-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GuhKfcT5MgT63cAPTsP8Bq4B0UPzuxTj+Two7mgyC7Fz6eoSeMnZjd05ydstjueR PJXclHGN0TpPsxinLnNj8g== 0000950123-11-004044.txt : 20110120 0000950123-11-004044.hdr.sgml : 20110120 20110120124041 ACCESSION NUMBER: 0000950123-11-004044 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110120 DATE AS OF CHANGE: 20110120 EFFECTIVENESS DATE: 20110120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00967 FILM NUMBER: 11538000 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 920-431-8836 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET, MS 7829 CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 c62460e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended December 31, 2010 If Amended report check here: [ ] ASSOCIATED BANC-CORP Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 Business Address (Street) (City) (State) (Zip) Brian R. Bodager (920) 491-7055 Chief Administrative Officer, General Counsel and Corporate Secretary Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 20th day of January, 2011. Associated Banc-Corp Name of Institutional Investment Manager /s/ Brian R. Bodager ---------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. - ------------------------- ------------ ---------------------- ------------ Associated Trust Company, National Association REPORT PTR289 4A ASSOCIATED TRUST CO ASSETS AS OF 12/31/10 REQUESTED MODEL: BNK
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 1 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- HELIOS STRATEGIC INCOME FUND ECD28A209 0 20,000 SH X 20,000 KINDER MORGAN MGMT LLC FRACT EKE55U103 0 59,836 SH X 59,836 NABORS INDUSTRIES LTD SHS G6359F103 17,260 735,739 SH X 728,359 7,380 NABORS INDUSTRIES LTD SHS G6359F103 898 38,289 SH X 4,699 33,590 ACE LTD SHS H0023R105 2,889 46,409 SH X 45,619 790 ACE LTD SHS H0023R105 245 3,940 SH X 1,390 2,550 TRANSOCEAN LTD REG SHS H8817H100 2,557 36,789 SH X 36,489 150 150 TRANSOCEAN LTD REG SHS H8817H100 164 2,366 SH X 1,211 1,155 LTD PARTNERSHIP INT IN THE S MS0023544 443 9 SH X 9 LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 89 CHECK POINT SOFTWARE TECH LT ORD M22465104 5,010 108,309 SH X 108,309 CHECK POINT SOFTWARE TECH LT ORD M22465104 28 600 SH X 600 AFLAC INC COM 001055102 251 4,442 SH X 4,442 AT&T INC COM 00206R102 5,365 182,602 SH X 180,728 550 1,324 AT&T INC COM 00206R102 567 19,297 SH X 5,613 11,534 2,150 ABBOTT LABS COM 002824100 14,966 312,379 SH X 304,538 1,511 6,330 ABBOTT LABS COM 002824100 1,340 27,965 SH X 5,700 17,165 5,100 ADOBE SYS INC COM 00724F101 87 2,840 SH X 2,840 ADOBE SYS INC COM 00724F101 123 4,000 SH X 4,000 AIR PRODS & CHEMS INC COM 009158106 11,026 121,227 SH X 119,977 225 1,025 AIR PRODS & CHEMS INC COM 009158106 486 5,345 SH X 3,285 2,060 ALLSTATE CORP COM 020002101 1,820 57,104 SH X 56,256 848 ALLSTATE CORP COM 020002101 261 8,192 SH X 100 3,968 4,124 ALTRIA GROUP INC COM 02209S103 1,862 75,646 SH X 71,247 4,399 ALTRIA GROUP INC COM 02209S103 610 24,760 SH X 19,830 630 4,300 AMERICAN EXPRESS CO COM 025816109 297 6,915 SH X 6,915 AMERICAN EXPRESS CO COM 025816109 73 1,700 SH X 1,700 AMERISOURCEBERGEN CORP COM 03073E105 6,863 201,139 SH X 199,639 1,500 AMERISOURCEBERGEN CORP COM 03073E105 344 10,070 SH X 170 9,900 AMGEN INC COM 031162100 10,467 190,655 SH X 188,470 20 2,165 AMGEN INC COM 031162100 901 16,415 SH X 1,260 11,405 3,750 ANCHOR BANCORP WIS INC COM 032839102 68 57,001 SH X 57,001 AON CORP COM 037389103 1,781 38,718 SH X 6,000 32,718 APACHE CORP COM 037411105 23,280 195,253 SH X 191,639 649 2,965 APACHE CORP COM 037411105 1,027 8,614 SH X 3,194 5,420 APPLE INC COM 037833100 31,052 96,267 SH X 95,229 178 860 APPLE INC COM 037833100 1,855 5,750 SH X 1,426 4,324 APPLIED MATLS INC COM 038222105 1,044 74,275 SH X 74,175 100 APPLIED MATLS INC COM 038222105 22 1,600 SH X 400 200 1,000 ASSOCIATED BANC CORP COM 045487105 77,273 5,100,548 SH X 4,731,501 369,046
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 2 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- ASSOCIATED BANC CORP COM 045487105 2,788 183,995 SH X 59,516 32,882 91,597 AUTOLIV INC COM 052800109 411 5,210 SH X 5,210 AUTOMATIC DATA PROCESSING IN COM 053015103 2,151 46,485 SH X 46,485 AUTOMATIC DATA PROCESSING IN COM 053015103 56 1,205 SH X 1,205 BB&T CORP COM 054937107 5,601 213,043 SH X 210,913 2,130 BB&T CORP COM 054937107 267 10,145 SH X 4,350 5,795 BP PLC SPONSORED ADR 055622104 1,821 41,224 SH X 41,124 100 BP PLC SPONSORED ADR 055622104 214 4,846 SH X 4,218 628 BAKER HUGHES INC COM 057224107 1,463 25,589 SH X 25,589 BAKER HUGHES INC COM 057224107 23 400 SH X 135 265 BANK OF AMERICA CORPORATION COM 060505104 1,228 92,077 SH X 92,077 BANK OF AMERICA CORPORATION COM 060505104 135 10,128 SH X 3,000 7,128 BANK OF NEW YORK MELLON CORP COM 064058100 2,600 86,095 SH X 85,395 700 BANK OF NEW YORK MELLON CORP COM 064058100 96 3,165 SH X 2,475 190 500 BAXTER INTL INC COM 071813109 1,227 24,244 SH X 24,169 75 BAXTER INTL INC COM 071813109 134 2,640 SH X 2,450 190 BEMIS INC COM 081437105 4,837 148,100 SH X 148,025 75 BEMIS INC COM 081437105 557 17,050 SH X 16,000 550 500 BERKLEY W R CORP COM 084423102 1,794 65,525 SH X 62,475 3,050 BERKLEY W R CORP COM 084423102 170 6,200 SH X 3,950 2,250 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,445 12 SH X 12 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 475 5,925 SH X 4,675 1,250 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16 200 SH X 200 BHP BILLITON LTD SPONSORED ADR 088606108 11,154 120,041 SH X 118,716 100 1,225 BHP BILLITON LTD SPONSORED ADR 088606108 595 6,400 SH X 4,670 530 1,200 BOEING CO COM 097023105 4,961 76,024 SH X 73,729 280 2,015 BOEING CO COM 097023105 262 4,020 SH X 2,110 1,910 BRISTOL MYERS SQUIBB CO COM 110122108 2,407 90,882 SH X 88,192 300 2,390 BRISTOL MYERS SQUIBB CO COM 110122108 951 35,917 SH X 11,615 17,702 6,600 CSX CORP COM 126408103 318 4,916 SH X 4,916 CSX CORP COM 126408103 7 115 SH X 115 CVS CAREMARK CORPORATION COM 126650100 4,054 116,600 SH X 114,420 2,180 CVS CAREMARK CORPORATION COM 126650100 374 10,768 SH X 3,793 1,975 5,000 CAPITAL ONE FINL CORP COM 14040H105 78 1,843 SH X 1,843 CAPITAL ONE FINL CORP COM 14040H105 785 18,444 SH X 13,284 5,160 CATERPILLAR INC DEL COM 149123101 16,144 172,366 SH X 167,469 886 4,011 CATERPILLAR INC DEL COM 149123101 2,949 31,486 SH X 5,420 23,316 2,750 CELGENE CORP COM 151020104 15,314 258,937 SH X 257,137 1,800 CELGENE CORP COM 151020104 977 16,525 SH X 2,540 13,985 CHEVRON CORP NEW COM 166764100 21,654 237,300 SH X 232,111 1,029 4,160 CHEVRON CORP NEW COM 166764100 2,527 27,690 SH X 9,705 13,185 4,800 CISCO SYS INC COM 17275R102 2,465 121,873 SH X 117,001 1,222 3,650 CISCO SYS INC COM 17275R102 339 16,740 SH X 4,325 3,415 9,000 CITIGROUP INC COM 172967101 153 32,383 SH X 31,829 554
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 3 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- CITIGROUP INC COM 172967101 14 3,000 SH X 3,000 CITIZENS REPUBLIC BANCORP IN COM 174420109 11 17,861 SH X 17,861 CITIZENS REPUBLIC BANCORP IN COM 174420109 1 2,000 SH X 2,000 CLOROX CO DEL COM 189054109 898 14,191 SH X 14,191 CLOROX CO DEL COM 189054109 977 15,447 SH X 15,447 COCA COLA CO COM 191216100 11,206 170,386 SH X 167,841 120 2,425 COCA COLA CO COM 191216100 826 12,560 SH X 3,710 7,850 1,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,384 46,174 SH X 46,099 75 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 93 1,275 SH X 850 425 COINSTAR INC COM 19259P300 5,610 99,400 SH X 97,980 1,420 COINSTAR INC COM 19259P300 439 7,770 SH X 1,310 6,460 COLGATE PALMOLIVE CO COM 194162103 5,584 69,480 SH X 69,280 50 150 COLGATE PALMOLIVE CO COM 194162103 873 10,858 SH X 4,345 3,213 3,300 CONOCOPHILLIPS COM 20825C104 9,540 140,087 SH X 138,787 125 1,175 CONOCOPHILLIPS COM 20825C104 694 10,196 SH X 175 6,711 3,310 CONSOLIDATED EDISON INC COM 209115104 328 6,621 SH X 6,621 CORNING INC COM 219350105 19,278 997,818 SH X 986,193 350 11,275 CORNING INC COM 219350105 1,460 75,595 SH X 9,605 52,795 13,195 COVANCE INC COM 222816100 924 17,973 SH X 17,823 50 100 COVANCE INC COM 222816100 77 1,500 SH X 1,500 CREE INC COM 225447101 5,230 79,380 SH X 79,380 CREE INC COM 225447101 309 4,685 SH X 60 4,125 500 CUMMINS INC COM 231021106 16,318 148,330 SH X 147,160 1,170 CUMMINS INC COM 231021106 1,170 10,635 SH X 965 9,670 DANAHER CORP DEL COM 235851102 13,353 283,079 SH X 280,744 235 2,100 DANAHER CORP DEL COM 235851102 695 14,730 SH X 2,630 12,100 DARDEN RESTAURANTS INC COM 237194105 4 93 SH X 93 DARDEN RESTAURANTS INC COM 237194105 279 6,000 SH X 6,000 DEERE & CO COM 244199105 365 4,400 SH X 1,400 3,000 DENDREON CORP COM 24823Q107 496 14,214 SH X 14,214 DENDREON CORP COM 24823Q107 10 275 SH X 275 DEVON ENERGY CORP NEW COM 25179M103 2,654 33,810 SH X 33,710 100 DEVON ENERGY CORP NEW COM 25179M103 283 3,605 SH X 670 560 2,375 DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 336 7,775 SH X 7,775 DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 356 7,775 SH X 7,775 DISNEY WALT CO COM DISNEY 254687106 9,082 242,125 SH X 236,222 1,068 4,835 DISNEY WALT CO COM DISNEY 254687106 565 15,064 SH X 10,824 4,240 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 11,581 277,721 SH X 274,941 2,780 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 819 19,630 SH X 345 19,285 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1,486 40,510 SH X 40,510 DOW CHEM CO COM 260543103 1,623 47,553 SH X 47,553 DOW CHEM CO COM 260543103 10 300 SH X 300 DU PONT E I DE NEMOURS & CO COM 263534109 167 3,356 SH X 3,356 DU PONT E I DE NEMOURS & CO COM 263534109 145 2,906 SH X 2,906
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 4 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- DUN & BRADSTREET CORP DEL NE COM 26483E100 33 400 SH X 400 DUN & BRADSTREET CORP DEL NE COM 26483E100 234 2,850 SH X 750 2,100 E M C CORP MASS COM 268648102 137 5,979 SH X 5,979 E M C CORP MASS COM 268648102 66 2,900 SH X 2,200 700 EOG RES INC COM 26875P101 2,428 26,557 SH X 26,432 25 100 EOG RES INC COM 26875P101 282 3,090 SH X 2,880 210 ETFS PLATINUM TR SH BEN INT 26922V101 759 4,310 SH X 4,310 ETFS PLATINUM TR SH BEN INT 26922V101 26 150 SH X 150 EDISON INTL COM 281020107 15 392 SH X 392 EDISON INTL COM 281020107 187 4,832 SH X 4,832 EL PASO CORP COM 28336L109 194 14,129 SH X 14,129 EMERSON ELEC CO COM 291011104 219 3,824 SH X 3,824 EXXON MOBIL CORP COM 30231G102 18,495 252,945 SH X 244,704 1,824 6,417 EXXON MOBIL CORP COM 30231G102 3,893 53,237 SH X 24,202 12,391 16,644 FEDEX CORP COM 31428X106 188 2,021 SH X 1,321 700 FEDEX CORP COM 31428X106 53 575 SH X 540 35 F5 NETWORKS INC COM 315616102 277 2,125 SH X 2,125 FIDELITY NATL INFORMATION SV COM 31620M106 453 16,535 SH X 16,535 FIDELITY NATL INFORMATION SV COM 31620M106 149 5,426 SH X 5,426 FIRST MANITOWOC BANCRP INC N COM 32076T108 225 18,732 SH X 18,732 FIRST MANITOWOC BANCRP INC N COM 32076T108 1,054 87,812 SH X 87,812 FLUOR CORP NEW COM 343412102 2,357 35,571 SH X 35,471 100 FLUOR CORP NEW COM 343412102 35 535 SH X 300 235 FORD MTR CO DEL COM PAR $0.01 345370860 246 14,632 SH X 13,532 1,100 FORD MTR CO DEL COM PAR $0.01 345370860 44 2,625 SH X 2,000 625 FORTUNE BRANDS INC COM 349631101 248 4,109 SH X 4,109 FORTUNE BRANDS INC COM 349631101 6 100 SH X 100 FRANKLIN RES INC COM 354613101 1,116 10,038 SH X 10,038 FRANKLIN RES INC COM 354613101 876 7,875 SH X 4,375 3,500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4,130 34,395 SH X 34,122 73 200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 340 2,830 SH X 692 125 2,013 GAMESTOP CORP NEW CL A 36467W109 3,057 133,607 SH X 133,382 225 GAMESTOP CORP NEW CL A 36467W109 50 2,168 SH X 1,493 675 GENERAL ELECTRIC CO COM 369604103 7,502 410,151 SH X 407,226 725 2,200 GENERAL ELECTRIC CO COM 369604103 1,586 86,728 SH X 20,865 28,265 37,598 GENERAL MLS INC COM 370334104 9,073 254,930 SH X 250,685 4,245 GENERAL MLS INC COM 370334104 1,457 40,948 SH X 3,965 36,983 GILEAD SCIENCES INC COM 375558103 4,963 136,949 SH X 136,949 GILEAD SCIENCES INC COM 375558103 350 9,670 SH X 120 9,550 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 184 4,696 SH X 4,696 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 104 2,655 SH X 1,000 1,655 GOLDMAN SACHS GROUP INC COM 38141G104 706 4,199 SH X 4,199
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 5 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- GOLDMAN SACHS GROUP INC COM 38141G104 76 450 SH X 450 GOOGLE INC CL A 38259P508 22,323 37,583 SH X 37,115 80 388 GOOGLE INC CL A 38259P508 1,469 2,474 SH X 312 2,062 100 GRAINGER W W INC COM 384802104 442 3,200 SH X 3,200 GUESS INC COM 401617105 2,600 54,949 SH X 53,979 970 GUESS INC COM 401617105 226 4,785 SH X 1,320 3,465 HARRIS CORP DEL COM 413875105 796 17,565 SH X 16,770 75 720 HARRIS CORP DEL COM 413875105 32 700 SH X 600 100 HARSCO CORP COM 415864107 2,712 95,778 SH X 95,778 HARSCO CORP COM 415864107 7 260 SH X 100 160 HEWLETT PACKARD CO COM 428236103 8,261 196,223 SH X 194,378 1,845 HEWLETT PACKARD CO COM 428236103 562 13,350 SH X 3,365 4,485 5,500 HOLOGIC INC COM 436440101 284 15,100 SH X 15,100 HOLOGIC INC COM 436440101 4 200 SH X 200 HOST HOTELS & RESORTS INC COM 44107P104 586 32,799 SH X 32,799 ILLINOIS TOOL WKS INC COM 452308109 19,882 372,323 SH X 369,458 2,865 ILLINOIS TOOL WKS INC COM 452308109 1,218 22,810 SH X 3,615 14,295 4,900 IMAX CORP COM 45245E109 5,510 196,285 SH X 196,285 IMAX CORP COM 45245E109 335 11,947 SH X 109 11,838 INTEL CORP COM 458140100 23,335 1,109,620 SH X 1,094,342 2,978 12,300 INTEL CORP COM 458140100 1,582 75,231 SH X 17,145 46,986 11,100 INTEGRYS ENERGY GROUP INC COM 45822P105 5,383 110,963 SH X 110,269 694 INTEGRYS ENERGY GROUP INC COM 45822P105 112 2,300 SH X 700 1,500 100 INTERNATIONAL BUSINESS MACHS COM 459200101 5,050 34,410 SH X 33,700 10 700 INTERNATIONAL BUSINESS MACHS COM 459200101 297 2,025 SH X 810 115 1,100 ISHARES TR BARCLYS TIPS BD 464287176 308 2,865 SH X 2,865 ISHARES TR BARCLYS TIPS BD 464287176 134 1,250 SH X 250 1,000 ISHARES TR MSCI EMERG MKT 464287234 1,698 35,635 SH X 35,635 ISHARES TR MSCI EMERG MKT 464287234 62 1,300 SH X 1,300 ISHARES TR MSCI EAFE IDX 464287465 3,064 52,634 SH X 52,434 200 ISHARES TR MSCI EAFE IDX 464287465 221 3,796 SH X 2,525 1,271 ISHARES TR NASDQ BIO INDX 464287556 1,233 13,199 SH X 13,199 ISHARES TR NASDQ BIO INDX 464287556 6 60 SH X 60 ISHARES TR RUSSELL1000VAL 464287598 811 12,505 SH X 12,505 ISHARES TR RUSSELL1000VAL 464287598 52 800 SH X 800 ISHARES TR S&P MC 400 GRW 464287606 235 2,335 SH X 2,335 ISHARES TR RUSSELL 2000 464287655 2,013 25,731 SH X 25,731 ISHARES TR RUSSELL 2000 464287655 168 2,145 SH X 1,100 1,045 ISHARES TR S&P SMLCAP 600 464287804 1,040 15,182 SH X 15,182 JPMORGAN CHASE & CO COM 46625H100 8,461 199,458 SH X 189,912 776 8,770 JPMORGAN CHASE & CO COM 46625H100 891 21,005 SH X 3,418 13,155 4,432 JOHNSON & JOHNSON COM 478160104 7,497 121,212 SH X 119,315 772 1,125 JOHNSON & JOHNSON COM 478160104 849 13,732 SH X 6,150 1,532 6,050 JOHNSON CTLS INC COM 478366107 10,902 285,384 SH X 276,609 700 8,075
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 6 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- JOHNSON CTLS INC COM 478366107 626 16,385 SH X 1,210 15,175 JOY GLOBAL INC COM 481165108 3,386 39,037 SH X 37,832 30 1,175 JOY GLOBAL INC COM 481165108 197 2,275 SH X 290 1,985 KELLOGG CO COM 487836108 26 500 SH X 500 KELLOGG CO COM 487836108 225 4,400 SH X 3,200 1,200 KIMBERLY CLARK CORP COM 494368103 51,187 811,969 SH X 660,611 650 150,708 KIMBERLY CLARK CORP COM 494368103 33,270 527,767 SH X 84,594 390 442,783 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 416 6,221 SH X 6,170 51 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 14 204 SH X 204 KOHLS CORP COM 500255104 293 5,395 SH X 5,395 KOHLS CORP COM 500255104 86 1,575 SH X 1,075 500 KRAFT FOODS INC CL A 50075N104 3,385 107,418 SH X 107,368 50 KRAFT FOODS INC CL A 50075N104 557 17,688 SH X 14,025 550 3,113 LIFESPAN INC COM 53221W101 0 50,000 SH X 50,000 LILLY ELI & CO COM 532457108 1,106 31,551 SH X 31,401 150 LILLY ELI & CO COM 532457108 159 4,550 SH X 2,850 100 1,600 LORILLARD INC COM 544147101 4,205 51,241 SH X 51,076 165 LORILLARD INC COM 544147101 242 2,950 SH X 350 2,600 MANITOWOC INC COM 563571108 2,178 166,153 SH X 140,739 25,414 MANITOWOC INC COM 563571108 52 4,000 SH X 4,000 MARSHALL & ILSLEY CORP NEW COM 571837103 2,030 293,396 SH X 293,096 300 MARSHALL & ILSLEY CORP NEW COM 571837103 118 17,047 SH X 17,047 MARRIOTT INTL INC NEW CL A 571903202 315 7,580 SH X 7,580 MCDONALDS CORP COM 580135101 6,652 86,665 SH X 83,815 1,950 900 MCDONALDS CORP COM 580135101 350 4,565 SH X 2,415 2,150 MEDTRONIC INC COM 585055106 1,896 51,121 SH X 44,891 6,230 MEDTRONIC INC COM 585055106 76 2,055 SH X 575 280 1,200 MENASHA CORP COM 585250905 1,156 615 SH X 615 MERCK & CO INC NEW COM 58933Y105 5,850 162,310 SH X 161,310 200 800 MERCK & CO INC NEW COM 58933Y105 436 12,094 SH X 6,416 2,455 3,223 MICROSOFT CORP COM 594918104 25,621 917,978 SH X 899,838 340 17,800 MICROSOFT CORP COM 594918104 2,013 72,122 SH X 12,060 42,212 17,850 MICROCHIP TECHNOLOGY INC COM 595017104 3,108 90,848 SH X 90,848 MICROCHIP TECHNOLOGY INC COM 595017104 215 6,275 SH X 6,275 MOODYS CORP COM 615369105 24 900 SH X 900 MOODYS CORP COM 615369105 228 8,600 SH X 200 8,400 MULLINS WHEY INC 625200902 632 300 SH X 300 NYSE EURONEXT COM 629491101 979 32,653 SH X 32,653 NEENAH PAPER INC COM 640079109 248 12,583 SH X 12,348 235 NEENAH PAPER INC COM 640079109 30 1,530 SH X 630 900 NESTLE S A SPONSORED ADR 641069406 707 12,035 SH X 11,285 750 NESTLE S A SPONSORED ADR 641069406 176 3,000 SH X 3,000 NEWMONT MINING CORP COM 651639106 2,823 45,953 SH X 45,778 75 100 NEWMONT MINING CORP COM 651639106 78 1,265 SH X 1,000 265
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 7 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- NEXTERA ENERGY INC COM 65339F101 5,107 98,226 SH X 96,426 1,800 NEXTERA ENERGY INC COM 65339F101 41 790 SH X 325 465 NIKE INC CL B 654106103 283 3,313 SH X 3,313 NORTHERN TR CORP COM 665859104 3,706 66,877 SH X 65,242 135 1,500 NORTHERN TR CORP COM 665859104 90 1,620 SH X 870 750 NORTHROP GRUMMAN CORP COM 666807102 1,568 24,203 SH X 24,203 NOVARTIS A G SPONSORED ADR 66987V109 2,283 38,730 SH X 38,580 100 50 NOVARTIS A G SPONSORED ADR 66987V109 68 1,150 SH X 710 440 ORACLE CORP COM 68389X105 255 8,135 SH X 7,335 800 OSHKOSH CORP COM 688239201 2,590 73,485 SH X 73,485 OSHKOSH CORP COM 688239201 9 265 SH X 265 PPG INDS INC COM 693506107 202 2,400 SH X 2,400 PAYCHEX INC COM 704326107 216 7,000 SH X 7,000 PENTAIR INC COM 709631105 161 4,405 SH X 4,405 PENTAIR INC COM 709631105 168 4,600 SH X 4,600 PEPSICO INC COM 713448108 10,181 155,834 SH X 143,105 1,820 10,909 PEPSICO INC COM 713448108 1,181 18,078 SH X 10,188 2,490 5,400 PETSMART INC COM 716768106 271 6,800 SH X 6,800 PFIZER INC COM 717081103 7,311 417,513 SH X 407,103 500 9,910 PFIZER INC COM 717081103 1,329 75,880 SH X 32,280 899 42,701 PHILIP MORRIS INTL INC COM 718172109 22,160 378,615 SH X 376,614 150 1,851 PHILIP MORRIS INTL INC COM 718172109 2,324 39,700 SH X 20,835 14,365 4,500 PLEXUS CORP COM 729132100 390 12,609 SH X 10,709 1,900 PLEXUS CORP COM 729132100 124 4,000 SH X 4,000 PLUM CREEK TIMBER CO INC COM 729251108 4,492 119,943 SH X 116,896 847 2,200 PLUM CREEK TIMBER CO INC COM 729251108 128 3,430 SH X 1,580 475 1,375 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 278 5,100 SH X 100 5,000 PRICE T ROWE GROUP INC COM 74144T108 14,894 230,774 SH X 227,914 235 2,625 PRICE T ROWE GROUP INC COM 74144T108 646 10,010 SH X 620 9,390 PROCTER & GAMBLE CO COM 742718109 11,430 177,678 SH X 174,350 1,185 2,143 PROCTER & GAMBLE CO COM 742718109 2,502 38,897 SH X 12,760 2,585 23,552 PROSHARES TR PSHS ULTSH 20YRS 74347R297 857 23,125 SH X 25 23,100 PRUDENTIAL FINL INC COM 744320102 7,102 120,974 SH X 118,478 2,496 PRUDENTIAL FINL INC COM 744320102 570 9,705 SH X 100 9,605 QUALCOMM INC COM 747525103 2,618 52,897 SH X 51,467 100 1,330 QUALCOMM INC COM 747525103 577 11,650 SH X 2,600 1,095 7,955 RESEARCH IN MOTION LTD COM 760975102 6,866 118,118 SH X 117,432 50 636 RESEARCH IN MOTION LTD COM 760975102 431 7,407 SH X 1,020 6,387 ROCHE HLDG LTD SPONSORED ADR 771195104 1,056 28,733 SH X 28,733 ROCHE HLDG LTD SPONSORED ADR 771195104 15 400 SH X 200 200 ROCKWELL AUTOMATION INC COM 773903109 595 8,300 SH X 8,300 ROCKWELL AUTOMATION INC COM 773903109 36 500 SH X 500 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 285 4,275 SH X 4,175 100 SPDR S&P 500 ETF TR TR UNIT 78462F103 7,564 60,151 SH X 52,861 4,700 2,590
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 8 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- SPDR S&P 500 ETF TR TR UNIT 78462F103 509 4,048 SH X 400 3,648 SPDR GOLD TRUST GOLD SHS 78463V107 11,273 81,265 SH X 78,365 1,500 1,400 SPDR GOLD TRUST GOLD SHS 78463V107 42 300 SH X 300 SPX CORP COM 784635104 1,749 24,468 SH X 24,368 100 SPX CORP COM 784635104 41 577 SH X 577 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3,457 20,995 SH X 18,695 1,200 1,100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 344 2,090 SH X 1,380 710 SCHLUMBERGER LTD COM 806857108 28,584 342,323 SH X 335,891 1,017 5,415 SCHLUMBERGER LTD COM 806857108 1,641 19,655 SH X 5,790 12,865 1,000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 229 3,641 SH X 2,399 1,242 SCHWEITZER-MAUDUIT INTL INC COM 808541106 267 4,244 SH X 44 4,200 SEALED AIR CORP NEW COM 81211K100 102 4,000 SH X 4,000 SEALED AIR CORP NEW COM 81211K100 180 7,060 SH X 7,060 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 406 10,565 SH X 8,665 1,900 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 296 9,400 SH X 6,900 2,500 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 38 1,200 SH X 1,200 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,186 40,480 SH X 40,480 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 97 3,300 SH X 1,600 1,700 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,609 23,582 SH X 22,182 1,300 100 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 112 1,640 SH X 720 920 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 622 17,840 SH X 17,840 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 21 600 SH X 600 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4,920 195,309 SH X 192,509 2,800 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 103 4,100 SH X 2,300 1,800 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 947 30,225 SH X 30,225 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 58 1,850 SH X 1,550 300 SIGMA ALDRICH CORP COM 826552101 138 2,068 SH X 2,068 SIGMA ALDRICH CORP COM 826552101 346 5,200 SH X 3,200 2,000 SOUTHERN CO COM 842587107 5,652 147,837 SH X 145,797 2,040 SOUTHERN CO COM 842587107 230 6,020 SH X 2,795 2,800 425 STATE STR CORP COM 857477103 1,726 37,238 SH X 37,208 30 STATE STR CORP COM 857477103 86 1,855 SH X 1,455 400 SUNTRUST BKS INC COM 867914103 787 26,666 SH X 26,666 SYSCO CORP COM 871829107 3,731 126,915 SH X 124,141 2,774 SYSCO CORP COM 871829107 233 7,910 SH X 6,950 960 TARGET CORP COM 87612E106 1,390 23,120 SH X 23,120 TARGET CORP COM 87612E106 43 715 SH X 565 150 TENARIS S A SPONSORED ADR 88031M109 1,967 40,150 SH X 40,015 35 100 TENARIS S A SPONSORED ADR 88031M109 84 1,720 SH X 1,460 260 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 17,318 332,213 SH X 327,903 110 4,200 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,031 19,774 SH X 3,949 15,825 TEXAS INSTRS INC COM 882508104 1,091 33,559 SH X 33,559 TEXAS INSTRS INC COM 882508104 50 1,545 SH X 400 545 600 THERMO FISHER SCIENTIFIC INC COM 883556102 2,149 38,818 SH X 38,793 25
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 9 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- THERMO FISHER SCIENTIFIC INC COM 883556102 66 1,185 SH X 900 285 3M CO COM 88579Y101 10,454 121,134 SH X 120,334 30 770 3M CO COM 88579Y101 2,444 28,315 SH X 2,675 7,240 18,400 TIFFANY & CO NEW COM 886547108 342 5,500 SH X 5,500 TIME WARNER INC COM NEW 887317303 18,093 562,433 SH X 557,378 150 4,905 TIME WARNER INC COM NEW 887317303 1,032 32,065 SH X 4,570 26,495 1,000 50% INTEREST IN TWEET BROS R 901160903 1,224 1 SH X 1 US BANCORP DEL COM NEW 902973304 11,088 411,115 SH X 406,190 1,175 3,750 US BANCORP DEL COM NEW 902973304 2,717 100,726 SH X 36,476 46,055 18,195 UNION PAC CORP COM 907818108 534 5,768 SH X 5,568 200 UNION PAC CORP COM 907818108 0 0 SH X UNITED PARCEL SERVICE INC CL B 911312106 3,045 41,947 SH X 41,822 125 UNITED PARCEL SERVICE INC CL B 911312106 83 1,150 SH X 750 400 UNITED TECHNOLOGIES CORP COM 913017109 897 11,395 SH X 11,395 UNITED TECHNOLOGIES CORP COM 913017109 4 45 SH X 45 UNITEDHEALTH GROUP INC COM 91324P102 9,458 261,935 SH X 261,935 UNITEDHEALTH GROUP INC COM 91324P102 439 12,150 SH X 150 11,300 700 V F CORP COM 918204108 4,021 46,658 SH X 46,658 V F CORP COM 918204108 64 740 SH X 135 605 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 346 4,200 SH X 4,200 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 354 8,385 SH X 8,385 VANGUARD WORLD FDS INF TECH ETF 92204A702 338 5,500 SH X 5,500 VANGUARD WORLD FDS INF TECH ETF 92204A702 80 1,300 SH X 1,300 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1,219 25,328 SH X 25,328 VANGUARD INDEX FDS LARGE CAP ETF 922908637 726 12,600 SH X 12,600 VANGUARD INDEX FDS STK MRK ETF 922908769 2,420 37,277 SH X 37,277 VERIZON COMMUNICATIONS INC COM 92343V104 2,198 61,444 SH X 61,144 300 VERIZON COMMUNICATIONS INC COM 92343V104 201 5,628 SH X 625 3,539 1,464 VISA INC COM CL A 92826C839 7,445 105,788 SH X 105,328 460 VISA INC COM CL A 92826C839 497 7,055 SH X 955 6,100 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3,702 140,005 SH X 139,780 225 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 70 2,662 SH X 1,000 1,662 WPP PLC ADR 92933H101 229 3,700 SH X 3,700 WAL MART STORES INC COM 931142103 892 16,542 SH X 14,492 2,050 WAL MART STORES INC COM 931142103 80 1,490 SH X 725 65 700 WALGREEN CO COM 931422109 3,506 90,000 SH X 87,200 2,600 200 WALGREEN CO COM 931422109 586 15,050 SH X 7,450 1,200 6,400 WASTE MGMT INC DEL COM 94106L109 305 8,266 SH X 7,433 833 WASTE MGMT INC DEL COM 94106L109 161 4,355 SH X 150 4,205 WATERSTONE FINANCIAL INC COM 941888109 65 20,000 SH X 20,000 WELLPOINT INC COM 94973V107 386 6,785 SH X 6,635 150 WELLPOINT INC COM 94973V107 74 1,300 SH X 1,300 WELLS FARGO & CO NEW COM 949746101 8,669 279,722 SH X 249,312 30,410 WELLS FARGO & CO NEW COM 949746101 1,276 41,180 SH X 8,197 4,270 28,713
REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/04/11 PAGE 10 AS OF 12/31/10 COL6 INVESTMENT COL8 COL4 COL5 DISCRETION VOTING AUTHORITY MARKET --------------- ------------ COL7 ------------------------------ COL1 COL2 COL3 VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) - ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- --- --------- --------- ---------- WESTERN ASSET HIGH INCM OPP COM 95766K109 61 10,000 SH X 10,000 WISCONSIN ENERGY CORP COM 976657106 400 6,795 SH X 6,084 450 261 WISCONSIN ENERGY CORP COM 976657106 6 100 SH X 100 YUM BRANDS INC COM 988498101 177 3,618 SH X 3,618 YUM BRANDS INC COM 988498101 71 1,440 SH X 1,440 ZIMMER HLDGS INC COM 98956P102 2,468 45,982 SH X 45,667 40 275 ZIMMER HLDGS INC COM 98956P102 253 4,708 SH X 2,284 1,884 540 FINAL TOTALS 1,169,926
FORM 13F INFORMATION TABLE ENTRY TOTAL 397 -----END PRIVACY-ENHANCED MESSAGE-----