH X 61,700
BHP BILLITON PLC SPONSORED ADR 05545E209 337 4,295 SH X 70 4,225
BP PLC SPONSORED ADR 055622104 1,444 32,604 SH X 32,604
BP PLC SPONSORED ADR 055622104 387 8,748 SH X 4,218 628 3,902
BAKER HUGHES INC COM 057224107 1,453 20,028 SH X 20,028
BAKER HUGHES INC COM 057224107 24 330 SH X 135 195
BANK OF AMERICA CORPORATION COM 060505104 609 55,603 SH X 55,603
BANK OF AMERICA CORPORATION COM 060505104 113 10,268 SH X 3,000 140 7,128
BANK OF NEW YORK MELLON CORP COM 064058100 2,188 85,391 SH X 84,691 700
BANK OF NEW YORK MELLON CORP COM 064058100 81 3,160 SH X 2,475 185 500
BAXTER INTL INC COM 071813109 1,299 21,756 SH X 21,681 75
BAXTER INTL INC COM 071813109 96 1,600 SH X 1,600
BEMIS INC COM 081437105 4,534 134,234 SH X 134,174 60
BEMIS INC COM 081437105 581 17,200 SH X 16,000 700 500
BERKLEY W R CORP COM 084423102 1,688 52,049 SH X 49,049 3,000
BERKLEY W R CORP COM 084423102 205 6,330 SH X 4,250 2,080
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,161 10 SH X 10
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7,007 90,545 SH X 89,295 1,250
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 679 8,775 SH X 450 8,325
BEST BUY INC COM 086516101 353 11,228 SH X 11,228
BHP BILLITON LTD SPONSORED ADR 088606108 10,993 116,168 SH X 115,753 90 325
BHP BILLITON LTD SPONSORED ADR 088606108 592 6,260 SH X 4,520 540 1,200
BOEING CO COM 097023105 5,960 80,618 SH X 78,263 325 2,030
BOEING CO COM 097023105 341 4,615 SH X 2,610 2,005
BRISTOL MYERS SQUIBB CO COM 110122108 2,405 83,031 SH X 80,641 150 2,240
BRISTOL MYERS SQUIBB CO COM 110122108 982 33,917 SH X 12,115 15,202 6,600
CSX CORP COM 126408103 382 14,558 SH X 14,558
CSX CORP COM 126408103 9 345 SH X 345
CVS CAREMARK CORPORATION COM 126650100 2,019 53,724 SH X 53,094 630
CVS CAREMARK CORPORATION COM 126650100 95 2,518 SH X 2,193 325
CAPITAL ONE FINL CORP COM 14040H105 95 1,843 SH X 1,843
CAPITAL ONE FINL CORP COM 14040H105 953 18,444 SH X 13,284 5,160
CATERPILLAR INC DEL COM 149123101 21,693 203,766 SH X 198,984 635 4,147
CATERPILLAR INC DEL COM 149123101 3,688 34,641 SH X 5,970 25,821 2,850
CELGENE CORP COM 151020104 15,430 255,809 SH X 254,809 1,000
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 3
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
CELGENE CORP COM 151020104 1,067 17,695 SH X 2,535 15,160
CHEVRON CORP NEW COM 166764100 23,017 223,812 SH X 220,603 1,004 2,205
CHEVRON CORP NEW COM 166764100 2,871 27,915 SH X 9,190 12,900 5,825
CISCO SYS INC COM 17275R102 878 56,268 SH X 55,843 425
CISCO SYS INC COM 17275R102 55 3,555 SH X 675 2,880
CITIZENS REPUBLIC BANCORP IN COM 174420109 12 17,861 SH X 17,861
CITIZENS REPUBLIC BANCORP IN COM 174420109 1 2,000 SH X 2,000
CLOROX CO DEL COM 189054109 908 13,466 SH X 13,466
CLOROX CO DEL COM 189054109 927 13,747 SH X 13,747
COCA COLA CO COM 191216100 12,433 184,769 SH X 182,489 90 2,190
COCA COLA CO COM 191216100 843 12,535 SH X 4,250 7,285 1,000
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9,374 127,821 SH X 127,696 125
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 547 7,465 SH X 1,490 5,975
COINSTAR INC COM 19259P300 1,784 32,713 SH X 32,003 710
COINSTAR INC COM 19259P300 235 4,310 SH X 1,825 2,485
COLGATE PALMOLIVE CO COM 194162103 5,761 65,911 SH X 65,631 130 150
COLGATE PALMOLIVE CO COM 194162103 972 11,118 SH X 4,455 3,363 3,300
CONOCOPHILLIPS COM 20825C104 9,621 127,961 SH X 127,661 100 200
CONOCOPHILLIPS COM 20825C104 764 10,156 SH X 175 6,671 3,310
CONSOLIDATED EDISON INC COM 209115104 241 4,521 SH X 4,521
CORNING INC COM 219350105 17,192 947,196 SH X 942,506 300 4,390
CORNING INC COM 219350105 1,447 79,730 SH X 10,580 53,055 16,095
COVANCE INC COM 222816100 447 7,525 SH X 7,375 50 100
CREE INC COM 225447101 671 19,970 SH X 19,440 530
CREE INC COM 225447101 62 1,850 SH X 1,350 500
CUMMINS INC COM 231021106 20,708 200,094 SH X 199,439 655
CUMMINS INC COM 231021106 1,487 14,370 SH X 1,750 12,620
DANAHER CORP DEL COM 235851102 11,395 215,039 SH X 214,294 235 510
DANAHER CORP DEL COM 235851102 714 13,475 SH X 2,575 10,900
DARDEN RESTAURANTS INC COM 237194105 5 93 SH X 93
DARDEN RESTAURANTS INC COM 237194105 299 6,000 SH X 6,000
DEERE & CO COM 244199105 457 5,547 SH X 2,547 3,000
DEVON ENERGY CORP NEW COM 25179M103 2,385 30,258 SH X 30,158 100
DEVON ENERGY CORP NEW COM 25179M103 297 3,765 SH X 870 520 2,375
DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 548 14,275 SH X 10,000 4,275
DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 521 12,975 SH X 9,075 3,900
DISNEY WALT CO COM DISNEY 254687106 17,419 446,192 SH X 440,094 1,068 5,030
DISNEY WALT CO COM DISNEY 254687106 1,028 26,329 SH X 11,719 14,610
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 6,623 161,686 SH X 160,621 1,065
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 689 16,830 SH X 660 16,170
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2,241 61,300 SH X 61,300
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 4
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 5 145 SH X 145
DOW CHEM CO COM 260543103 1,703 47,298 SH X 47,298
DOW CHEM CO COM 260543103 11 300 SH X 300
DU PONT E I DE NEMOURS & CO COM 263534109 126 2,332 SH X 2,332
DU PONT E I DE NEMOURS & CO COM 263534109 184 3,406 SH X 500 2,906
DUN & BRADSTREET CORP DEL NE COM 26483E100 26 350 SH X 350
DUN & BRADSTREET CORP DEL NE COM 26483E100 215 2,850 SH X 750 2,100
E M C CORP MASS COM 268648102 161 5,829 SH X 5,829
E M C CORP MASS COM 268648102 50 1,800 SH X 1,100 700
EOG RES INC COM 26875P101 2,942 28,138 SH X 28,013 25 100
EOG RES INC COM 26875P101 341 3,260 SH X 2,970 290
ETFS PLATINUM TR SH BEN INT 26922V101 954 5,575 SH X 5,575
ETFS PLATINUM TR SH BEN INT 26922V101 32 185 SH X 185
EAST WEST BANCORP INC COM 27579R104 8,339 412,635 SH X 410,835 1,800
EAST WEST BANCORP INC COM 27579R104 636 31,450 SH X 2,530 28,920
EL PASO CORP COM 28336L109 225 11,129 SH X 11,129
EMERSON ELEC CO COM 291011104 256 4,554 SH X 4,554
EXXON MOBIL CORP COM 30231G102 19,663 241,617 SH X 234,370 1,784 5,463
EXXON MOBIL CORP COM 30231G102 4,335 53,274 SH X 24,201 12,281 16,792
FEDEX CORP COM 31428X106 174 1,836 SH X 1,136 700
FEDEX CORP COM 31428X106 55 575 SH X 540 35
F5 NETWORKS INC COM 315616102 3,191 28,945 SH X 28,945
F5 NETWORKS INC COM 315616102 24 215 SH X 40 175
FIDELITY NATL INFORMATION SV COM 31620M106 537 17,426 SH X 17,114 312
FIDELITY NATL INFORMATION SV COM 31620M106 167 5,426 SH X 5,382 44
FIRST MANITOWOC BANCRP INC N COM 32076T108 272 18,732 SH X 18,732
FIRST MANITOWOC BANCRP INC N COM 32076T108 1,273 87,812 SH X 87,812
FLUOR CORP NEW COM 343412102 2,123 32,838 SH X 32,728 10 100
FLUOR CORP NEW COM 343412102 41 635 SH X 350 285
FORD MTR CO DEL COM PAR $0.01 345370860 187 13,552 SH X 11,452 2,100
FORD MTR CO DEL COM PAR $0.01 345370860 39 2,825 SH X 2,000 200 625
FORTUNE BRANDS INC COM 349631101 256 4,012 SH X 4,012
FORTUNE BRANDS INC COM 349631101 6 100 SH X 100
FRANKLIN RES INC COM 354613101 887 6,758 SH X 6,758
FRANKLIN RES INC COM 354613101 1,011 7,700 SH X 4,200 3,500
FREEPORT-MCMORAN COPPER & GO COM 35671D857 12,851 242,930 SH X 241,709 136 1,085
FREEPORT-MCMORAN COPPER & GO COM 35671D857 809 15,285 SH X 2,439 8,820 4,026
GAMESTOP CORP NEW CL A 36467W109 678 25,430 SH X 25,205 225
GAMESTOP CORP NEW CL A 36467W109 35 1,300 SH X 1,300
GENERAL ELECTRIC CO COM 369604103 7,301 387,121 SH X 386,196 725 200
GENERAL ELECTRIC CO COM 369604103 1,643 87,123 SH X 21,415 28,110 37,598
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 5
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
GENERAL MLS INC COM 370334104 775 20,827 SH X 20,327 500
GENERAL MLS INC COM 370334104 776 20,840 SH X 2,045 18,795
GILEAD SCIENCES INC COM 375558103 4,591 110,869 SH X 110,869
GILEAD SCIENCES INC COM 375558103 400 9,670 SH X 120 9,550
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 132 3,081 SH X 3,081
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 114 2,655 SH X 1,000 1,655
GOLDMAN SACHS GROUP INC COM 38141G104 1,156 8,686 SH X 8,686
GOLDMAN SACHS GROUP INC COM 38141G104 61 460 SH X 460
GOOGLE INC CL A 38259P508 15,812 31,226 SH X 30,935 82 209
GOOGLE INC CL A 38259P508 1,162 2,295 SH X 394 1,696 205
GRAINGER W W INC COM 384802104 250 1,624 SH X 1,624
GUESS INC COM 401617105 3,532 83,967 SH X 82,822 1,145
GUESS INC COM 401617105 301 7,155 SH X 2,325 4,830
HALLIBURTON CO COM 406216101 4,703 92,225 SH X 92,075 150
HALLIBURTON CO COM 406216101 121 2,365 SH X 995 1,170 200
HARRIS CORP DEL COM 413875105 529 11,735 SH X 11,090 645
HARRIS CORP DEL COM 413875105 16 350 SH X 350
HARSCO CORP COM 415864107 2,767 84,881 SH X 84,881
HARSCO CORP COM 415864107 3 100 SH X 100
HEWLETT PACKARD CO COM 428236103 3,673 100,919 SH X 99,204 1,715
HEWLETT PACKARD CO COM 428236103 438 12,045 SH X 2,915 3,630 5,500
HOST HOTELS & RESORTS INC COM 44107P104 2,199 129,724 SH X 129,724
HOST HOTELS & RESORTS INC COM 44107P104 1 70 SH X 70
HUMANA INC COM 444859102 6,419 79,695 SH X 79,695
HUMANA INC COM 444859102 498 6,180 SH X 80 6,100
ILLINOIS TOOL WKS INC COM 452308109 17,778 314,704 SH X 313,359 1,345
ILLINOIS TOOL WKS INC COM 452308109 1,314 23,252 SH X 3,957 14,395 4,900
IMAX CORP COM 45245E109 1,599 49,315 SH X 49,315
IMAX CORP COM 45245E109 18 550 SH X 550
INTEL CORP COM 458140100 13,317 600,949 SH X 593,844 850 6,255
INTEL CORP COM 458140100 1,335 60,251 SH X 17,430 31,721 11,100
INTEGRYS ENERGY GROUP INC COM 45822P105 5,396 104,083 SH X 103,889 194
INTEGRYS ENERGY GROUP INC COM 45822P105 121 2,340 SH X 700 1,540 100
INTERNATIONAL BUSINESS MACHS COM 459200101 5,999 34,969 SH X 34,259 10 700
INTERNATIONAL BUSINESS MACHS COM 459200101 355 2,070 SH X 810 160 1,100
ISHARES TR BARCLYS TIPS BD 464287176 317 2,865 SH X 2,865
ISHARES TR BARCLYS TIPS BD 464287176 138 1,250 SH X 250 1,000
ISHARES TR S&P 500 INDEX 464287200 245 1,848 SH X 1,848
ISHARES TR MSCI EMERG MKT 464287234 2,384 50,093 SH X 50,093
ISHARES TR MSCI EMERG MKT 464287234 52 1,100 SH X 1,100
ISHARES TR MSCI EAFE INDEX 464287465 3,710 61,684 SH X 61,484 200
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 6
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
ISHARES TR MSCI EAFE INDEX 464287465 192 3,196 SH X 1,925 1,271
ISHARES TR NASDQ BIO INDX 464287556 1,409 13,209 SH X 13,209
ISHARES TR NASDQ BIO INDX 464287556 4 35 SH X 35
ISHARES TR RUSSELL1000VAL 464287598 833 12,205 SH X 12,205
ISHARES TR RUSSELL1000VAL 464287598 55 800 SH X 800
ISHARES TR S&P MC 400 GRW 464287606 228 2,053 SH X 2,053
ISHARES TR RUSSELL 2000 464287655 2,092 25,261 SH X 25,261
ISHARES TR RUSSELL 2000 464287655 178 2,145 SH X 1,100 1,045
ISHARES TR S&P SMLCAP 600 464287804 1,462 19,938 SH X 19,938
ISHARES TR S&P SMLCAP 600 464287804 13 180 SH X 180
ISHARES TR S&P SMLCP GROW 464287887 182 2,263 SH X 2,263
ISHARES TR S&P SMLCP GROW 464287887 169 2,100 SH X 2,100
JPMORGAN CHASE & CO COM 46625H100 4,488 109,634 SH X 102,073 776 6,785
JPMORGAN CHASE & CO COM 46625H100 389 9,494 SH X 2,028 3,034 4,432
JOHNSON & JOHNSON COM 478160104 7,962 119,696 SH X 119,451 20 225
JOHNSON & JOHNSON COM 478160104 861 12,950 SH X 5,700 1,200 6,050
JOHNSON CTLS INC COM 478366107 14,652 351,715 SH X 345,820 700 5,195
JOHNSON CTLS INC COM 478366107 989 23,730 SH X 2,635 21,095
JOY GLOBAL INC COM 481165108 6,757 70,952 SH X 69,992 960
JOY GLOBAL INC COM 481165108 571 5,995 SH X 935 5,060
KELLOGG CO COM 487836108 100 1,800 SH X 1,800
KELLOGG CO COM 487836108 243 4,400 SH X 3,200 1,200
KIMBERLY CLARK CORP COM 494368103 51,313 770,933 SH X 624,295 630 146,008
KIMBERLY CLARK CORP COM 494368103 37,284 560,157 SH X 84,569 510 475,078
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 721 10,996 SH X 10,892 104
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 14 208 SH X 208
KOHLS CORP COM 500255104 321 6,425 SH X 6,425
KOHLS CORP COM 500255104 79 1,575 SH X 1,075 500
KRAFT FOODS INC CL A 50075N104 3,607 102,395 SH X 102,130 65 200
KRAFT FOODS INC CL A 50075N104 645 18,313 SH X 14,325 875 3,113
LIFESPAN INC COM 53221W101 0 50,000 SH X 50,000
LILLY ELI & CO COM 532457108 620 16,521 SH X 16,371 150
LILLY ELI & CO COM 532457108 158 4,200 SH X 2,600 1,600
LORILLARD INC COM 544147101 1,346 12,365 SH X 12,365
LORILLARD INC COM 544147101 234 2,150 SH X 50 2,100
MACYS INC COM 55616P104 1,099 37,585 SH X 37,585
MANITOWOC INC COM 563571108 2,325 138,081 SH X 118,667 19,414
MANITOWOC INC COM 563571108 51 3,000 SH X 3,000
MARSHALL & ILSLEY CORP NEW COM 571837103 773 96,941 SH X 94,667 2,274
MARSHALL & ILSLEY CORP NEW COM 571837103 98 12,306 SH X 12,207 99
MARRIOTT INTL INC NEW CL A 571903202 269 7,580 SH X 7,580
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 7
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
MCDONALDS CORP COM 580135101 14,225 168,700 SH X 166,239 1,561 900
MCDONALDS CORP COM 580135101 863 10,230 SH X 2,435 7,795
MEDTRONIC INC COM 585055106 1,218 31,607 SH X 25,607 6,000
MEDTRONIC INC COM 585055106 27 700 SH X 500 200
MENASHA CORP COM 585250905 874 465 SH X 465
MERCK & CO INC NEW COM 58933Y105 4,767 135,085 SH X 134,735 200 150
MERCK & CO INC NEW COM 58933Y105 393 11,149 SH X 7,066 860 3,223
MICROSOFT CORP COM 594918104 9,178 352,981 SH X 341,771 340 10,870
MICROSOFT CORP COM 594918104 1,114 42,832 SH X 10,585 11,872 20,375
MICROCHIP TECHNOLOGY INC COM 595017104 3,417 90,128 SH X 90,128
MICROCHIP TECHNOLOGY INC COM 595017104 261 6,880 SH X 530 75 6,275
MOODYS CORP COM 615369105 29 750 SH X 750
MOODYS CORP COM 615369105 330 8,600 SH X 200 8,400
MOSAIC CO NEW COM 61945C103 4,851 71,625 SH X 71,325 300
MOSAIC CO NEW COM 61945C103 312 4,610 SH X 80 4,530
MULLINS WHEY INC 625200902 632 300 SH X 300
NYSE EURONEXT COM 629491101 1,938 56,541 SH X 56,541
NEENAH PAPER INC COM 640079109 264 12,426 SH X 12,246 180
NEENAH PAPER INC COM 640079109 33 1,530 SH X 630 900
NESTLE S A SPONSORED ADR 641069406 632 10,185 SH X 10,185
NESTLE S A SPONSORED ADR 641069406 233 3,750 SH X 3,000 750
NETAPP INC COM 64110D104 1,271 24,085 SH X 24,085
NETAPP INC COM 64110D104 3 60 SH X 60
NEWMONT MINING CORP COM 651639106 3,246 60,142 SH X 59,562 75 505
NEWMONT MINING CORP COM 651639106 114 2,120 SH X 700 1,420
NEXTERA ENERGY INC COM 65339F101 5,487 95,491 SH X 95,391 100
NEXTERA ENERGY INC COM 65339F101 63 1,105 SH X 700 405
NORTHERN TR CORP COM 665859104 3,716 80,852 SH X 79,217 135 1,500
NORTHERN TR CORP COM 665859104 77 1,680 SH X 870 810
NORTHROP GRUMMAN CORP COM 666807102 1,036 14,944 SH X 14,944
NOVARTIS A G SPONSORED ADR 66987V109 2,262 37,015 SH X 36,845 120 50
NOVARTIS A G SPONSORED ADR 66987V109 74 1,205 SH X 710 495
ORACLE CORP COM 68389X105 251 7,630 SH X 6,830 800
OSHKOSH CORP COM 688239201 2,113 73,025 SH X 73,025
OSHKOSH CORP COM 688239201 8 265 SH X 265
PPG INDS INC COM 693506107 218 2,400 SH X 2,400
PENTAIR INC COM 709631105 91 2,250 SH X 2,250
PENTAIR INC COM 709631105 186 4,600 SH X 4,600
PEPSICO INC COM 713448108 10,249 145,516 SH X 133,867 1,545 10,104
PEPSICO INC COM 713448108 1,263 17,928 SH X 9,878 2,175 5,875
PETSMART INC COM 716768106 309 6,800 SH X 6,800
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 8
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
PFIZER INC COM 717081103 8,620 418,424 SH X 412,574 500 5,350
PFIZER INC COM 717081103 1,592 77,281 SH X 33,805 775 42,701
PHILIP MORRIS INTL INC COM 718172109 18,324 274,436 SH X 274,036 125 275
PHILIP MORRIS INTL INC COM 718172109 2,574 38,545 SH X 20,530 13,515 4,500
PLEXUS CORP COM 729132100 279 8,009 SH X 6,109 1,900
PLEXUS CORP COM 729132100 139 4,000 SH X 4,000
PLUM CREEK TIMBER CO INC COM 729251108 5,046 124,458 SH X 123,156 822 480
PLUM CREEK TIMBER CO INC COM 729251108 153 3,774 SH X 1,680 719 1,375
POTASH CORP SASK INC COM 73755L107 8,772 153,915 SH X 153,330 585
POTASH CORP SASK INC COM 73755L107 554 9,716 SH X 1,421 8,295
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 290 5,092 SH X 92 5,000
PRECISION CASTPARTS CORP COM 740189105 208 1,264 SH X 1,264
PRICE T ROWE GROUP INC COM 74144T108 12,932 214,326 SH X 212,486 215 1,625
PRICE T ROWE GROUP INC COM 74144T108 608 10,080 SH X 620 9,460
PROCTER & GAMBLE CO COM 742718109 10,122 159,230 SH X 156,144 893 2,193
PROCTER & GAMBLE CO COM 742718109 2,451 38,557 SH X 12,520 2,485 23,552
PROSHARES TR PSHS ULTSH 20YRS 74347R297 798 23,125 SH X 25 23,100
PRUDENTIAL FINL INC COM 744320102 7,313 114,997 SH X 114,875 122
PRUDENTIAL FINL INC COM 744320102 617 9,705 SH X 100 9,605
QUALCOMM INC COM 747525103 4,016 70,708 SH X 69,303 75 1,330
QUALCOMM INC COM 747525103 675 11,880 SH X 3,000 925 7,955
RESEARCH IN MOTION LTD COM 760975102 285 9,875 SH X 9,825 50
ROCHE HLDG LTD SPONSORED ADR 771195104 1,299 31,092 SH X 31,057 35
ROCHE HLDG LTD SPONSORED ADR 771195104 21 500 SH X 200 300
ROCKWELL AUTOMATION INC COM 773903109 657 7,575 SH X 7,575
ROCKWELL AUTOMATION INC COM 773903109 43 500 SH X 500
SPDR S&P 500 ETF TR TR UNIT 78462F103 8,727 66,125 SH X 58,835 4,700 2,590
SPDR S&P 500 ETF TR TR UNIT 78462F103 534 4,048 SH X 400 3,648
SPDR GOLD TRUST GOLD SHS 78463V107 12,098 82,862 SH X 80,475 987 1,400
SPDR GOLD TRUST GOLD SHS 78463V107 176 1,205 SH X 1,150 55
SPX CORP COM 784635104 1,960 23,713 SH X 23,613 100
SPX CORP COM 784635104 52 627 SH X 627
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3,353 18,897 SH X 16,597 1,200 1,100
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 371 2,090 SH X 1,380 710
SCHLUMBERGER LTD COM 806857108 27,114 313,822 SH X 308,615 1,017 4,190
SCHLUMBERGER LTD COM 806857108 1,647 19,065 SH X 5,755 12,910 400
SCHWEITZER-MAUDUIT INTL INC COM 808541106 210 3,748 SH X 2,506 1,242
SCHWEITZER-MAUDUIT INTL INC COM 808541106 238 4,244 SH X 44 4,200
SEALED AIR CORP NEW COM 81211K100 48 2,000 SH X 2,000
SEALED AIR CORP NEW COM 81211K100 168 7,060 SH X 7,060
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 338 8,596 SH X 7,060 1,536
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 9
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 323 9,100 SH X 6,600 2,500
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 43 1,200 SH X 1,200
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,066 66,150 SH X 66,150
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 95 3,055 SH X 1,355 1,700
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,581 20,985 SH X 19,585 1,300 100
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 113 1,495 SH X 575 920
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 732 19,650 SH X 19,650
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 26 700 SH X 700
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4,977 193,658 SH X 190,858 2,800
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 55 2,135 SH X 335 1,800
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,220 36,430 SH X 36,430
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 62 1,850 SH X 1,550 300
SIGMA ALDRICH CORP COM 826552101 158 2,153 SH X 2,153
SIGMA ALDRICH CORP COM 826552101 382 5,200 SH X 3,200 2,000
SIRIUS XM RADIO INC COM 82967N108 1,407 642,400 SH X 642,400
SIRIUS XM RADIO INC COM 82967N108 10 4,750 SH X 4,750
SOUTHERN CO COM 842587107 5,877 145,553 SH X 143,893 1,660
SOUTHERN CO COM 842587107 259 6,425 SH X 3,120 2,880 425
STATE STR CORP COM 857477103 1,628 36,104 SH X 36,079 25
STATE STR CORP COM 857477103 86 1,905 SH X 1,455 450
STRAYER ED INC COM 863236105 1,264 10,000 SH X 10,000
SUNTRUST BKS INC COM 867914103 676 26,203 SH X 26,203
SYSCO CORP COM 871829107 2,821 90,483 SH X 90,458 25
SYSCO CORP COM 871829107 251 8,045 SH X 6,950 1,095
TENARIS S A SPONSORED ADR 88031M109 1,597 34,912 SH X 34,787 25 100
TENARIS S A SPONSORED ADR 88031M109 86 1,875 SH X 1,560 315
TEREX CORP NEW COM 880779103 3,911 137,460 SH X 136,320 1,140
TEREX CORP NEW COM 880779103 196 6,900 SH X 2,485 4,415
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 8,335 172,853 SH X 170,253 70 2,530
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 558 11,575 SH X 3,575 4,200 3,800
TEXAS INSTRS INC COM 882508104 1,024 31,185 SH X 31,185
TEXAS INSTRS INC COM 882508104 52 1,585 SH X 400 585 600
THERMO FISHER SCIENTIFIC INC COM 883556102 2,299 35,698 SH X 35,678 20
THERMO FISHER SCIENTIFIC INC COM 883556102 80 1,240 SH X 900 340
3M CO COM 88579Y101 10,088 106,356 SH X 106,236 20 100
3M CO COM 88579Y101 2,684 28,295 SH X 2,630 7,265 18,400
TIME WARNER INC COM NEW 887317303 14,070 386,863 SH X 384,753 150 1,960
TIME WARNER INC COM NEW 887317303 849 23,345 SH X 5,040 17,305 1,000
50% INTEREST IN TWEET BROS R 901160903 1,205 1 SH X 1
US BANCORP DEL COM NEW 902973304 9,916 388,707 SH X 387,532 1,175
US BANCORP DEL COM NEW 902973304 2,525 98,966 SH X 36,476 44,295 18,195
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 10
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
UNION PAC CORP COM 907818108 434 4,160 SH X 3,960 200
UNION PAC CORP COM 907818108 23 220 SH X 220
UNITED PARCEL SERVICE INC CL B 911312106 3,536 48,482 SH X 48,357 125
UNITED PARCEL SERVICE INC CL B 911312106 88 1,200 SH X 800 400
UNITED TECHNOLOGIES CORP COM 913017109 1,018 11,500 SH X 11,500
UNITEDHEALTH GROUP INC COM 91324P102 14,516 281,426 SH X 281,196 230
UNITEDHEALTH GROUP INC COM 91324P102 933 18,085 SH X 1,470 15,915 700
V F CORP COM 918204108 4,659 42,913 SH X 42,913
V F CORP COM 918204108 88 815 SH X 135 680
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 450 8,030 SH X 8,030
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 353 4,200 SH X 4,200
VANGUARD WORLD FDS INF TECH ETF 92204A702 206 3,250 SH X 3,250
VANGUARD WORLD FDS INF TECH ETF 92204A702 82 1,300 SH X 1,300
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1,338 27,529 SH X 27,529
VANGUARD INDEX FDS LARGE CAP ETF 922908637 591 9,750 SH X 9,750
VANGUARD INDEX FDS STK MRK ETF 922908769 2,447 35,777 SH X 35,777
VERIZON COMMUNICATIONS INC COM 92343V104 1,905 51,171 SH X 51,071 100
VERIZON COMMUNICATIONS INC COM 92343V104 208 5,578 SH X 625 3,489 1,464
VISA INC COM CL A 92826C839 522 6,200 SH X 6,200
VISA INC COM CL A 92826C839 3 30 SH X 30
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4,556 170,506 SH X 170,281 225
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 116 4,343 SH X 1,000 1,779 1,564
WABCO HLDGS INC COM 92927K102 4,599 66,592 SH X 66,592
WABCO HLDGS INC COM 92927K102 433 6,265 SH X 40 6,225
WPP PLC ADR 92933H101 232 3,700 SH X 3,700
WAL MART STORES INC COM 931142103 721 13,565 SH X 11,515 2,050
WAL MART STORES INC COM 931142103 61 1,150 SH X 450 700
WALGREEN CO COM 931422109 5,287 124,512 SH X 121,712 2,600 200
WALGREEN CO COM 931422109 782 18,409 SH X 6,650 1,064 10,695
WASTE MGMT INC DEL COM 94106L109 212 5,696 SH X 4,863 833
WASTE MGMT INC DEL COM 94106L109 173 4,655 SH X 450 4,205
WATERSTONE FINANCIAL INC COM 941888109 45 20,000 SH X 20,000
WELLPOINT INC COM 94973V107 433 5,495 SH X 5,345 150
WELLPOINT INC COM 94973V107 102 1,300 SH X 1,300
WELLS FARGO & CO NEW COM 949746101 5,108 182,044 SH X 152,659 29,385
WELLS FARGO & CO NEW COM 949746101 1,802 64,210 SH X 7,397 3,100 53,713
WESTERN ASSET HIGH INCM OPP COM 95766K109 63 10,000 SH X 10,000
WISCONSIN ENERGY CORP COM 976657106 421 13,418 SH X 11,996 900 522
WISCONSIN ENERGY CORP COM 976657106 17 530 SH X 200 330
YUM BRANDS INC COM 988498101 190 3,448 SH X 3,448
YUM BRANDS INC COM 988498101 80 1,440 SH X 1,440
ASSETS AS OF 06/30/11
REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/05/11 PAGE 11
AS OF 06/30/11
- - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - -
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
ZIMMER HLDGS INC COM 98956P102 2,411 38,144 SH X 37,849 20 275
ZIMMER HLDGS INC COM 98956P102 298 4,708 SH X 2,284 1,884 540
FINAL TOTALS 1,159,238
FORM 13F INFORMATION TABLE ENTRY TOTAL 412