-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PH/xuybZSLJzNe5pHUCQvBdCf6iVQ3ITun3OvPPz6do8ouJ6fJsSIRRf8a0BXwFk PMPpZLkinCyRKqQ21RI1cg== 0000007789-96-000016.txt : 19960404 0000007789-96-000016.hdr.sgml : 19960404 ACCESSION NUMBER: 0000007789-96-000016 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960403 FILED AS OF DATE: 19960403 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-05519 FILM NUMBER: 96544185 BUSINESS ADDRESS: STREET 1: 112 NORTH ADAMS ST STREET 2: P O BOX 13307 CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 4144333166 MAIL ADDRESS: STREET 1: 112 NORTH ADAMS STREET STREET 2: P O BOX 13307 CITY: GREEN BAY STATE: WI ZIP: 54307-3307 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 10-C 1 Form 10-C Securities and Exchange Commission Washington, DC 20549 Report by issuer of securities quoted on The Nasdaq Stock Market, filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder. EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER: ASSOCIATED BANC-CORP ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 112 NORTH ADAMS STREET, GREEN BAY, WISCONSIN 54301 ISSUER'S TELEPHONE NUMBER (INCLUDING AREA CODE): (414) 433-3166 I. Change in Number of Shares Outstanding Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of security: Common Stock, $.01 par value 2. Number of shares outstanding before the change: 16,862,432 3. Number of shares outstanding after the change: 17,830,066 4. Effective date of change: April 8, 1996 5. Method of change: Issuance of stock in connection with acquisition Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Give brief description of transaction: Acquisition of bank holding company through issuance of 967,634 shares of Associated to shareholders of target. II. Change in Name of Issuer 1. Name prior to change: 2. Name after change: 3. Effective date of charter amendment changing name: 4. Date of shareholder approval of change, if required: April 3, 1996 /s/ Joseph B. Selner - ------------------------------- ---------------------------------- Date Joseph B. Selner Senior Vice President - Chief Financial Officer Return To: The Nasdaq Stock Market Attn: 10C Form 80 Merritt Boulevard Trumbull, CT 06611 Telephone (203) 375-9609 Facsimile (203) 385-6381 -----END PRIVACY-ENHANCED MESSAGE-----