-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RFOgKU6VXNN1MUtme1BRFVbgi7IR9zVKBOEC71wQpANLUzMEXc4RF0x+JcVXV/M6 xWg9ib8HG2x+GN4vDV5jDw== 0000007789-99-000011.txt : 19990625 0000007789-99-000011.hdr.sgml : 19990625 ACCESSION NUMBER: 0000007789-99-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00967 FILM NUMBER: 99651347 BUSINESS ADDRESS: STREET 1: 112 NORTH ADAMS ST STREET 2: P O BOX 13307 CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 4144333166 MAIL ADDRESS: STREET 1: 112 NORTH ADAMS STREET STREET 2: P O BOX 13307 CITY: GREEN BAY STATE: WI ZIP: 54307-3307 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 FORM 13F HOLDERS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 1999 If Amended report check here: ----- ASSOCIATED BANC-CORP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary - -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 24th day of April, 1999. Associated Banc-Corp ----------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager ----------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ 1. Associated Bank, National Association ------------------------- ------------ ---------------- ------------ 2. Associated Bank Green Bay, National Association ------------------------- ------------ ---------------- ------------ 3. Associated Bank Lakeshore, National Association ------------------------- ------------ ---------------- ------------ Associated Trust Company, 5. National Association ------------------------- ------------ ---------------- ------------ REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 1 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TTI TEAM TELECOM INTL LTD M88258104 1,016 125,000 X 1 125,000 PANAMERICAN BEVERAGES INC CL A COM P74823108 1,292 73,800 X 1 73,800 FLEXTRONICS INTL LTD ORD Y2573F102 1,561 30,600 X 1 30,600 FLEXTRONICS INTL LTD ORD Y2573F102 82 1,600 X 2 1,600 AIM INVT SECS FDS LTD MATURITY TREAS 00142C201 2 179 X 1 179 PORTFOLIO SHS AIM INVT SECS FDS LTD MATURITY TREAS 00142C201 3,638 360,149 X 2 360,149 PORTFOLIO SHS AIM INVT SECS FDS LTD MATURITY TREAS 00142C201 278 27,501 X 5 27,501 PORTFOLIO SHS A T & T CORP COM 001957109 1,376 17,240 X 1 16,885 355 A T & T CORP COM 001957109 62 775 X X 1 775 AT&T CORP COM 001957109 2,091 26,197 X 2 25,774 423 AT&T CORP COM 001957109 185 2,314 X X 2 1,500 814 A T & T CORP COM 001957109 2,344 29,374 X 5 29,194 180 A T & T CORP COM 001957109 16 200 X X 5 200 ABBOTT LABS COM 002824100 25,373 542,004 X 1 541,954 50 ABBOTT LABS COM 002824100 19 400 X X 1 400 ABBOTT LABS COM 002824100 5,262 112,400 X 2 108,400 4,000 ABBOTT LABS COM 002824100 178 3,800 X X 2 3,600 200 ABBOTT LABS COM 002824100 4,702 100,454 X 5 100,224 230 ABBOTT LABS COM 002824100 124 2,650 X X 5 2,650 ANGLIAN GROUP PLC ORD GBP.05 0032650 3,032 667,900 X 1 667,900 SAFEWAY PLC 0049241 1,320 337,587 X 1 337,587 BRITISH BILLITON PLC ORD GBP .005 0056650 2,930 1,205,600 X 1 1,205,600 ADVANCED DIGITAL INFO CORP COM 007525108 941 56,800 X 1 56,800 AIR EXPRESS INTL COM 009104100 982 64,900 X 1 64,900 AIR EXPRESS INTL COM 009104100 39 2,561 X 2 2,561 ---------- COLUMN TOTALS 58,845
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 2 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AIR EXPRESS INTL COM 009104100 12 770 X X 2 770 AIR EXPRESS INTL COM 009104100 5 350 X 5 200 150 AIRTOUCH COMMUNICATIONS COM 00949T100 284 2,944 X 1 2,644 300 AIRTOUCH COMMUNICATIONS INC COM 00949T100 321 3,321 X 2 3,321 AIRTOUCH COMMUNICATIONS INC COM 00949T100 42 437 X X 2 250 187 AIRTOUCH COMMUNICATIONS COM 00949T100 265 2,743 X 5 2,743 BICC ORD BRITISH 0096162 602 398,664 X 1 398,664 ALBANY INTERNATIONAL CORP COM 012348108 226 12,066 X 1 12,066 ALBANY INTERNATIONAL CORP COM 012348108 26 1,375 X X 1 1,375 ALBANY INTL CORP COM 012348108 472 25,197 X 2 25,197 BRITISH AIRWAYS PLC ORD GBP 25 0129057 2,099 302,900 X 1 302,900 ALBERTSONS INC COM 013104104 201 3,700 X 2 3,700 CARADON PLC ORD GBP.2777 0176268 2,688 1,222,000 X 1 1,222,000 PSB HOLDINGS, INC. 019432004 161 4,015 X 5 4,015 PSB HOLDINGS, INC. 019432004 186 4,640 X X 5 4,640 ALLSTATE CORP 020002101 152 4,112 X 1 4,112 COM ALLSTATE CORP COM 020002101 906 24,451 X 2 24,451 ALLSTATE CORP COM 020002101 93 2,502 X X 2 2,502 ALLSTATE CORP 020002101 167 4,516 X 5 4,516 COM ALLSTATE CORP 020002101 84 2,274 X X 5 2,274 COM ALLTEL CORPORATION COM 020039103 87 1,394 X 1 1,394 ALLTEL CORP COM 020039103 521 8,347 X 2 8,347 ALLTEL CORP COM 020039103 9 150 X X 2 150 ALTERA CORPORATION COM 021441100 2,808 47,200 X 1 47,200 ALTERA CORP COM 021441100 30 500 X 2 500 ---------- COLUMN TOTALS 12,447
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 3 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMBASSADORS INTL INC COM 023178106 1,114 68,800 X 1 68,800 AMEREN CORP COM 023608102 61 1,683 X 1 1,683 AMEREN CORP COM 023608102 85 2,350 X 2 2,350 AMEREN CORP COM 023608102 112 3,100 X 5 3,100 AMERICA ONLINE INC COM 02364J104 1,475 10,036 X 1 9,736 300 AMERICA ONLINE INC COM 02364J104 147 1,000 X 2 1,000 AMERICA ONLINE INC COM 02364J104 59 400 X X 2 400 AMERICA ONLINE INC COM 02364J104 463 3,150 X 5 3,150 AMERICA SVC GRP INC COM 02364L109 1,087 92,500 X 1 92,500 AMERICA SVC GRP INC COM 02364L109 35 2,950 X 2 1,150 1,800 AMCORE FINANCIAL INC COM - IL 023912108 4,217 203,862 X 1 203,862 AMCORE FINANCIAL INC COM 023912108 50 2,400 X 2 2,400 NATIONAL GRID HOLDINGS PLC ORD 0242824 1,357 186,420 X 1 186,420 GBP.1 BRITISH AMERICAN ELECTRIC POWER INC COM 025537101 152 3,825 X 1 3,825 AMERICAN ELECTRIC POWER INC COM 025537101 16 400 X X 1 400 AMERICAN ELEC PWR INC COM 025537101 78 1,966 X 2 1,966 AMERICAN ELEC PWR INC COM 025537101 76 1,913 X X 2 481 1,432 AMERICAN ELECTRIC POWER INC COM 025537101 39 973 X 5 973 TRANSPORT DEVELOPMENT GROUP PLC 0257033 401 118,356 X 1 118,356 ORD 1P BRITISH AMERICAN EXPRESS CO COM 025816109 912 7,745 X 1 7,745 AMERICAN EXPRESS CO COM 025816109 35 300 X 2 300 AMERICAN EXPRESS CO COM 025816109 53 450 X 5 450 AMERICAN GENERAL CORP COM 026351106 4 X 1 4 AMERICAN GENERAL CORP COM 026351106 381 5,400 X 2 600 4,800 AMERICAN HOME PRODUCTS CORP COM 026609107 353 5,406 X 1 5,056 350 ---------- COLUMN TOTALS 12,758
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 4 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMERICAN HOME PRODUCTS CORP COM 026609107 94 1,434 X X 1 1,434 AMERICAN HOME PRODS CORP COM 026609107 1,240 19,002 X 2 19,002 AMERICAN HOME PRODUCTS CORP COM 026609107 53 816 X 5 816 DEVRO PLC ORD GBP 1 0267043 1,063 452,400 X 1 452,400 AMERICAN INTL GROUP INC COM 026874107 39,281 325,648 X 1 324,384 1,264 AMERICAN INTL GROUP INC COM 026874107 199 1,646 X X 1 1,646 AMERICAN INTL GROUP INC COM 026874107 10,097 83,706 X 2 81,681 2,025 AMERICAN INTL GROUP INC COM 026874107 268 2,224 X X 2 1,899 325 AMERICAN INTL GROUP INC COM 026874107 4,001 33,169 X 5 33,034 135 AMERICAN INTL GROUP INC COM 026874107 289 2,392 X X 5 2,392 AMERICAN MEDICAL SEC GRP INC COM 02744P101 488 34,842 X 2 34,842 AMERITECH CORPORATION COM 030954101 7,899 137,069 X 1 135,069 2,000 AMERITECH CORPORATION COM 030954101 140 2,424 X X 1 1,624 800 AMERITECH CORP COM 030954101 4,762 82,643 X 2 82,643 AMERITECH CORP COM 030954101 415 7,200 X X 2 5,600 1,600 AMERITECH CORPORATION COM 030954101 618 10,717 X 5 10,717 AMERITECH CORPORATION COM 030954101 58 1,000 X X 5 1,000 AMP INC COM 031897101 174 3,247 X 1 3,247 AMP INC COM 031897101 95 1,772 X X 1 872 900 AMOCO CORP COM 031905102 229 3,826 X 1 3,826 ANALYTICAL SURVEYS INC COM 032683302 1,030 39,600 X 1 39,600 ANHEUSER BUSCH COS INC COM 035229103 262 3,440 X 2 3,440 GENERAL ELECTRIC CO PLC 0365334 3,046 338,100 X 1 338,100 ORD GBP .05 AON CORP COM 037389103 665 10,513 X 2 10,513 AON CORP COM 037389103 368 5,812 X 5 5,812 ---------- COLUMN TOTALS 76,834
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AON CORP COM 037389103 128 2,025 X X 5 1,350 675 APOGEE ENTERPRISES INC COM 037598109 2 200 X 5 200 APOGEE ENTERPRISES INC COM 037598109 143 12,000 X X 5 12,000 APPLIED INDL TECHNOLOGIES INC COM 03820C105 133 11,997 X X 1 11,997 ARCHER DANIELS MIDLAND COM 039483102 8 559 X 1 559 ARCHER DANIELS MIDLAND CO COM 039483102 288 19,579 X 2 19,579 ASPECT TELECOMMUNICATIONS COM 045237104 486 73,400 X 1 73,400 ASPECT TELECOMMUNICATIONS COM 045237104 22 3,300 X 2 3,300 ASSOCIATED BANC CORP COM 045487105 13,985 437,884 X 1 437,884 ASSOCIATED BANC CORP COM 045487105 6,759 211,621 X X 1 211,621 ASSOCIATED BANC CORP COM 045487105 140,297 4,392,793 X 2 406,152 3,986,641 ASSOCIATED BANC CORP COM 045487105 3,521 110,229 X X 2 49,895 31,177 29,157 ASSOCIATED BANC CORP COM 045487105 4,810 150,616 X 5 150,616 ASSOCIATED BANC CORP COM 045487105 1,109 34,723 X X 5 34,723 ASSOCIATES FIRST CAP CORP CL A 046008108 66 1,476 X 1 1,420 56 COM ASSOCIATES FIRST CAPITAL CORP CL A 046008108 139 3,080 X 2 3,080 COM ASSOCIATES FIRST CAP CORP CL A 046008108 35 768 X 5 768 COM ATLANTIC RICHFIELD CO COM 048825103 12,599 172,295 X 1 172,295 ATLANTIC RICHFIELD CO COM 048825103 45 617 X X 1 117 500 ATLANTIC RICHFIELD CO COM 048825103 2,598 35,528 X 2 33,528 2,000 ATLANTIC RICHFIELD CO COM 048825103 170 2,320 X X 2 2,320 ATLANTIC RICHFIELD CO COM 048825103 189 2,590 X 5 2,540 50 LAIRD GROUP PLC ORD GBP .25 0500522 2,074 579,200 X 1 579,200 AUTOMATIC DATA PROCESSING 053015103 29,598 715,355 X 1 715,275 80 AUTOMATIC DATA PROCESSING 053015103 116 2,800 X X 1 700 2,100 ---------- COLUMN TOTALS 219,320
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AUTO DATA PROCESS COM 053015103 8,028 194,040 X 2 182,440 11,600 AUTO DATA PROCESS COM 053015103 213 5,160 X X 2 2,600 2,560 AUTOMATIC DATA PROCESSING 053015103 3,933 95,056 X 5 94,856 200 AUTOMATIC DATA PROCESSING 053015103 177 4,290 X X 5 4,290 FSC SECURITIES CORP BROKERAGE ACCT 053934006 278 1 X X 2 1 AXENT TECHN INC COM 05459C108 1,550 64,400 X 1 64,400 AXENT TECHNOLOGIES INC COM 05459C108 39 1,625 X 2 1,625 BP AMOCO P L C SPONS ADR 055622104 7,648 75,719 X 1 75,719 BP AMOCO P L C SPONS ADR 055622104 5,788 57,302 X 2 53,863 3,439 BP AMOCO P L C SPONS ADR 055622104 401 3,973 X X 2 3,973 BP AMOCO P L C SPONS ADR 055622104 295 2,919 X 5 2,919 BP AMOCO P L C SPONS ADR 055622104 464 4,597 X X 5 4,597 BMC SOFTWARE INC COM 055921100 8,743 235,900 X 1 235,900 BMC SOFTWARE INC COM 055921100 26 700 X X 1 700 BMC SOFTWARE INC COM 055921100 2,252 60,775 X 2 59,875 900 BMC SOFTWARE INC COM 055921100 65 1,750 X X 2 1,750 BMC SOFTWARE INC COM 055921100 30 800 X 5 800 BACOU USA INC COM 056439102 623 47,500 X 1 47,500 MARKS & SPENCER PLC ORD 0565402 1,840 280,000 X 1 280,000 GBP 25 MCBRIDE PLC ORD GBP 10 0574635 1,993 1,208,000 X 1 1,208,000 BRITISH MEDEVA PLC ORD GBP0.1 0575650 1,341 674,000 X 1 674,000 BRITISH MEYER INVESTMENTS LTD PARTNERSHIP 060778008 426 1,637 X 2 1,637 (COPY OF DOCUMENT ONLY) MEYER INVESTMENTS LTD PARTNERSHIP 060778008 121 464 X X 2 464 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI NATIONAL POWER PLC ORD 0632016 1,836 239,100 X 1 239,100 GBP 50 ---------- COLUMN TOTALS 48,866
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 7 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BANK ONE CORP COM 06423A103 17,503 317,872 X 1 316,270 1,602 BANK ONE CORP COM 06423A103 153 2,774 X X 1 2,774 BANK ONE CORP COM 06423A103 1,735 31,512 X 2 29,084 2,428 BANK ONE CORP COM 06423A103 120 2,187 X X 2 2,187 BANK ONE CORP COM 06423A103 420 7,623 X 5 7,623 BANK ONE CORP COM 06423A103 18 324 X X 5 324 NORTHERN FOODS PLC ORD GBP 25 0646608 1,434 801,300 X 1 801,300 BRITISH BANKAMERICA CORP NEW COM 06605F102 3,800 53,809 X 1 52,603 1,206 BANKAMERICA CORP NEW COM 06605F102 493 6,986 X 2 6,986 BANKAMERICA CORP NEW COM 06605F102 103 1,464 X 5 1,464 BANTA CORPORATION COM 066821109 2,458 129,344 X 1 126,846 2,498 BANTA CORPORATION COM 066821109 77 4,050 X X 1 2,475 1,575 BANTA CORP COM 066821109 42 2,213 X 2 2,213 BANTA CORPORATION COM 066821109 125 6,564 X 5 6,564 BAXTER INTERNATIONAL INC COM 071813109 111 1,681 X 1 1,069 612 BAXTER INTL COM 071813109 26 400 X 2 400 BAXTER INTL COM 071813109 264 4,000 X X 2 3,600 400 BELL ATLANTIC CORP COM 077853109 2,809 54,338 X 1 54,338 BELL ATLANTIC CORP COM 077853109 199 3,856 X 2 3,856 BELL ATLANTIC CORP COM 077853109 33 636 X X 2 636 BELL ATLANTIC CORP COM 077853109 279 5,392 X 5 5,392 BELLSOUTH CORP COM 079860102 645 16,104 X 1 16,104 BELLSOUTH CORP COM 079860102 37 928 X X 1 928 BELLSOUTH CORP COM 079860102 1,992 49,730 X 2 49,242 488 BELLSOUTH CORP COM 079860102 375 9,360 X X 2 5,200 4,160 ---------- COLUMN TOTALS 35,251
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 8 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BELLSOUTH CORP COM 079860102 293 7,316 X 5 7,316 SHELL TRANSPORT & TRADING CO PLC 0803414 1,376 204,700 X 1 204,700 ORD BRITISH BTR SIEBE PLC 25P 0807041 2,949 668,795 X 1 668,795 BRITISH BEMIS COMPANY INC COM 081437105 16,679 536,952 X 1 536,952 BEMIS COMPANY INC COM 081437105 621 20,000 X X 1 20,000 BEMIS INC COM 081437105 562 18,100 X 2 18,100 BEMIS INC COM 081437105 16 500 X X 2 500 BEMIS COMPANY INC COM 081437105 69 2,225 X 5 2,225 BEMIS COMPANY INC COM 081437105 140 4,500 X X 5 4,500 BERKSHIRE HATHAWAY CL A COM 084670108 73 1 X 1 1 BERKSHIRE HATHAWAY CL A COM 084670108 734 10 X 5 10 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 56 24 X 1 16 8 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 148 63 X 2 63 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 24 10 X 5 10 BESTFOODS COM 08658U101 19 400 X 1 400 BESTFOODS COM 08658U101 150 3,200 X 2 3,200 BESTFOODS COM 08658U101 32 678 X 5 678 TESCO PLC ORD GBPO 5 0884709 1,722 604,383 X 1 604,383 BRITISH BILLING CONCEPTS CORP COM 090063108 4,007 337,400 X 1 337,400 BILLING CONCEPTS CORP COM 090063108 42 3,500 X 2 3,500 BIOMET INC COM 090613100 4,009 95,600 X 1 95,600 BIOMET INC COM 090613100 179 4,275 X 2 4,275 BIOMET INC COM 090613100 84 2,000 X X 2 2,000 BIOMET INC COM 090613100 4 100 X 5 100 BLACK BOX CORP COM 091826107 2,420 78,075 X 1 78,075 ---------- COLUMN TOTALS 36,408
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 9 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BLACK BOX CORP COM 091826107 36 1,150 X 2 1,150 BLUE EMERALD RESOURCE INC 09547H103 1 24,000 X 1 24,000 BOEING CO COM 097023105 87 2,548 X 1 2,492 56 BOEING CO COM 097023105 111 3,258 X 2 3,258 BOEING CO COM 097023105 17 500 X 5 500 BOSTON SCIENTIFIC COM 101137107 21,149 520,600 X 1 520,500 100 BOSTON SCIENTIFIC COM 101137107 49 1,200 X X 1 1,200 BOSTON SCIENTIFIC CORP COM 101137107 5,521 135,890 X 2 135,760 130 BOSTON SCIENTIFIC CORP COM 101137107 175 4,300 X X 2 2,400 1,900 BOSTON SCIENTIFIC COM 101137107 3,126 76,950 X 5 76,610 340 BOSTON SCIENTIFIC COM 101137107 171 4,200 X X 5 4,200 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 27,916 435,336 X 1 433,186 2,150 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 994 15,500 X X 1 8,240 6,060 1,200 BRISTOL MYERS-SQUIBB CO COM 110122108 9,841 153,462 X 2 150,342 3,120 BRISTOL MYERS-SQUIBB CO COM 110122108 1,492 23,268 X X 2 3,484 19,784 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 3,064 47,783 X 5 47,623 160 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 13 200 X X 5 200 BROWNING FERRIS INDUSTRIES INC COM 115885105 336 8,725 X 1 8,725 BROWNING FERRIS INDUSTRIES INC COM 115885105 278 7,200 X X 1 2,800 1,900 2,500 BURLINGTON NORTHN SANTA FE 12189T104 34 1,020 X 1 1,020 COM BURLINGTON NORTHERN SANTA FE CORP 12189T104 150 4,569 X 2 4,569 COM BURLINGTON NORTHERN SANTA FE CORP 12189T104 266 8,100 X X 2 8,100 COM BURLINGTON NORTHN SANTA FE 12189T104 10 300 X 5 300 COM BURLINGTON RESOURCES COM 122014103 24 597 X 1 597 BURLINGTON RESOURCES COM 122014103 70 1,742 X 2 1,742 ---------- COLUMN TOTALS 74,931
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BURLINGTON RESOURCES COM 122014103 188 4,706 X X 2 4,706 BURLINGTON RESOURCES COM 122014103 7 174 X 5 174 CBS CORP COM 12490K107 16 400 X 1 400 CBS CORP COM 12490K107 947 23,200 X 2 23,200 CBS CORP COM 12490K107 33 800 X X 2 800 CMAC INVT CORP COM 125662106 4,302 110,300 X 1 110,300 CMAC INVT CORP COM 125662106 115 2,950 X 2 2,950 CMAC INVT CORP COM 125662106 8 200 X 5 200 CPB INC COM - HA 125903104 680 38,200 X 1 38,200 CNB BANCSHARES INC COM 126126101 2,108 52,375 X 1 52,375 CTS CORP COM 126501105 1,004 20,300 X 1 20,300 CALIFORNIA MICROWAVE INC COM 130442106 1,043 97,000 X 1 97,000 CAMPBELL SOUP CO COM 134429109 20 480 X X 1 480 CAMPBELL SOUP CO COM 134429109 195 4,800 X 2 4,800 CAMPBELL SOUP CO COM 134429109 65 1,600 X X 2 1,600 CAMPBELL SOUP CO COM 134429109 81 2,000 X 5 2,000 CAPITAL ONE FINANCIAL CORP COM-VA 14040H105 1,637 10,840 X 1 10,840 CAPITAL ONE FINANCIAL CORP COM-VA 14040H105 740 4,900 X X 1 4,100 800 CARDINAL HEALTH INC COM 14149Y108 4,499 68,171 X 1 68,171 CARDINAL HEALTH INC COM 14149Y108 348 5,279 X 2 5,279 CARDINAL HEALTH INC COM 14149Y108 62 946 X X 2 847 99 CASEYS GEN STORES INC COM 147528103 5,325 361,000 X 1 361,000 CASEYS GENERAL STORES COM 147528103 128 8,700 X 2 8,700 CASEYS GENERAL STORES COM 147528103 59 4,000 X X 2 4,000 CATALINA MARKETING COM 148867104 15,210 177,115 X 1 177,115 ---------- COLUMN TOTALS 38,820
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 11 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CATALINA MARKETING COM 148867104 176 2,050 X X 1 1,400 650 CATALINA MARKETING CORP COM 148867104 1,108 12,900 X 2 11,400 1,500 CATALINA MARKETING CORP COM 148867104 30 350 X X 2 350 CATALINA MARKETING COM 148867104 1,544 17,974 X 5 17,974 CELGENE CORP COM 151020104 315 19,700 X 1 19,700 CENDANT CORP COM 151313103 12,440 780,544 X 1 780,544 CENDANT CORP COM 151313103 5 300 X X 1 300 CENDANT CORP COM 151313103 1,791 112,383 X 2 112,383 CENDANT CORP COM 151313103 22 1,350 X X 2 1,350 CENDANT CORP COM 151313103 222 13,925 X 5 13,825 100 CENDANT CORP COM 151313103 10 600 X X 5 600 CHASE MANHATTAN CORP NEW COM 16161A108 46 560 X 1 560 CHASE MANHATTAN CORP NEW COM 16161A108 37 450 X 2 450 CHASE MANHATTAN CORP NEW COM 16161A108 249 3,058 X 5 3,058 CHASE MANHATTAN CORP NEW COM 16161A108 49 600 X X 5 600 CHECKERS DRIVE-IN RESTAURANT 162809107 17 46,000 X X 5 46,000 CHEROKEE INC COM 16444H102 81 10,000 X 2 10,000 CHESAPEAKE CORP COM 165159104 1,641 60,509 X 1 60,509 CHEVRON CORP COM 166751107 244 2,745 X 1 2,745 CHEVRON CORP COM 166751107 120 1,356 X X 1 1,356 CHEVRON CORP COM 166751107 313 3,530 X 2 3,530 CHEVRON CORP COM 166751107 165 1,860 X X 2 1,860 CHEVRON CORP COM 166751107 148 1,669 X 5 1,669 CHEVRON CORP COM 166751107 87 980 X X 5 580 400 CHILDREN'S COMPREHENSIVE 16875K202 331 58,800 X 1 58,800 SERVICES INC COM ---------- COLUMN TOTALS 21,191
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 12 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CHILDRENS COMPREHENSIVE SVCS INC COM 16875K202 8 1,400 X 2 1,400 CHIREX INC COM 170038103 1,203 49,100 X 1 49,100 CHIREX INC COM 170038103 49 2,000 X 2 1,000 1,000 CHOICEPOINT INC COM 170388102 3,935 78,895 X 1 78,895 CHOICEPOINT INC COM 170388102 50 1,000 X 2 1,000 CHOICEPOINT INC COM 170388102 30 605 X 5 605 CINCINNATI BELL INC COM 171870108 3,821 170,300 X 1 170,300 CINCINNATI BELL INC COM 171870108 37 1,650 X 2 1,650 CINCINNATI BELL INC COM 171870108 22 1,000 X X 2 1,000 CINCINNATI BELL INC COM 171870108 68 3,040 X 5 3,040 CISCO SYSTEM INC COM 17275R102 49,606 452,766 X 1 451,169 1,597 CISCO SYSTEM INC COM 17275R102 145 1,325 X X 1 500 825 CISCO SYSTEMS INC COM 17275R102 12,794 116,778 X 2 116,103 675 CISCO SYSTEMS INC COM 17275R102 296 2,698 X X 2 850 1,848 CISCO SYSTEM INC COM 17275R102 5,275 48,144 X 5 47,864 280 CISCO SYSTEM INC COM 17275R102 49 450 X X 5 350 100 CITIGROUP INC COM 172967101 154 2,412 X 1 2,412 CITIGROUP INC COM 172967101 95 1,488 X X 1 48 1,440 CITIGROUP INC COM 172967101 603 9,445 X 2 9,445 CITIGROUP INC COM 172967101 154 2,409 X 5 2,409 CITIZENS BANKING CORP COM - MI 174420109 3,011 83,651 X 1 83,651 CLOROX CO COM 189054109 4,753 40,556 X 2 40,556 CLOROX CO COM 189054109 1,208 10,312 X X 2 10,312 CLOROX CO COM 189054109 47 400 X 5 400 COCA COLA CO COM 191216100 20,413 332,598 X 1 332,548 50 ---------- COLUMN TOTALS 107,826
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 13 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) COCA COLA CO COM 191216100 171 2,784 X X 1 2,008 776 COCA COLA CO COM 191216100 8,339 135,873 X 2 132,073 3,800 COCA COLA CO COM 191216100 249 4,060 X X 2 2,000 2,060 COCA COLA CO COM 191216100 1,269 20,670 X 5 20,670 COHERENT INC 192479103 991 72,100 X 1 72,100 COM COLGATE PALMOLIVE CO COM 194162103 22,439 243,901 X 1 243,326 575 COLGATE PALMOLIVE CO COM 194162103 246 2,675 X X 1 1,200 875 600 COLGATE PALMOLIVE CO COM 194162103 7,672 83,390 X 2 78,790 4,600 COLGATE PALMOLIVE CO COM 194162103 373 4,050 X X 2 3,600 450 COLGATE PALMOLIVE CO COM 194162103 1,473 16,015 X 5 15,920 95 COLGATE PALMOLIVE CO COM 194162103 117 1,270 X X 5 1,270 COLUMBIA FIXED INC SECS FD 197643109 3 206 X 1 206 COLUMBIA FIXED INCOME SECS FD 197643109 3,334 253,485 X 2 253,485 COLUMBIA FIXED INC SECS FD 197643109 304 23,114 X 5 23,114 COMERICA INC COM 200340107 215 3,444 X X 2 3,444 COMMUNITY FIRST BANKSHARES COM 203902101 1,010 50,500 X 1 50,500 ALFA SA DE CV ORD A MXN .05 2043423 1,435 472,000 X 1 472,000 MEXICAN COMPAQ COMPUTER CORP COM 204493100 70 2,200 X 1 2,200 COMPAQ COMPUTER COM 204493100 608 19,200 X 2 19,200 COMPAQ COMPUTER CORP COM 204493100 3 100 X 5 100 CONAGRA INC COM 205887102 15,288 596,608 X 1 596,558 50 CONAGRA INC COM 205887102 26 1,000 X X 1 1,000 CONAGRA INC COM 205887102 3,920 152,975 X 2 148,275 4,700 CONAGRA INC COM 205887102 141 5,500 X X 2 4,600 900 CONAGRA INC COM 205887102 444 17,345 X 5 17,345 ---------- COLUMN TOTALS 70,140
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 14 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CONAGRA INC COM 205887102 146 5,700 X X 5 5,700 CONSOLIDATED EDISON INC COM 209115104 176 3,882 X 1 3,882 CONSOLIDATED EDISON INC COM 209115104 45 1,000 X 2 800 200 CONSOLIDATED EDISON INC COM 209115104 90 1,980 X X 2 1,380 600 CONSOLIDATED EDISON INC COM 209115104 35 764 X 5 764 CONSOLIDATED NATURAL GAS COM 209615103 2,678 55,000 X 1 55,000 CONSOLIDATED NATURAL GAS CO COM 209615103 241 4,943 X 2 4,443 500 CONSOLIDATED NATURAL GAS CO COM 209615103 27 550 X X 2 450 100 CONSOLIDATED NATURAL GAS COM 209615103 43 875 X 5 850 25 COOPER COS INC COM 216648402 1,098 71,400 X 1 71,400 COUNTRY MAID FINANCIAL INC. 222356206 248 60,000 X 5 60,000 COM NEW CRISTALERIAS DE CHILE ADR 226714103 1,642 114,200 X 1 114,200 CYTEC INDS INC COM 232820100 1,207 54,075 X 1 54,075 CYTEC INDS INC COM 232820100 27 1,200 X 2 1,200 D A CONSULTING GRP INC COM 233027101 874 88,500 X 1 88,500 D A CONSULTING GRP INC COM 233027101 20 2,050 X 2 2,050 DSP GRP INC COM 23332B106 1,100 74,900 X 1 74,900 DATASTREAM SYS INC COM 238124101 944 109,500 X 1 109,500 DATASTREAM SYS INC COM 238124101 8 900 X 2 900 DEAN FOODS CO COM 242361103 147 4,137 X 1 4,137 DEAN FOODS CO COM 242361103 35 978 X X 1 978 DEAN FOODS CO COM 242361103 5,270 147,927 X 2 147,927 DEAN FOODS CO COM 242361103 1,060 29,751 X X 2 2,100 27,651 HUDSONS BAY CO ORD NPV 2442655 882 83,427 X 1 83,427 CANADIAN INDUSTRIAS PENOLES SA ORD 2448200 1,606 514,700 X 1 514,700 MEXICAN ---------- COLUMN TOTALS 19,649
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 15 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DELL COMPUTER CORP COM 247025109 381 9,310 X 1 9,310 DELL COMPUTER COM 247025109 139 3,400 X 2 3,400 DELL COMPUTER CORP COM 247025109 2,391 58,502 X 5 58,502 DELUXE CORP COM 248019101 22 767 X 1 767 DELUXE CORP COM 248019101 281 9,650 X 2 9,650 DENTSPLY INTL INC NEW COM 249030107 3,099 133,300 X 1 133,300 DENTSPLY INTL INC COM 249030107 79 3,400 X 2 3,400 DEVRY INC DEL COM 251893103 5,870 202,430 X 1 202,430 DEVRY INC DEL COM 251893103 505 17,400 X 2 17,400 DIEBOLD INC COM 253651103 13,636 568,185 X 1 568,185 DIEBOLD INC COM 253651103 30 1,250 X X 1 450 800 DIEBOLD INC COM 253651103 3,663 152,609 X 2 146,297 6,312 DIEBOLD INC COM 253651103 127 5,307 X X 2 3,725 1,582 DIEBOLD INC COM 253651103 966 40,263 X 5 40,163 100 DIEBOLD INC COM 253651103 149 6,200 X X 5 6,200 DIONEX COM 254546104 5,715 151,400 X 1 151,400 DIONEX CORP COM 254546104 11 300 X 2 300 WALT DISNEY COMPANY COM 254687106 2,624 84,306 X 1 84,306 WALT DISNEY COMPANY COM 254687106 106 3,400 X X 1 3,400 DISNEY WALT CO COM 254687106 3,553 114,140 X 2 105,923 8,217 DISNEY WALT CO COM 254687106 165 5,295 X X 2 5,295 WALT DISNEY COMPANY COM 254687106 778 25,004 X 5 25,004 DOLLAR GENERAL CORP COM 256669102 125 3,672 X 2 3,672 DOLLAR GENERAL CORP COM 256669102 162 4,765 X X 2 4,765 DOMINION RESOURCES INC COM 257470104 2,369 64,128 X 1 64,128 ---------- COLUMN TOTALS 46,946
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 16 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DOMINION RESOURCES INC COM 257470104 7 200 X 2 200 DOMINION RESOURCES INC COM 257470104 18 499 X X 2 499 DOMINION RESOURCES INC COM 257470104 18 500 X X 5 500 DONNELLEY R R & SONS CO COM 257867101 328 10,200 X 2 10,200 DONNELLEY R R & SONS CO COM 257867101 85 2,650 X 5 2,650 DONNELLEY R R & SONS CO COM 257867101 39 1,200 X X 5 800 400 DOW CHEM CO COM 260543103 59 628 X 1 400 228 DOW CHEMICAL CO COM 260543103 144 1,550 X 2 1,550 DOW CHEMICAL CO COM 260543103 172 1,850 X X 2 450 1,400 DOW CHEM CO COM 260543103 78 840 X 5 840 DOW CHEM CO COM 260543103 28 300 X X 5 300 DOW JONES & COMPANY INC 260561204 331 7,024 X 1 7,024 CLASS B COM DU PONT E I DE NEMOURS & CO COM 263534109 216 3,720 X 1 3,720 DU PONT E I DE NEMOURS & CO COM 263534109 359 6,190 X 2 6,190 DU PONT E I DE NEMOURS & CO COM 263534109 70 1,200 X X 2 1,200 DU PONT E I DE NEMOURS & CO COM 263534109 10 165 X 5 165 DUKE ENERGY CORP COM 264399106 4,963 90,550 X 1 90,550 DUKE ENERGY CORP COM 264399106 321 5,858 X 2 5,358 500 DUKE ENERGY CORP COM 264399106 132 2,400 X X 2 2,200 200 DUKE ENERGY CORP COM 264399106 113 2,055 X 5 2,055 DUN & BRADSTREET CORP DEL COM 26483B106 405 11,357 X 1 11,107 250 DUN & BRADSTREET CORP DEL COM 26483B106 196 5,500 X X 1 1,200 100 4,200 DUN & BRADSTREET CORP DEL COM 26483B106 7 200 X 5 200 EMC CORP MASS COM 268648102 54 425 X 2 425 EMC CORP MASS COM 268648102 26 200 X X 2 200 ---------- COLUMN TOTALS 8,179
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 17 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) EMC CORPORATION COM 268648102 128 1,000 X 5 1,000 EMC CORPORATION COM 268648102 38 300 X X 5 300 RANGER OIL LTD ORD NPV 2723004 912 228,000 X 1 228,000 ECOLAB INC COM 278865100 650 18,300 X 2 18,300 ELECTRONIC DATA SYS CORP COM 285661104 6,372 130,870 X 1 130,870 ELECTRONIC DATA SYS CORP COM 285661104 34 700 X X 1 500 200 ELECTRONIC DATA SYSTEMS CORP COM 285661104 49 1,014 X 2 1,014 ELECTRONIC DATA SYSTEMS CORP COM 285661104 61 1,250 X X 2 400 850 ELECTRONIC DATA SYS CORP COM 285661104 150 3,080 X 5 3,080 TELEFONOS DE MEXICO SA SPND ADR 2881612 2,449 37,100 X 1 37,100 SPANISH EMERSON ELECTRIC CO COM 291011104 158 2,983 X 1 2,833 150 EMERSON ELECTRIC CO COM 291011104 88 1,667 X X 1 267 1,400 EMERSON ELEC CO COM 291011104 109 2,065 X 2 2,065 EMERSON ELEC CO COM 291011104 20 384 X X 2 384 EMERSON ELECTRIC CO COM 291011104 9 175 X 5 175 ENRON CORP COM 293561106 113 1,752 X X 1 1,752 ENRON CORP COM 293561106 655 10,200 X 2 10,200 ENRON CORP COM 293561106 115 1,792 X X 2 1,792 EQUIFAX INC COM 294429105 21,743 632,531 X 1 632,491 40 EQUIFAX INC COM 294429105 116 3,375 X X 1 2,125 1,250 EQUIFAX INC COM 294429105 2,962 86,176 X 2 86,176 EQUIFAX INC COM 294429105 79 2,300 X X 2 900 1,400 EQUIFAX INC COM 294429105 2,379 69,197 X 5 69,197 EQUIFAX INC COM 294429105 7 200 X X 5 200 ERICSSON L M TEL CO ADR CL B SEK 10 294821400 98 4,100 X 1 4,100 (SWEDEN) ---------- COLUMN TOTALS 39,494
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 18 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ERICSSON TEL NEW ADR COM 294821400 119 5,000 X 2 5,000 ERICSSON L M TEL CO ADR CL B SEK 10 294821400 13 532 X 5 532 (SWEDEN) ERICSSON L M TEL CO ADR CL B SEK 10 294821400 10 400 X X 5 400 (SWEDEN) FCB FINANCIAL CORP COM 301932109 3,441 120,724 X 1 80,777 39,947 FCB FINANCIAL CORP COM 301932109 71 2,500 X X 1 2,500 EXXON CORP COM 302290101 5,258 74,513 X 1 70,407 4,106 EXXON CORP COM 302290101 949 13,450 X X 1 10,398 2,252 800 EXXON CORP COM 302290101 3,305 46,833 X 2 46,433 400 EXXON CORP COM 302290101 1,472 20,861 X X 2 11,597 9,264 EXXON CORP COM 302290101 795 11,268 X 5 11,268 EXXON CORP COM 302290101 636 9,020 X X 5 4,224 4,316 480 F & M BANCORPORATION INC COM 302371109 4,783 144,944 X 1 144,944 F & M BANCORPORATION INC COM 302371109 192 5,832 X X 1 266 5,566 F&M BANCORPORATION INC COM 302371109 2,188 66,288 X 2 66,288 F&M BANCORPORATION INC COM 302371109 184 5,565 X X 2 5,565 FNB BANCSHARES INC IRON MTN MI COM 30252A901 446 12,741 X 2 12,741 FAIR ISAAC & CO INC COM 303250104 1,998 53,900 X 1 53,900 FEDERAL NATL MTG ASSN COM 313586109 26,142 377,495 X 1 377,495 FEDERAL NATL MTG ASSN COM 313586109 45 650 X X 1 100 550 FEDERAL NATL MTG ASSN COM 313586109 11,838 170,948 X 2 165,148 5,800 FEDERAL NATL MTG ASSN COM 313586109 953 13,764 X X 2 5,964 7,800 FEDERAL NATL MTG ASSN COM 313586109 1,700 24,542 X 5 24,542 FEDERAL NATL MTG ASSN COM 313586109 3 45 X X 5 45 FEDERATED INCOME TRUST COM 314199100 704 68,227 X 2 68,227 FEDERATED INCOME TRUST COM 314199100 14 1,369 X X 2 1,369 ---------- COLUMN TOTALS 67,259
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 19 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FEDERATED US GOVT SECS 2-5 YRS 31428P103 242 22,531 X 2 22,531 INSTL SHS FEDERATED US GOVT SECS 2-5 YRS 31428P103 70 6,507 X X 2 6,507 INSTL SHS FIDELITY HIGH INCOME FD 316146406 652 51,239 X 1 51,239 FIDELITY HIGH INCOME FD 316146406 173 13,582 X 5 13,582 FILA HLDGS S P A SPONSORED ADR 316850106 179 22,000 X 1 22,000 FIRST AMERICAN (TENN) COM-TN 318900107 2,620 71,060 X 1 71,060 FIRST MIDWEST BANCORP COM 320867104 6,227 163,880 X 1 163,880 FIRST MANITOWOC BANCORP INC 322990102 589 14,023 X 2 14,023 FIRST MANITOWOC BANCORP INC 322990102 754 17,962 X X 2 17,962 FIRST NORTHERN CAP CORP COM 335832101 22 2,000 X 1 2,000 FIRST NORTHERN CAPITAL CORP COM 335832101 759 69,038 X 2 69,038 FIRST NORTHERN CAPITAL CORP COM 335832101 66 6,000 X X 2 6,000 FIRST OAK BROOK BANCSHARES CL A 335847208 2,862 164,140 X 1 164,140 INC COM - IL FIRST SOURCE CORP COM-IN 336901103 2,008 67,486 X 1 67,486 FIRST UNION CORPORATION COM 337358105 21,176 396,281 X 1 396,226 55 FIRST UNION CORPORATION COM 337358105 309 5,790 X X 1 4,760 150 880 FIRST UNION CORP COM 337358105 1,186 22,200 X 2 22,200 FIRST UNION CORP COM 337358105 11 200 X X 2 200 FIRST UNION CORPORATION COM 337358105 961 17,977 X 5 17,877 100 FIRST UNION CORPORATION COM 337358105 27 500 X X 5 500 FIRST UN REAL ESTATE EQUITY PFD 337400303 1,674 80,200 X 1 80,200 CNV SER A 8.400 CALLABLE 12/31/2049 FIRST VA BANKS INC COM - VA 337477103 1,268 27,750 X 1 27,750 FIRSTAR CORP WI NEW COM 33763V109 12,207 136,393 X 1 136,393 FIRSTAR CORP WI NEW COM 33763V109 370 4,139 X X 1 456 400 3,283 FIRSTAR CORP WI NEW COM 33763V109 5,627 62,871 X 2 60,591 2,280 ---------- COLUMN TOTALS 62,039
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 20 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FIRSTAR CORP WI NEW COM 33763V109 340 3,800 X X 2 912 2,888 FIRSTAR CORP WI NEW COM 33763V109 1,566 17,497 X 5 17,497 FIRSTAR CORP WI NEW COM 33763V109 27 304 X X 5 304 FISERV INC COM 337738108 1,958 36,507 X 1 36,507 FISERV INC COM 337738108 72 1,345 X 2 1,345 FISERV INC COM 337738108 60 1,125 X X 2 1,125 FISERV INC COM 337738108 54 1,000 X 5 1,000 FIRSTMERIT CORP COM 337915102 476 18,500 X 1 18,500 FORD MTR CO DEL COM 345370100 165 2,916 X 1 2,808 108 FORD MTR CO DEL COM 345370100 324 5,722 X 2 5,722 FORD MTR CO DEL COM 345370100 83 1,468 X 5 1,468 FRANKLIN RESOURCES INC COM 354613101 14,052 499,624 X 1 499,589 35 FRANKLIN RESOURCES INC COM 354613101 360 12,800 X X 1 4,850 5,850 2,100 FRANKLIN RESOURCES INC COM 354613101 2,479 88,150 X 2 84,550 3,600 FRANKLIN RESOURCES INC COM 354613101 70 2,500 X X 2 2,100 400 FRANKLIN RESOURCES INC COM 354613101 2,271 80,754 X 5 80,415 339 FRANKLIN RESOURCES INC COM 354613101 14 480 X X 5 480 GTE CORP COM 362320103 509 8,407 X 1 7,807 600 GTE CORP COM 362320103 395 6,530 X 2 6,530 GTE CORP COM 362320103 145 2,400 X X 2 900 1,500 GTE CORP COM 362320103 613 10,140 X 5 10,140 GTE CORP COM 362320103 21 350 X X 5 350 GARTNER GROUP INC NEW CLASS A 366651107 3,384 150,000 X 1 150,000 GARTNER GRP INC CL A COM 366651107 58 2,550 X 2 2,550 GENERAL BINDING CORP COM 369154109 2,729 105,200 X 1 105,200 ---------- COLUMN TOTALS 32,225
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 21 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GENERAL CREDIT CORP WARRANTS 369451117 1 20,000 X 2 20,000 EXP 04/25/2002 GENERAL ELEC CO COM 369604103 42,989 388,598 X 1 382,166 6,432 GENERAL ELEC CO COM 369604103 1,222 11,050 X X 1 9,450 1,600 GENERAL ELEC CO COM 369604103 16,843 152,253 X 2 148,353 3,900 GENERAL ELEC CO COM 369604103 1,316 11,900 X X 2 5,900 6,000 GENERAL ELEC CO COM 369604103 7,223 65,296 X 5 64,966 330 GENERAL ELEC CO COM 369604103 385 3,478 X X 5 2,978 500 GENERAL MOTORS CORP COM 370442105 148 1,706 X 1 939 767 GENERAL MOTORS CORP COM 370442105 52 600 X X 1 600 GENERAL MOTORS CORP COM 370442105 326 3,751 X 2 3,751 GENERAL MOTORS CORP COM 370442105 106 1,218 X X 2 300 918 GENERAL MOTORS CORP COM 370442105 248 2,845 X 5 2,845 GENERAL MOTORS CORP COM 370442105 8 94 X X 5 94 GILLETTE CO COM 375766102 23,092 388,500 X 1 387,400 1,100 GILLETTE CO COM 375766102 111 1,875 X X 1 700 1,175 GILLETTE CO COM 375766102 9,244 155,521 X 2 149,521 6,000 GILLETTE CO COM 375766102 366 6,150 X X 2 4,650 1,500 GILLETTE CO COM 375766102 3,157 53,107 X 5 52,927 180 GILLETTE CO COM 375766102 446 7,500 X X 5 7,500 PH GLATFELTER COMPANY COM 377316104 2,164 193,452 X 1 176,964 16,488 PH GLATFELTER COMPANY COM 377316104 17 1,488 X X 1 1,488 GLAXO PLC SPONSORED ADR 37733W105 6,346 94,800 X 1 94,800 GLAXO PLC SPONSORED ADR 37733W105 13 200 X X 1 200 GLAXO WELLCOME PLC SPONSORED ADR 37733W105 74 1,100 X 2 1,100 GLAXO WELLCOME PLC SPONSORED ADR 37733W105 245 3,655 X X 2 2,000 1,655 ---------- COLUMN TOTALS 116,142
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 22 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GLAXO PLC SPONSORED ADR 37733W105 9 140 X 5 140 W W GRAINGER INC COM 384802104 810 18,810 X 1 18,810 W W GRAINGER INC COM 384802104 95 2,200 X X 1 200 2,000 GRAINGER W W INC COM 384802104 19 450 X 2 450 W W GRAINGER INC COM 384802104 598 13,880 X 5 13,880 GRAND PREMIER FINL INC COM 386174106 854 75,497 X 1 75,497 GUANGSHEN RAILWAY LTD SPONS ADR 40065W107 442 81,200 X 1 81,200 ERAMET SA ORD 4017017 1,213 33,500 X 1 33,500 FRENCH AXA-UAP SA ORD FRF60 4026927 2,588 19,500 X 1 19,500 FRENCH ASSIDOMAEN AB ORD SEK20 4051576 1,972 96,900 X 1 96,900 SWEDISH HARLEY DAVIDSON INC COM 412822108 16,072 280,120 X 1 279,120 1,000 HARLEY DAVIDSON INC COM 412822108 1,975 34,425 X 2 34,325 100 HARLEY DAVIDSON INC COM 412822108 72 1,250 X X 2 950 300 HARLEY DAVIDSON INC COM 412822108 257 4,483 X 5 4,483 HEALTHSOUTH CORP SUB DEB CONV TO 421924AF8 1,435 1,750,000 X 1 27.300 SHS PER 1000 UNTIL 04/01/03 HEALTHSOUTH CORP COM 421924101 4,085 393,690 X 1 393,690 HEALTHSOUTH CORP COM 421924101 17 1,600 X X 1 1,600 HEALTHSOUTH CORP COM 421924101 1,091 105,150 X 2 103,450 1,700 HEALTHSOUTH CORP COM 421924101 35 3,400 X X 2 1,200 2,200 HEALTHSOUTH CORP COM 421924101 887 85,530 X 5 85,230 300 HEALTHSOUTH CORP COM 421924101 84 8,050 X X 5 7,800 250 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 14,887 1,221,470 X 1 1,221,470 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 38 3,100 X X 1 1,200 1,900 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 2,089 171,427 X 2 169,927 1,500 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 7 600 X X 2 600 ---------- COLUMN TOTALS 51,631
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 23 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HEALTH MGMT ASSOC INC NEW CL A COM 421933102 344 28,206 X 5 28,206 HEINZ H J CO COM 423074103 593 12,525 X 1 12,525 HEINZ H J CO COM 423074103 78 1,650 X X 1 450 1,200 HEINZ H J CO COM 423074103 206 4,350 X 2 4,050 300 HEINZ H J CO COM 423074103 76 1,600 X 5 1,600 HEWLETT PACKARD CO COM 428236103 4,079 60,145 X 1 59,545 600 HEWLETT PACKARD CO COM 428236103 136 2,000 X X 1 1,100 900 HEWLETT PACKARD CO COM 428236103 3,302 48,691 X 2 46,891 1,800 HEWLETT PACKARD CO COM 428236103 210 3,100 X X 2 2,500 600 HEWLETT PACKARD CO COM 428236103 246 3,635 X 5 3,635 HEWLETT PACKARD CO COM 428236103 75 1,100 X X 5 1,100 EVN ENERGIE-VERSORGUNG ORD 4295374 2,486 19,100 X 1 19,100 AUSTRIAN ELKEM A/S OSLO AKT ORD NKR20 SER A 4310385 2,072 140,300 X 1 140,300 NORWEGIAN FIAT SPA ORD ITL1000 4335601 2,641 797,830 X 1 797,830 ITALIAN FIAT SPA DI RISP ITL 1000 (SAVINGS) 4335764 899 502,260 X 1 502,260 ITALIAN FRANS MAAS GROEP ORD NTFL10 CVA 4353517 1,800 62,158 X 1 62,158 NETHERLANDS HOME DEPOT INC COM 437076102 156 2,508 X 1 2,508 HOME DEPOT INC COM 437076102 75 1,200 X X 1 1,200 HOME DEPOT INC COM 437076102 735 11,814 X 2 11,814 HOME DEPOT INC COM 437076102 5 87 X 5 87 HOME DEPOT INC COM 437076102 336 5,400 X X 5 4,500 900 HORIZON BANCORP IND COM - IN 440407104 1,629 33,066 X 1 33,066 IBERDROLA SA ORD ESP 500 4424640 2,911 196,300 X 1 196,300 SPANISH HUBBELL INC CLASS A COM 443510102 650 17,578 X 1 17,578 HUBBELL INC CLASS A COM 443510102 89 2,400 X X 1 2,400 ---------- COLUMN TOTALS 25,829
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 24 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HUBBELL INC CLASS B COM 443510201 3,270 81,754 X 1 81,754 HUBBELL INC CLASS B COM 443510201 27 664 X X 1 664 HUBBELL INC CL B 443510201 154 3,860 X 2 3,860 HUBBELL INC CL B 443510201 42 1,050 X X 2 1,050 HUNTINGTON BANCSHARES COM - OH 446150104 3,089 99,834 X 1 99,834 IMS HEALTH INC COM 449934108 29,676 895,876 X 1 895,326 550 IMS HEALTH INC COM 449934108 411 12,400 X X 1 2,400 1,600 8,400 IMS HEALTH INC COM 449934108 4,315 130,275 X 2 130,275 IMS HEALTH INC COM 449934108 13 400 X X 2 400 IMS HEALTH INC COM 449934108 1,708 51,565 X 5 51,565 KVAERNER INDS. NWK 12.50 SER B 4501695 293 20,314 X 1 20,314 NORWEGIAN KVAERNER A/S ORD 4502029 356 20,000 X 1 20,000 NORWEGIAN ITI TECH INC COM 450564109 828 27,600 X 1 27,600 ITT EDUCATIONAL SERVICES INC COM 45068B109 4,611 122,750 X 1 122,750 ITT ED SVC INC COM 45068B109 126 3,350 X 2 3,350 KEMIRA OY ORD FIM10 4513612 1,128 179,900 X 1 179,900 FINNISH IKOS SYS INC COM 451716203 90 16,000 X X 2 16,000 ILLINOIS TOOL WORKS INC COM 452308109 215 3,470 X 1 3,470 ILLINOIS TOOL WORKS INC COM 452308109 19 300 X X 1 300 ILLINOIS TOOL WORKS INC COM 452308109 755 12,200 X 2 11,300 900 ILLINOIS TOOL WORKS INC COM 452308109 93 1,500 X X 2 1,500 ILLINOIS TOOL WORKS INC COM 452308109 6 100 X X 5 100 INDUSTRIAL CR & INVT INDIA 456052109 329 53,000 X 1 53,000 GDR 144A COM INSPIRE INS SOLUTIONS INC COM 457732105 916 48,200 X 1 48,200 INTEGRATED ELEC SVCS COM 45811E103 928 58,000 X 1 58,000 ---------- COLUMN TOTALS 53,398
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 25 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) INTEL CORP COM 458140100 29,559 248,659 X 1 248,659 INTEL CORP COM 458140100 512 4,310 X X 1 1,560 2,750 INTEL CORP COM 458140100 4,847 40,775 X 2 40,275 500 INTEL CORP COM 458140100 321 2,704 X X 2 2,704 INTEL CORP COM 458140100 4,345 36,550 X 5 36,390 160 INTEL CORP COM 458140100 297 2,498 X X 5 2,398 100 INTERNATIONAL BUSINESS MACHS COM 459200101 2,495 14,076 X 1 13,048 1,028 INTERNATIONAL BUSINESS MACHS COM 459200101 106 600 X X 1 600 INTERNATIONAL BUSINESS MACHS COM 459200101 576 3,251 X 2 3,251 INTERNATIONAL BUSINESS MACHS COM 459200101 106 600 X X 2 600 INTERNATIONAL BUSINESS MACHS COM 459200101 1,447 8,166 X 5 8,166 INTERNATIONAL BUSINESS MACHS COM 459200101 91 512 X X 5 512 INTERPUBLIC GROUP COM 460690100 25,027 321,375 X 1 321,262 113 INTERPUBLIC GROUP COM 460690100 8,240 105,810 X 2 100,430 5,380 INTERPUBLIC GROUP COM 460690100 298 3,825 X X 2 1,725 2,100 INTERPUBLIC GROUP COM 460690100 2,771 35,580 X 5 35,580 INTERPUBLIC GROUP COM 460690100 245 3,140 X X 5 3,140 INTERSTATE BAKERIES CORP DEL 46072H108 1,995 92,500 X 1 92,500 COM INTERSTATE BAKERIES CORP COM 46072H108 67 3,100 X 2 3,100 INTERSTATE BAKERIES CORP DEL 46072H108 3 150 X 5 150 COM INTERSTATE ENERGY CORP WI COM 460845100 219 8,226 X 1 8,226 INTERSTATE ENERGY CORP WI COM 460845100 9 356 X X 1 356 INTERSTATE ENERGY CORP WI COM 460845100 368 13,811 X 2 13,811 INTERSTATE ENERGY CORP WI COM 460845100 21 800 X X 2 800 INTERSTATE ENERGY CORP WI COM 460845100 168 6,323 X 5 6,323 ---------- COLUMN TOTALS 84,133
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 26 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) INTERSTATE ENERGY CORP WI COM 460845100 38 1,422 X X 5 1,422 INVESTORS FINANCIAL SERV CORP 461915100 2,648 92,100 X 1 92,100 COM INVESTORS FINL SERV CORP COM 461915100 60 2,100 X 2 2,100 KONINKLIJKE NEDLLOYD NV ORD HFL10 4628839 4,441 191,607 X 1 191,607 NETHERLANDS IRWIN FINANCIAL CORP COM - IN 464119106 3,479 173,400 X 1 173,400 NORDK HYDRO A S ORD NOK20 4645805 1,608 39,400 X 1 39,400 NORWIGIAN RAUMA OY ORD 4723381 265 22,800 X 1 22,800 FINNISH REPSOL SA ORD BR ESP500 4733227 1,562 30,300 X 1 30,300 SPANISH RHONE-POULENC SA ORD A SHS FF25 4736817 978 21,600 X 1 21,600 FRENCH ST GOBAIN (CIE DE) FF100 4768371 1,220 7,682 X 1 7,682 FRENCH JOHNSON & JOHNSON COM 478160104 832 8,901 X 1 8,301 600 JOHNSON & JOHNSON COM 478160104 387 4,143 X 2 4,143 JOHNSON & JOHNSON COM 478160104 1,225 13,100 X X 2 13,100 JOHNSON & JOHNSON COM 478160104 127 1,360 X 5 1,260 100 JOHNSON & JOHNSON COM 478160104 47 500 X X 5 500 SOCIETE NATIONALE ELF AQUITAINE ORD 4824080 3,079 22,650 X 1 22,650 FRENCH KANSAS CITY PWR & LT CO COM 485134100 113 4,600 X 1 4,600 KANSAS CITY PWR & LT CO COM 485134100 91 3,700 X 2 3,700 KANSAS CITY SOUTHERN INDS INC COM 485170104 6,509 114,200 X 1 114,200 KANSAS CITY SOUTHERN INDS INC COM 485170104 120 2,100 X 2 2,100 KANSAS CITY SOUTHERN INDS INC COM 485170104 5 83 X 5 83 KELLOGG CO COM 487836108 7 200 X 1 200 KELLOGG CO COM 487836108 318 9,400 X 2 9,400 KELLSTROM INDS INC COM 488035106 970 61,100 X 1 61,100 KELLSTROM INDS INC COM 488035106 13 850 X 2 400 450 ---------- COLUMN TOTALS 30,142
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 27 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) UNICEM DI RISP ORD 4915230 668 150,000 X 1 150,000 ITALIAN KEYSTONE AUTOMOTIVE INDS INC COM 49338N109 1,034 63,600 X 1 63,600 VOLVO AB ORD B SHS SEK6 4937739 1,959 74,900 X 1 74,900 SWEDISH VEBA A G ORD EUR5 4942904 2,039 38,700 X 1 38,700 KIMBERLY-CLARK CORP COM 494368103 127,324 2,656,011 X 1 2,522,404 39,200 94,407 KIMBERLY-CLARK CORP COM 494368103 12,440 259,504 X X 1 201,116 23,300 35,088 KIMBERLY CLARK CORP COM 494368103 4,342 90,578 X 2 88,578 2,000 KIMBERLY CLARK CORP COM 494368103 875 18,244 X X 2 13,844 4,400 KIMBERLY-CLARK CORP COM 494368103 2,656 55,410 X 5 55,360 50 KIMBERLY-CLARK CORP COM 494368103 344 7,183 X X 5 6,983 200 KIMBERLY CLARK DE MEXICO S A 494386204 363 19,163 X 1 19,163 SPONS ADR ORD A KIMBERLY CLARK DE MEXICO S A 494386204 24 1,267 X X 1 767 500 SPONS ADR ORD A KOALA CORP COM 499866101 1,058 51,000 X 1 51,000 KOALA CORP COM 499866101 43 2,050 X 2 1,050 1,000 BANK AUSTRIA AG 4999621 2,902 48,981 X 1 48,981 KOHLS CORP COM 500255104 57 800 X 1 800 KOHLS CORP COM 500255104 63 888 X 2 888 KOHLS CORP COM 500255104 126 1,772 X 5 1,772 LG AND E ENERGY CORP COM 501917108 17 835 X 1 835 LG AND E ENERGY CORP COM 501917108 87 4,169 X 2 1,169 3,000 LG AND E ENERGY CORP COM 501917108 111 5,334 X X 2 5,000 334 VALMET OY ORD FIM 10 5031588 2,761 239,900 X 1 239,900 FINNISH KCI KONECRANES INTERNATIONAL PLC 5038824 1,888 54,600 X 1 54,600 ORD EUR8 INTERNATIONAL MUELLER ORD NV NLG 5 5051586 3,045 148,700 X 1 148,700 DUTCH LAFAYETTE BANCORPORATION COM - IN 505893107 749 18,270 X 1 18,270 ---------- COLUMN TOTALS 166,975
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 28 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) STORA ENSO OYJ FIM10 SER R 5072673 1,272 128,000 X 1 128,000 FINNISH HOLLANDSCHE BETON GROEP NV 5227804 1,322 125,446 X 1 125,446 ORD NLG2 AUTOLIV INC SDR 5247374 2,567 67,300 X 1 67,300 SWEDISH GRANGES AB 5255850 2,352 155,650 X 1 155,650 SWEDISH LILLY ELI & CO COM 532457108 13,833 162,984 X 1 162,184 800 LILLY ELI & CO COM 532457108 574 6,760 X X 1 3,960 1,200 1,600 LILLY ELI & CO COM 532457108 1,997 23,530 X 2 23,530 LILLY ELI & CO COM 532457108 85 1,000 X X 2 600 400 LILLY ELI & CO COM 532457108 219 2,586 X 5 2,586 LILLY ELI & CO COM 532457108 17 200 X X 5 200 LITTLEFIELD ADAMS & CO COM 537581100 48 15,518 X 2 15,518 LOCKHEED MARTIN CORP COM 539830109 84 2,230 X 1 2,230 LOCKHEED MARTIN CORP COM 539830109 131 3,466 X 2 3,466 LOCKHEED MARTIN CORP COM 539830109 19 492 X 5 492 LOJAS AMERICANAS ADR 541458105 371 72,900 X 1 72,900 NYCOMED AMERSHAM PLC ORD 25P 5467666 333 39,000 X 1 39,000 NORWEGIAN SAAB AB ORD B NPV 5469554 746 93,450 X 1 93,450 SWEDISH KRONA ZUERICH ALLIED AG NEW 5486779 3,719 5,800 X 1 5,800 LUCENT TECHNOLOGIES INC COM 549463107 32,463 300,579 X 1 300,149 430 LUCENT TECHNOLOGIES INC COM 549463107 254 2,354 X X 1 1,454 900 LUCENT TECHNOLOGIES INC COM 549463107 15,555 144,024 X 2 136,544 7,480 LUCENT TECHNOLOGIES INC COM 549463107 793 7,342 X X 2 5,264 2,078 LUCENT TECHNOLOGIES INC COM 549463107 7,649 70,822 X 5 70,580 242 LUCENT TECHNOLOGIES INC COM 549463107 106 980 X X 5 680 300 VOLKSWAGEN AG 5497102 1,731 26,000 X 1 26,000 ---------- COLUMN TOTALS 88,240
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 29 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) VOLKSWAGEN AG DM50 PFD 5497168 1,239 31,000 X 1 31,000 MAF BANCORP INC COM-IL 55261R108 4,065 182,709 X 1 182,709 MCI WORLDCOM INC COM 55268B106 28,947 326,851 X 1 326,296 555 MCI WORLDCOM INC COM 55268B106 171 1,929 X X 1 946 983 MCI WORLDCOM INC COM 55268B106 10,052 113,500 X 2 109,310 4,190 MCI WORLDCOM INC COM 55268B106 333 3,761 X X 2 2,786 975 MCI WORLDCOM INC COM 55268B106 1,982 22,385 X 5 22,285 100 MCI WORLDCOM INC COM 55268B106 53 600 X X 5 600 MANITOWOC COMPANY INC COM 563571108 490 11,700 X 1 11,700 MANITOWOC CO INC COM 563571108 10,133 241,973 X 2 66,883 175,090 MANITOWOC CO INC COM 563571108 1,840 43,945 X X 2 26,973 7,972 9,000 MANITOWOC COMPANY INC COM 563571108 40 950 X 5 950 MANPOWER INC WIS COM 56418H100 270 11,535 X 1 11,535 MANPOWER INC WIS COM 56418H100 19 800 X X 1 800 MANPOWER INC COM 56418H100 20 850 X 2 850 MANPOWER INC WIS COM 56418H100 88 3,747 X 5 3,747 MARCUS CORP COM 566330106 110 9,195 X 1 8,325 870 MARCUS CORP COM 566330106 19 1,575 X 2 1,575 MARCUS CORP COM 566330106 9 757 X 5 757 MARQUETTE NATIONAL CORP - IL COM 571599109 914 1,450 X 1 1,450 MARSH & MC LENNAN COS INC COM 571748102 34,792 468,582 X 1 465,607 2,975 MARSH & MC LENNAN COS INC COM 571748102 382 5,150 X X 1 1,950 1,400 1,800 MARSH & MC LENNAN COS INC COM 571748102 3,818 51,425 X 2 51,425 MARSH & MC LENNAN COS INC COM 571748102 186 2,507 X X 2 2,007 500 MARSH & MC LENNAN COS INC COM 571748102 2,051 27,630 X 5 27,450 180 ---------- COLUMN TOTALS 102,023
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 30 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MARSH & MC LENNAN COS INC COM 571748102 173 2,330 X X 5 2,330 MARSHALL & ILSLEY CORP COM - WI 571834100 24,765 446,718 X 1 446,418 300 MARSHALL & ILSLEY CORP COM - WI 571834100 194 3,495 X X 1 750 2,745 MARSHALL & ILSLEY CORP COM 571834100 6,275 113,191 X 2 113,191 MARSHALL & ILSLEY CORP COM 571834100 1,469 26,501 X X 2 6,600 19,901 MARSHALL & ILSLEY CORP COM - WI 571834100 2,461 44,385 X 5 44,385 MARSHALL & ILSLEY CORP COM - WI 571834100 627 11,311 X X 5 8,275 3,036 MCDONALDS CORP COM 580135101 1,754 38,710 X 1 38,710 MCDONALDS CORP COM 580135101 745 16,450 X 2 16,450 MCDONALDS CORP COM 580135101 340 7,508 X X 2 2,408 5,100 MCDONALDS CORP COM 580135101 1,354 29,890 X 5 29,890 MCDONALDS CORP COM 580135101 707 15,600 X X 5 15,600 MCGRAW-HILL COMPANIES INC. 580645109 114 2,100 X 1 1,600 500 MCGRAW-HILL CO INC COM 580645109 1,880 34,500 X 2 34,500 MCGRAW-HILL CO INC COM 580645109 229 4,200 X X 2 3,800 400 MCMULLEN & PITZ CONSTRUCTION CO 581990900 802 236 X 2 236 MEDIAONE GROUP INC COM 58440J104 329 5,192 X 1 4,700 492 MEDIAONE GROUP INC COM 58440J104 51 800 X 2 800 MEDIAONE GROUP INC COM 58440J104 82 1,300 X 5 1,300 MEDICIS PHARMACEUTICAL CORP CL A 584690309 2,169 72,300 X 1 72,300 COM MEDICIS PHARMACEUTICAL CORP CL A COM 584690309 27 900 X 2 900 MEDITRUST CONV 58501TAA6 202 200,000 X 1 9.000% DUE 01/01/2002 MEDITRUST CONV 58501TAA6 71 70,000 X 5 9.000% DUE 01/01/2002 MEDITRUST CONVERTIBLE 58501TAC2 470 485,000 X 1 7.500% DUE 03/01/2001 MEDITRUST CONVERTIBLE 58501TAC2 10 10,000 X X 1 7.500% DUE 03/01/2001 ---------- COLUMN TOTALS 47,300
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 31 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MEDITRUST PAIRED CTF NEW 58501T306 2,125 170,809 X 1 170,689 120 MEDTRONIC INC COM 585055106 30,467 423,888 X 1 423,888 MEDTRONIC INC COM 585055106 40 550 X X 1 550 MEDTRONIC INC COM 585055106 14,026 195,147 X 2 190,547 4,600 MEDTRONIC INC COM 585055106 924 12,850 X X 2 2,200 10,650 MEDTRONIC INC COM 585055106 2,424 33,730 X 5 33,670 60 MEDTRONIC INC COM 585055106 86 1,200 X X 5 200 1,000 MELITA INTL CORP COM 585493109 823 63,300 X 1 63,300 MELITA INTL CORP COM 585493109 10 750 X 2 750 MELLON BK CORP COM 585509102 4,300 61,100 X 1 61,100 MELLON BANK CORP COM 585509102 74 1,054 X 2 1,054 MELLON BK CORP COM 585509102 7 100 X 5 100 MERCANTILE BANCORP INC COM - MO 587342106 4,508 94,897 X 1 94,897 MERCANTILE BANCORP INC COM - MO 587342106 43 900 X 5 900 MERCANTILE BANKSHARES COM - MD 587405101 2,707 73,150 X 1 73,150 MERCANTILE BANKSHARES CORP COM 587405101 6 150 X 2 150 MERCHANTS BANCORP INC COM - IL 588438101 3,661 147,180 X 1 147,180 MERCHANTS BANCORP INC COM - IL 588438101 179 7,200 X X 1 3,600 3,600 MERCK & CO INC COM 589331107 31,634 394,809 X 1 394,339 470 MERCK & CO INC COM 589331107 819 10,222 X X 1 2,802 7,420 MERCK & CO INC COM 589331107 15,063 187,999 X 2 183,999 4,000 MERCK & CO INC COM 589331107 1,205 15,035 X X 2 9,750 5,285 MERCK & CO INC COM 589331107 5,312 66,302 X 5 66,082 220 MERCK & CO INC COM 589331107 208 2,590 X X 5 2,590 MERCURY COMPUTER SYS INC COM 589378108 878 48,800 X 1 48,800 ---------- COLUMN TOTALS 121,529
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 32 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MERCURY COMPUTER SYS INC COM 589378108 25 1,400 X 2 1,400 MERIDIAN DIAGNOSTICS INC COM 589602101 708 113,300 X 1 113,300 MERRILL LYNCH & COMPANY INC COM 590188108 16,707 188,775 X 1 188,775 MERRILL LYNCH & COMPANY INC COM 590188108 44 500 X X 1 500 MERRILL LYNCH & CO INC COM 590188108 3,629 41,000 X 2 39,000 2,000 MERRILL LYNCH & CO INC COM 590188108 44 500 X X 2 500 MERRILL LYNCH & COMPANY INC COM 590188108 1,554 17,559 X 5 17,559 MERRILL LYNCH & COMPANY INC COM 590188108 9 100 X X 5 100 METRO ONE TELECOMMUN INC COM 59163F105 1,146 80,450 X 1 80,450 METRO ONE TELECOMMUNICATIONS INC COM 59163F105 41 2,875 X 2 2,875 METROMEDIA INTL GROUP INC 591695101 75 15,416 X 5 15,416 COM METZLER GROUP INC COM 592903108 1,926 61,400 X 1 61,400 METZLER GROUP INC COM 592903108 61 1,950 X 2 1,950 MICROS SYS INC COM 594901100 954 28,900 X 1 28,900 MICROSOFT CORP COM 594918104 51,518 574,820 X 1 574,820 MICROSOFT CORP COM 594918104 677 7,550 X X 1 3,000 4,550 MICROSOFT CORP COM 594918104 17,665 197,096 X 2 187,896 9,200 MICROSOFT CORP COM 594918104 215 2,400 X X 2 1,600 800 MICROSOFT CORP COM 594918104 10,907 121,694 X 5 121,294 400 MICROSOFT CORP COM 594918104 47 520 X X 5 520 MICROSOFT CORP CONV PFD SER A 594918203 3,201 32,500 X 1 32,500 FIRST TRACTOR COMPANY LIMITED ORD 6002895 414 2,178,000 X 1 2,178,000 H CNY1 MILLER HERMAN INC COM 600544100 219 12,000 X 2 12,000 MINNESOTA MNG & MFG CO COM 604059105 465 6,566 X 1 4,160 2,406 MINNESOTA MNG & MFG CO COM 604059105 269 3,800 X X 1 200 3,600 ---------- COLUMN TOTALS 112,520
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 33 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MINNESOTA MINING & MANUF CO COM 604059105 707 9,988 X 2 9,988 MINNESOTA MNG & MFG CO COM 604059105 431 6,090 X 5 5,915 175 MOBIL CORP COM 607059102 571 6,492 X 1 6,492 MOBIL CORP COM 607059102 561 6,380 X X 1 6,380 MOBIL CORP COM 607059102 566 6,432 X 2 4,400 2,032 MOBIL CORP COM 607059102 563 6,400 X X 2 2,320 4,080 MOBIL CORP COM 607059102 702 7,982 X 5 7,982 MOBIL CORP COM 607059102 400 4,540 X X 5 500 4,040 MODTECH HOLDINGS INC COM 60783C100 297 33,000 X 1 33,000 MODTECH HOLDINGS INC COM 60783C100 8 850 X 2 850 MODIS PROFESSIONAL SVCS INC COM 607830106 3,159 348,550 X 1 348,550 MODIS PROFESSIONAL SVCS INC COM 607830106 54 5,950 X 2 5,950 BEIJING DATANG POWER GENERATION 6080716 588 2,177,000 X 1 2,177,000 CO LTD ORD H NPV MOLECULAR DEVICES CORP COM 60851C107 1,172 43,400 X 1 43,400 MOLECULAR DEVICES CORP COM 60851C107 32 1,200 X 2 1,200 MOLEX INC COM 608554101 2,770 94,286 X 1 94,286 MOLEX INC COM 608554101 321 10,937 X X 1 10,937 MOLEX INC COM 608554101 2,951 100,453 X 2 97,402 3,051 MOLEX INC COM 608554101 21 700 X X 2 700 MOLEX INC COM 608554101 40 1,373 X 5 1,373 MOLEX CLASS A COM 608554200 13,213 510,657 X 1 510,657 MOLEX CLASS A COM 608554200 306 11,826 X X 1 488 11,338 MOLEX INC CL A 608554200 508 19,639 X 2 16,589 3,050 MOLEX CLASS A COM 608554200 951 36,745 X 5 36,745 BEST DENKI CO LTD ORD JPY50 6098184 510 71,000 X 1 71,000 ---------- COLUMN TOTALS 31,402
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 34 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MONSANTO CO COM 611662107 95 2,074 X 1 2,074 MONSANTO CO COM 611662107 329 7,160 X 2 7,160 MONSANTO CO COM 611662107 181 3,940 X X 2 3,940 MONSANTO CO COM 611662107 26 558 X 5 558 MONSANTO CO COM 611662107 5 100 X X 5 100 MONTANA POWER COMPANY COM 612085100 74 1,000 X 1 1,000 MONTANA POWER CO COM 612085100 276 3,750 X 2 3,400 350 MONTANA POWER COMPANY COM 612085100 44 600 X X 5 600 BROKEN HILL PROPRIETARY CO LTD 6144690 3,588 421,604 X 1 421,604 ORD AUD1 MORGAN J P & CO INC COM 616880100 99 800 X 1 800 MORGAN J P & CO INC COM 616880100 148 1,200 X X 1 1,200 MORGAN J P & CO INC COM 616880100 37 300 X 2 300 MORGAN J P & CO INC COM 616880100 35 282 X 5 282 MORGAN STANLEY DEAN WITTER & CO COM 617446448 192 1,925 X 1 1,925 MORGAN STANLEY DEAN WITTER & CO COM 617446448 377 3,769 X 2 3,769 MORGAN STANLEY DEAN WITTER & CO COM 617446448 47 468 X X 2 468 MORGAN STANLEY DEAN WITTER & CO COM 617446448 183 1,830 X 5 1,830 MORGAN STANLEY DEAN WITTER & CO COM 617446448 57 568 X X 5 568 CARTER HOLT HARVEY LTD ORD 6178406 975 1,037,500 X 1 1,037,500 NEW ZEALAND CHEUNG KONG HOLDINGS LTD ORD 6190273 3,698 486,000 X 1 486,000 HONG KONG MOTOROLA INC COM 620076109 824 11,245 X 1 11,245 MOTOROLA INC COM 620076109 95 1,300 X X 1 500 800 MOTOROLA INC COM 620076109 667 9,102 X 2 9,102 MOTOROLA INC COM 620076109 7 100 X X 2 100 NATIONAL CITY CORP COM 635405103 10,936 164,764 X 1 164,037 727 ---------- COLUMN TOTALS 22,995
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 35 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NATIONAL CITY CORP COM 635405103 226 3,400 X X 1 2,140 1,260 NATIONAL CITY CORP COM 635405103 64 958 X 2 958 NATIONAL CITY CORP COM 635405103 531 8,001 X 5 8,001 NATIONAL COMM BANCORPORATION COM 635449101 3,833 168,000 X 1 168,000 NATIONAL COMMERCE BANCORPORATION COM 635449101 159 6,950 X 2 6,950 NATIONAL COMM BANCORPORATION COM 635449101 82 3,575 X 5 3,575 NATIONAL HEALTH INVESTORS INC 63633D203 575 25,000 X 1 25,000 8.500% CUM CONV PFD NATIONAL INSTRUMENTS CORP COM 636518102 1,864 65,400 X 1 65,400 NATIONAL INSTRUMENTS CORP COM 636518102 40 1,400 X 2 800 600 NATIONWIDE FINL SVCS INC CL A COM 638612101 407 9,700 X 2 9,700 NATIONWIDE HEALTH PROPERTIES INC COM 638620104 228 12,000 X 1 12,000 NATIONWIDE HEALTH PROPERTIES INC COM 638620104 105 5,500 X 5 5,500 NATIONWIDE HEALTH PROPERTIES INC COM 638620104 57 3,000 X X 5 2,200 800 GUANGDONG KELON ELECTRICAL HOLDINGS 6391935 308 398,000 X 1 398,000 LTD ORD HONG KONG HANG LUNG DEVELOPMENT CO LTD 6408352 1,371 1,133,000 X 1 1,133,000 ORD HKD1 HONG KONG NETWORK ASSOCS INC COM 640938106 18,470 601,867 X 1 601,630 237 NETWORK ASSOCS INC COM 640938106 37 1,200 X X 1 400 800 NETWORKS ASSOC INC COM 640938106 3,427 111,662 X 2 110,062 1,600 NETWORKS ASSOC INC COM 640938106 64 2,100 X X 2 1,100 1,000 NETWORK ASSOCS INC COM 640938106 2,031 66,198 X 5 66,098 100 NETWORK ASSOCS INC COM 640938106 6 200 X X 5 200 NESTLES NA ADRS 641069406 1,539 17,100 X 1 16,800 300 NESTLES NA ADRS 641069406 75 834 X X 1 834 NESTLE S A SPONSORED ADR 641069406 36 400 X 2 400 NESTLES NA ADRS 641069406 108 1,200 X 5 1,200 ---------- COLUMN TOTALS 35,643
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 36 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HONG KONG ELECTRIC HOLDINGS LTD ORD 6435327 2,336 771,000 X 1 771,000 HKD1 HONG KONG HONG KONG TELECOMMUNICATIONS 6436461 2,165 1,099,228 X 1 1,099,228 ORD HKD50 HSBC HOLDINGS PLC ORD HKD10 6436502 1,906 60,776 X 1 60,776 HUTCHISON WHAMPOA LTD ORD 6448068 1,960 249,000 X 1 249,000 HKD 25 INNER MONGOLIA ERDOS CASHMERE 6460200 122 1,015,800 X 1 1,015,800 PRODUCTS CO LTD ORD B CNY1 SOUTH AFRICAN IRON & STEEL IND 6466695 759 3,035,300 X 1 3,035,300 CORP LTD (ISCOR) ORD ZAR1 NEW PLAN EXCEL RLTY TR INC COM 648053106 3,457 180,175 X 1 180,175 NEW PLAN EXCEL RLTY TR INC COM 648053106 27 1,400 X X 1 750 650 NEW PLAN EXCEL RLTY TR INC COM 648053106 7 350 X 2 350 NEW PLAN EXCEL RLTY TR INC COM 648053106 312 16,250 X 5 16,250 NEW PLAN EXCEL RLTY TR INC COM 648053106 22 1,150 X X 5 900 250 LAOX CO LTD ORD JAPANESE 6505468 1,438 189,000 X 1 189,000 NEWELL RUBBERMAID INC COM 651229106 17,983 378,600 X 1 378,600 NEWELL RUBBERMAID INC COM 651229106 3,844 80,936 X 2 80,936 NEWELL RUBBERMAID INC COM 651229106 591 12,442 X X 2 12,042 400 NEWELL RUBBERMAID INC COM 651229106 2,557 53,835 X 5 53,635 200 NEWELL RUBBERMAID INC COM 651229106 223 4,700 X X 5 4,700 NEWS CORP LTD ADR NEW 652487703 985 32,219 X 1 32,219 NIELSEN MEDIA RESEARCH INC NEW COM 653929307 307 12,428 X 1 12,362 66 NIELSEN MEDIA RESEARCH INC NEW COM 653929307 44 1,801 X X 1 401 1,400 NIELSEN MEDIA RESEARCH INC NEW COM 653929307 26 1,067 X 2 1,067 MAKITA CORPORATION ORD JPY50 6555805 1,921 172,000 X 1 172,000 NORSK HYDRO AS ADR NORWEGIAN 656531605 764 19,000 X 1 14,000 5,000 MATSUZAKAYA CO LTD ORD JPY50 6572785 169 38,000 X 1 38,000 NORTH FORK BANCORP COM - NY 659424105 26,377 1,248,638 X 1 1,247,088 1,550 ---------- COLUMN TOTALS 70,302
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 37 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NORTH FORK BANCORP COM - NY 659424105 410 19,401 X X 1 12,201 3,300 3,900 NORTHFORK BANCORP COM 659424105 2,555 120,945 X 2 120,945 NORTHFORK BANCORP COM 659424105 40 1,900 X X 2 1,900 NORTH FORK BANCORP COM - NY 659424105 2,651 125,490 X 5 124,590 900 NEWS CORPORATION LTD PFD AUDO.50 6620758 2,572 374,935 X 1 374,935 AUSTRALIAN AXA CHINA REGION LTD 6626723 1,520 2,172,000 X 1 2,172,000 HONG KONG 0.05 NEW WORLD DEVELOPMENT CO LTD 6633767 1,535 779,261 X 1 779,261 ORD HONG KONG SEDOL NICHIHA CORP ORD JPY50 6638331 1,569 160,300 X 1 160,300 NORTHERN STS FINL CORP COM 665751103 360 15,000 X 1 15,000 NORTHERN STS PWR CO MINN COM 665772109 161 6,962 X 1 6,962 NORTHERN STATES PWR CO MINN COM 665772109 104 4,482 X 2 4,482 NORTHERN STATES PWR CO MINN COM 665772109 30 1,300 X X 2 1,300 NORTHERN STS PWR CO MINN COM 665772109 100 4,310 X 5 4,310 NORTHERN TRUST CORP COM 665859104 440 4,956 X 2 4,306 650 PEREGRINE INVESTMENTS HOLDINGS 6682930 119 59,000 X 1 59,000 LTD HKD$0.60 PETRON CORPORATION ORD PHP1 6684130 344 3,131,449 X 1 3,131,449 PHILIPPINE PIONEER INTERNATIONAL LTD ORD 6688701 1,444 729,400 X 1 729,400 AUSTRALIAN OSI SYS INC COM 671044105 67 13,000 X 1 13,000 ANGLO AMERICAN PLATINUM CORP LTD 6761000 2,696 169,240 X 1 169,240 SOUTH AFRICAN OLD KENT FINANCIAL CORP COM - MI 679833103 16,819 397,482 X 1 397,482 OLD KENT FINANCIAL CORP COM - MI 679833103 92 2,186 X X 1 363 1,823 OLD KENT FINL CORP COM 679833103 660 15,602 X 2 14,445 1,157 OLD KENT FINANCIAL CORP COM - MI 679833103 42 1,000 X 5 1,000 OLD SECOND BANCORP INC COM-IL 680277100 2,370 45,409 X 1 45,409 OLD SECOND BANCORP INC COM-IL 680277100 52 1,000 X X 1 1,000 ---------- COLUMN TOTALS 38,752
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 38 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SHOWA SANGYO CO ORD JPY 50 6805607 1,160 592,000 X 1 592,000 SINGAPORE AIRLINES LTD ORD SGD1 6811983 2,302 318,000 X 1 318,000 (FGN) OLS ASIA HLDGS LTD WARRANTS 681354114 10,000 X 2 10,000 EXP 12/15/98 OMEGA HEALTH SYS INC COM 681931101 288 80,900 X 1 80,900 OMEGA HEALTH SYS INC COM 681931101 15 4,300 X 2 4,300 SONY CORP COM ORD 6821506 3,879 41,900 X 1 41,900 JAPANESE O REILLY AUTOMOTIVE INC COM 686091109 5,468 122,200 X 1 122,200 O REILLY AUTOMOTIVE INC COM 686091109 158 3,525 X 2 3,525 SWIRE PACIFIC LTD ORD 6867748 2,648 569,500 X 1 569,500 HONG KONG SEDOL SWIRE PACIFIC LTD ORD B HKD0.60 6867760 906 1,333,000 X 1 1,333,000 HONG KONG OSHKOSH B GOSH INC CLASS A COM 688222207 953 53,906 X 1 53,906 OSHKOSH B GOSH INC CLASS B COM 688222306 237 11,306 X 1 11,306 OSHKOSH TRUCK CL B COM 688239201 488 15,005 X 1 15,005 PIA MERCHANDISING SVCS INC 693360109 153 51,021 X 1 5,675 45,346 COM PACIFIC CENTURY FINANCIAL CORP COM 694058108 752 36,000 X 1 36,000 PACIFIC GATEWAY EXCHANGE INC COM 694327107 4,216 127,025 X 1 127,025 PACIFIC GATEWAY EXCHANGE INC COM 694327107 23 700 X 2 700 PACIFICORP COM 695114108 74 4,288 X 1 4,288 PACIFIC CORP COM 695114108 101 5,868 X 2 5,868 PACIFICORP COM 695114108 115 6,642 X 5 6,642 PACIFICORP COM 695114108 7 400 X X 5 400 WMC LTD ORD AUD.50 6954985 2,845 894,722 X 1 894,722 PAIRGAIN TECHNOLOGIES INC COM 695934109 889 91,200 X 1 91,200 YIZHENG CHEMICAL FIBRE COMPANY LTD 6984669 405 4,045,300 X 1 4,045,300 ORD HONG KONG YUE YUEN INDUSTRIAL HKDO 10 6988995 699 375,600 X 1 375,600 HONG KONG ---------- COLUMN TOTALS 28,781
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 39 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PENTAIR INDUSTRIES INC COM 709631105 79 2,346 X 1 2,346 PENTAIR INDS INC COM 709631105 226 6,690 X 2 6,690 PENTAIR INDS INC COM 709631105 213 6,300 X X 2 6,300 PEPSICO INC COM 713448108 13,364 341,027 X 1 341,027 PEPSICO INC COM 713448108 200 5,100 X X 1 5,100 PEPSICO INC COM 713448108 5,021 128,139 X 2 126,739 1,400 PEPSICO INC COM 713448108 76 1,950 X X 2 1,350 600 PEPSICO INC COM 713448108 1,649 42,070 X 5 42,070 PEPSICO INC COM 713448108 427 10,900 X X 5 9,100 1,800 PERSONNEL GRO AMER INC COM 715338109 628 87,300 X 1 87,300 PHARMACIA & UPJOHN INC COM 716941109 228 3,663 X 1 3,663 PHARMACIA & UPJOHN INC COM 716941109 72 1,160 X 2 1,160 PHARMACIA & UPJOHN INC COM 716941109 35 563 X 5 563 PFIZER INC COM 717081103 48,489 349,472 X 1 349,352 120 PFIZER INC COM 717081103 1,974 14,230 X X 1 5,650 3,780 4,800 PFIZER INC COM 717081103 5,252 37,852 X 2 37,852 PFIZER INC COM 717081103 468 3,375 X X 2 2,900 475 PFIZER INC COM 717081103 6,152 44,339 X 5 44,299 40 PFIZER INC COM 717081103 728 5,244 X X 5 4,944 300 PHILIP MORRIS COMPANIES INC COM 718154107 22,924 651,479 X 1 648,479 3,000 PHILIP MORRIS COMPANIES INC COM 718154107 1,335 37,950 X X 1 19,050 14,100 4,800 PHILIP MORRIS COS INC COM 718154107 2,421 68,809 X 2 66,409 2,400 PHILIP MORRIS COS INC COM 718154107 1,510 42,923 X X 2 7,400 35,523 PHILIP MORRIS COMPANIES INC COM 718154107 387 10,995 X 5 10,770 225 PHILIP MORRIS COMPANIES INC COM 718154107 129 3,662 X X 5 3,662 ---------- COLUMN TOTALS 113,987
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 40 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PHILLIPS PETROLEUM COMPANY COM 718507106 348 7,363 X 1 7,363 PHILLIPS PETROLEUM COMPANY COM 718507106 1 13 X 5 13 PIER 1 IMPORTS INC COM 720279108 979 120,500 X 1 120,500 PIER 1 IMPORTS INC SBI 720279108 17 2,150 X 2 2,150 PITNEY BOWES INC COM 724479100 5,743 90,084 X 1 90,084 PITNEY BOWES INC COM 724479100 7,162 112,350 X 2 105,050 7,300 PITNEY BOWES INC COM 724479100 669 10,500 X X 2 9,000 1,500 PITNEY BOWES INC COM 724479100 133 2,082 X 5 1,932 150 PLEXUS CORP COM 729132100 5,662 203,136 X 1 194,182 8,954 PLEXUS CORP COM 729132100 2,660 95,412 X 2 95,412 POLICY MGMT SYS CORP COM 731108106 3,209 104,800 X 1 104,800 POLICY MGMT SYS CORP COM 731108106 77 2,500 X 2 1,900 600 T ROWE PRICE & ASSOCIATES INC COM 741477103 4,431 128,900 X 1 128,000 900 PRICE T ROWE & ASSOC INC COM 741477103 39 1,135 X 2 1,135 T ROWE PRICE & ASSOCIATES INC COM 741477103 4 128 X 5 128 PRINCETON NATIONAL BANCORP INC COM 742282106 718 41,625 X 1 41,625 IL PROCTER & GAMBLE CO COM 742718109 3,387 34,584 X 1 34,584 PROCTER & GAMBLE CO COM 742718109 523 5,340 X X 1 2,600 2,740 PROCTER & GAMBLE CO COM 742718109 10,776 110,029 X 2 108,129 1,900 PROCTER & GAMBLE CO COM 742718109 784 8,000 X X 2 600 7,400 PROCTER & GAMBLE CO COM 742718109 69 704 X 5 704 PROLOGIS TRUST SBI B CONV PFD 743410300 76 3,000 X 1 3,000 PROLOGIS TRUST SBI CONV PFD 743410300 140 5,500 X 2 5,500 PROVIDIAN FINL CORP COM 74406A102 190 1,725 X 5 1,725 PROVIDIAN FINL CORP COM 74406A102 33 300 X X 5 300 ---------- COLUMN TOTALS 47,830
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 41 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) QUADRAMED CORP COM 74730W101 603 79,100 X 1 79,100 QUADRAMED CORP COM 74730W101 4 500 X 2 500 QUAKER OATS CO COM 747402105 113 1,808 X 1 1,808 QUAKER OATS CO COM 747402105 220 3,532 X 2 3,532 QUAKER OATS CO COM 747402105 37 600 X 5 600 QWEST COMMUNICATIONS INTL INC COM 749121109 6,495 90,097 X 1 90,097 QWEST COMMUNICATIONS INTL INC COM 749121109 184 2,548 X 2 2,548 QWEST COMMUNICATIONS INTL INC COM 749121109 58 800 X 5 800 RADISYS CORP COM 750459109 708 22,800 X 1 22,800 RELIANT ENERGY INC COM 75952J108 4,215 161,716 X 1 161,716 RELIANT ENERGY INC COM 75952J108 16 600 X 2 600 RELIANT ENERGY INC COM 75952J108 337 12,922 X 5 12,922 RELIANT ENERGY INC COM 75952J108 60 2,300 X X 5 1,700 600 REPSOL ADR COM SPANISH 76026T205 631 12,500 X 1 12,500 RES-CARE INC COM 760943100 749 33,200 X 1 33,200 REUTERS GROUP PLC SPONS ADR 76132M102 719 8,280 X 1 8,280 REUTERS GROUP PLC SPONS ADR 76132M102 173 1,994 X X 1 1,994 REUTERS GROUP PLC SPONS ADR 76132M102 120 1,387 X 5 1,387 ROCKWELL INTL CORP NEW COM 773903109 97 2,284 X 1 1,620 664 ROCKWELL INTL CORP NEW COM 773903109 132 3,100 X 2 3,100 ROGUE WAVE SOFTWARE INC COM 775369101 1,056 132,000 X 1 132,000 ROYAL DUTCH PETROLEUM CO COM 780257804 151 2,910 X 1 2,910 ROYAL DUTCH PETROLEUM CO COM 780257804 327 6,288 X 2 6,288 ROYAL DUTCH PETROLEUM CO COM 780257804 416 8,000 X X 2 8,000 ROYAL DUTCH PETROLEUM CO COM 780257804 218 4,200 X 5 4,200 ---------- COLUMN TOTALS 17,839
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 42 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ROYAL DUTCH PETROLEUM CO COM 780257804 52 1,000 X X 5 1,000 SBC COMMUNICATIONS INC COM 78387G103 6,578 139,407 X 1 139,407 SBC COMMUNICATIONS INC COM 78387G103 28 600 X X 1 600 SBC COMMUNICATIONS INC COM 78387G103 3,671 77,802 X 2 76,602 1,200 SBC COMMUNICATIONS INC COM 78387G103 202 4,278 X X 2 1,600 2,678 SBC COMMUNICATIONS INC COM 78387G103 731 15,496 X 5 15,496 SBC COMMUNICATIONS INC COM 78387G103 19 400 X X 5 400 SGI INTL COM 784185209 2 15,000 X 2 15,000 SLM HOLDING CORP COM 78442A109 1,594 38,182 X 1 38,182 SLM HOLDING CORP COM 78442A109 146 3,500 X X 1 3,500 SLM HOLDING CORP COM 78442A109 2,176 52,125 X 2 46,525 5,600 SLM HOLDING CORP COM 78442A109 443 10,613 X 5 10,613 ST FRANCIS CAPITAL CORP COM-WI 789374105 1,073 25,030 X 1 25,030 ST PAUL BANCORP INC COM 792848103 2,796 129,090 X 1 129,090 SARA LEE CORP COM 803111103 175 7,072 X 1 7,072 SARA LEE CORP NEW COM 803111103 1,538 62,144 X 2 62,144 SARA LEE CORP NEW COM 803111103 59 2,400 X X 2 2,400 SARA LEE CORP COM 803111103 16 634 X 5 634 SARA LEE CORP COM 803111103 40 1,600 X X 5 1,600 SCHERING PLOUGH CORP COM 806605101 29,378 531,727 X 1 531,727 SCHERING PLOUGH CORP COM 806605101 982 17,775 X X 1 4,775 12,000 1,000 SCHERING PLOUGH CORP COM 806605101 8,055 145,800 X 2 141,000 4,800 SCHERING PLOUGH CORP COM 806605101 177 3,200 X X 2 3,200 SCHERING PLOUGH CORP COM 806605101 7,934 143,603 X 5 143,603 SCHERING PLOUGH CORP COM 806605101 199 3,600 X X 5 3,600 ---------- COLUMN TOTALS 68,064
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 43 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SCHLUMBERGER LTD COM 806857108 13,980 232,268 X 1 232,068 200 SCHLUMBERGER LTD COM 806857108 144 2,400 X X 1 2,400 SCHLUMBERGER LTD COM 806857108 1,193 19,825 X 2 19,825 SCHLUMBERGER LTD COM 806857108 39 650 X X 2 350 300 SCHLUMBERGER LTD COM 806857108 713 11,850 X 5 11,850 SCHLUMBERGER LTD COM 806857108 234 3,890 X X 5 3,790 100 SCHULTZ SAV-O STORES INC COM 808196109 736 44,941 X 2 44,941 SCHWEITZER-MAUDUIT INTL INC COM 808541106 855 74,313 X 1 73,682 631 SCHWEITZER-MAUDUIT INTL INC COM 808541106 152 13,201 X X 1 11,198 1,003 1,000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 2 160 X 2 160 SEACOAST BANKING COM-FL 811707108 1,501 56,113 X 1 56,113 SEALED AIR CORP NEW COM 81211K100 25 500 X 1 500 SEALED AIR CORP NEW COM 81211K100 197 4,000 X 2 4,000 SEALED AIR CORP NEW COM 81211K100 174 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 88 1,948 X 1 1,948 SEARS ROEBUCK & CO COM 812387108 240 5,317 X 2 5,317 SEARS ROEBUCK & CO COM 812387108 61 1,350 X X 2 1,350 SEARS ROEBUCK & CO COM 812387108 147 3,256 X 5 3,256 SEARS ROEBUCK & CO COM 812387108 55 1,228 X X 5 1,228 SECURE COMPUTING CORP COM 813705100 667 63,500 X 1 63,500 SECURITY DYNAMICS TECH INC COM 814208104 719 38,600 X 1 38,600 SEROLOGICALS CORP COM 817523103 2,092 154,275 X 1 154,275 SEROLOGICALS CORP COM 817523103 78 5,762 X 2 5,762 SERVICE CORPORATION INTL COM 817565104 7,333 514,594 X 1 514,594 SERVICE CORPORATION INTL COM 817565104 23 1,600 X X 1 800 800 ---------- COLUMN TOTALS 31,448
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 44 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SERVICE CORP INTL COM 817565104 1,112 78,025 X 2 75,625 2,400 SERVICE CORP INTL COM 817565104 33 2,350 X X 2 2,350 SERVICE CORPORATION INTL COM 817565104 142 9,940 X 5 9,940 SERVICE CORPORATION INTL COM 817565104 5 325 X X 5 325 SHARED MED SYS CORP COM 819486101 2,765 49,650 X 1 49,650 SHARED MEDICAL SYS INC COM 819486101 81 1,450 X 2 1,450 SHERWIN WILLIAM CO COM 824348106 3,037 108,000 X 1 108,000 SHERWIN WILLIAMS CO COM 824348106 1,302 46,304 X 2 44,304 2,000 SHERWIN WILLIAMS CO COM 824348106 34 1,200 X X 2 1,200 SHERWIN WILLIAM CO COM 824348106 72 2,550 X 5 2,550 SHERWIN WILLIAM CO COM 824348106 188 6,700 X X 5 6,700 SIGMA-ALDRICH CORP COM 826552101 2,190 74,884 X 1 74,884 SIGMA-ALDRICH CORP COM 826552101 61 2,100 X X 1 1,600 500 SIGMA ALDRICH CORP COM 826552101 91 3,100 X 2 3,100 SIGMA ALDRICH CORP COM 826552101 23 800 X X 2 600 200 SIGMA-ALDRICH CORP COM 826552101 436 14,898 X 5 14,898 SIGMA-ALDRICH CORP COM 826552101 70 2,400 X X 5 2,400 SMART MODULAR TECHN INC COM 831690102 956 64,000 X 1 64,000 SMITHKLINE BEECHAM PLC ADR NEW ORD A 832378301 420 5,880 X 1 5,080 800 SMITHKLINE BEECHAM PLC ADR NEW ORD A 832378301 618 8,650 X 2 8,650 SNAP ON TOOLS CORP COM 833034101 183 6,313 X 1 6,313 SNAP-ON INC COM 833034101 22 750 X 2 750 SOUTHERN CO COM 842587107 56 2,415 X 1 2,415 SOUTHERN CO COM 842587107 26 1,100 X 2 700 400 SOUTHERN CO COM 842587107 214 9,200 X X 2 7,000 2,000 200 ---------- COLUMN TOTALS 14,137
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 45 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SOUTHERN CO COM 842587107 39 1,693 X 5 1,693 SOUTHERN CO COM 842587107 113 4,826 X X 5 4,026 800 SOUTHTRUST CORP COM 844730101 3,097 83,000 X 1 83,000 SPRINT CORP (FON GROUP) COM 852061100 724 7,374 X 1 7,374 SPRINT CORP (FON GROUP) COM 852061100 157 1,599 X 2 1,599 STAKE TECHNOLOGY LTD COM 852559103 18 15,000 X 2 15,000 STAPLES INC COM 855030102 45,011 1,369,149 X 1 1,369,149 STAPLES INC COM 855030102 49 1,500 X X 1 1,500 STAPLES INC COM 855030102 10,960 333,397 X 2 321,435 11,962 STAPLES INC COM 855030102 502 15,262 X X 2 4,575 10,687 STAPLES INC COM 855030102 3,624 110,248 X 5 108,786 1,462 STAPLES INC COM 855030102 30 900 X X 5 900 STATE FINANCIAL SERVICES CORP COM 856855101 1,108 92,331 X 1 92,331 STATE STREET CORP COM 857477103 28,267 343,675 X 1 343,675 STATE STREET CORP COM 857477103 10,496 127,610 X 2 124,610 3,000 STATE STREET CORP COM 857477103 212 2,575 X X 2 1,000 1,575 STATE STREET CORP COM 857477103 1,951 23,719 X 5 23,569 150 STERIGENICS INTL INC COM 85915R105 154 15,800 X 1 15,800 STERILE RECOVERIES INC COM 859151102 1,022 99,700 X 1 99,700 STEWART ENTERPRISES INC CL A COM 860370105 1,060 66,000 X 1 66,000 STEWART ENTERPRISES INC CL A COM 860370105 53 3,325 X 2 3,325 STUDENT LOAN CORP COM 863902102 1,682 45,000 X 1 45,000 STUDENT LOAN CORP COM 863902102 11 300 X 2 300 SUMMIT BANCORP COM 866005101 3,285 84,227 X 1 84,227 SUMMIT BANCORP COM 866005101 21 535 X 5 535 ---------- COLUMN TOTALS 113,646
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 46 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SUN MICROSYSTEMS COM 866810104 394 3,150 X 1 3,150 SUN MICROSYSTEMS INC COM 866810104 338 2,700 X 2 2,700 SUN MICROSYSTEMS COM 866810104 18 140 X 5 140 SUNBEAM CORP COM 867071102 56 10,000 X 1 10,000 SUNGARD DATA SYSTEMS COM 867363103 42,075 1,051,867 X 1 1,051,472 395 SUNGARD DATA SYSTEMS COM 867363103 491 12,268 X X 1 5,268 7,000 SUNGARD DATA SYS INC COM 867363103 8,493 212,325 X 2 207,425 4,900 SUNGARD DATA SYS INC COM 867363103 100 2,500 X X 2 1,200 1,300 SUNGARD DATA SYSTEMS COM 867363103 4,426 110,645 X 5 110,260 385 SUNGARD DATA SYSTEMS COM 867363103 190 4,740 X X 5 4,740 SUPERVALU INC COM 868536103 66 3,204 X 1 3,204 SUPERVALU INC COM 868536103 1,098 53,260 X 2 37,868 15,392 SUPERVALU INC COM 868536103 599 29,064 X X 2 29,064 SUPREME INDS INC CL A COM 868607102 747 101,345 X 1 101,345 SUPREME INDS INC CL A COM 868607102 12 1,654 X 2 1,654 SUSQUEHANNA BANCSHARES INC COM 869099101 1,107 60,250 X 1 60,250 SYMIX SYS INC COM 871535100 750 49,200 X 1 49,200 SYMIX SYS INC COM 871535100 17 1,100 X 2 1,100 SYSCO CORP COM 871829107 13,553 515,085 X 1 515,085 SYSCO CORP COM 871829107 421 16,000 X X 1 16,000 SYSCO CORP COM 871829107 1,183 44,966 X 2 44,966 SYSCO CORP COM 871829107 279 10,620 X X 2 6,700 3,920 SYSCO CORP COM 871829107 1,495 56,820 X 5 56,620 200 SYSCO CORP COM 871829107 120 4,560 X X 5 4,560 TCF FINANCIAL CORP COM 872275102 214 8,224 X 5 8,224 ---------- COLUMN TOTALS 78,242
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 47 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TELECOM BRASILEIRAS-TELEBRAS SPON 879287308 3,767 46,900 X 1 46,900 ADR REP PF TELEFONICA DE ARGENTINA SA ADR 879378206 3,143 101,800 X 1 101,800 REP 10 CL B SHARES TELEFONICA DEL PERU S A ADR REP B 879384105 936 72,700 X 1 72,700 TELLABS INC COM 879664100 2,395 24,500 X 1 24,500 TELLABS INC COM 879664100 59 600 X 2 600 TEXACO INC COM 881694103 11,166 196,756 X 1 196,756 TEXACO INC COM 881694103 23 400 X X 1 400 TEXACO INC COM 881694103 4,095 72,158 X 2 69,358 2,800 TEXACO INC COM 881694103 180 3,172 X X 2 2,372 800 TEXACO INC COM 881694103 514 9,051 X 5 8,901 150 TEXACO INC COM 881694103 51 900 X X 5 900 TEXAS INSTRUMENTS INC COM 882508104 12,109 122,000 X 1 122,000 TEXAS INSTR INC COM 882508104 7,332 73,870 X 2 70,670 3,200 TEXAS INSTR INC COM 882508104 337 3,400 X X 2 2,600 800 THERMO BIOANALYSIS CORP COM 88355H108 924 50,800 X 1 50,800 THERMO ELECTRON CORPORATION COM 883556102 264 19,487 X 1 19,487 TIME WARNER INC COM 887315109 671 9,480 X 2 9,480 TORONTO DOMINION BK ONT COM NEW 891160509 147 3,196 X 1 3,196 ORD CANADIAN SEDOL 2897222 TORONTO DOMINION BK ONTARIO CAN COM 891160509 60 1,313 X 2 1,313 TRICON GLOBAL RESTAURANTS INC COM 895953107 50 707 X 1 707 TRICON GLOBAL RESTAURANTS INC COM 895953107 25 360 X X 1 360 TRICON GLOBAL RESTAURANTS INC COM 895953107 118 1,680 X 2 1,680 TRICON GLOBAL RESTAURANTS INC COM 895953107 51 720 X 5 720 US BANCORP DEL COM 902973106 2,549 74,831 X 1 73,871 960 US BANCORP DEL COM 902973106 84 2,469 X X 1 2,469 ---------- COLUMN TOTALS 51,050
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 48 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) US BANCORP DEL COM 902973106 105 3,070 X 2 3,070 US BANCORP DEL COM 902973106 17 486 X X 5 486 UNION PAC CORP COM 907818108 114 2,136 X 1 2,136 UNION PAC CORP COM 907818108 21 400 X X 1 400 UNION PAC CORP COM 907818108 79 1,476 X 2 1,476 UNITED HEALTHCARE COM 910581107 13 250 X 1 250 UNITED HEALTHCARE COM 910581107 5 100 X X 1 100 UNITED HEALTHCARE CORP COM 910581107 605 11,500 X 2 11,500 UNITED HEALTHCARE CORP COM 910581107 21 400 X X 2 400 UNITED SEC BANCORPORATION WA 91146A101 1,062 93,337 X 1 93,337 CMT-CAP STK UNITED STATES FILTER CORP COM 911843209 4,282 139,825 X 1 139,825 UNITED STATES FILTER CORP COM 911843209 1,338 43,700 X 2 43,000 700 UNITED STATES FILTER CORP COM 911843209 123 4,000 X X 5 4,000 U S WEST INC NEW COM 91273H101 550 9,995 X 1 9,490 505 U S WEST INC NEW COM 91273H101 17 300 X X 1 300 U S WEST INC NEW COM 91273H101 46 830 X 2 830 U S WEST INC NEW COM 91273H101 4 67 X X 2 67 U S WEST INC NEW COM 91273H101 213 3,864 X 5 3,864 U S WEST INC NEW COM 91273H101 41 750 X X 5 750 UNITED TECHNOLOGIES COM 913017109 41 300 X 1 300 UNITED TECHNOLOGIES COM 913017109 348 2,566 X X 1 2,566 UNITED WISCONSIN SVCS INC NEW COM 913238101 233 31,842 X 2 31,842 UNITRODE CORP COM 913283107 890 63,600 X 1 63,600 VANGUARD BOND INDEX FUND 921937108 2,186 217,268 X 1 216,468 800 VANGUARD BD INDEX FD 921937108 51 5,035 X 2 5,035 ---------- COLUMN TOTALS 12,405
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 49 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) VANGUARD BOND INDEX FUND 921937108 7,827 777,972 X 5 775,898 2,074 VANGUARD BOND INDEX FUND 921937108 106 10,521 X X 5 9,919 602 VANGUARD SHORT-TERM 922031406 1,569 145,533 X 1 145,533 CORPORATE PORTFOLIO VANGUARD SHORT-TERM 922031406 2,568 238,162 X 5 236,190 1,972 CORPORATE PORTFOLIO VANGUARD SHORT-TERM 922031406 344 31,905 X X 5 31,905 CORPORATE PORTFOLIO VETERINARY CENTERS OF AMERICA INC 925514101 883 62,500 X 1 62,500 COM VETERINARY CTRS OF AMERICA INC COM 925514101 17 1,200 X 2 1,200 WPS RESOURCES CORP COM 92931B106 558 18,930 X 1 18,030 900 WPS RESOURCES CORP COM 92931B106 18 620 X X 1 420 200 WPS RESOURCES CORP COM 92931B106 1,425 48,301 X 2 46,401 1,900 WPS RESOURCES CORP COM 92931B106 101 3,410 X X 2 2,000 1,410 WPS RESOURCES CORP COM 92931B106 163 5,510 X 5 5,510 WPS RESOURCES CORP COM 92931B106 41 1,402 X X 5 1,402 WACHOVIA CORP COM 929771103 16,421 202,257 X 1 201,942 315 WACHOVIA CORP COM 929771103 267 3,284 X X 1 1,583 1,701 WACHOVIA CORP COM 929771103 437 5,383 X 2 5,383 WACHOVIA CORP COM 929771103 951 11,718 X 5 11,718 WACHOVIA CORP COM 929771103 15 189 X X 5 189 WAL MART STORES INC COM 931142103 522 5,664 X 1 5,664 WAL MART STORES INC COM 931142103 1,019 11,050 X 2 11,050 WAL MART STORES INC COM 931142103 138 1,500 X 5 1,500 WALGREEN CO COM 931422109 21,723 768,940 X 1 768,940 WALGREEN CO COM 931422109 537 19,000 X X 1 7,800 4,800 6,400 WALGREEN CO COM 931422109 10,637 376,540 X 2 368,540 8,000 WALGREEN CO COM 931422109 209 7,400 X X 2 4,400 3,000 ---------- COLUMN TOTALS 68,496
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 50 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WALGREEN CO COM 931422109 4,928 174,456 X 5 173,486 970 WALGREEN CO COM 931422109 186 6,600 X X 5 4,000 2,600 WALLACE COMPUTER SERVICES COM 932270101 190 9,603 X 1 8,203 1,400 WALLACE COMPUTER SERVICES COM 932270101 10 500 X X 1 500 WARNER LAMBERT CO COM 934488107 229 3,452 X 1 3,452 WARNER LAMBERT CO COM 934488107 225 3,400 X 2 3,400 WARNER LAMBERT CO COM 934488107 130 1,956 X X 2 1,956 WARNER LAMBERT CO COM 934488107 348 5,250 X 5 5,250 WARNER LAMBERT CO COM 934488107 333 5,025 X X 5 3,525 1,500 WARRANTECH CORP COM 934648304 638 200,100 X 1 200,100 WARRANTECH CORP COM 934648304 10 3,175 X 2 3,175 WASTE MANAGEMENT INC NEW COM 94106L109 1,619 36,491 X 1 36,491 WASTE MANAGEMENT INC NEW COM 94106L109 290 6,525 X X 1 2,320 4,205 WATSON PHARMACEUTICALS INC COM 942683103 4,161 94,300 X 1 94,300 WATSON PHARMACEUTICALS INC COM 942683103 262 5,940 X 2 5,940 WAUSAU-MOSINEE PAPER CORP COM 943315101 10 692 X 1 692 WAUSAU-MOSINEE PAPER CORP COM 943315101 54 3,889 X X 1 3,889 WAUSAU-MOSINEE PAPER CORP COM 943315101 152 10,841 X 2 10,841 WAUSAU-MOSINEE PAPER CORP COM 943315101 108 7,735 X X 2 7,735 WAUSAU-MOSINEE PAPER CORP COM 943315101 266 18,982 X 5 18,882 100 WAUSAU-MOSINEE PAPER CORP COM 943315101 294 20,999 X X 5 20,999 WEINGARTEN REALTY INVESTORS SBI COM 948741103 306 7,725 X 1 7,725 WEINGARTEN REALTY INVESTORS SBI 948741103 4 100 X 2 100 WEINGARTEN REALTY INVESTORS SBI COM 948741103 505 12,735 X 5 12,735 WEINGARTEN REALTY INVESTORS SBI COM 948741103 27 670 X X 5 670 ---------- COLUMN TOTALS 15,285
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 51 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WELLS FARGO & CO NEW COM 949746101 28,286 806,728 X 1 804,928 1,800 WELLS FARGO & CO NEW COM 949746101 347 9,884 X X 1 6,772 3,112 WELLS FARGO & CO NEW COM 949746101 4,803 136,971 X 2 136,571 400 WELLS FARGO & CO NEW COM 949746101 81 2,300 X X 2 1,000 1,300 WELLS FARGO & CO NEW COM 949746101 1,546 44,100 X 5 43,670 430 WELLS FARGO & CO NEW COM 949746101 32 900 X X 5 900 WEYERHAEUSER CO COM 962166104 323 5,822 X 1 5,822 WEYERHAEUSER CO COM 962166104 183 3,300 X 5 136 3,164 WEYERHAEUSER CO COM 962166104 456 8,219 X X 5 2,363 5,356 500 WILMINGTON TRUST CORP COM 971807102 7,237 126,685 X 1 126,685 WILMINGTON TR CORP COM 971807102 46 800 X 2 800 WILMINGTON TRUST CORP COM 971807102 23 400 X 5 400 WISCONSIN ENERGY CORP COM 976657106 3,374 129,438 X 1 129,438 WISCONSIN ENERGY CORP COM 976657106 8 300 X X 1 300 WISCONSIN ENERGY CORP COM 976657106 455 17,476 X 2 17,476 WISCONSIN ENERGY CORP COM 976657106 75 2,865 X X 2 2,865 WISCONSIN ENERGY CORP COM 976657106 204 7,845 X 5 7,845 WISCONSIN ENERGY CORP COM 976657106 8 300 X X 5 300 WISCONSIN FUEL & LGT CO COM 976673103 5,998 133,296 X 2 8,950 124,346 WOMENS GROWTH CAPITAL FUND I 979990991 50 30,001 X X 2 30,001 LIMITED PARTNERSHIP WORLD ACCESS INC NEW COM 98141A101 462 56,900 X 1 56,900 WORLD ACCESS INC NEW COM 98141A101 3 350 X 2 350 XEROX CORP COM 984121103 239 4,590 X 1 4,500 90 XEROX CORP COM 984121103 172 3,300 X 2 3,300 XEROX CORP COM 984121103 21 400 X 5 400 ---------- COLUMN TOTALS 54,432
REPORT PTR285 4A ASSOCIATED BANC-CORP SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/99 PAGE 52 - - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) YPF SOCIEDAD ANONIMA SA D CV 984245100 3,547 114,200 X 1 114,200 SPON ADR REP D YPF SOCIEDAD ANONIMA SA D CV 984245100 16 500 X 5 500 SPON ADR REP D YAHOO INC COM 984332106 350 2,080 X 1 2,050 30 YAHOO INC COM 984332106 118 700 X 5 700 ZAXIS INTL INC COM 98919P108 14 32,500 X 2 32,500 ZEBRA TECHNOLOGIES CORP CL A COM 989207105 962 40,500 X 1 40,500 ---------- COLUMN TOTALS 5,007 FINAL TOTALS 3,009,033
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