13F-HR 1 c57481e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 2010 If Amended report check here: [ ] ASSOCIATED BANC-CORP Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 ---------------- --------- ------- ----- Business Address (Street) (City) (State) (Zip) Brian R. Bodager (920) 431-8815 Chief Administrative Officer, General Counsel and Corporate Secretary Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 16th day of April, 2010. Associated Banc-Corp Name of Institutional Investment Manager /s/ Brian R. Bodager ---------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ------------------------- ------------ ----------------- ----------------- Associated Trust Company, National Association REQUESTED MODEL: BNK REPORT PTR289 4A ASSOCIATED TRUST CO 04/02/10 PAGE 1 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 03/31/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- --------- -------------- ------------ ---- ----------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET --------------------- ------------------------ VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- --------- --------- ---- ---- --- --- --- --------- ------ ------- HELIOS STRATEGIC INCOME FUND ECD28A209 0 20,000 SH X 20,000 KINDER MORGAN MGMT LLC FRACT EKE55U103 0 88,616 SH X 88,616 NABORS INDUSTRIES LTD SHS G6359F103 7,940 404,483 SH X 400,158 4,325 NABORS INDUSTRIES LTD SHS G6359F103 401 20,445 SH X 2,450 17,995 ACE LTD SHS H0023R105 3,809 72,835 SH X 71,975 860 ACE LTD SHS H0023R105 196 3,755 SH X 1,275 2,480 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 27 650 SH X 650 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 185 4,430 SH X 3,930 500 TRANSOCEAN LTD REG SHS H8817H100 16,378 189,606 SH X 187,646 1,960 TRANSOCEAN LTD REG SHS H8817H100 717 8,306 SH X 1,621 6,685 LTD PARTNERSHIP INT IN THE S MS0023544 380 9 SH X 9 LTD PARTNERSHIP INT IN THE S MS0023593 2,783 89 SH X 89 CHECK POINT SOFTWARE TECH LT ORD M22465104 4,127 117,675 SH X 117,675 CHECK POINT SOFTWARE TECH LT ORD M22465104 21 600 SH X 600 AFLAC INC COM 001055102 245 4,522 SH X 4,522 AT&T INC COM 00206R102 4,755 184,026 SH X 181,837 500 1,689 AT&T INC COM 00206R102 570 22,040 SH X 6,863 15,177 ABBOTT LABS COM 002824100 23,258 441,495 SH X 433,595 650 7,250 ABBOTT LABS COM 002824100 1,129 21,430 SH X 5,700 10,980 4,750 ADOBE SYS INC COM 00724F101 90 2,540 SH X 2,540 ADOBE SYS INC COM 00724F101 186 5,270 SH X 1,270 4,000 AIR PRODS & CHEMS INC COM 009158106 9,675 130,837 SH X 129,562 275 1,000 AIR PRODS & CHEMS INC COM 009158106 545 7,370 SH X 3,710 3,660 ALLIANT ENERGY CORP COM 018802108 229 6,890 SH X 1,132 200 5,558 ALLSTATE CORP COM 020002101 2,168 67,100 SH X 65,842 1,258 ALLSTATE CORP COM 020002101 275 8,517 SH X 100 4,293 4,124 ALTRIA GROUP INC COM 02209S103 1,508 73,478 SH X 68,879 4,599 ALTRIA GROUP INC COM 02209S103 833 40,614 SH X 19,814 16,500 4,300 AMGEN INC COM 031162100 13,818 230,923 SH X 227,978 30 2,915 AMGEN INC COM 031162100 803 13,415 SH X 950 8,715 3,750 ANADARKO PETE CORP COM 032511107 379 5,206 SH X 5,206 ANADARKO PETE CORP COM 032511107 45 616 SH X 616 ANCHOR BANCORP WIS INC COM 032839102 65 59,001 SH X 59,001 AON CORP COM 037389103 2,227 52,143 SH X 6,000 46,143 AON CORP COM 037389103 15 350 SH X 350 APACHE CORP COM 037411105 16,312 160,707 SH X 159,647 160 900 APACHE CORP COM 037411105 638 6,285 SH X 3,035 3,250 APOLLO GROUP INC CL A 037604105 2,181 35,590 SH X 34,860 730 APOLLO GROUP INC CL A 037604105 201 3,285 SH X 1,275 2,010 APPLE INC COM 037833100 23,552 100,222 SH X 99,172 25 1,025 APPLE INC COM 037833100 1,073 4,565 SH X 1,490 3,075 APPLIED MATLS INC COM 038222105 1,161 86,219 SH X 86,119 100 APPLIED MATLS INC COM 038222105 23 1,675 SH X 475 200 1,000 ASSOCIATED BANC CORP COM 045487105 75,196 5,464,804 SH X 5,001,827 462,976 ASSOCIATED BANC CORP COM 045487105 3,586 260,588 SH X 81,676 42,091 136,821 AUTOLIV INC COM 052800109 209 4,060 SH X 4,060 AUTOMATIC DATA PROCESSING IN COM 053015103 2,692 60,546 SH X 60,546 AUTOMATIC DATA PROCESSING IN COM 053015103 54 1,205 SH X 1,205 BB&T CORP COM 054937107 10,727 331,177 SH X 329,507 1,670 BB&T CORP COM 054937107 564 17,415 SH X 2,625 14,790
REPORT PTR289 4A ASSOCIATED TRUST CO 04/02/10 PAGE 2 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 03/31/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- --------- -------------- ------------ ---- ----------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET --------------------- ------------------------ VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- --------- --------- ---- ---- --- --- --- --------- ------ ------- BJ SVCS CO COM 055482103 618 28,864 SH X 28,864 BP PLC SPONSORED ADR 055622104 9,193 161,078 SH X 160,168 320 590 BP PLC SPONSORED ADR 055622104 2,444 42,824 SH X 10,093 11,183 21,548 BAKER HUGHES INC COM 057224107 7,574 161,692 SH X 161,607 85 BAKER HUGHES INC COM 057224107 268 5,725 SH X 310 5,415 BANK OF AMERICA CORPORATION COM 060505104 822 46,033 SH X 46,033 BANK OF AMERICA CORPORATION COM 060505104 137 7,678 SH X 3,000 1,050 3,628 BANK OF NEW YORK MELLON CORP COM 064058100 2,530 81,931 SH X 81,331 600 BANK OF NEW YORK MELLON CORP COM 064058100 93 3,015 SH X 2,325 190 500 BAXTER INTL INC COM 071813109 10,105 173,634 SH X 170,859 2,775 BAXTER INTL INC COM 071813109 659 11,315 SH X 3,225 8,090 BEMIS INC COM 081437105 9,967 347,029 SH X 165,024 200 181,805 BEMIS INC COM 081437105 455 15,850 SH X 15,050 500 300 BERKLEY W R CORP COM 084423102 2,984 114,375 SH X 110,850 3,525 BERKLEY W R CORP COM 084423102 165 6,325 SH X 4,075 2,250 BERKSHIRE HATHAWAY INC DEL CL A 084670108 974 8 SH X 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 449 5,528 SH X 4,528 1,000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16 200 SH X 200 BEST BUY INC COM 086516101 1,131 26,585 SH X 26,585 BHP BILLITON LTD SPONSORED ADR 088606108 10,161 126,509 SH X 125,404 80 1,025 BHP BILLITON LTD SPONSORED ADR 088606108 504 6,275 SH X 5,145 530 600 BOEING CO COM 097023105 6,204 85,436 SH X 83,156 390 1,890 BOEING CO COM 097023105 264 3,635 SH X 1,880 1,755 BRISTOL MYERS SQUIBB CO COM 110122108 8,871 332,242 SH X 326,302 300 5,640 BRISTOL MYERS SQUIBB CO COM 110122108 1,507 56,447 SH X 17,320 32,527 6,600 CSX CORP COM 126408103 250 4,910 SH X 4,910 CSX CORP COM 126408103 6 115 SH X 115 CVS CAREMARK CORPORATION COM 126650100 3,226 88,241 SH X 86,011 2,230 CVS CAREMARK CORPORATION COM 126650100 405 11,068 SH X 4,093 1,975 5,000 CAPITAL ONE FINL CORP COM 14040H105 88 2,119 SH X 2,119 CAPITAL ONE FINL CORP COM 14040H105 773 18,675 SH X 13,284 5,391 CATERPILLAR INC DEL COM 149123101 11,102 176,642 SH X 172,252 370 4,020 CATERPILLAR INC DEL COM 149123101 1,944 30,936 SH X 5,955 22,231 2,750 CELGENE CORP COM 151020104 14,648 236,406 SH X 234,906 1,500 CELGENE CORP COM 151020104 690 11,140 SH X 2,380 8,760 CHEVRON CORP NEW COM 166764100 15,491 204,284 SH X 199,594 540 4,150 CHEVRON CORP NEW COM 166764100 1,576 20,785 SH X 9,120 6,865 4,800 CHIPOTLE MEXICAN GRILL INC COM 169656105 1,238 10,990 SH X 10,990 CHIPOTLE MEXICAN GRILL INC COM 169656105 3 25 SH X 25 CISCO SYS INC COM 17275R102 8,667 332,969 SH X 326,819 6,150 CISCO SYS INC COM 17275R102 443 17,020 SH X 4,740 12,280 CITIZENS REPUBLIC BANCORP IN COM 174420109 23 19,972 SH X 19,972 CITIZENS REPUBLIC BANCORP IN COM 174420109 2 2,000 SH X 2,000 CLOROX CO DEL COM 189054109 905 14,111 SH X 14,111 CLOROX CO DEL COM 189054109 991 15,447 SH X 15,447 COCA COLA CO COM 191216100 16,671 303,116 SH X 298,551 140 4,425 COCA COLA CO COM 191216100 683 12,410 SH X 3,415 7,995 1,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5,705 111,910 SH X 111,810 100 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 108 2,125 SH X 1,700 425 COLGATE PALMOLIVE CO COM 194162103 5,061 59,354 SH X 59,154 50 150 COLGATE PALMOLIVE CO COM 194162103 949 11,135 SH X 4,522 3,313 3,300 CONOCOPHILLIPS COM 20825C104 9,368 183,078 SH X 181,903 1,175 CONOCOPHILLIPS COM 20825C104 688 13,446 SH X 175 10,211 3,060
REPORT PTR289 4A ASSOCIATED TRUST CO 04/02/10 PAGE 3 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 03/31/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- --------- -------------- ------------ ---- ----------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET --------------------- ------------------------ VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- --------- --------- ---- ---- --- --- --- --------- ------ ------- CONSOLIDATED EDISON INC COM 209115104 361 8,095 SH X 8,095 CORNING INC COM 219350105 14,528 718,838 SH X 710,738 8,100 CORNING INC COM 219350105 715 35,390 SH X 4,670 29,625 1,095 COVANCE INC COM 222816100 2,507 40,830 SH X 39,595 1,235 COVANCE INC COM 222816100 289 4,705 SH X 915 1,790 2,000 CUMMINS INC COM 231021106 8,598 138,795 SH X 138,670 125 CUMMINS INC COM 231021106 376 6,075 SH X 675 5,400 DANAHER CORP DEL COM 235851102 10,834 135,583 SH X 134,398 100 1,085 DANAHER CORP DEL COM 235851102 418 5,235 SH X 1,160 4,075 DARDEN RESTAURANTS INC COM 237194105 267 6,000 SH X 6,000 DEAN FOODS CO NEW COM 242370104 152 9,689 SH X 9,689 DEAN FOODS CO NEW COM 242370104 43 2,750 SH X 2,750 DEERE & CO COM 244199105 217 3,650 SH X 650 3,000 DEERE & CO COM 244199105 9 150 SH X 150 DEVON ENERGY CORP NEW COM 25179M103 2,230 34,618 SH X 34,518 100 DEVON ENERGY CORP NEW COM 25179M103 234 3,630 SH X 745 510 2,375 DICKS SPORTING GOODS INC COM 253393102 352 13,480 SH X 13,480 DISNEY WALT CO COM DISNEY 254687106 8,067 231,080 SH X 226,880 100 4,100 DISNEY WALT CO COM DISNEY 254687106 400 11,464 SH X 10,074 1,390 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 11,712 346,616 SH X 342,691 3,925 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 552 16,350 SH X 850 15,500 DOMINION RES INC VA NEW COM 25746U109 237 5,771 SH X 5,771 DOW CHEM CO COM 260543103 1,434 48,489 SH X 48,489 DOW CHEM CO COM 260543103 9 300 SH X 300 DUKE ENERGY CORP NEW COM 26441C105 188 11,497 SH X 11,497 DUN & BRADSTREET CORP DEL NE COM 26483E100 30 400 SH X 400 DUN & BRADSTREET CORP DEL NE COM 26483E100 789 10,600 SH X 750 9,850 EOG RES INC COM 26875P101 2,655 28,564 SH X 28,439 25 100 EOG RES INC COM 26875P101 197 2,125 SH X 2,000 125 EL PASO CORP COM 28336L109 153 14,129 SH X 14,129 EMERSON ELEC CO COM 291011104 307 6,093 SH X 6,093 ENTERGY CORP NEW COM 29364G103 207 2,541 SH X 2,013 528 EXELON CORP COM 30161N101 234 5,341 SH X 5,341 EXXON MOBIL CORP COM 30231G102 17,714 264,461 SH X 256,020 1,185 7,256 EXXON MOBIL CORP COM 30231G102 3,618 54,021 SH X 25,064 3,787 25,170 FPL GROUP INC COM 302571104 3,854 79,743 SH X 78,143 1,600 FPL GROUP INC COM 302571104 92 1,895 SH X 1,775 120 FEDEX CORP COM 31428X106 2,018 21,603 SH X 20,903 700 FEDEX CORP COM 31428X106 63 675 SH X 590 85 FIDELITY NATL INFORMATION SV COM 31620M106 423 18,054 SH X 18,054 FIDELITY NATL INFORMATION SV COM 31620M106 136 5,806 SH X 5,806 FIRST MANITOWOC BANCRP INC N COM 32076T108 210 18,732 SH X 18,732 FIRST MANITOWOC BANCRP INC N COM 32076T108 986 87,812 SH X 87,812 FLUOR CORP NEW COM 343412102 1,793 38,541 SH X 38,441 100 FLUOR CORP NEW COM 343412102 25 535 SH X 300 235 FORTUNE BRANDS INC COM 349631101 203 4,187 SH X 4,187 FORTUNE BRANDS INC COM 349631101 5 100 SH X 100 FRANKLIN RES INC COM 354613101 1,370 12,353 SH X 12,353 FRANKLIN RES INC COM 354613101 879 7,925 SH X 4,425 3,500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2,511 30,060 SH X 29,837 23 200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 73 876 SH X 751 125 GAMESTOP CORP NEW CL A 36467W109 1,806 82,445 SH X 80,600 1,845
REPORT PTR289 4A ASSOCIATED TRUST CO 04/02/10 PAGE 4 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 03/31/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- --------- -------------- ------------ ---- ----------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET --------------------- ------------------------ VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- --------- --------- ---- ---- --- --- --- --------- ------ ------- GAMESTOP CORP NEW CL A 36467W109 184 8,420 SH X 3,470 4,950 GENERAL ELECTRIC CO COM 369604103 7,160 393,393 SH X 389,693 500 3,200 GENERAL ELECTRIC CO COM 369604103 1,556 85,503 SH X 18,750 28,955 37,798 GENERAL MLS INC COM 370334104 12,602 178,021 SH X 175,521 2,500 GENERAL MLS INC COM 370334104 1,292 18,249 SH X 1,940 16,309 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 141 3,662 SH X 3,662 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 132 3,437 SH X 1,782 1,655 GOLDMAN SACHS GROUP INC COM 38141G104 2,139 12,535 SH X 12,485 50 GOLDMAN SACHS GROUP INC COM 38141G104 151 885 SH X 360 75 450 GOOGLE INC CL A 38259P508 18,835 33,212 SH X 32,760 25 427 GOOGLE INC CL A 38259P508 973 1,715 SH X 288 1,327 100 GRAINGER W W INC COM 384802104 389 3,600 SH X 3,600 GUESS INC COM 401617105 8,699 185,160 SH X 183,760 1,400 GUESS INC COM 401617105 270 5,750 SH X 5,750 HALLIBURTON CO COM 406216101 209 6,951 SH X 6,751 200 HALLIBURTON CO COM 406216101 5 165 SH X 165 HARRIS CORP DEL COM 413875105 1,465 30,845 SH X 29,525 350 970 HARRIS CORP DEL COM 413875105 102 2,150 SH X 825 1,325 HARSCO CORP COM 415864107 4,143 129,698 SH X 129,448 250 HARSCO CORP COM 415864107 79 2,460 SH X 2,125 335 HEWLETT PACKARD CO COM 428236103 16,361 307,828 SH X 304,828 3,000 HEWLETT PACKARD CO COM 428236103 1,167 21,965 SH X 4,028 12,437 5,500 HOLOGIC INC COM 436440101 345 18,600 SH X 18,600 HOLOGIC INC COM 436440101 15 800 SH X 800 HONEYWELL INTL INC COM 438516106 5 100 SH X 100 HONEYWELL INTL INC COM 438516106 196 4,320 SH X 150 4,170 HOST HOTELS & RESORTS INC COM 44107P104 1,184 80,825 SH X 80,825 ILLINOIS TOOL WKS INC COM 452308109 10,277 216,989 SH X 214,619 2,370 ILLINOIS TOOL WKS INC COM 452308109 466 9,850 SH X 1,925 6,025 1,900 INTEL CORP COM 458140100 22,887 1,026,763 SH X 1,014,123 600 12,040 INTEL CORP COM 458140100 1,245 55,846 SH X 14,605 37,241 4,000 INTEGRYS ENERGY GROUP INC COM 45822P105 3,854 81,333 SH X 80,651 682 INTEGRYS ENERGY GROUP INC COM 45822P105 310 6,544 SH X 944 5,500 100 INTERNATIONAL BUSINESS MACHS COM 459200101 5,434 42,367 SH X 41,637 30 700 INTERNATIONAL BUSINESS MACHS COM 459200101 248 1,937 SH X 1,022 115 800 ISHARES TR INDEX MSCI EMERG MKT 464287234 679 16,117 SH X 16,117 ISHARES TR INDEX MSCI EMERG MKT 464287234 55 1,300 SH X 1,300 ISHARES TR INDEX MSCI EAFE IDX 464287465 2,416 43,162 SH X 43,162 ISHARES TR INDEX MSCI EAFE IDX 464287465 229 4,096 SH X 2,725 1,371 ISHARES TR INDEX NASDQ BIO INDX 464287556 873 9,603 SH X 9,603 ISHARES TR INDEX NASDQ BIO INDX 464287556 5 60 SH X 60 ISHARES TR INDEX RUSSELL1000VAL 464287598 832 13,625 SH X 13,625 ISHARES TR INDEX RUSSELL1000VAL 464287598 49 800 SH X 800 ISHARES TR INDEX RUSSELL 2000 464287655 1,741 25,675 SH X 25,675 ISHARES TR INDEX RUSSELL 2000 464287655 145 2,145 SH X 1,100 1,045 ISHARES TR INDEX S&P SMLCAP 600 464287804 815 13,712 SH X 13,712 ISHARES TR INDEX S&P SMLCAP 600 464287804 17 285 SH X 285 JPMORGAN CHASE & CO COM 46625H100 11,267 251,782 SH X 242,542 9,240 JPMORGAN CHASE & CO COM 46625H100 903 20,171 SH X 5,394 10,345 4,432 JOHNSON & JOHNSON COM 478160104 9,585 147,010 SH X 144,695 225 2,090 JOHNSON & JOHNSON COM 478160104 885 13,577 SH X 6,370 1,607 5,600 JOHNSON CTLS INC COM 478366107 1,945 58,947 SH X 47,267 11,680
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COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- --------- -------------- ------------ ---- ----------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET --------------------- ------------------------ VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- --------- --------- ---- ---- --- --- --- --------- ------ ------- JOHNSON CTLS INC COM 478366107 33 1,000 SH X 1,000 JOY GLOBAL INC COM 481165108 2,162 38,204 SH X 36,784 120 1,300 JOY GLOBAL INC COM 481165108 124 2,200 SH X 365 1,835 KELLOGG CO COM 487836108 27 500 SH X 500 KELLOGG CO COM 487836108 235 4,400 SH X 3,200 1,200 KEYCORP NEW COM 493267108 68 8,818 SH X 8,818 KEYCORP NEW COM 493267108 29 3,740 SH X 3,740 KIMBERLY CLARK CORP COM 494368103 53,131 844,952 SH X 694,284 350 150,318 KIMBERLY CLARK CORP COM 494368103 34,800 553,437 SH X 84,994 335 468,108 KOHLS CORP COM 500255104 1,252 22,849 SH X 22,849 KOHLS CORP COM 500255104 70 1,275 SH X 775 500 KRAFT FOODS INC CL A 50075N104 1,929 63,796 SH X 63,796 KRAFT FOODS INC CL A 50075N104 865 28,618 SH X 13,937 11,568 3,113 KROGER CO COM 501044101 401 18,515 SH X 18,515 LIFESPAN INC COM 53221W101 0 50,000 SH X 50,000 LILLY ELI & CO COM 532457108 1,376 37,981 SH X 37,981 LILLY ELI & CO COM 532457108 203 5,600 SH X 3,690 310 1,600 LORILLARD INC COM 544147101 12,377 164,498 SH X 163,233 1,265 LORILLARD INC COM 544147101 833 11,075 SH X 350 5,025 5,700 MANITOWOC INC COM 563571108 2,264 174,155 SH X 138,741 35,414 MANITOWOC INC COM 563571108 124 9,500 SH X 5,500 4,000 MARSHALL & ILSLEY CORP NEW COM 571837103 1,961 243,616 SH X 243,316 300 MARSHALL & ILSLEY CORP NEW COM 571837103 259 32,196 SH X 25,796 6,400 MARRIOTT INTL INC NEW CL A 571903202 239 7,580 SH X 7,580 MCDONALDS CORP COM 580135101 10,044 150,540 SH X 148,315 275 1,950 MCDONALDS CORP COM 580135101 640 9,585 SH X 3,345 6,240 MEDTRONIC INC COM 585055106 2,585 57,412 SH X 45,217 12,195 MEDTRONIC INC COM 585055106 101 2,250 SH X 770 280 1,200 MENASHA CORP COM 585250905 1,114 615 SH X 615 MERCK & CO INC NEW COM 58933Y105 7,376 197,471 SH X 194,396 3,075 MERCK & CO INC NEW COM 58933Y105 358 9,584 SH X 4,636 2,525 2,423 MICROSOFT CORP COM 594918104 17,522 598,284 SH X 583,319 150 14,815 MICROSOFT CORP COM 594918104 901 30,777 SH X 9,935 19,542 1,300 MICROCHIP TECHNOLOGY INC COM 595017104 2,237 79,444 SH X 79,444 MICROCHIP TECHNOLOGY INC COM 595017104 177 6,275 SH X 6,275 MILLIPORE CORP COM 601073109 1,980 18,746 SH X 18,726 20 MILLIPORE CORP COM 601073109 24 230 SH X 125 105 MONSANTO CO NEW COM 61166W101 172 2,404 SH X 2,404 MONSANTO CO NEW COM 61166W101 40 554 SH X 554 MOODYS CORP COM 615369105 28 950 SH X 950 MOODYS CORP COM 615369105 1,178 39,600 SH X 200 39,400 MORGAN STANLEY COM NEW 617446448 76 2,598 SH X 2,598 MORGAN STANLEY COM NEW 617446448 147 5,032 SH X 1,560 3,472 MULLINS WHEY INC 625200902 632 300 SH X 300 NEENAH PAPER INC COM 640079109 204 12,888 SH X 12,653 235 NEENAH PAPER INC COM 640079109 231 14,582 SH X 630 13,952 NESTLE S A SPONSORED ADR 641069406 621 12,100 SH X 11,350 750 NESTLE S A SPONSORED ADR 641069406 180 3,500 SH X 3,500 NEWELL RUBBERMAID INC COM 651229106 179 11,790 SH X 11,790 NEWELL RUBBERMAID INC COM 651229106 6 370 SH X 370 NEWMONT MINING CORP COM 651639106 2,446 48,027 SH X 47,897 30 100 NEWMONT MINING CORP COM 651639106 67 1,315 SH X 1,025 290
REPORT PTR289 4A ASSOCIATED TRUST CO 04/02/10 PAGE 6 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 03/31/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- --------- -------------- ------------ ---- ----------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET --------------------- ------------------------ VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- --------- --------- ---- ---- --- --- --- --------- ------ ------- NIKE INC CL B 654106103 340 4,630 SH X 4,630 NIKE INC CL B 654106103 7 90 SH X 90 NORTHERN TR CORP COM 665859104 5,209 94,263 SH X 92,238 40 1,985 NORTHERN TR CORP COM 665859104 150 2,710 SH X 870 1,840 NORTHROP GRUMMAN CORP COM 666807102 1,527 23,285 SH X 23,285 NOVARTIS A G SPONSORED ADR 66987V109 2,958 54,678 SH X 54,628 50 NOVARTIS A G SPONSORED ADR 66987V109 82 1,515 SH X 550 965 OLD SECOND BANCORP INC ILL COM 680277100 33 5,002 SH X 5,002 OLD SECOND BANCORP INC ILL COM 680277100 35 5,334 SH X 5,334 OSHKOSH CORP COM 688239201 3,055 75,730 SH X 75,730 OSHKOSH CORP COM 688239201 19 465 SH X 465 PENTAIR INC COM 709631105 255 7,155 SH X 7,155 PENTAIR INC COM 709631105 164 4,600 SH X 4,600 PEPSICO INC COM 713448108 11,586 175,116 SH X 163,102 370 11,644 PEPSICO INC COM 713448108 1,356 20,503 SH X 10,438 4,665 5,400 PETSMART INC COM 716768106 217 6,800 SH X 6,800 PFIZER INC COM 717081103 10,525 613,678 SH X 605,828 7,850 PFIZER INC COM 717081103 1,481 86,340 SH X 34,870 14,619 36,851 PHILIP MORRIS INTL INC COM 718172109 19,132 366,786 SH X 364,270 2,516 PHILIP MORRIS INTL INC COM 718172109 2,609 50,019 SH X 21,714 23,805 4,500 PLEXUS CORP COM 729132100 631 17,509 SH X 15,609 1,900 PLEXUS CORP COM 729132100 150 4,175 SH X 175 4,000 PLUM CREEK TIMBER CO INC COM 729251108 3,970 102,026 SH X 101,426 600 PLUM CREEK TIMBER CO INC COM 729251108 251 6,444 SH X 1,969 3,475 1,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 246 5,100 SH X 100 5,000 PRICE T ROWE GROUP INC COM 74144T108 10,935 198,926 SH X 195,801 250 2,875 PRICE T ROWE GROUP INC COM 74144T108 305 5,545 SH X 485 5,060 PROCTER & GAMBLE CO COM 742718109 12,767 201,782 SH X 198,989 475 2,318 PROCTER & GAMBLE CO COM 742718109 2,507 39,629 SH X 13,152 2,925 23,552 PRUDENTIAL FINL INC COM 744320102 771 12,747 SH X 11,701 1,046 QUALCOMM INC COM 747525103 5,121 122,033 SH X 116,823 125 5,085 QUALCOMM INC COM 747525103 1,016 24,205 SH X 3,300 3,950 16,955 RESEARCH IN MOTION LTD COM 760975102 8,629 116,660 SH X 114,384 2,276 RESEARCH IN MOTION LTD COM 760975102 290 3,922 SH X 3,922 ROCHE HLDG LTD SPONSORED ADR 771195104 1,065 26,209 SH X 26,209 ROCHE HLDG LTD SPONSORED ADR 771195104 31 775 SH X 625 150 ROCKWELL AUTOMATION INC COM 773903109 513 9,100 SH X 9,100 ROCKWELL AUTOMATION INC COM 773903109 34 600 SH X 600 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 537 9,275 SH X 9,175 100 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 6,844 58,499 SH X 55,609 2,890 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 474 4,048 SH X 400 1,748 1,900 SPDR GOLD TRUST GOLD SHS 78463V107 7,336 67,337 SH X 67,037 300 SPDR GOLD TRUST GOLD SHS 78463V107 30 275 SH X 275 SPX CORP COM 784635104 2,237 33,726 SH X 33,626 100 SPX CORP COM 784635104 38 577 SH X 577 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2,191 15,303 SH X 14,203 1,100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 416 2,905 SH X 2,145 760 SCHLUMBERGER LTD COM 806857108 13,964 220,038 SH X 214,323 100 5,615 SCHLUMBERGER LTD COM 806857108 730 11,510 SH X 4,865 5,645 1,000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 435 9,141 SH X 2,899 6,242 SCHWEITZER-MAUDUIT INTL INC COM 808541106 802 16,853 SH X 44 16,809 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 397 11,690 SH X 11,690
REPORT PTR289 4A ASSOCIATED TRUST CO 04/02/10 PAGE 7 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 03/31/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- --------- -------------- ------------ ---- ----------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET --------------------- ------------------------ VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- --------- --------- ---- ---- --- --- --- --------- ------ ------- SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 336 10,450 SH X 10,450 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 39 1,200 SH X 1,200 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,187 42,500 SH X 42,500 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 92 3,300 SH X 1,600 1,700 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,376 23,917 SH X 23,817 100 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 140 2,440 SH X 720 1,720 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 646 20,680 SH X 20,680 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 19 600 SH X 600 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4,599 199,081 SH X 199,081 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 106 4,600 SH X 2,800 1,800 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 753 25,381 SH X 25,381 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 28 950 SH X 650 300 SIGMA ALDRICH CORP COM 826552101 138 2,568 SH X 2,568 SIGMA ALDRICH CORP COM 826552101 279 5,200 SH X 3,200 2,000 SOUTHERN CO COM 842587107 5,473 165,057 SH X 162,312 2,745 SOUTHERN CO COM 842587107 339 10,225 SH X 5,945 4,280 STATE STR CORP COM 857477103 2,601 57,612 SH X 57,567 45 STATE STR CORP COM 857477103 84 1,855 SH X 1,455 400 SUNTRUST BKS INC COM 867914103 677 25,275 SH X 25,275 SYSCO CORP COM 871829107 4,083 138,390 SH X 138,315 75 SYSCO CORP COM 871829107 213 7,225 SH X 6,925 300 TENARIS S A SPONSORED ADR 88031M109 1,889 43,986 SH X 43,836 50 100 TENARIS S A SPONSORED ADR 88031M109 82 1,920 SH X 1,660 260 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 18,618 295,154 SH X 292,049 95 3,010 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 753 11,945 SH X 2,400 9,545 TEXAS INSTRS INC COM 882508104 613 25,070 SH X 25,070 TEXAS INSTRS INC COM 882508104 5 200 SH X 200 THERMO FISHER SCIENTIFIC INC COM 883556102 1,465 28,477 SH X 28,477 THERMO FISHER SCIENTIFIC INC COM 883556102 82 1,585 SH X 900 685 3M CO COM 88579Y101 6,265 74,962 SH X 74,842 40 80 3M CO COM 88579Y101 1,801 21,550 SH X 2,775 375 18,400 TIFFANY & CO NEW COM 886547108 261 5,500 SH X 5,500 TIME WARNER INC COM NEW 887317303 17,702 566,107 SH X 560,907 5,200 TIME WARNER INC COM NEW 887317303 735 23,518 SH X 4,050 19,135 333 TRAVELERS COMPANIES INC COM 89417E109 28 518 SH X 518 TRAVELERS COMPANIES INC COM 89417E109 190 3,530 SH X 3,530 TREEHOUSE FOODS INC COM 89469A104 236 5,387 SH X 5,387 TREEHOUSE FOODS INC COM 89469A104 18 420 SH X 420 50% INTEREST IN TWEET BROS R 901160903 1,224 1 SH X 1 US BANCORP DEL COM NEW 902973304 9,879 381,729 SH X 379,054 175 2,500 US BANCORP DEL COM NEW 902973304 2,303 88,982 SH X 34,957 35,830 18,195 UNION PAC CORP COM 907818108 451 6,152 SH X 5,952 200 UNION PAC CORP COM 907818108 117 1,600 SH X 1,600 UNITED PARCEL SERVICE INC CL B 911312106 656 10,178 SH X 10,178 UNITED PARCEL SERVICE INC CL B 911312106 16 250 SH X 250 UNITED TECHNOLOGIES CORP COM 913017109 985 13,380 SH X 13,380 UNITED TECHNOLOGIES CORP COM 913017109 8 115 SH X 115 UNITEDHEALTH GROUP INC COM 91324P102 197 6,040 SH X 6,040 UNITEDHEALTH GROUP INC COM 91324P102 23 700 SH X 700 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 277 8,000 SH X 8,000 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 221 5,585 SH X 5,585 VANGUARD WORLD FDS INF TECH ETF 92204A702 264 4,700 SH X 4,700
REPORT PTR289 4A ASSOCIATED TRUST CO 04/02/10 PAGE 8 SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 03/31/10
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 ---------------------------- -------------- --------- --------- -------------- ------------ ---- ----------------------- INVESTMENT DISCRETION VOTING AUTHORITY MARKET --------------------- ------------------------ VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ---------------------------- -------------- --------- --------- --------- ---- ---- --- --- --- --------- ------ ------- VANGUARD WORLD FDS INF TECH ETF 92204A702 73 1,300 SH X 1,300 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1,215 28,814 SH X 28,814 VANGUARD INDEX FDS LARGE CAP ETF 922908637 719 13,495 SH X 13,495 VANGUARD INDEX FDS STK MRK ETF 922908769 2,270 38,095 SH X 38,095 VERIZON COMMUNICATIONS INC COM 92343V104 2,320 74,783 SH X 74,143 340 300 VERIZON COMMUNICATIONS INC COM 92343V104 283 9,125 SH X 3,572 4,089 1,464 VISA INC COM CL A 92826C839 8,910 97,885 SH X 97,110 775 VISA INC COM CL A 92826C839 326 3,580 SH X 3,580 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2,406 103,203 SH X 103,203 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 64 2,737 SH X 2,737 WAL MART STORES INC COM 931142103 5,009 90,098 SH X 87,148 2,950 WAL MART STORES INC COM 931142103 318 5,720 SH X 800 4,220 700 WALGREEN CO COM 931422109 3,764 101,485 SH X 101,285 200 WALGREEN CO COM 931422109 558 15,050 SH X 7,450 1,200 6,400 WASTE MGMT INC DEL COM 94106L109 323 9,385 SH X 8,552 833 WASTE MGMT INC DEL COM 94106L109 225 6,525 SH X 6,525 WATERSTONE FINANCIAL INC COM 941888109 72 20,000 SH X 20,000 WAUSAU PAPER CORP COM 943315101 588 68,839 SH X 68,839 WELLPOINT INC COM 94973V107 413 6,420 SH X 6,270 150 WELLPOINT INC COM 94973V107 90 1,400 SH X 1,400 WELLS FARGO & CO NEW COM 949746101 5,895 189,426 SH X 159,476 29,950 WELLS FARGO & CO NEW COM 949746101 1,406 45,185 SH X 14,072 2,400 28,713 WISCONSIN ENERGY CORP COM 976657106 342 6,928 SH X 6,217 450 261 WISCONSIN ENERGY CORP COM 976657106 5 100 SH X 100 YUM BRANDS INC COM 988498101 162 4,218 SH X 4,218 YUM BRANDS INC COM 988498101 138 3,600 SH X 1,440 2,160 ZIMMER HLDGS INC COM 98956P102 3,072 51,900 SH X 51,585 40 275 ZIMMER HLDGS INC COM 98956P102 311 5,261 SH X 2,462 2,259 540 FINAL TOTALS 1,126,071 FORM 13F INFORMATION TABLE ENTRY TOTAL 391