13F-HR 1 c60981e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2010 If Amended report check here: [ ] ASSOCIATED BANC-CORP Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 Business Address (Street) (City) (State) (Zip) Brian R. Bodager (920) 491-7055 Chief Administrative Officer, General Counsel and Corporate Secretary Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 28th day of October, 2010. Associated Banc-Corp Name of Institutional Investment Manager /s/ Brian R. Bodager ---------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ____________ ________________ ____________ PAGE 1 ASSETS AS OF 09/30/10 REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- HELIOS STRATEGIC INCOME FUND ECD28A209 0 20,000 SH X 20,000 NABORS INDUSTRIES LTD SHS G6359F103 8,592 475,768 SH X 470,658 5,110 NABORS INDUSTRIES LTD SHS G6359F103 508 28,145 SH X 3,175 24,970 ACE LTD SHS H0023R105 2,914 50,019 SH X 49,159 860 ACE LTD SHS H0023R105 243 4,180 SH X 1,390 2,790 TRANSOCEAN LTD REG SHS H8817H100 5,124 79,705 SH X 79,430 275 TRANSOCEAN LTD REG SHS H8817H100 353 5,491 SH X 1,486 4,005 LTD PARTNERSHIP INT IN THE S MS0023544 443 9 SH X 9 LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 89 CHECK POINT SOFTWARE TECH LT ORD M22465104 4,084 110,599 SH X 110,599 CHECK POINT SOFTWARE TECH LT ORD M22465104 22 600 SH X 600 AFLAC INC COM 001055102 231 4,472 SH X 4,472 AT&T INC COM 00206R102 5,215 182,341 SH X 180,592 350 1,399 AT&T INC COM 00206R102 586 20,482 SH X 6,513 11,819 2,150 ABBOTT LABS COM 002824100 21,232 406,436 SH X 397,770 1,311 7,355 ABBOTT LABS COM 002824100 1,342 25,690 SH X 5,950 14,640 5,100 ADOBE SYS INC COM 00724F101 147 5,620 SH X 5,620 ADOBE SYS INC COM 00724F101 138 5,270 SH X 1,270 4,000 AIR PRODS & CHEMS INC COM 009158106 10,013 120,904 SH X 119,654 225 1,025 AIR PRODS & CHEMS INC COM 009158106 445 5,370 SH X 3,410 1,960 ALLIANT ENERGY CORP COM 018802108 200 5,507 SH X 1,107 200 4,200 ALLIANT ENERGY CORP COM 018802108 25 690 SH X 185 505 ALLSTATE CORP COM 020002101 1,751 55,496 SH X 54,648 848 ALLSTATE CORP COM 020002101 258 8,192 SH X 100 3,968 4,124 ALTRIA GROUP INC COM 02209S103 1,846 76,846 SH X 72,247 4,599 ALTRIA GROUP INC COM 02209S103 605 25,173 SH X 19,830 1,043 4,300 AMGEN INC COM 031162100 10,631 192,912 SH X 190,567 30 2,315 AMGEN INC COM 031162100 888 16,115 SH X 1,260 11,105 3,750 ANCHOR BANCORP WIS INC COM 032839102 39 59,001 SH X 59,001 AON CORP COM 037389103 1,514 38,718 SH X 6,000 32,718 AON CORP COM 037389103 14 350 SH X 350 APACHE CORP COM 037411105 19,878 203,330 SH X 200,416 649 2,265 APACHE CORP COM 037411105 798 8,160 SH X 2,985 5,175
PAGE 2 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- APOLLO GROUP INC CL A 037604105 1,124 21,890 SH X 21,335 555 APOLLO GROUP INC CL A 037604105 137 2,675 SH X 1,275 1,400 APPLE INC COM 037833100 28,370 99,984 SH X 98,646 178 1,160 APPLE INC COM 037833100 1,559 5,495 SH X 1,426 4,069 APPLIED MATLS INC COM 038222105 890 76,160 SH X 76,060 100 APPLIED MATLS INC COM 038222105 20 1,675 SH X 475 200 1,000 ASSOCIATED BANC CORP COM 045487105 68,387 5,184,776 SH X 4,832,691 352,084 ASSOCIATED BANC CORP COM 045487105 3,216 243,847 SH X 79,518 37,216 127,113 AUTOLIV INC COM 052800109 361 5,520 SH X 5,520 AUTOMATIC DATA PROCESSING IN COM 053015103 2,026 48,215 SH X 48,215 AUTOMATIC DATA PROCESSING IN COM 053015103 51 1,205 SH X 1,205 BB&T CORP COM 054937107 7,054 292,937 SH X 289,282 3,655 BB&T CORP COM 054937107 498 20,695 SH X 4,450 16,245 BP PLC SPONSORED ADR 055622104 1,799 43,697 SH X 43,397 300 BP PLC SPONSORED ADR 055622104 1,252 30,416 SH X 10,068 200 20,148 BAKER HUGHES INC COM 057224107 1,170 27,464 SH X 27,464 BAKER HUGHES INC COM 057224107 17 400 SH X 135 265 BANK OF AMERICA CORPORATION COM 060505104 1,220 93,147 SH X 93,147 BANK OF AMERICA CORPORATION COM 060505104 133 10,128 SH X 3,000 7,128 BANK OF NEW YORK MELLON CORP COM 064058100 2,210 84,566 SH X 83,966 600 BANK OF NEW YORK MELLON CORP COM 064058100 83 3,165 SH X 2,475 190 500 BAXTER INTL INC COM 071813109 1,250 26,210 SH X 26,060 150 BAXTER INTL INC COM 071813109 126 2,640 SH X 2,450 190 BEMIS INC COM 081437105 4,877 153,601 SH X 153,501 100 BEMIS INC COM 081437105 537 16,900 SH X 16,050 550 300 BERKLEY W R CORP COM 084423102 1,890 69,814 SH X 66,539 3,275 BERKLEY W R CORP COM 084423102 168 6,200 SH X 3,950 2,250 BERKSHIRE HATHAWAY INC DEL CL A 084670108 996 8 SH X 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 490 5,925 SH X 4,675 1,250 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 17 200 SH X 200 BHP BILLITON LTD SPONSORED ADR 088606108 9,170 120,151 SH X 118,546 80 1,525 BHP BILLITON LTD SPONSORED ADR 088606108 521 6,825 SH X 5,045 580 1,200 BOEING CO COM 097023105 4,852 72,922 SH X 70,627 280 2,015 BOEING CO COM 097023105 272 4,095 SH X 2,185 1,910 BRISTOL MYERS SQUIBB CO COM 110122108 2,525 93,146 SH X 90,206 300 2,640
PAGE 3 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- BRISTOL MYERS SQUIBB CO COM 110122108 995 36,697 SH X 12,395 17,702 6,600 CSX CORP COM 126408103 352 6,366 SH X 6,366 CSX CORP COM 126408103 6 115 SH X 115 CVS CAREMARK CORPORATION COM 126650100 3,818 121,329 SH X 119,099 2,230 CVS CAREMARK CORPORATION COM 126650100 348 11,068 SH X 4,093 1,975 5,000 CAPITAL ONE FINL CORP COM 14040H105 84 2,119 SH X 2,119 CAPITAL ONE FINL CORP COM 14040H105 739 18,675 SH X 13,284 5,391 CATERPILLAR INC DEL COM 149123101 14,068 178,797 SH X 173,484 901 4,412 CATERPILLAR INC DEL COM 149123101 2,535 32,216 SH X 5,955 23,511 2,750 CELGENE CORP COM 151020104 14,874 258,184 SH X 256,184 2,000 CELGENE CORP COM 151020104 859 14,910 SH X 2,525 12,385 CHEVRON CORP NEW COM 166764100 19,084 235,456 SH X 230,267 1,029 4,160 CHEVRON CORP NEW COM 166764100 2,087 25,747 SH X 9,220 11,727 4,800 CHIPOTLE MEXICAN GRILL INC COM 169656105 1,730 10,060 SH X 10,060 CHIPOTLE MEXICAN GRILL INC COM 169656105 2 10 SH X 10 CISCO SYS INC COM 17275R102 3,796 173,326 SH X 167,569 1,222 4,535 CISCO SYS INC COM 17275R102 414 18,895 SH X 4,325 5,570 9,000 CITIZENS REPUBLIC BANCORP IN COM 174420109 16 17,861 SH X 17,861 CITIZENS REPUBLIC BANCORP IN COM 174420109 2 2,000 SH X 2,000 CLOROX CO DEL COM 189054109 944 14,141 SH X 14,141 CLOROX CO DEL COM 189054109 1,031 15,447 SH X 15,447 COCA COLA CO COM 191216100 10,782 184,248 SH X 179,753 120 4,375 COCA COLA CO COM 191216100 740 12,645 SH X 3,710 7,935 1,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2,948 45,734 SH X 45,634 100 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 102 1,575 SH X 1,150 425 COLGATE PALMOLIVE CO COM 194162103 5,601 72,868 SH X 72,668 50 150 COLGATE PALMOLIVE CO COM 194162103 854 11,110 SH X 4,597 3,213 3,300 CONOCOPHILLIPS COM 20825C104 8,317 144,826 SH X 143,651 1,175 CONOCOPHILLIPS COM 20825C104 594 10,346 SH X 175 6,861 3,310 CONSOLIDATED EDISON INC COM 209115104 372 7,725 SH X 7,725 CORNING INC COM 219350105 19,799 1,083,093 SH X 1,070,463 50 12,580 CORNING INC COM 219350105 1,323 72,390 SH X 9,185 50,010 13,195 COVANCE INC COM 222816100 1,372 29,328 SH X 29,228 100 COVANCE INC COM 222816100 120 2,555 SH X 1,055 1,500 CUMMINS INC COM 231021106 16,466 181,785 SH X 180,350 1,435
PAGE 4 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- CUMMINS INC COM 231021106 936 10,335 SH X 1,070 9,265 DANAHER CORP DEL COM 235851102 11,390 280,469 SH X 278,134 235 2,100 DANAHER CORP DEL COM 235851102 505 12,430 SH X 2,630 9,800 DARDEN RESTAURANTS INC COM 237194105 4 93 SH X 93 DARDEN RESTAURANTS INC COM 237194105 257 6,000 SH X 6,000 DEERE & CO COM 244199105 255 3,650 SH X 650 3,000 DEERE & CO COM 244199105 10 150 SH X 150 DENDREON CORP COM 24823Q107 1,318 32,015 SH X 32,015 DENDREON CORP COM 24823Q107 3 65 SH X 65 DEVON ENERGY CORP NEW COM 25179M103 2,229 34,426 SH X 34,326 100 DEVON ENERGY CORP NEW COM 25179M103 230 3,555 SH X 670 510 2,375 DISNEY WALT CO COM DISNEY 254687106 7,534 227,624 SH X 221,746 1,068 4,810 DISNEY WALT CO COM DISNEY 254687106 432 13,049 SH X 10,074 2,975 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 10,993 252,416 SH X 249,336 3,080 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 824 18,930 SH X 1,095 17,835 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1,577 41,300 SH X 41,300 DOW CHEM CO COM 260543103 1,303 47,439 SH X 47,439 DOW CHEM CO COM 260543103 8 300 SH X 300 DU PONT E I DE NEMOURS & CO COM 263534109 86 1,931 SH X 1,931 DU PONT E I DE NEMOURS & CO COM 263534109 146 3,261 SH X 1,706 1,555 DUN & BRADSTREET CORP DEL NE COM 26483E100 30 400 SH X 400 DUN & BRADSTREET CORP DEL NE COM 26483E100 786 10,600 SH X 750 9,850 EOG RES INC COM 26875P101 2,351 25,287 SH X 25,162 25 100 EOG RES INC COM 26875P101 202 2,175 SH X 2,000 175 ETFS PLATINUM TR SH BEN INT 26922V101 644 3,905 SH X 3,905 ETFS PLATINUM TR SH BEN INT 26922V101 25 150 SH X 150 EL PASO CORP COM 28336L109 175 14,129 SH X 14,129 EMERSON ELEC CO COM 291011104 231 4,388 SH X 4,388 EXELON CORP COM 30161N101 200 4,687 SH X 4,687 EXELON CORP COM 30161N101 24 570 SH X 150 420 EXXON MOBIL CORP COM 30231G102 15,612 252,664 SH X 243,833 1,674 7,157 EXXON MOBIL CORP COM 30231G102 3,322 53,756 SH X 24,924 12,188 16,644 FEDEX CORP COM 31428X106 212 2,481 SH X 1,781 700 FEDEX CORP COM 31428X106 53 625 SH X 590 35 FIDELITY NATL INFORMATION SV COM 31620M106 464 17,116 SH X 17,116
PAGE 5 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- FIDELITY NATL INFORMATION SV COM 31620M106 152 5,606 SH X 5,606 FIRST MANITOWOC BANCRP INC N COM 32076T108 225 18,732 SH X 18,732 FIRST MANITOWOC BANCRP INC N COM 32076T108 1,054 87,812 SH X 87,812 FLUOR CORP NEW COM 343412102 2,046 41,312 SH X 41,212 100 FLUOR CORP NEW COM 343412102 26 535 SH X 300 235 FORTUNE BRANDS INC COM 349631101 202 4,109 SH X 4,109 FORTUNE BRANDS INC COM 349631101 5 100 SH X 100 FRANKLIN RES INC COM 354613101 1,105 10,338 SH X 10,338 FRANKLIN RES INC COM 354613101 842 7,875 SH X 4,375 3,500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3,088 36,162 SH X 35,939 23 200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 267 3,130 SH X 917 200 2,013 GAMESTOP CORP NEW CL A 36467W109 476 24,175 SH X 23,950 225 GAMESTOP CORP NEW CL A 36467W109 26 1,300 SH X 1,300 GENERAL ELECTRIC CO COM 369604103 6,311 388,347 SH X 385,722 425 2,200 GENERAL ELECTRIC CO COM 369604103 1,419 87,328 SH X 21,165 28,565 37,598 GENERAL MLS INC COM 370334104 9,306 254,677 SH X 250,382 4,295 GENERAL MLS INC COM 370334104 1,381 37,798 SH X 3,965 33,833 GILEAD SCIENCES INC COM 375558103 5,231 146,889 SH X 146,889 GILEAD SCIENCES INC COM 375558103 323 9,070 SH X 120 8,950 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 189 4,776 SH X 4,776 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 136 3,437 SH X 1,782 1,655 GOLDMAN SACHS GROUP INC COM 38141G104 379 2,620 SH X 2,620 GOLDMAN SACHS GROUP INC COM 38141G104 65 450 SH X 450 GOOGLE INC CL A 38259P508 17,112 32,545 SH X 32,030 70 445 GOOGLE INC CL A 38259P508 1,041 1,980 SH X 293 1,587 100 GRAINGER W W INC COM 384802104 393 3,300 SH X 3,300 GUESS INC COM 401617105 2,804 69,024 SH X 67,749 1,275 GUESS INC COM 401617105 264 6,500 SH X 1,825 4,675 HARRIS CORP DEL COM 413875105 844 19,050 SH X 18,255 75 720 HARRIS CORP DEL COM 413875105 34 775 SH X 675 100 HARSCO CORP COM 415864107 2,401 97,685 SH X 97,685 HARSCO CORP COM 415864107 6 260 SH X 100 160 HEWLETT PACKARD CO COM 428236103 4,745 112,795 SH X 111,245 1,550 HEWLETT PACKARD CO COM 428236103 506 12,037 SH X 3,470 3,067 5,500 HOLOGIC INC COM 436440101 259 16,200 SH X 16,200
PAGE 6 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- HOLOGIC INC COM 436440101 3 200 SH X 200 HONEYWELL INTL INC COM 438516106 73 1,670 SH X 1,670 HONEYWELL INTL INC COM 438516106 190 4,320 SH X 150 4,170 HOST HOTELS & RESORTS INC COM 44107P104 1,260 87,043 SH X 87,043 ILLINOIS TOOL WKS INC COM 452308109 17,415 370,364 SH X 366,499 3,865 ILLINOIS TOOL WKS INC COM 452308109 1,053 22,385 SH X 3,790 14,195 4,400 IMAX CORP COM 45245E109 4,279 253,795 SH X 253,795 IMAX CORP COM 45245E109 255 15,133 SH X 170 14,963 INTEL CORP COM 458140100 19,771 1,029,726 SH X 1,014,553 2,678 12,495 INTEL CORP COM 458140100 1,278 66,541 SH X 15,780 44,661 6,100 INTEGRYS ENERGY GROUP INC COM 45822P105 5,310 102,004 SH X 101,310 694 INTEGRYS ENERGY GROUP INC COM 45822P105 125 2,400 SH X 700 1,600 100 INTERNATIONAL BUSINESS MACHS COM 459200101 4,803 35,809 SH X 35,094 15 700 INTERNATIONAL BUSINESS MACHS COM 459200101 272 2,025 SH X 810 115 1,100 ISHARES TR MSCI EMERG MKT 464287234 1,137 25,395 SH X 25,395 ISHARES TR MSCI EMERG MKT 464287234 58 1,300 SH X 1,300 ISHARES TR MSCI EAFE IDX 464287465 2,923 53,225 SH X 53,225 ISHARES TR MSCI EAFE IDX 464287465 219 3,996 SH X 2,525 1,471 ISHARES TR NASDQ BIO INDX 464287556 1,034 11,992 SH X 11,992 ISHARES TR NASDQ BIO INDX 464287556 5 60 SH X 60 ISHARES TR RUSSELL1000VAL 464287598 729 12,350 SH X 12,350 ISHARES TR RUSSELL1000VAL 464287598 47 800 SH X 800 ISHARES TR RUSSELL 2000 464287655 1,893 28,039 SH X 28,039 ISHARES TR RUSSELL 2000 464287655 145 2,145 SH X 1,100 1,045 ISHARES TR S&P SMLCAP 600 464287804 891 15,083 SH X 15,083 JPMORGAN CHASE & CO COM 46625H100 9,049 237,744 SH X 227,728 776 9,240 JPMORGAN CHASE & CO COM 46625H100 776 20,391 SH X 3,414 12,545 4,432 JOHNSON & JOHNSON COM 478160104 7,784 125,628 SH X 123,481 772 1,375 JOHNSON & JOHNSON COM 478160104 860 13,882 SH X 6,300 1,532 6,050 JOHNSON CTLS INC COM 478366107 8,906 291,992 SH X 280,187 550 11,255 JOHNSON CTLS INC COM 478366107 474 15,535 SH X 1,210 14,325 JOY GLOBAL INC COM 481165108 2,721 38,696 SH X 37,186 30 1,480 JOY GLOBAL INC COM 481165108 175 2,485 SH X 365 2,120 KELLOGG CO COM 487836108 28 553 SH X 553 KELLOGG CO COM 487836108 222 4,400 SH X 3,200 1,200 KEYCORP NEW COM 493267108 72 8,987 SH X 8,987
PAGE 7 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- KEYCORP NEW COM 493267108 30 3,740 SH X 3,740 KIMBERLY CLARK CORP COM 494368103 52,703 810,198 SH X 660,230 350 149,618 KIMBERLY CLARK CORP COM 494368103 34,611 532,067 SH X 84,994 290 446,783 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 264 4,389 SH X 4,389 KOHLS CORP COM 500255104 264 5,004 SH X 5,004 KOHLS CORP COM 500255104 67 1,275 SH X 775 500 KRAFT FOODS INC CL A 50075N104 2,661 86,236 SH X 86,206 30 KRAFT FOODS INC CL A 50075N104 558 18,087 SH X 14,389 585 3,113 LIFESPAN INC COM 53221W101 0 50,000 SH X 50,000 LILLY ELI & CO COM 532457108 1,201 32,871 SH X 32,871 LILLY ELI & CO COM 532457108 205 5,600 SH X 3,690 310 1,600 LORILLARD INC COM 544147101 4,168 51,902 SH X 51,737 165 LORILLARD INC COM 544147101 257 3,200 SH X 350 2,850 MANITOWOC INC COM 563571108 2,228 184,021 SH X 148,607 35,414 MANITOWOC INC COM 563571108 48 4,000 SH X 4,000 MARSHALL & ILSLEY CORP NEW COM 571837103 1,580 224,437 SH X 224,137 300 MARSHALL & ILSLEY CORP NEW COM 571837103 176 25,046 SH X 25,046 MARRIOTT INTL INC NEW CL A 571903202 272 7,580 SH X 7,580 MCDONALDS CORP COM 580135101 9,246 124,092 SH X 119,792 1,950 2,350 MCDONALDS CORP COM 580135101 775 10,405 SH X 2,725 7,680 MEDTRONIC INC COM 585055106 1,733 51,611 SH X 45,381 6,230 MEDTRONIC INC COM 585055106 71 2,105 SH X 625 280 1,200 MENASHA CORP COM 585250905 1,114 615 SH X 615 MERCK & CO INC NEW COM 58933Y105 12,118 329,216 SH X 325,286 3,930 MERCK & CO INC NEW COM 58933Y105 905 24,589 SH X 6,691 14,675 3,223 MICROSOFT CORP COM 594918104 18,821 768,500 SH X 752,510 75 15,915 MICROSOFT CORP COM 594918104 1,367 55,807 SH X 11,235 26,722 17,850 MICROCHIP TECHNOLOGY INC COM 595017104 2,814 89,478 SH X 89,478 MICROCHIP TECHNOLOGY INC COM 595017104 197 6,275 SH X 6,275 MOODYS CORP COM 615369105 22 900 SH X 900 MOODYS CORP COM 615369105 989 39,600 SH X 200 39,400 MULLINS WHEY INC 625200902 632 300 SH X 300 NEENAH PAPER INC COM 640079109 192 12,621 SH X 12,386 235 NEENAH PAPER INC COM 640079109 211 13,858 SH X 630 13,228 NESTLE S A SPONSORED ADR 641069406 607 11,335 SH X 10,585 750
PAGE 8 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- NESTLE S A SPONSORED ADR 641069406 188 3,500 SH X 3,500 NEWELL RUBBERMAID INC COM 651229106 190 10,683 SH X 10,683 NEWELL RUBBERMAID INC COM 651229106 7 370 SH X 370 NEWMONT MINING CORP COM 651639106 2,834 45,113 SH X 44,988 25 100 NEWMONT MINING CORP COM 651639106 83 1,315 SH X 1,025 290 NEXTERA ENERGY INC COM 65339F101 5,189 95,410 SH X 93,610 1,800 NEXTERA ENERGY INC COM 65339F101 125 2,290 SH X 1,825 465 NIKE INC CL B 654106103 267 3,333 SH X 3,333 NORTHERN TR CORP COM 665859104 3,289 68,178 SH X 66,643 35 1,500 NORTHERN TR CORP COM 665859104 94 1,945 SH X 870 1,075 NORTHROP GRUMMAN CORP COM 666807102 1,483 24,468 SH X 24,468 NOVARTIS A G SPONSORED ADR 66987V109 2,284 39,610 SH X 39,560 50 NOVARTIS A G SPONSORED ADR 66987V109 78 1,350 SH X 550 800 OSHKOSH CORP COM 688239201 2,037 74,075 SH X 74,075 OSHKOSH CORP COM 688239201 7 265 SH X 265 PENTAIR INC COM 709631105 212 6,305 SH X 6,305 PENTAIR INC COM 709631105 155 4,600 SH X 4,600 PEPSICO INC COM 713448108 10,361 155,946 SH X 143,167 1,820 10,959 PEPSICO INC COM 713448108 1,356 20,403 SH X 10,338 4,665 5,400 PETSMART INC COM 716768106 238 6,800 SH X 6,800 PFIZER INC COM 717081103 6,554 381,721 SH X 371,871 9,850 PFIZER INC COM 717081103 1,291 75,200 SH X 36,075 1,424 37,701 PHILIP MORRIS INTL INC COM 718172109 21,662 386,689 SH X 385,898 791 PHILIP MORRIS INTL INC COM 718172109 2,243 40,048 SH X 21,830 13,718 4,500 PLEXUS CORP COM 729132100 389 13,259 SH X 11,359 1,900 PLEXUS CORP COM 729132100 123 4,175 SH X 175 4,000 PLUM CREEK TIMBER CO INC COM 729251108 4,230 119,833 SH X 116,586 647 2,600 PLUM CREEK TIMBER CO INC COM 729251108 137 3,894 SH X 1,769 750 1,375 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 250 5,100 SH X 100 5,000 PRICE T ROWE GROUP INC COM 74144T108 11,548 230,670 SH X 227,545 250 2,875 PRICE T ROWE GROUP INC COM 74144T108 471 9,410 SH X 620 8,790 PROCTER & GAMBLE CO COM 742718109 11,125 185,512 SH X 182,109 1,085 2,318 PROCTER & GAMBLE CO COM 742718109 2,352 39,214 SH X 13,002 2,660 23,552 PROSHARES TR PSHS ULTSH 20YRS 74347R297 470 15,025 SH X 15,025 PRUDENTIAL FINL INC COM 744320102 1,939 35,794 SH X 34,748 1,046
PAGE 9 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- PRUDENTIAL FINL INC COM 744320102 46 855 SH X 100 755 QUALCOMM INC COM 747525103 2,448 54,241 SH X 52,886 1,355 QUALCOMM INC COM 747525103 530 11,750 SH X 2,600 1,195 7,955 RESEARCH IN MOTION LTD COM 760975102 5,913 121,445 SH X 120,739 706 RESEARCH IN MOTION LTD COM 760975102 359 7,367 SH X 835 6,532 ROCHE HLDG LTD SPONSORED ADR 771195104 983 28,613 SH X 28,613 ROCHE HLDG LTD SPONSORED ADR 771195104 18 525 SH X 325 200 ROCKWELL AUTOMATION INC COM 773903109 605 9,795 SH X 9,795 ROCKWELL AUTOMATION INC COM 773903109 31 500 SH X 500 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 258 4,275 SH X 4,175 100 SPDR S&P 500 ETF TR TR UNIT 78462F103 6,792 59,514 SH X 52,224 4,700 2,590 SPDR S&P 500 ETF TR TR UNIT 78462F103 462 4,048 SH X 400 3,648 SPDR GOLD TRUST GOLD SHS 78463V107 10,007 78,232 SH X 76,432 1,500 300 SPDR GOLD TRUST GOLD SHS 78463V107 48 375 SH X 375 SPX CORP COM 784635104 1,666 26,328 SH X 26,228 100 SPX CORP COM 784635104 37 577 SH X 577 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2,983 20,490 SH X 18,290 1,100 1,100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 406 2,790 SH X 1,980 810 SCHLUMBERGER LTD COM 806857108 20,183 327,597 SH X 320,390 1,017 6,190 SCHLUMBERGER LTD COM 806857108 1,135 18,427 SH X 5,872 11,555 1,000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 358 6,141 SH X 2,899 3,242 SCHWEITZER-MAUDUIT INTL INC COM 808541106 947 16,244 SH X 44 16,200 SEALED AIR CORP NEW COM 81211K100 90 4,000 SH X 4,000 SEALED AIR CORP NEW COM 81211K100 159 7,060 SH X 7,060 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 357 10,890 SH X 8,990 1,900 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 297 9,750 SH X 7,250 2,500 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 37 1,200 SH X 1,200 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,170 41,950 SH X 41,950 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 92 3,300 SH X 1,600 1,700 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,404 25,037 SH X 23,637 1,300 100 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 137 2,440 SH X 720 1,720 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 587 18,780 SH X 18,780 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 19 600 SH X 600 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4,488 194,959 SH X 192,159 2,800 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 106 4,600 SH X 2,800 1,800 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 962 30,653 SH X 30,653
PAGE 10 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 61 1,950 SH X 1,650 300 SIGMA ALDRICH CORP COM 826552101 155 2,568 SH X 2,568 SIGMA ALDRICH CORP COM 826552101 314 5,200 SH X 3,200 2,000 SOUTHERN CO COM 842587107 5,520 148,236 SH X 146,121 2,115 SOUTHERN CO COM 842587107 339 9,095 SH X 5,795 2,875 425 STATE STR CORP COM 857477103 1,538 40,843 SH X 40,798 45 STATE STR CORP COM 857477103 70 1,855 SH X 1,455 400 SUNTRUST BKS INC COM 867914103 711 27,544 SH X 27,544 SYSCO CORP COM 871829107 3,658 128,264 SH X 125,490 2,774 SYSCO CORP COM 871829107 243 8,535 SH X 7,575 960 TENARIS S A SPONSORED ADR 88031M109 1,600 41,634 SH X 41,499 35 100 TENARIS S A SPONSORED ADR 88031M109 74 1,920 SH X 1,660 260 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 13,923 263,947 SH X 260,592 95 3,260 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 757 14,360 SH X 2,515 11,845 TEXAS INSTRS INC COM 882508104 6,431 236,961 SH X 235,161 1,800 TEXAS INSTRS INC COM 882508104 357 13,155 SH X 585 11,970 600 THERMO FISHER SCIENTIFIC INC COM 883556102 1,891 39,493 SH X 39,468 25 THERMO FISHER SCIENTIFIC INC COM 883556102 82 1,710 SH X 900 810 3M CO COM 88579Y101 15,404 177,650 SH X 176,390 30 1,230 3M CO COM 88579Y101 2,429 28,015 SH X 2,955 6,660 18,400 TIFFANY & CO NEW COM 886547108 258 5,500 SH X 5,500 TIME WARNER INC COM NEW 887317303 17,068 556,877 SH X 551,677 5,200 TIME WARNER INC COM NEW 887317303 868 28,313 SH X 4,570 22,410 1,333 TRAVELERS COMPANIES INC COM 89417E109 60 1,145 SH X 1,145 TRAVELERS COMPANIES INC COM 89417E109 184 3,530 SH X 3,530 50% INTEREST IN TWEET BROS R 901160903 1,224 1 SH X 1 US BANCORP DEL COM NEW 902973304 8,260 382,066 SH X 378,321 1,175 2,570 US BANCORP DEL COM NEW 902973304 2,043 94,501 SH X 36,251 40,055 18,195 UNION PAC CORP COM 907818108 437 5,338 SH X 5,138 200 UNION PAC CORP COM 907818108 131 1,600 SH X 1,600 UNITED PARCEL SERVICE INC CL B 911312106 2,233 33,482 SH X 33,357 125 UNITED PARCEL SERVICE INC CL B 911312106 68 1,025 SH X 750 275 UNITED TECHNOLOGIES CORP COM 913017109 828 11,620 SH X 11,620 UNITED TECHNOLOGIES CORP COM 913017109 3 45 SH X 45 UNITEDHEALTH GROUP INC COM 91324P102 9,333 265,819 SH X 263,819 2,000 UNITEDHEALTH GROUP INC COM 91324P102 398 11,350 SH X 150 10,500 700
PAGE 11 REPORT PTR289 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/10 10/04/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- ---------------- --------- --------- --------------- ------------ ---- --------------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET ------------ --------------------------- VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- ---------------- --------- --------- ---------- ---- ---- --- --- ---- --------- -------- -------- V F CORP COM 918204108 766 9,458 SH X 9,458 V F CORP COM 918204108 31 380 SH X 75 305 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 364 4,200 SH X 4,200 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 276 8,000 SH X 8,000 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 257 6,585 SH X 6,585 VANGUARD WORLD FDS INF TECH ETF 92204A702 261 4,700 SH X 4,700 VANGUARD WORLD FDS INF TECH ETF 92204A702 72 1,300 SH X 1,300 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1,184 26,050 SH X 26,050 VANGUARD INDEX FDS LARGE CAP ETF 922908637 687 13,195 SH X 13,195 VANGUARD INDEX FDS STK MRK ETF 922908769 2,188 37,477 SH X 37,477 VERIZON COMMUNICATIONS INC COM 92343V104 2,184 67,022 SH X 66,422 300 300 VERIZON COMMUNICATIONS INC COM 92343V104 275 8,425 SH X 3,397 3,564 1,464 VISA INC COM CL A 92826C839 10,486 141,201 SH X 139,506 1,695 VISA INC COM CL A 92826C839 743 10,005 SH X 1,060 7,045 1,900 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3,439 138,614 SH X 138,614 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 47 1,909 SH X 1,909 WPP PLC ADR 92933H101 206 3,700 SH X 3,700 WAL MART STORES INC COM 931142103 966 18,047 SH X 15,997 2,050 WAL MART STORES INC COM 931142103 80 1,490 SH X 725 65 700 WALGREEN CO COM 931422109 3,206 95,697 SH X 92,897 2,600 200 WALGREEN CO COM 931422109 504 15,050 SH X 7,450 1,200 6,400 WASTE MGMT INC DEL COM 94106L109 259 7,246 SH X 6,413 833 WASTE MGMT INC DEL COM 94106L109 233 6,525 SH X 6,525 WATERSTONE FINANCIAL INC COM 941888109 80 20,000 SH X 20,000 WAUSAU PAPER CORP COM 943315101 31 3,695 SH X 3,695 WAUSAU PAPER CORP COM 943315101 571 68,839 SH X 68,839 WELLPOINT INC COM 94973V107 633 11,180 SH X 11,030 150 WELLPOINT INC COM 94973V107 74 1,300 SH X 1,300 WELLS FARGO & CO NEW COM 949746101 6,594 262,550 SH X 231,650 30,900 WELLS FARGO & CO NEW COM 949746101 1,162 46,250 SH X 14,197 3,340 28,713 WESTERN ASSET HIGH INCM OPP COM 95766K109 63 10,000 SH X 10,000 WISCONSIN ENERGY CORP COM 976657106 407 7,050 SH X 6,339 450 261 WISCONSIN ENERGY CORP COM 976657106 31 535 SH X 215 320 YUM BRANDS INC COM 988498101 162 3,518 SH X 3,518 YUM BRANDS INC COM 988498101 166 3,600 SH X 1,440 2,160 ZIMMER HLDGS INC COM 98956P102 2,550 48,729 SH X 48,414 40 275 ZIMMER HLDGS INC COM 98956P102 256 4,886 SH X 2,462 1,884 540 --------- FINAL TOTALS 1,069,508