13F-HR 1 form13f1q09.txt FORM 13-F-FIRST QUARTER 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 2009 If Amended report check here: |_| ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 431-8815 General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 7th day of April, 2009. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ------------------------- ------------ ---- ------------
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 1 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KINDER MORGAN MGMT LLC FRACTIONAL SH EKE55U103 45,781 X 2 31,236 14,545 49455U100 NABORS INDS LTD G6359F103 64 6,378 X 2 6,378 NABORS INDS LTD G6359F103 63 6,300 X X 2 6,300 NOBLE CORP COM NEW H5833N103 77 3,200 X 2 3,200 NOBLE CORP COM NEW H5833N103 185 7,700 X X 2 7,200 500 TRANSOCEAN LTD H8817H100 2,335 39,681 X 2 39,681 TRANSOCEAN LTD H8817H100 23 391 X X 2 191 200 LTD PARTNERSHIP INT IN THE STAFFORD MS0023544 380 6 X 2 6 INVESTMENTS LTD PARTNERSHIP (GIFTED LTD PARTNERSHIP INT IN THE STAFFORD MS0023593 2,783 87 X 2 87 INVESTMENTS LTD PARTNERSHIP CHECK POINT SOFTWARE TECH LT ORD M22465104 592 26,665 X 2 26,665 AIM INVT SECS FDS LTD MATURITY 00142C201 206 19,640 X 2 19,640 TREAS PORTFOLIO SHS AT&T INC COM 00206R102 6,242 247,695 X 2 244,057 935 2,703 AT&T INC COM 00206R102 717 28,443 X X 2 12,956 15,487 ABBOTT LABS COM 002824100 13,859 290,555 X 2 282,480 550 7,525 ABBOTT LABS COM 002824100 574 12,030 X X 2 4,155 7,875 ADOBE SYSTEMS INC COM 00724F101 67 3,137 X 2 3,137 ADOBE SYSTEMS INC COM 00724F101 194 9,080 X X 2 5,080 4,000 AIR PRODS & CHEMS INC COM 009158106 8,689 154,467 X 2 152,167 350 1,950 AIR PRODS & CHEMS INC COM 009158106 501 8,900 X X 2 3,950 4,950 ALLIANT ENERGY CORP COM 018802108 217 8,775 X 2 8,575 200 ALLIANT ENERGY CORP COM 018802108 10 400 X X 2 400 ALLSTATE CORP COM 020002101 1,223 63,860 X 2 62,275 1,585 ALLSTATE CORP COM 020002101 172 9,007 X X 2 650 4,233 4,124 ALTRIA GROUP INC COM 02209S103 1,185 73,989 X 2 69,190 4,799 ALTRIA GROUP INC COM 02209S103 656 40,954 X X 2 20,154 16,500 4,300 ------ COLUMN TOTALS 41,014
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 2 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMERICAN INTL GROUP INC COM 026874107 9 9,475 X 2 9,475 AMERICAN INTL GROUP INC COM 026874107 2 2,078 X X 2 2,078 AMGEN INC COM 031162100 1,168 23,593 X 2 23,563 30 AMGEN INC COM 031162100 14 275 X X 2 200 75 ANADARKO PETROLEUM CORP COM 032511107 387 9,956 X 2 9,956 ANADARKO PETROLEUM CORP COM 032511107 24 616 X X 2 616 ANCHOR BANCORP WI INC COM 032839102 97 71,501 X 2 62,001 9,500 AON CORP COM 037389103 3,589 87,934 X 2 50,534 37,400 AON CORP COM 037389103 12 300 X X 2 300 APACHE CORP COM 037411105 8,571 133,734 X 2 132,989 120 625 APACHE CORP COM 037411105 318 4,965 X X 2 3,340 1,625 APPLE INC COM 037833100 14,755 140,365 X 2 138,705 60 1,600 APPLE INC COM 037833100 549 5,222 X X 2 925 4,297 APPLIED MATERIALS COM 038222105 977 90,922 X 2 90,822 100 APPLIED MATERIALS COM 038222105 20 1,900 X X 2 700 200 1,000 ASSOCIATED BANC CORP COM 045487105 96,446 6,242,442 X 2 5,777,785 5,141 459,516 ASSOCIATED BANC CORP COM 045487105 5,187 335,703 X X 2 137,774 42,404 155,525 AUTO DATA PROCESS COM 053015103 2,203 62,666 X 2 61,496 370 800 AUTO DATA PROCESS COM 053015103 56 1,580 X X 2 1,580 BB&T CORP COM 054937107 3,838 226,842 X 2 223,862 2,980 BB&T CORP COM 054937107 202 11,950 X X 2 3,625 8,325 BJ SVCS CO COM 055482103 306 30,714 X 2 30,714 BP PLC ADR 055622104 7,346 183,200 X 2 174,537 340 8,323 BP PLC ADR 055622104 1,866 46,538 X X 2 13,832 11,158 21,548 BAIRD FDS INSTL AGGREGATE BOND FD 057071854 497 51,954 X 2 51,954 ------- COLUMN TOTALS 148,439
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BANK OF AMERICA CORP COM 060505104 85 12,399 X 2 10,859 1,540 BANK OF AMERICA CORP COM 060505104 48 7,108 X X 2 3,480 3,628 BANK OF NEW YORK MELLON CORP COM 064058100 5,368 190,027 X 2 189,427 600 BANK OF NEW YORK MELLON CORP COM 064058100 62 2,200 X X 2 1,300 400 500 BAXTER INTL COM 071813109 10,127 197,716 X 2 194,367 3,349 BAXTER INTL COM 071813109 440 8,600 X X 2 2,325 6,275 BEMIS INC COM 081437105 7,818 372,798 X 2 190,793 200 181,805 BEMIS INC COM 081437105 333 15,900 X X 2 15,200 400 300 BERKLEY W R CORP COM 084423102 2,978 132,074 X 2 128,549 3,525 BERKLEY W R CORP COM 084423102 145 6,450 X X 2 3,325 3,125 BERKSHIRE HATHAWAY DEL CL A COM 084670108 87 1 X 2 1 BERKSHIRE HATHAWAY DEL CL A COM 084670108 780 9 X X 2 9 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 288 102 X 2 91 11 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 6 2 X X 2 2 BHP LTD SPONS ADR 088606108 6,213 139,306 X 2 138,701 80 525 BHP LTD SPONS ADR 088606108 336 7,540 X X 2 6,135 805 600 BIOGEN IDEC INC COM 09062X103 927 17,685 X 2 17,685 BIOGEN IDEC INC COM 09062X103 10 200 X X 2 200 BOEING CO COM 097023105 3,788 106,480 X 2 103,360 600 2,520 BOEING CO COM 097023105 283 7,965 X X 2 1,905 6,060 BRISTOL MYERS-SQUIBB CO COM 110122108 8,503 387,895 X 2 382,080 400 5,415 BRISTOL MYERS-SQUIBB CO COM 110122108 1,184 54,037 X X 2 16,660 30,777 6,600 CVS CAREMARK CORP COM 126650100 11,293 410,805 X 2 405,943 4,862 CVS CAREMARK CORP COM 126650100 736 26,787 X X 2 8,598 13,189 5,000 CAPITAL ONE FINL CORP COM 14040H105 70 5,759 X 2 5,759 ------ COLUMN TOTALS 61,908
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 4 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CAPITAL ONE FINL CORP COM 14040H105 229 18,675 X X 2 13,284 5,391 CARROLL SHELBY INTL INC COM 14521N100 5 18,000 X 2 18,000 CATERPILLAR INC COM 149123101 5,238 187,348 X 2 181,443 550 5,355 CATERPILLAR INC COM 149123101 925 33,071 X X 2 7,150 23,026 2,895 CELGENE CORP COM 151020104 6,605 148,767 X 2 147,217 1,550 CELGENE CORP COM 151020104 322 7,260 X X 2 1,665 5,595 CHEVRON CORP COM 166764100 12,942 192,480 X 2 186,330 590 5,560 CHEVRON CORP COM 166764100 1,147 17,056 X X 2 9,368 4,600 3,088 CHICAGO BRIDGE & IRON CO N V 167250109 248 39,597 X 2 39,597 CHICAGO BRIDGE & IRON CO N V 167250109 1 200 X X 2 100 100 CISCO SYSTEMS INC COM 17275R102 4,286 255,587 X 2 242,137 13,450 CISCO SYSTEMS INC COM 17275R102 198 11,835 X X 2 5,025 6,810 CITIZENS REPUBLIC BANCORP INC 174420109 21 13,795 X 2 13,795 CLOROX CO COM 189054109 782 15,200 X 2 15,200 CLOROX CO COM 189054109 872 16,947 X X 2 16,947 COCA COLA CO COM 191216100 15,734 358,000 X 2 351,025 225 6,750 COCA COLA CO COM 191216100 669 15,220 X X 2 3,225 10,995 1,000 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 1,151 55,388 X 2 55,163 225 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 56 2,700 X X 2 1,900 800 COLGATE PALMOLIVE CO COM 194162103 4,045 68,577 X 2 67,427 50 1,100 COLGATE PALMOLIVE CO COM 194162103 687 11,640 X X 2 5,122 3,218 3,300 COMCAST CORP NEW CL A 20030N101 278 20,399 X 2 19,999 400 COMCAST CORP NEW CL A 20030N101 15 1,114 X X 2 1,114 CONOCOPHILLIPS COM 20825C104 8,177 208,806 X 2 207,631 1,175 CONOCOPHILLIPS COM 20825C104 623 15,921 X X 2 975 11,336 3,610 ------ COLUMN TOTALS 65,256
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CONSOLIDATED EDISON INC COM 209115104 330 8,330 X 2 8,330 CONSOLIDATED EDISON INC COM 209115104 20 500 X X 2 500 COVANCE INC COM 222816100 7,773 218,175 X 2 215,525 150 2,500 COVANCE INC COM 222816100 378 10,615 X X 2 700 7,915 2,000 DANAHER CORP COM 235851102 2,572 47,441 X 2 47,151 100 190 DANAHER CORP COM 235851102 85 1,560 X X 2 1,160 400 DARDEN RESTAURANTS INC COM 237194105 206 6,000 X X 2 6,000 DEAN FOODS CO NEW COM 242370104 516 28,565 X 2 22,114 450 6,001 DEAN FOODS CO NEW COM 242370104 50 2,750 X X 2 2,750 DISNEY WALT CO COM 254687106 10,055 553,688 X 2 543,353 675 9,660 DISNEY WALT CO COM 254687106 484 26,644 X X 2 10,624 16,020 DOMINION RESOURCES INC NEW COM 25746U109 311 10,042 X 2 10,042 DOW CHEMICAL CO COM 260543103 403 47,764 X 2 47,164 600 DUN & BRADSTREET CORP DEL COM 26483E100 36 462 X 2 462 DUN & BRADSTREET CORP DEL COM 26483E100 816 10,600 X X 2 750 9,850 ENSCO INTL INC COM 26874Q100 440 16,681 X 2 16,681 ENSCO INTL INC COM 26874Q100 10 365 X X 2 365 EOG RESOURCES INC COM 26875P101 1,363 24,893 X 2 24,853 40 EOG RESOURCES INC COM 26875P101 89 1,625 X X 2 1,500 125 EL PASO CORP COM 28336L109 161 25,698 X 2 25,698 EMERSON ELEC CO COM 291011104 223 7,820 X 2 6,720 1,100 ENERVEST DIVERSIFIED INCOME TRUST 292963105 29 12,000 X X 2 12,000 EXELON CORP COM 30161N101 292 6,441 X 2 6,441 EXXON MOBIL CORP COM 30231G102 21,316 313,018 X 2 295,880 1,185 15,953 EXXON MOBIL CORP COM 30231G102 4,217 61,918 X X 2 32,726 4,122 25,070 ------ COLUMN TOTALS 52,175
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FPL GROUP INC COM 302571104 3,256 64,180 X 2 64,080 100 FPL GROUP INC COM 302571104 61 1,200 X X 2 1,200 FEDEX CORP COM 31428X106 557 12,516 X 2 12,516 FEDEX CORP COM 31428X106 35 790 X X 2 740 50 * FIDELITY MUNICIPAL INCOME FD 316089507 388 32,824 X 2 32,824 * FIDELITY SHORT IN MUNI INCOME FUN 316203207 491 46,911 X 2 46,911 * FIDELITY SPARTAN MN MUNI INC FD 316412303 1,519 136,836 X 2 136,836 * FIDELITY SPARTAN MN MUNI INC FD 316412303 105 9,487 X X 2 9,487 * FIRST AMER MN INTER TAX FREE Y 318530714 154 16,156 X X 2 16,156 FIRST MANITOWOC BANCORP INC NEW COM 32076T108 179 19,932 X 2 19,932 FIRST MANITOWOC BANCORP INC NEW COM 32076T108 790 87,812 X X 2 87,812 FLUOR CORP NEW COM 343412102 997 28,850 X 2 28,850 FLUOR CORP NEW COM 343412102 10 300 X X 2 250 50 FORTUNE BRANDS INC COM 349631101 518 21,105 X 2 21,105 FORTUNE BRANDS INC COM 349631101 11 450 X X 2 400 50 FRANKLIN RESOURCES INC COM 354613101 783 14,539 X 2 14,539 FRANKLIN RESOURCES INC COM 354613101 423 7,850 X X 2 4,350 3,500 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 1,169 30,668 X 2 30,445 23 200 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 29 751 X X 2 651 100 GENERAL ELEC CO COM 369604103 4,923 486,992 X 2 462,626 3,525 20,841 GENERAL ELEC CO COM 369604103 914 90,403 X X 2 25,630 26,975 37,798 GENERAL MILLS INC COM 370334104 7,214 144,621 X 2 142,971 1,650 GENERAL MILLS INC COM 370334104 678 13,600 X X 2 950 12,650 GLAXO SMITHKLINE NEW ADR 37733W105 122 3,916 X 2 3,006 910 GLAXO SMITHKLINE NEW ADR 37733W105 267 8,580 X X 2 6,925 1,655 ------ COLUMN TOTALS 25,593
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 7 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GOLDMAN SACHS GRP INC COM 38141G104 711 6,711 X 2 6,061 50 600 GOLDMAN SACHS GRP INC COM 38141G104 73 690 X X 2 340 350 * GOLDMAN SACHS CORE FXD INC I 38141W810 83 10,044 X 2 10,044 * GOLDMAN SACHS HIGH YIELD MUNI 38142Y583 127 18,081 X 2 18,081 INSTL CL GOOGLE INC CL A COM 38259P508 9,438 27,116 X 2 26,831 25 260 GOOGLE INC CL A COM 38259P508 486 1,396 X X 2 145 1,151 100 GRAINGER W W INC COM 384802104 262 3,735 X 2 3,735 GUESS INC COM 401617105 1,320 62,615 X 2 62,615 GUESS INC COM 401617105 24 1,120 X X 2 1,120 JOHN HANCOCK BANK & THRIFT 409735206 479 44,516 X 2 44,516 OPPORTUNITY FD COM NEW * HARBOR REAL RETURN INSTITUTIONAL 411511520 194 19,900 X 2 19,900 HARRIS CORP DEL COM 413875105 12,094 417,912 X 2 411,542 1,425 4,945 HARRIS CORP DEL COM 413875105 400 13,838 X X 2 3,073 10,765 HARSCO CORP COM 415864107 7,112 320,823 X 2 317,798 3,025 HARSCO CORP COM 415864107 254 11,465 X X 2 2,550 8,915 HEWLETT PACKARD CO COM 428236103 9,549 297,854 X 2 294,854 3,000 HEWLETT PACKARD CO COM 428236103 583 18,172 X X 2 4,560 10,612 3,000 HOLOGIC INC COM 436440101 335 25,600 X 2 25,600 HOLOGIC INC COM 436440101 8 600 X X 2 600 HOME DEPOT INC COM 437076102 165 7,015 X 2 6,915 100 HOME DEPOT INC COM 437076102 37 1,550 X X 2 1,150 400 HOST HOTELS & RESORTS INC COM 44107P104 422 107,768 X 2 107,768 IMS HEALTH INC COM 449934108 43 3,450 X 2 3,450 IMS HEALTH INC COM 449934108 509 40,800 X X 2 40,800 ILLINOIS TOOL WORKS INC COM 452308109 1,583 51,303 X 2 51,303 ------ COLUMN TOTALS 46,291
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 8 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ILLINOIS TOOL WORKS INC COM 452308109 114 3,700 X X 2 1,800 1,900 * INCOME FUND OF AMERICA INC COM F 453320400 191 16,165 X 2 16,165 * INCOME FUND OF AMERICA INC COM F 453320400 20 1,693 X X 2 1,693 INFOSYS TECHNOLOGIES LTD SPONS ADR 456788108 317 11,915 X 2 11,915 INTEL CORP COM 458140100 4,572 304,168 X 2 295,498 470 8,200 INTEL CORP COM 458140100 298 19,796 X X 2 9,180 6,116 4,500 INTEGRYS ENERGY GROUP INC COM 45822P105 2,553 98,035 X 2 97,082 953 INTEGRYS ENERGY GROUP INC COM 45822P105 207 7,944 X X 2 2,444 5,500 INTERNATIONAL BUSINESS MACHS COM 459200101 5,092 52,552 X 2 50,466 30 2,056 INTERNATIONAL BUSINESS MACHS COM 459200101 247 2,552 X X 2 1,637 115 800 INTERNATIONAL GAME TECHNOLOGY COM 459902102 104 11,305 X 2 11,305 ISHARES TR MSCI EAFE IDX 464287465 1,379 36,695 X 2 36,695 ISHARES TR MSCI EAFE IDX 464287465 148 3,946 X X 2 2,725 1,221 ISHARES TR NASDAQ BIOTECH 464287556 505 7,616 X 2 7,616 ISHARES TR NASDAQ BIOTECH 464287556 14 210 X X 2 210 ISHARES TR RUSSELL 1000 VALUE INDEX 464287598 405 9,950 X 2 9,950 ISHARES TR RUSSELL 1000 VALUE INDEX 464287598 33 800 X X 2 800 ISHARES TR RUSSELL 2000 464287655 1,958 46,560 X 2 46,560 ISHARES TR RUSSELL 2000 464287655 89 2,110 X X 2 1,100 1,010 ISHARES TR S & P SMCP600 IDX 464287804 686 18,848 X 2 18,848 ISHARES TR S & P SMCP600 IDX 464287804 19 510 X X 2 510 JPMORGAN CHASE & CO COM 46625H100 2,120 79,767 X 2 71,253 8,514 JPMORGAN CHASE & CO COM 46625H100 205 7,701 X X 2 3,269 4,432 JOHNSON & JOHNSON COM 478160104 9,619 182,869 X 2 177,914 310 4,645 JOHNSON & JOHNSON COM 478160104 761 14,461 X X 2 6,811 1,850 5,800 ------ COLUMN TOTALS 31,656
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) JOHNSON CONTROLS INC COM 478366107 853 71,093 X 2 71,093 JOHNSON CONTROLS INC COM 478366107 12 1,000 X X 2 1,000 JOY GLOBAL INC COM 481165108 3,667 172,144 X 2 170,649 120 1,375 JOY GLOBAL INC COM 481165108 177 8,295 X X 2 590 7,545 160 KEYCORP NEW COM 493267108 69 8,818 X 2 8,818 KEYCORP NEW COM 493267108 29 3,740 X X 2 3,740 KIMBERLY CLARK CORP COM 494368103 68,015 1,475,069 X 2 1,287,298 375 187,396 KIMBERLY CLARK CORP COM 494368103 22,753 493,458 X X 2 86,405 315 406,738 KOHLS CORP COM 500255104 676 15,981 X 2 15,981 KOHLS CORP COM 500255104 54 1,275 X X 2 775 500 KRAFT FOODS INC CL A COM 50075N104 1,833 82,233 X 2 80,572 1,661 KRAFT FOODS INC CL A COM 50075N104 664 29,792 X X 2 15,261 11,418 3,113 LIFESPAN INC COM 53221W101 2 50,000 X 2 50,000 LILLY ELI & CO COM 532457108 1,760 52,685 X 2 51,835 50 800 LILLY ELI & CO COM 532457108 226 6,765 X X 2 5,065 100 1,600 LOCKHEED MARTIN CORP COM 539830109 152 2,199 X 2 2,199 LOCKHEED MARTIN CORP COM 539830109 154 2,230 X X 2 2,230 * LORD ABBETT NATL TAX FREE INC CL A 543902100 303 32,718 X 2 32,718 LORILLARD INC COM 544147101 11,049 178,964 X 2 176,589 2,375 LORILLARD INC COM 544147101 516 8,350 X X 2 1,000 7,350 LOWES COS INC COM 548661107 398 21,800 X 2 21,800 MANITOWOC CO INC COM 563571108 517 158,136 X 2 123,772 34,364 MANITOWOC CO INC COM 563571108 96 29,268 X X 2 27,268 2,000 MARSHALL & ILSLEY CORP NEW 571837103 1,234 219,214 X 2 217,764 1,450 COM MARSHALL & ILSLEY CORP NEW 571837103 156 27,698 X X 2 27,698 COM ------- COLUMN TOTALS 115,365
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MARVEL ENTERTAINMENT INC COM 57383T103 264 9,948 X 2 9,948 MCDONALDS CORP COM 580135101 16,221 297,262 X 2 294,312 325 2,625 MCDONALDS CORP COM 580135101 796 14,591 X X 2 2,986 11,605 MCGRAW-HILL CO INC COM 580645109 184 8,050 X 2 5,250 2,800 MCGRAW-HILL CO INC COM 580645109 59 2,600 X X 2 2,600 MEDTRONIC INC COM 585055106 2,470 83,806 X 2 71,606 12,200 MEDTRONIC INC COM 585055106 180 6,110 X X 2 3,880 780 1,450 MENASHA CORP COM 585250905 1,047 636 X 2 636 MERCK & CO INC COM 589331107 1,525 57,005 X 2 55,855 1,150 MERCK & CO INC COM 589331107 112 4,191 X X 2 4,016 175 METAVANTE TECHNOLOGIES INC 591407101 538 26,931 X 2 26,931 COM METAVANTE TECHNOLOGIES INC 591407101 198 9,899 X X 2 9,899 COM MICROSOFT CORP COM 594918104 12,441 677,276 X 2 661,251 150 15,875 MICROSOFT CORP COM 594918104 555 30,198 X X 2 9,706 19,192 1,300 MICROCHIP TECHNOLOGY INC COM 595017104 889 41,932 X 2 41,932 MIDCAP SP DR TR UNIT SER 1 COM 595635103 1,720 19,420 X 2 18,320 1,100 MIDCAP SP DR TR UNIT SER 1 COM 595635103 86 975 X X 2 265 710 MIDWEST RESOURCES 98-1 OIL AND GAS 598345908 92 10 X 2 10 INCOME LIMITED PARTNERSHIP MIDWEST RESOURCES 98-1 OIL AND GAS 598345908 111 12 X X 2 12 INCOME LIMITED PARTNERSHIP MILLIPORE CORP COM 601073109 1,584 27,595 X 2 27,535 60 MILLIPORE CORP COM 601073109 18 305 X X 2 200 105 MOLEX INC CL A 608554200 119 9,436 X 2 9,436 MOLEX INC CL A 608554200 19 1,525 X X 2 1,525 MONSANTO CO NEW COM 61166W101 170 2,044 X 2 2,044 MONSANTO CO NEW COM 61166W101 38 454 X X 2 100 354 ------ COLUMN TOTALS 41,436
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 11 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MOODYS CORP COM 615369105 86 3,770 X 2 3,770 MOODYS CORP COM 615369105 972 42,420 X X 2 3,020 39,400 MORGAN STANLEY COM 617446448 151 6,611 X 2 6,611 MORGAN STANLEY COM 617446448 150 6,592 X X 2 3,120 3,472 MOTOROLA INC COM 620076109 52 12,179 X 2 9,179 3,000 MOTOROLA INC COM 620076109 8 1,800 X X 2 1,800 NEENAH PAPER INC COM 640079109 96 26,544 X 2 26,309 235 NEENAH PAPER INC COM 640079109 45 12,421 X X 2 630 11,791 NESTLE S A SPONSORED ADR 641069406 516 15,250 X 2 12,000 3,250 NESTLE S A SPONSORED ADR 641069406 169 5,000 X X 2 5,000 NEWELL RUBBERMAID INC COM 651229106 83 12,956 X 2 12,956 NEWELL RUBBERMAID INC COM 651229106 2 370 X X 2 370 NEWMONT MINING CORP HOLDING CO COM 651639106 1,583 35,362 X 2 35,332 30 NEWMONT MINING CORP HOLDING CO COM 651639106 50 1,115 X X 2 950 165 NIKE INC CL B 654106103 4,937 105,296 X 2 103,686 160 1,450 NIKE INC CL B 654106103 152 3,250 X X 2 1,060 2,190 NOKIA CORP ADR 654902204 634 54,320 X 2 53,970 350 NOKIA CORP ADR 654902204 26 2,200 X X 2 800 1,400 * NORTH TRACK WIS TAX EXEMPT FD 663038768 204 20,594 X 2 9,158 11,436 NORTHERN TRUST CORP COM 665859104 10,369 173,335 X 2 171,420 40 1,875 NORTHERN TRUST CORP COM 665859104 327 5,462 X X 2 1,337 4,125 NORTHROP GRUMMAN CORP COM 666807102 1,119 25,633 X 2 25,633 NOVARTIS AG SPONS ADR 66987V109 5,152 136,195 X 2 134,670 1,525 NOVARTIS AG SPONS ADR 66987V109 220 5,810 X X 2 250 5,560 OLD SECOND BANCORP INC ILL COM 680277100 41 6,418 X 2 6,418 ------ COLUMN TOTALS 27,144
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) OLD SECOND BANCORP INC ILL COM 680277100 34 5,334 X X 2 5,334 OMNICOM GROUP INC COM 681919106 238 10,177 X 2 10,177 * OPPENHEIMER SENIOR FLOATING RATE 68381K309 198 34,237 X 2 34,237 OSHKOSH CORPORATION 688239201 686 101,745 X 2 101,745 OSHKOSH CORPORATION 688239201 7 1,065 X X 2 465 600 * PIMCO TOTAL RETURN FD 693390700 326 32,135 X 2 32,135 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 3,232 492,592 X 2 488,814 3,778 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 141 21,462 X X 2 14,934 6,528 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 372 37,195 X 2 37,195 PAYCHEX INC COM 704326107 448 17,445 X 2 17,445 PAYCHEX INC COM 704326107 4 166 X X 2 166 PENNEY J C INC COM 708160106 704 35,079 X 2 35,079 PENNEY J C INC COM 708160106 61 3,059 X X 2 515 2,544 PENTAIR INDS INC COM 709631105 288 13,310 X 2 13,310 PENTAIR INDS INC COM 709631105 273 12,600 X X 2 12,600 PEPSICO INC COM 713448108 12,109 235,223 X 2 224,509 525 10,189 PEPSICO INC COM 713448108 1,366 26,535 X X 2 13,235 7,900 5,400 PFIZER INC COM 717081103 4,352 319,563 X 2 311,738 75 7,750 PFIZER INC COM 717081103 997 73,196 X X 2 37,847 1,650 33,699 PHILIP MORRIS INTERNATIONAL INC COM 718172109 13,161 369,895 X 2 365,744 4,151 PHILIP MORRIS INTERNATIONAL INC COM 718172109 1,861 52,299 X X 2 23,354 24,445 4,500 PLEXUS CORP COM 729132100 266 19,253 X 2 19,253 PLEXUS CORP COM 729132100 79 5,700 X X 2 700 5,000 PLUM CREEK TIMBER CO INC (REIT) 729251108 3,262 112,230 X 2 109,130 175 2,925 PLUM CREEK TIMBER CO INC (REIT) 729251108 230 7,912 X X 2 2,887 4,025 1,000 ------ COLUMN TOTALS 44,695
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PRECISION CASTPARTS CORP COM 740189105 100 1,670 X 2 1,670 PRECISION CASTPARTS CORP COM 740189105 507 8,464 X X 2 8,464 T ROWE PRICE GROUP INC COM 74144T108 2,238 77,564 X 2 75,659 280 1,625 T ROWE PRICE GROUP INC COM 74144T108 22 775 X X 2 400 375 PRINCIPAL FINL GRP INC COM 74251V102 158 19,289 X 2 19,289 PRINCIPAL FINL GRP INC COM 74251V102 50 X X 2 50 PROCTER & GAMBLE CO COM 742718109 13,946 296,154 X 2 288,901 2,810 4,443 PROCTER & GAMBLE CO COM 742718109 2,136 45,364 X X 2 13,612 8,100 23,652 * PUTNAM TAX EXEMPT INC FD CL A 746870104 137 17,714 X 2 17,714 QUALCOMM INC COM 747525103 9,551 245,470 X 2 241,930 175 3,365 QUALCOMM INC COM 747525103 1,051 27,020 X X 2 1,900 8,165 16,955 RESEARCH IN MOTION LTD COM 760975102 438 10,165 X 2 9,865 300 ROCHE HLDG LTD ADR 771195104 1,121 32,645 X 2 32,645 ROCHE HLDG LTD ADR 771195104 36 1,050 X X 2 900 150 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 470 10,600 X 2 10,600 SLM CORP COM 78442P106 76 15,450 X 2 15,450 SPDR TR UNIT SER 1 78462F103 9,263 116,489 X 2 112,599 3,890 SPDR TR UNIT SER 1 78462F103 359 4,518 X X 2 915 1,703 1,900 SPDR GOLD TRUST 78463V107 4,132 45,765 X 2 45,365 400 SPX CORP COM 784635104 6,975 148,372 X 2 147,297 1,075 SPX CORP COM 784635104 186 3,959 X X 2 3,959 SCHERING PLOUGH CORP COM 806605101 445 18,897 X 2 16,897 2,000 SCHERING PLOUGH CORP COM 806605101 222 9,440 X X 2 3,640 5,800 SCHLUMBERGER LTD COM 806857108 9,714 239,142 X 2 234,327 140 4,675 SCHLUMBERGER LTD COM 806857108 441 10,865 X X 2 4,830 5,135 900 ------- COLUMN TOTALS 63,724
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SCHWEITZER-MAUDUIT INTL INC COM 808541106 355 19,206 X 2 11,964 7,242 SCHWEITZER-MAUDUIT INTL INC COM 808541106 422 22,872 X X 2 44 19 22,809 SEALED AIR CORP NEW COM 81211K100 138 10,000 X 2 10,000 SEALED AIR CORP NEW COM 81211K100 97 7,060 X X 2 7,060 SELECT SECTOR SPDR TR MATERIALS 81369Y100 211 9,500 X 2 9,500 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 398 16,420 X 2 16,420 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 37 1,515 X X 2 1,200 315 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 951 45,085 X 2 45,085 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 70 3,300 X X 2 1,600 1,700 SELECT SECTOR SPDR TR ENERGY 81369Y506 1,359 32,010 X 2 31,910 100 SELECT SECTOR SPDR TR ENERGY 81369Y506 40 945 X X 2 870 75 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 1,430 77,590 X 2 77,590 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 10 545 X X 2 545 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3,390 217,060 X 2 216,760 300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 73 4,700 X X 2 2,900 1,800 SELECT SECTOR SPDR TR UTILITIES 81369Y886 577 22,571 X 2 22,571 SELECT SECTOR SPDR TR UTILITIES 81369Y886 36 1,400 X X 2 1,100 300 SIGMA ALDRICH CORP COM 826552101 129 3,418 X 2 3,418 SIGMA ALDRICH CORP COM 826552101 197 5,200 X X 2 3,200 2,000 SOUTHERN CO COM 842587107 5,849 191,034 X 2 187,884 3,150 SOUTHERN CO COM 842587107 461 15,045 X X 2 7,695 7,350 STARBUCKS CORP COM 855244109 133 12,000 X 2 10,000 2,000 STARBUCKS CORP COM 855244109 16 1,400 X X 2 1,400 STATE STREET CORP COM 857477103 5,008 162,704 X 2 160,899 55 1,750 STATE STREET CORP COM 857477103 172 5,600 X X 2 3,150 2,450 ------ COLUMN TOTALS 21,559
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 15 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SUNTRUST BANKS INC COM 867914103 271 23,057 X 2 23,057 SYSCO CORP COM 871829107 3,984 174,744 X 2 172,869 75 1,800 SYSCO CORP COM 871829107 187 8,200 X X 2 8,000 200 TENARIS SA ADR 88031M109 1,392 68,997 X 2 67,897 50 1,050 TENARIS SA ADR 88031M109 83 4,120 X X 2 2,885 1,235 TEVA PHARMACEUTICAL IND ADR 881624209 11,146 247,421 X 2 244,571 175 2,675 TEVA PHARMACEUTICAL IND ADR 881624209 437 9,710 X X 2 1,900 7,810 TEXAS INSTR INC COM 882508104 551 33,362 X 2 33,262 100 TEXAS INSTR INC COM 882508104 3 200 X X 2 200 THERMO FISHER SCIENTIFIC INC 883556102 5,984 167,750 X 2 166,150 1,600 THERMO FISHER SCIENTIFIC INC 883556102 402 11,270 X X 2 2,050 9,220 3M COMPANY COM 88579Y101 3,784 76,107 X 2 71,095 50 4,962 3M COMPANY COM 88579Y101 1,062 21,350 X X 2 2,575 375 18,400 TREEHOUSE FOODS INC COM 89469A104 356 12,375 X 2 12,375 TREEHOUSE FOODS INC COM 89469A104 21 740 X X 2 740 50% INTEREST IN TWEET BROS RENTAL 901160903 379 1 X 2 1 LIMITED PARTNERSHIP US BANCORP DEL NEW COM 902973304 2,423 165,869 X 2 165,694 175 US BANCORP DEL NEW COM 902973304 1,241 84,961 X X 2 28,661 38,105 18,195 UNION PAC CORP COM 907818108 318 7,740 X 2 7,740 UNION PAC CORP COM 907818108 66 1,600 X X 2 1,600 UNITED PARCEL SERVICES INC COM 911312106 555 11,274 X 2 11,274 UNITED PARCEL SERVICES INC COM 911312106 25 500 X X 2 500 UNITED STATES OIL FUND LP 91232N108 771 26,525 X 2 26,525 UNITED STATES OIL FUND LP 91232N108 24 830 X X 2 830 UNITED TECHNOLOGIES CORP COM 913017109 609 14,178 X 2 14,178 ------ COLUMN TOTALS 36,074
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 16 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) VF CORP COM 918204108 823 14,410 X 2 14,410 * VAN KAMPEN MUNI INCOME CL A 920917101 117 10,032 X 2 10,032 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 12,031 1,191,131 X 2 1,189,490 1,641 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 25 2,485 X X 2 2,485 *VANGUARD TOT BOND MKT INDEX SIGNAL 921937868 49,255 4,876,290 X 2 4,837,323 27,210 11,757 *VANGUARD TOT BOND MKT INDEX SIGNAL 921937868 981 97,144 X X 2 16,709 70,385 10,050 * VANGUARD HIGH YIELD CORP PORTFOLIO 922031208 181 41,509 X 2 41,509 * VANGUARD SHORT TERM INV GRADE FD 922031406 3,463 355,170 X 2 339,469 15,701 * VANGUARD SHORT TERM INV GRADE FD 922031406 39 3,990 X X 2 3,990 * VANGUARD FIXED INC SHORT TERM CORP 922031836 85,524 8,771,228 X 2 8,605,100 46,684 119,444 ADMIRAL SHARES * VANGUARD FIXED INC SHORT TERM CORP 922031836 1,448 148,465 X X 2 79,777 68,688 ADMIRAL SHARES VANGUARD PA LONG TERM TAX EXEMPT FD 92204L302 562 53,323 X 2 53,323 * VANGUARD INTERMED TERM MUNI BD FD 922907209 2,102 162,154 X 2 162,154 * VANGUARD LONG TERM TAX EXEMPT 922907308 119 11,475 X 2 11,475 * VANGUARD HIGH YIELD TAX EXEMPT FD 922907407 155 16,552 X 2 16,552 * VANGUARD LTD TERM MUNI BOND FD 922907704 1,602 147,659 X 2 147,659 * VANGUARD SHORT TERM TAX EXEMPT 922907803 240 15,133 X 2 15,133 MUNI BOND FD ADMIRAL SHS * VANGUARD INTERMED TERM TAX EXEMPT 922907878 1,402 108,169 X 2 108,169 MUNI BOND FD ADMIRAL SHS * VANGUARD LTD TERM TAX EXEMPT MUNI 922907886 4,582 422,333 X 2 422,333 BOND FS ADMIRAL SHS VANGUARD INDEX FDS LARGE CAP ETF 922908637 398 11,045 X 2 11,045 VANGUARD SMALL CAP ETF 922908751 996 27,200 X 2 27,200 VANGUARD TOTAL STOCK MARKET ETF 922908769 1,084 27,400 X 2 27,400 VERIZON COMMUNICATIONS COM 92343V104 5,764 190,853 X 2 188,633 340 1,880 VERIZON COMMUNICATIONS COM 92343V104 367 12,151 X X 2 6,103 4,584 1,464 VODAFONE GROUP PLC ADR 92857W209 1,338 76,808 X 2 76,808 (CONSOLIDATION) ------- COLUMN TOTALS 174,598
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/09 PAGE 17 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) VODAFONE GROUP PLC ADR 92857W209 54 3,084 X X 2 547 2,537 (CONSOLIDATION) WAL MART STORES INC COM 931142103 7,312 140,346 X 2 138,196 2,150 WAL MART STORES INC COM 931142103 279 5,350 X X 2 725 4,125 500 WALGREEN CO COM 931422109 3,517 135,491 X 2 134,651 840 WALGREEN CO COM 931422109 647 24,910 X X 2 17,310 1,200 6,400 WASTE MANAGEMENT INC NEW COM 94106L109 371 14,505 X 2 13,672 833 WASTE MANAGEMENT INC NEW COM 94106L109 167 6,525 X X 2 6,525 WATERSTONE FINANCIAL INC COM 941888109 41 20,000 X 2 20,000 WAUSAU PAPER CORP COM 943315101 362 68,839 X X 2 68,839 WELLPOINT INC COM 94973V107 6,178 162,700 X 2 160,550 2,150 WELLPOINT INC COM 94973V107 361 9,500 X X 2 2,275 7,225 WELLS FARGO & CO NEW COM 949746101 4,165 292,461 X 2 252,624 425 39,412 WELLS FARGO & CO NEW COM 949746101 821 57,635 X X 2 17,937 10,985 28,713 * WELLS FARGO MN TAX FREE FD ADMIN 94975H577 187 18,282 X 2 18,282 WISCONSIN ALUMINUM FOUNDRY CO., INC. 976444992 3,979 957 X 2 957 WISCONSIN ENERGY CORP COM 976657106 418 10,157 X 2 9,182 450 525 WISCONSIN ENERGY CORP COM 976657106 103 2,500 X X 2 2,500 WYETH COM 983024100 4,442 103,215 X 2 102,515 700 WYETH COM 983024100 204 4,750 X X 2 1,225 325 3,200 YUM BRANDS INC COM 988498101 132 4,794 X 2 4,794 YUM BRANDS INC COM 988498101 99 3,600 X X 2 1,440 2,160 ZIMMER HLDGS INC COM 98956P102 2,519 69,015 X 2 67,665 75 1,275 ZIMMER HLDGS INC COM 98956P102 234 6,409 X X 2 3,610 2,259 540 SEI STABLE ASSET FUND CLASS 20 999959SG5 56,019 56,019,370 X 2 56,019,370 FUND # 369 --------- COLUMN TOTALS 92,611 FINAL TOTALS 1,089,538