-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CwHyErcZm6gauzlchpzTUjeXKFWBlR6EZ+1hpySH7WX+UFFKYExiuxQi93YM5fY7 7UhN09HnBnr0pyQRZs8Ygw== 0000950123-09-050018.txt : 20091013 0000950123-09-050018.hdr.sgml : 20091012 20091013164741 ACCESSION NUMBER: 0000950123-09-050018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 EFFECTIVENESS DATE: 20091013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00967 FILM NUMBER: 091117395 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 920-431-8836 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET, MS 7829 CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 c54042e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2009 If Amended report check here: [ ] ASSOCIATED BANC-CORP Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 Business Address (Street) (City) (State) (Zip) Brian R. Bodager (920) 431-8815 Chief Administrative Officer, General Counsel and Corporate Secretary Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 13th day of October, 2009. Associated Banc-Corp Name of Institutional Investment Manager /s/ Brian R. Bodager ---------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. ---- ------------ Associated Trust Company, National Association REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 1 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- HELIOS STRATEGIC INCOME FUND ECD28A209 20,000 X 2 20,000 FRACTIONAL SHARES KINDER MORGAN MGMT LLC FRACTIONAL SH EKE55U103 70,681 X 2 48,225 22,456 49455U100 NABORS INDS LTD G6359F103 5,470 261,738 X 2 261,563 175 NABORS INDS LTD G6359F103 162 7,750 X X 2 550 7,200 ACE LIMITED NEW H0023R105 2,011 37,615 X 2 37,465 150 ACE LIMITED NEW H0023R105 102 1,900 X X 2 1,275 625 NOBLE CORP COM NEW H5833N103 76 2,000 X 2 2,000 NOBLE CORP COM NEW H5833N103 292 7,700 X X 2 7,200 500 TRANSOCEAN LTD H8817H100 6,119 71,548 X 2 71,173 375 TRANSOCEAN LTD H8817H100 166 1,946 X X 2 221 1,725 LTD PARTNERSHIP INT IN THE STAFFORD MS0023544 380 6 X 2 6 INVESTMENTS LTD PARTNERSHIP (GIFTED LTD PARTNERSHIP INT IN THE STAFFORD MS0023593 2,783 87 X 2 87 INVESTMENTS LTD PARTNERSHIP CHECK POINT SOFTWARE TECH LT ORD M22465104 3,419 120,600 X 2 120,600 CHECK POINT SOFTWARE TECH LT ORD M22465104 17 600 X X 2 600 AT&T INC COM 00206R102 7,461 276,227 X 2 272,613 500 3,114 AT&T INC COM 00206R102 727 26,898 X X 2 10,916 15,982 ABBOTT LABS COM 002824100 21,431 433,221 X 2 426,096 650 6,475 ABBOTT LABS COM 002824100 986 19,940 X X 2 5,525 9,665 4,750 ADOBE SYSTEMS INC COM 00724F101 59 1,800 X 2 1,800 ADOBE SYSTEMS INC COM 00724F101 267 8,080 X X 2 4,080 4,000 AIR PRODS & CHEMS INC COM 009158106 11,133 143,501 X 2 142,226 275 1,000 AIR PRODS & CHEMS INC COM 009158106 584 7,530 X X 2 3,710 3,820 ALLIANT ENERGY CORP COM 018802108 234 8,385 X 2 2,627 200 5,558 ALLSTATE CORP COM 020002101 2,072 67,673 X 2 66,365 1,308 ALLSTATE CORP COM 020002101 278 9,067 X X 2 650 4,293 4,124 ----------- COLUMN TOTALS 66,229
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 2 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- ALTRIA GROUP INC COM 02209S103 1,353 75,942 X 2 71,143 4,799 ALTRIA GROUP INC COM 02209S103 729 40,954 X X 2 20,154 16,500 4,300 AMGEN INC COM 031162100 9,468 157,198 X 2 155,768 30 1,400 AMGEN INC COM 031162100 375 6,230 X X 2 1,350 4,880 ANADARKO PETROLEUM CORP COM 032511107 571 9,106 X 2 9,106 ANADARKO PETROLEUM CORP COM 032511107 39 616 X X 2 616 ANCHOR BANCORP WI INC COM 032839102 81 62,001 X 2 62,001 AON CORP COM 037389103 3,314 81,444 X 2 8,875 72,569 AON CORP COM 037389103 14 350 X X 2 350 APACHE CORP COM 037411105 14,474 157,625 X 2 156,630 170 825 APACHE CORP COM 037411105 518 5,640 X X 2 3,340 2,300 APOLLO GRP INC CL A COM 037604105 9,418 127,840 X 2 126,410 1,430 APOLLO GRP INC CL A COM 037604105 484 6,570 X X 2 825 5,745 APPLE INC COM 037833100 17,874 96,434 X 2 95,189 50 1,195 APPLE INC COM 037833100 706 3,810 X X 2 900 2,910 APPLIED MATERIALS COM 038222105 1,217 90,961 X 2 90,861 100 APPLIED MATERIALS COM 038222105 23 1,750 X X 2 550 200 1,000 ASSOCIATED BANC CORP COM 045487105 69,443 6,080,858 X 2 5,575,970 35,000 469,888 ASSOCIATED BANC CORP COM 045487105 3,613 316,361 X X 2 113,210 54,738 148,413 AUTO DATA PROCESS COM 053015103 2,558 65,081 X 2 65,081 AUTO DATA PROCESS COM 053015103 67 1,705 X X 2 1,705 BB&T CORP COM 054937107 9,476 347,892 X 2 343,792 4,100 BB&T CORP COM 054937107 549 20,155 X X 2 4,825 15,330 BJ SVCS CO COM 055482103 583 30,014 X 2 30,014 BP PLC ADR 055622104 9,330 175,271 X 2 173,315 340 1,616 ----------- COLUMN TOTALS 156,277
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 3 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- BP PLC ADR 055622104 2,327 43,719 X X 2 11,088 11,083 21,548 BAIRD FDS INSTL AGGREGATE BOND FD 057071854 549 53,417 X 2 53,417 BAKER HUGHES INC COM 057224107 6,668 156,316 X 2 155,131 1,185 BAKER HUGHES INC COM 057224107 248 5,825 X X 2 810 5,015 BANK OF AMERICA CORP COM 060505104 233 13,761 X 2 13,761 BANK OF AMERICA CORP COM 060505104 112 6,628 X X 2 3,000 3,628 BANK OF NEW YORK MELLON CORP COM 064058100 5,866 202,362 X 2 201,762 600 BANK OF NEW YORK MELLON CORP COM 064058100 96 3,315 X X 2 2,325 490 500 BAXTER INTL COM 071813109 11,941 209,452 X 2 207,077 2,375 BAXTER INTL COM 071813109 516 9,045 X X 2 2,900 6,145 BEMIS INC COM 081437105 9,492 366,361 X 2 184,356 200 181,805 BEMIS INC COM 081437105 409 15,800 X X 2 15,100 400 300 BERKLEY W R CORP COM 084423102 4,070 161,009 X 2 157,484 3,525 BERKLEY W R CORP COM 084423102 111 4,375 X X 2 3,075 1,300 BERKSHIRE HATHAWAY DEL CL A COM 084670108 808 8 X 2 8 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 292 88 X 2 88 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 7 2 X X 2 2 BHP LTD SPONS ADR 088606108 8,846 134,017 X 2 132,912 80 1,025 BHP LTD SPONS ADR 088606108 437 6,625 X X 2 5,495 530 600 BIOGEN IDEC INC COM 09062X103 351 6,955 X 2 6,955 BOEING CO COM 097023105 6,383 117,884 X 2 114,339 690 2,855 BOEING CO COM 097023105 420 7,750 X X 2 2,115 5,635 BRISTOL MYERS-SQUIBB CO COM 110122108 9,248 410,657 X 2 406,142 300 4,215 BRISTOL MYERS-SQUIBB CO COM 110122108 1,233 54,732 X X 2 16,450 31,682 6,600 CSX CORP COM 126408103 206 4,910 X 2 4,910 ----------- COLUMN TOTALS 70,869
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 4 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- CSX CORP COM 126408103 5 115 X X 2 115 CVS CAREMARK CORP COM 126650100 13,919 389,449 X 2 385,162 4,287 CVS CAREMARK CORP COM 126650100 853 23,869 X X 2 5,690 13,179 5,000 CAPITAL ONE FINL CORP COM 14040H105 127 3,547 X 2 3,547 CAPITAL ONE FINL CORP COM 14040H105 667 18,675 X X 2 13,284 5,391 CARROLL SHELBY INTL INC COM 14521N100 5 18,000 X 2 18,000 CATERPILLAR INC COM 149123101 9,342 182,001 X 2 177,746 495 3,760 CATERPILLAR INC COM 149123101 1,598 31,126 X X 2 6,150 22,081 2,895 CELGENE CORP COM 151020104 10,326 184,731 X 2 182,931 1,800 CELGENE CORP COM 151020104 408 7,305 X X 2 1,815 5,490 CHEVRON CORP COM 166764100 15,635 222,002 X 2 216,692 590 4,720 CHEVRON CORP COM 166764100 1,395 19,810 X X 2 7,950 7,060 4,800 CHICAGO BRIDGE & IRON CO N V 167250109 566 30,325 X 2 30,325 CHICAGO BRIDGE & IRON CO N V 167250109 4 200 X X 2 100 100 CHIPOLTE MEXICAN GRILL INC CL B COM 169656204 675 8,110 X 2 8,110 CISCO SYSTEMS INC COM 17275R102 5,303 225,276 X 2 219,451 5,825 CISCO SYSTEMS INC COM 17275R102 221 9,400 X X 2 4,800 4,600 CITIZENS REPUBLIC BANCORP INC 174420109 8 10,945 X 2 10,945 CITIZENS REPUBLIC BANCORP INC 174420109 2 2,000 X X 2 2,000 CLOROX CO COM 189054109 891 15,150 X 2 15,150 CLOROX CO COM 189054109 997 16,947 X X 2 16,947 COCA COLA CO COM 191216100 18,079 336,676 X 2 331,301 325 5,050 COCA COLA CO COM 191216100 789 14,702 X X 2 3,607 10,095 1,000 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 6,222 160,940 X 2 160,715 225 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 104 2,700 X X 2 1,900 800 ----------- COLUMN TOTALS 88,141
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 5 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- COLGATE PALMOLIVE CO COM 194162103 4,956 64,965 X 2 64,465 50 450 COLGATE PALMOLIVE CO COM 194162103 845 11,080 X X 2 4,492 3,288 3,300 CONOCOPHILLIPS COM 20825C104 8,771 194,220 X 2 192,870 1,350 CONOCOPHILLIPS COM 20825C104 713 15,796 X X 2 1,700 11,036 3,060 CONSOLIDATED EDISON INC COM 209115104 331 8,095 X 2 8,095 CONSOLIDATED EDISON INC COM 209115104 12 300 X X 2 300 CORNING INC COM 219350105 2,864 187,042 X 2 185,342 1,700 CORNING INC COM 219350105 67 4,360 X X 2 3,265 1,095 COVANCE INC COM 222816100 5,960 110,065 X 2 107,215 150 2,700 COVANCE INC COM 222816100 502 9,275 X X 2 1,050 6,225 2,000 DANAHER CORP COM 235851102 2,288 33,983 X 2 33,693 100 190 DANAHER CORP COM 235851102 105 1,560 X X 2 1,160 400 DARDEN RESTAURANTS INC COM 237194105 205 6,000 X X 2 6,000 DEAN FOODS CO NEW COM 242370104 439 24,672 X 2 18,221 450 6,001 DEAN FOODS CO NEW COM 242370104 49 2,750 X X 2 2,750 DEERE & CO COM 244199105 215 5,000 X 2 5,000 DEERE & CO COM 244199105 26 600 X X 2 600 DISNEY WALT CO COM 254687106 6,505 236,900 X 2 232,600 100 4,200 DISNEY WALT CO COM 254687106 314 11,429 X X 2 10,074 1,355 DISCOVERY COMMUNICATIONS INC CL A 25470F104 9,106 315,186 X 2 311,461 3,725 DISCOVERY COMMUNICATIONS INC CL A 25470F104 455 15,755 X X 2 1,255 14,500 DOMINION RESOURCES INC NEW COM 25746U109 324 9,392 X 2 9,392 DOW CHEMICAL CO COM 260543103 1,162 44,564 X 2 44,564 DUN & BRADSTREET CORP DEL COM 26483E100 30 400 X 2 400 DUN & BRADSTREET CORP DEL COM 26483E100 798 10,600 X X 2 750 9,850 ----------- COLUMN TOTALS 47,042
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 6 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- EOG RESOURCES INC COM 26875P101 2,616 31,321 X 2 31,181 40 100 EOG RESOURCES INC COM 26875P101 136 1,625 X X 2 1,500 125 EL PASO CORP COM 28336L109 263 25,474 X 2 25,279 195 EMERSON ELEC CO COM 291011104 261 6,520 X 2 6,520 ENTERGY CORP NEW COM 29364G103 229 2,864 X 2 2,336 528 EXELON CORP COM 30161N101 291 5,869 X 2 5,869 EXXON MOBIL CORP COM 30231G102 19,631 286,128 X 2 277,287 1,185 7,656 EXXON MOBIL CORP COM 30231G102 3,861 56,279 X X 2 27,437 3,772 25,070 FPL GROUP INC COM 302571104 3,879 70,231 X 2 69,731 500 FPL GROUP INC COM 302571104 105 1,895 X X 2 1,775 120 FEDEX CORP COM 31428X106 1,705 22,672 X 2 22,672 FEDEX CORP COM 31428X106 52 690 X X 2 640 50 * FIDELITY MUNICIPAL INCOME FD 316089507 379 29,713 X 2 29,713 * FIDELITY SHORT IN MUNI INCOME FUN 316203207 416 38,917 X 2 38,917 * FIDELITY SPARTAN MN MUNI INC FD 316412303 1,516 131,264 X 2 131,264 * FIDELITY SPARTAN MN MUNI INC FD 316412303 110 9,487 X X 2 9,487 * FIRST AMER MN INTER TAX FREE Y 318530714 162 16,156 X X 2 16,156 * FIRST AMERICAN INTERM TAXFREE CL 318530839 316 28,893 X 2 28,893 FIRST MANITOWOC BANCORP INC NEW COM 32076T108 192 19,932 X 2 19,932 FIRST MANITOWOC BANCORP INC NEW COM 32076T108 847 87,812 X X 2 87,812 FISERV INC COM 337738108 206 4,268 X 2 300 3,968 FISERV INC COM 337738108 27 550 X X 2 550 FLUOR CORP NEW COM 343412102 1,657 32,580 X 2 32,480 100 FLUOR CORP NEW COM 343412102 19 375 X X 2 325 50 FORTUNE BRANDS INC COM 349631101 623 14,494 X 2 14,494 ----------- COLUMN TOTALS 39,499
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 7 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- FORTUNE BRANDS INC COM 349631101 11 250 X X 2 200 50 FRANKLIN RESOURCES INC COM 354613101 1,513 15,039 X 2 15,039 FRANKLIN RESOURCES INC COM 354613101 790 7,850 X X 2 4,350 3,500 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 2,144 31,254 X 2 31,031 23 200 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 48 701 X X 2 601 100 GENERAL ELEC CO COM 369604103 7,010 426,931 X 2 424,281 1,000 1,650 GENERAL ELEC CO COM 369604103 1,457 88,753 X X 2 23,700 27,255 37,798 GENERAL MILLS INC COM 370334104 9,734 151,191 X 2 149,241 1,950 GENERAL MILLS INC COM 370334104 968 15,034 X X 2 1,850 13,184 GLAXO SMITHKLINE NEW ADR 37733W105 141 3,560 X 2 3,560 GLAXO SMITHKLINE NEW ADR 37733W105 197 4,980 X X 2 3,325 1,655 GOLDMAN SACHS GRP INC COM 38141G104 994 5,393 X 2 5,343 50 GOLDMAN SACHS GRP INC COM 38141G104 127 690 X X 2 340 350 * GOLDMAN SACHS CORE FXD INC I 38141W810 94 10,044 X 2 10,044 * GOLDMAN SACHS HIGH YIELD MUNI 38142Y583 147 17,211 X 2 17,211 INSTL CL GOOGLE INC CL A COM 38259P508 14,772 29,791 X 2 29,466 25 300 GOOGLE INC CL A COM 38259P508 616 1,242 X X 2 157 985 100 GRAINGER W W INC COM 384802104 322 3,600 X 2 3,600 GUESS INC COM 401617105 7,276 196,450 X 2 195,450 1,000 GUESS INC COM 401617105 175 4,725 X X 2 4,725 JOHN HANCOCK BANK & THRIFT 409735206 596 42,170 X 2 42,170 OPPORTUNITY FD COM NEW * HARBOR REAL RETURN INSTITUTIONAL 411511520 259 25,543 X 2 25,543 HARRIS CORP DEL COM 413875105 1,335 35,500 X 2 34,180 350 970 HARRIS CORP DEL COM 413875105 125 3,333 X X 2 1,308 2,025 HARSCO CORP COM 415864107 5,358 151,325 X 2 148,675 2,650 ----------- COLUMN TOTALS 56,209
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 8 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- HARSCO CORP COM 415864107 153 4,335 X X 2 3,100 1,235 HEWLETT PACKARD CO COM 428236103 16,288 345,014 X 2 340,814 4,200 HEWLETT PACKARD CO COM 428236103 1,016 21,514 X X 2 4,822 13,692 3,000 HOLOGIC INC COM 436440101 413 25,250 X 2 25,250 HOLOGIC INC COM 436440101 13 800 X X 2 800 HOME DEPOT INC COM 437076102 167 6,253 X 2 6,253 HOME DEPOT INC COM 437076102 38 1,425 X X 2 1,025 400 HOST HOTELS & RESORTS INC COM 44107P104 258 21,880 X 2 21,880 IMS HEALTH INC COM 449934108 41 2,700 X 2 2,700 IMS HEALTH INC COM 449934108 626 40,800 X X 2 40,800 ILLINOIS TOOL WORKS INC COM 452308109 2,312 54,143 X 2 54,143 ILLINOIS TOOL WORKS INC COM 452308109 154 3,600 X X 2 1,700 1,900 INTEL CORP COM 458140100 5,941 303,603 X 2 297,333 470 5,800 INTEL CORP COM 458140100 390 19,951 X X 2 9,505 6,446 4,000 INTEGRYS ENERGY GROUP INC COM 45822P105 3,188 88,837 X 2 87,077 1,760 INTEGRYS ENERGY GROUP INC COM 45822P105 235 6,544 X X 2 944 5,500 100 INTERNATIONAL BUSINESS MACHS COM 459200101 6,128 51,231 X 2 50,501 230 500 INTERNATIONAL BUSINESS MACHS COM 459200101 257 2,152 X X 2 1,237 115 800 ISHARES TRUST MSCI COM 464287234 438 11,246 X 2 11,246 ISHARES TRUST MSCI COM 464287234 51 1,300 X X 2 1,300 ISHARES TR MSCI EAFE IDX 464287465 2,054 37,558 X 2 37,558 ISHARES TR MSCI EAFE IDX 464287465 221 4,046 X X 2 2,725 1,321 ISHARES TR NASDAQ BIOTECH 464287556 674 8,281 X 2 8,281 ISHARES TR NASDAQ BIOTECH 464287556 9 110 X X 2 110 ISHARES TR RUSSELL 1000 VALUE INDEX 464287598 391 7,050 X 2 7,050 ----------- COLUMN TOTALS 41,456
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 9 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- ISHARES TR RUSSELL 1000 VALUE INDEX 464287598 44 800 X X 2 800 ISHARES TR RUSSELL 2000 464287655 1,927 31,995 X 2 31,995 ISHARES TR RUSSELL 2000 464287655 127 2,110 X X 2 1,100 1,010 ISHARES TR S & P SMCP600 IDX 464287804 461 8,809 X 2 8,809 ISHARES TR S & P SMCP600 IDX 464287804 27 510 X X 2 510 JPMORGAN CHASE & CO COM 46625H100 4,501 102,725 X 2 96,325 6,400 JPMORGAN CHASE & CO COM 46625H100 365 8,331 X X 2 3,269 630 4,432 JOHNSON & JOHNSON COM 478160104 10,392 170,670 X 2 167,630 300 2,740 JOHNSON & JOHNSON COM 478160104 831 13,643 X X 2 6,511 1,532 5,600 JOHNSON CONTROLS INC COM 478366107 1,646 64,397 X 2 56,567 7,830 JOHNSON CONTROLS INC COM 478366107 26 1,000 X X 2 1,000 JOY GLOBAL INC COM 481165108 1,915 39,124 X 2 38,104 120 900 JOY GLOBAL INC COM 481165108 53 1,090 X X 2 440 490 160 KEYCORP NEW COM 493267108 57 8,818 X 2 8,818 KEYCORP NEW COM 493267108 24 3,740 X X 2 3,740 KIMBERLY CLARK CORP COM 494368103 70,002 1,186,881 X 2 1,033,688 2,375 150,818 KIMBERLY CLARK CORP COM 494368103 30,123 510,730 X X 2 85,444 335 424,951 KOHLS CORP COM 500255104 2,115 37,065 X 2 37,065 KOHLS CORP COM 500255104 73 1,275 X X 2 775 500 KRAFT FOODS INC CL A COM 50075N104 2,054 78,185 X 2 78,185 KRAFT FOODS INC CL A COM 50075N104 764 29,066 X X 2 14,535 11,418 3,113 KROGER CO COM 501044101 1,059 51,295 X 2 50,055 1,240 KROGER CO COM 501044101 65 3,160 X X 2 3,160 LIFESPAN INC COM 53221W101 50,000 X 2 50,000 LILLY ELI & CO COM 532457108 1,932 58,504 X 2 58,454 50 ----------- COLUMN TOTALS 130,583
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 10 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- LILLY ELI & CO COM 532457108 200 6,065 X X 2 4,215 250 1,600 LOCKHEED MARTIN CORP COM 539830109 148 1,892 X 2 1,892 LOCKHEED MARTIN CORP COM 539830109 121 1,550 X X 2 1,550 LORILLARD INC COM 544147101 12,148 163,505 X 2 161,805 1,700 LORILLARD INC COM 544147101 368 4,950 X X 2 350 4,600 LOWES COS INC COM 548661107 297 14,175 X 2 14,175 MANITOWOC CO INC COM 563571108 1,716 181,251 X 2 145,837 35,414 MANITOWOC CO INC COM 563571108 38 4,000 X X 2 4,000 MARSHALL & ILSLEY CORP NEW 571837103 1,611 199,621 X 2 199,321 300 COM MARSHALL & ILSLEY CORP NEW 571837103 224 27,796 X X 2 27,796 COM MARRIOTT INTL INC NEW CL A COM 571903202 208 7,555 X 2 7,555 MCDONALDS CORP COM 580135101 14,836 259,963 X 2 257,388 325 2,250 MCDONALDS CORP COM 580135101 801 14,031 X X 2 3,736 10,295 MEDTRONIC INC COM 585055106 2,379 64,636 X 2 52,436 12,200 MEDTRONIC INC COM 585055106 127 3,460 X X 2 1,480 780 1,200 MENASHA CORP COM 585250905 1,031 626 X 2 626 MERCK & CO INC COM 589331107 1,354 42,801 X 2 42,551 250 MERCK & CO INC COM 589331107 90 2,841 X X 2 2,666 175 METAVANTE TECHNOLOGIES INC 591407101 464 13,454 X 2 13,454 COM METAVANTE TECHNOLOGIES INC 591407101 185 5,366 X X 2 5,366 COM MICROSOFT CORP COM 594918104 15,427 599,809 X 2 585,384 150 14,275 MICROSOFT CORP COM 594918104 747 29,043 X X 2 10,881 16,862 1,300 MICROCHIP TECHNOLOGY INC COM 595017104 1,598 60,292 X 2 60,292 MIDCAP SP DR TR UNIT SER 1 COM 595635103 1,950 15,569 X 2 14,469 1,100 MIDCAP SP DR TR UNIT SER 1 COM 595635103 122 975 X X 2 265 710 ----------- COLUMN TOTALS 58,190
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 11 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- MIDWEST RESOURCES 98-1 OIL AND GAS 598345908 92 10 X 2 10 INCOME LIMITED PARTNERSHIP MIDWEST RESOURCES 98-1 OIL AND GAS 598345908 111 12 X X 2 12 INCOME LIMITED PARTNERSHIP MILLIPORE CORP COM 601073109 1,765 25,097 X 2 25,067 30 MILLIPORE CORP COM 601073109 18 255 X X 2 150 105 MOODYS CORP COM 615369105 37 1,820 X 2 1,820 MOODYS CORP COM 615369105 868 42,420 X X 2 3,020 39,400 MORGAN STANLEY COM 617446448 142 4,611 X 2 4,611 MORGAN STANLEY COM 617446448 204 6,592 X X 2 3,120 3,472 MULLINS WHEY INC 625200902 632 300 X 2 300 NEENAH PAPER INC COM 640079109 162 13,728 X 2 13,493 235 NEENAH PAPER INC COM 640079109 173 14,694 X X 2 630 14,064 NESTLE S A SPONSORED ADR 641069406 498 11,700 X 2 10,950 750 NESTLE S A SPONSORED ADR 641069406 213 5,000 X X 2 5,000 NEWELL RUBBERMAID INC COM 651229106 232 14,780 X 2 14,780 NEWELL RUBBERMAID INC COM 651229106 6 370 X X 2 370 NEWMONT MINING CORP HOLDING CO COM 651639106 2,126 48,291 X 2 48,161 30 100 NEWMONT MINING CORP HOLDING CO COM 651639106 45 1,015 X X 2 800 215 NIKE INC CL B 654106103 2,202 34,035 X 2 33,110 100 825 NIKE INC CL B 654106103 52 800 X X 2 460 340 NOKIA CORP ADR 654902204 590 40,335 X 2 39,985 350 NOKIA CORP ADR 654902204 19 1,300 X X 2 800 500 NORTHERN TRUST CORP COM 665859104 9,792 168,371 X 2 166,456 40 1,875 NORTHERN TRUST CORP COM 665859104 304 5,220 X X 2 1,145 4,075 NORTHROP GRUMMAN CORP COM 666807102 1,292 24,973 X 2 24,973 NOVARTIS AG SPONS ADR 66987V109 3,333 66,158 X 2 66,108 50 ----------- COLUMN TOTALS 24,908
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 12 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- NOVARTIS AG SPONS ADR 66987V109 68 1,350 X X 2 350 1,000 OLD SECOND BANCORP INC ILL COM 680277100 37 6,418 X 2 6,418 OLD SECOND BANCORP INC ILL COM 680277100 31 5,334 X X 2 5,334 * OPPENHEIMER SENIOR FLOATING RATE 68381K309 258 34,237 X 2 34,237 OSHKOSH CORPORATION 688239201 2,929 94,695 X 2 94,695 OSHKOSH CORPORATION 688239201 14 465 X X 2 465 * PIMCO TOTAL RETURN FD 693390700 213 19,478 X 2 19,478 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 2,520 297,148 X 2 297,148 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 121 14,321 X X 2 7,793 6,528 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 531 49,373 X 2 49,373 PAYCHEX INC COM 704326107 392 13,505 X 2 13,505 PENNEY J C INC COM 708160106 2,635 78,082 X 2 78,082 PENNEY J C INC COM 708160106 99 2,944 X X 2 400 2,544 PENTAIR INDS INC COM 709631105 269 9,110 X 2 9,110 PENTAIR INDS INC COM 709631105 283 9,600 X X 2 9,600 PEPSICO INC COM 713448108 11,505 196,125 X 2 184,886 400 10,839 PEPSICO INC COM 713448108 1,232 21,000 X X 2 11,010 4,590 5,400 PFIZER INC COM 717081103 5,051 305,197 X 2 299,782 65 5,350 PFIZER INC COM 717081103 1,143 69,081 X X 2 33,467 1,915 33,699 PHILIP MORRIS INTERNATIONAL INC COM 718172109 17,902 367,306 X 2 365,555 1,751 PHILIP MORRIS INTERNATIONAL INC COM 718172109 2,456 50,384 X X 2 22,179 23,705 4,500 PLEXUS CORP COM 729132100 499 18,948 X 2 18,948 PLEXUS CORP COM 729132100 150 5,700 X X 2 700 5,000 PLUM CREEK TIMBER CO INC (REIT) 729251108 3,431 111,979 X 2 111,104 175 700 PLUM CREEK TIMBER CO INC (REIT) 729251108 207 6,744 X X 2 2,219 3,525 1,000 ----------- COLUMN TOTALS 53,976
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 13 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- PRECISION CASTPARTS CORP COM 740189105 48 475 X 2 475 PRECISION CASTPARTS CORP COM 740189105 562 5,514 X X 2 5,514 T ROWE PRICE GROUP INC COM 74144T108 3,347 73,232 X 2 71,357 250 1,625 T ROWE PRICE GROUP INC COM 74144T108 43 935 X X 2 400 535 PROCTER & GAMBLE CO COM 742718109 14,035 242,326 X 2 238,533 475 3,318 PROCTER & GAMBLE CO COM 742718109 2,522 43,539 X X 2 13,712 6,275 23,552 PRUDENTIAL FINANCIAL INC COM 744320102 246 4,937 X 2 3,891 1,046 * PUTNAM TAX EXEMPT INC FD CL A 746870104 152 17,714 X 2 17,714 QUALCOMM INC COM 747525103 13,412 298,171 X 2 291,906 125 6,140 QUALCOMM INC COM 747525103 1,258 27,970 X X 2 2,325 8,690 16,955 RESEARCH IN MOTION LTD COM 760975102 620 9,165 X 2 7,765 1,400 ROCHE HLDG LTD ADR 771195104 1,356 33,595 X 2 33,595 ROCHE HLDG LTD ADR 771195104 38 950 X X 2 800 150 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 606 10,600 X 2 10,500 100 SPDR TR UNIT SER 1 78462F103 6,369 60,320 X 2 56,430 3,890 SPDR TR UNIT SER 1 78462F103 423 4,003 X X 2 400 1,703 1,900 SPDR GOLD TRUST 78463V107 6,406 64,805 X 2 64,505 300 SPDR GOLD TRUST 78463V107 49 500 X X 2 500 SPX CORP COM 784635104 9,342 152,480 X 2 151,405 1,075 SPX CORP COM 784635104 233 3,809 X X 2 3,809 ST JUDE MEDICAL INC COM 790849103 6,162 157,970 X 2 155,770 2,200 ST JUDE MEDICAL INC COM 790849103 287 7,360 X X 2 7,360 SCHERING PLOUGH CORP COM 806605101 333 11,787 X 2 11,787 SCHERING PLOUGH CORP COM 806605101 267 9,440 X X 2 3,640 5,800 SCHLUMBERGER LTD COM 806857108 13,218 221,780 X 2 216,965 140 4,675 ----------- COLUMN TOTALS 81,334
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 14 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- SCHLUMBERGER LTD COM 806857108 642 10,770 X X 2 4,805 4,965 1,000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 616 11,332 X 2 4,090 7,242 SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,242 22,853 X X 2 44 22,809 SEALED AIR CORP NEW COM 81211K100 196 10,000 X 2 10,000 SEALED AIR CORP NEW COM 81211K100 139 7,060 X X 2 7,060 SELECT SECTOR SPDR TR MATERIALS 81369Y100 378 12,215 X 2 12,215 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 310 10,800 X 2 10,800 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 43 1,515 X X 2 1,200 315 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 1,020 40,080 X 2 40,080 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 84 3,300 X X 2 1,600 1,700 SELECT SECTOR SPDR TR ENERGY 81369Y506 1,610 29,852 X 2 29,752 100 SELECT SECTOR SPDR TR ENERGY 81369Y506 51 945 X X 2 870 75 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 1,585 60,160 X 2 60,160 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 14 545 X X 2 545 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4,417 211,666 X 2 211,666 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 102 4,900 X X 2 3,100 1,800 SELECT SECTOR SPDR TR UTILITIES 81369Y886 893 30,452 X 2 30,452 SELECT SECTOR SPDR TR UTILITIES 81369Y886 41 1,400 X X 2 1,100 300 SIGMA ALDRICH CORP COM 826552101 185 3,418 X 2 3,418 SIGMA ALDRICH CORP COM 826552101 281 5,200 X X 2 3,200 2,000 SOUTHERN CO COM 842587107 8,038 253,802 X 2 248,807 4,995 SOUTHERN CO COM 842587107 464 14,650 X X 2 6,445 8,205 STATE STREET CORP COM 857477103 3,441 65,414 X 2 65,369 45 STATE STREET CORP COM 857477103 116 2,205 X X 2 1,430 775 SUN LIFE FINANCIAL INC COM 866796105 216 6,912 X 2 6,912 ----------- COLUMN TOTALS 26,124
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 15 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- SUNTRUST BANKS INC COM 867914103 596 26,432 X 2 26,432 SYSCO CORP COM 871829107 4,016 161,602 X 2 161,527 75 SYSCO CORP COM 871829107 180 7,250 X X 2 7,050 200 TARGET CORP COM 87612E106 98 2,100 X 2 1,760 340 TARGET CORP COM 87612E106 112 2,400 X X 2 2,250 150 TENARIS SA ADR 88031M109 2,505 70,334 X 2 68,684 50 1,600 TENARIS SA ADR 88031M109 165 4,645 X X 2 3,235 1,410 TEVA PHARMACEUTICAL IND ADR 881624209 13,396 264,963 X 2 262,188 175 2,600 TEVA PHARMACEUTICAL IND ADR 881624209 492 9,740 X X 2 2,075 7,665 TEXAS INSTR INC COM 882508104 626 26,412 X 2 26,412 TEXAS INSTR INC COM 882508104 5 200 X X 2 200 THERMO FISHER SCIENTIFIC INC 883556102 1,440 32,977 X 2 32,977 THERMO FISHER SCIENTIFIC INC 883556102 72 1,645 X X 2 900 745 3M COMPANY COM 88579Y101 5,666 76,775 X 2 76,475 185 115 3M COMPANY COM 88579Y101 1,561 21,150 X X 2 2,375 375 18,400 TIFFANY & CO COM 886547108 212 5,500 X 2 5,500 TIME WARNER INC 887317303 10,207 354,667 X 2 351,217 3,450 TIME WARNER INC 887317303 336 11,678 X X 2 650 10,695 333 TREEHOUSE FOODS INC COM 89469A104 301 8,437 X 2 8,437 TREEHOUSE FOODS INC COM 89469A104 26 740 X X 2 740 50% INTEREST IN TWEET BROS RENTAL 901160903 1,114 1 X 2 1 LIMITED PARTNERSHIP US BANCORP DEL NEW COM 902973304 6,869 314,225 X 2 312,625 175 1,425 US BANCORP DEL NEW COM 902973304 1,679 76,811 X X 2 28,661 29,955 18,195 UNION PAC CORP COM 907818108 385 6,602 X 2 6,602 UNION PAC CORP COM 907818108 93 1,600 X X 2 1,600 ----------- COLUMN TOTALS 52,152
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 16 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- UNITED PARCEL SERVICES INC COM 911312106 591 10,474 X 2 10,474 UNITED PARCEL SERVICES INC COM 911312106 14 250 X X 2 250 UNITED TECHNOLOGIES CORP COM 913017109 840 13,780 X 2 13,780 VF CORP COM 918204108 535 7,385 X 2 7,385 VF CORP COM 918204108 13 185 X X 2 185 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 14,367 1,376,064 X 2 1,374,335 1,729 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 26 2,485 X X 2 2,485 *VANGUARD TOT BOND MKT INDEX SIGNAL 921937868 52,239 5,003,346 X 2 4,960,737 28,499 14,110 *VANGUARD TOT BOND MKT INDEX SIGNAL 921937868 2,603 249,300 X X 2 19,914 219,336 10,050 VANGUARD EUROPE PACIFIC EFT COM 921943858 311 9,075 X 2 9,075 * VANGUARD HIGH YIELD CORP PORTFOLIO 922031208 220 41,509 X 2 41,509 * VANGUARD SHORT TERM INV GRADE FD 922031406 4,586 434,695 X 2 417,683 17,012 * VANGUARD SHORT TERM INV GRADE FD 922031406 172 16,286 X X 2 16,286 * VANGUARD FIXED INC SHORT TERM CORP 922031836 116,229 11,016,398 X 2 10,831,709 49,036 135,653 ADMIRAL SHARES * VANGUARD FIXED INC SHORT TERM CORP 922031836 2,484 235,441 X X 2 81,543 153,898 ADMIRAL SHARES VANGUARD INFO TECH ETF INDEX FD 92204A702 235 4,700 X 2 4,700 VANGUARD INFO TECH ETF INDEX FD 92204A702 65 1,300 X X 2 1,300 VANGUARD PA LONG TERM TAX EXEMPT FD 92204L302 598 53,323 X 2 53,323 * VANGUARD SHORT TERM MUNI BOND FD 922907100 333 20,886 X 2 20,886 * VANGUARD INTERMED TERM MUNI BD FD 922907209 2,370 172,744 X 2 172,744 * VANGUARD HIGH YIELD TAX EXEMPT FD 922907407 175 16,552 X 2 16,552 * VANGUARD LTD TERM MUNI BOND FD 922907704 1,793 162,113 X 2 162,113 * VANGUARD SHORT TERM TAX EXEMPT 922907803 213 13,381 X 2 13,381 MUNI BOND FD ADMIRAL SHS * VANGUARD INTERMED TERM TAX EXEMPT 922907878 3,099 225,849 X 2 225,849 MUNI BOND FD ADMIRAL SHS * VANGUARD INTERMED TERM TAX EXEMPT 922907878 206 15,048 X X 2 15,048 MUNI BOND FD ADMIRAL SHS ----------- COLUMN TOTALS 204,317
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 17 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- * VANGUARD LTD TERM TAX EXEMPT MUNI 922907886 8,650 782,067 X 2 780,703 1,364 BOND FS ADMIRAL SHS * VANGUARD LTD TERM TAX EXEMPT MUNI 922907886 122 10,997 X X 2 10,997 BOND FS ADMIRAL SHS VANGUARD INDEX FDS LARGE CAP ETF 922908637 634 13,195 X 2 13,195 VANGUARD TOTAL STOCK MARKET ETF 922908769 1,952 36,425 X 2 36,425 VERIZON COMMUNICATIONS COM 92343V104 5,832 192,666 X 2 190,246 340 2,080 VERIZON COMMUNICATIONS COM 92343V104 372 12,277 X X 2 5,709 5,104 1,464 VODAFONE GROUP PLC ADR 92857W209 2,004 89,063 X 2 89,063 (CONSOLIDATION) VODAFONE GROUP PLC ADR 92857W209 74 3,284 X X 2 547 2,737 (CONSOLIDATION) WAL MART STORES INC COM 931142103 6,292 128,176 X 2 126,226 1,950 WAL MART STORES INC COM 931142103 306 6,225 X X 2 1,125 4,600 500 WALGREEN CO COM 931422109 4,435 118,365 X 2 118,115 250 WALGREEN CO COM 931422109 831 22,170 X X 2 14,570 1,200 6,400 WASTE MANAGEMENT INC NEW COM 94106L109 352 11,800 X 2 10,967 833 WASTE MANAGEMENT INC NEW COM 94106L109 195 6,525 X X 2 6,525 WATERSTONE FINANCIAL INC COM 941888109 101 20,000 X 2 20,000 WAUSAU PAPER CORP COM 943315101 688 68,839 X X 2 68,839 WELLPOINT INC COM 94973V107 385 8,120 X 2 7,870 250 WELLPOINT INC COM 94973V107 69 1,450 X X 2 1,450 WELLS FARGO & CO NEW COM 949746101 10,372 368,067 X 2 333,550 540 33,977 WELLS FARGO & CO NEW COM 949746101 1,672 59,325 X X 2 18,642 11,970 28,713 * WELLS FARGO MN TAX FREE FD ADMIN 94975H577 258 23,771 X 2 23,771 WISCONSIN ALUMINUM FOUNDRY CO., INC. 976444992 3,427 917 X 2 917 WISCONSIN ENERGY CORP COM 976657106 369 8,171 X 2 7,596 450 125 WYETH COM 983024100 4,914 101,157 X 2 101,157 WYETH COM 983024100 208 4,285 X X 2 675 410 3,200 ----------- COLUMN TOTALS 54,514
REPORT PTR285 4A ASSOCIATED TRUST CO PAGE 18 SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/09
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------ --------- ----------- ----------- -------------- -------- -------------------------------- INVESTMENT VOTING AUTHORITY MARKET SHARES DISCRETION -------------------------------- VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------ --------- ----------- ----------- ---- --- ----- -------- ------------ -------- ---------- YUM BRANDS INC COM 988498101 154 4,568 X 2 4,568 YUM BRANDS INC COM 988498101 122 3,600 X X 2 1,440 2,160 ZIMMER HLDGS INC COM 98956P102 3,334 62,374 X 2 62,024 75 275 ZIMMER HLDGS INC COM 98956P102 290 5,429 X X 2 2,630 2,259 540 SEI STABLE ASSET FUND CLASS 20 999959SG5 48,586 48,586,453 X 2 48,586,453 FUND # 369 ---------- COLUMN TOTALS 52,486 FINAL TOTALS 1,304,306
-----END PRIVACY-ENHANCED MESSAGE-----