13F-HR 1 form13f3q08.txt FORM 13F-THIRD QUARTER 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2008 If Amended report check here: |_| ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 431-8815 General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 27th day of October, 2008. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ------------------------- ------------ ---- ------------
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 1 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ENBRIDGE ENERGY MANAGEMENT LLC COM CKC50X106 253,900 X 2 253,900 FRACTIONAL SHARE - 29250X103 KINDER MORGAN MGMT LLC FRACTIONAL SH EKE55U103 32,949 X 2 22,481 10,468 49455U100 NABORS INDS LTD G6359F103 522 20,953 X 2 20,953 NABORS INDS LTD G6359F103 170 6,810 X X 2 6,810 NOBLE CORP COM G65422100 140 3,200 X 2 3,200 NOBLE CORP COM G65422100 334 7,600 X X 2 7,200 400 SEAGATE TECHNOLOGY COM G7945J104 994 81,985 X 2 80,585 800 600 SEAGATE TECHNOLOGY COM G7945J104 62 5,100 X X 2 5,100 TRANSOCEAN INC NEW G90073100 1,599 14,562 X 2 14,562 TRANSOCEAN INC NEW G90073100 13 121 X X 2 121 LTD PARTNERSHIP INT IN THE STAFFORD MS0023544 380 6 X 2 6 INVESTMENTS LTD PARTNERSHIP (GIFTED LTD PARTNERSHIP INT IN THE STAFFORD MS0023593 2,783 87 X 2 87 INVESTMENTS LTD PARTNERSHIP T WALL PROPERTIES MASTER MS0038260 920 4 X 2 4 LIMITED PARTNERSHIP T WALL PROPERTIES MASTER LIMITED MS0040282 648 281 X 2 281 PARTNERSHIP SERIES B UNIT CHECK POINT SOFTWARE TECH LT ORD M22465104 664 29,201 X 2 29,201 AFLAC CORP COM 001055102 328 5,577 X 2 5,577 AIM INVT SECS FDS LTD MATURITY 00142C201 208 20,115 X 2 20,115 TREAS PORTFOLIO SHS AT&T INC COM 00206R102 6,163 220,728 X 2 218,375 2,353 AT&T INC COM 00206R102 440 15,774 X X 2 10,436 4,338 1,000 ABBOTT LABS COM 002824100 7,747 134,550 X 2 128,400 550 5,600 ABBOTT LABS COM 002824100 250 4,350 X X 2 4,150 200 ADOBE SYSTEMS INC COM 00724F101 307 7,780 X 2 7,780 ADOBE SYSTEMS INC COM 00724F101 158 4,000 X X 2 4,000 AFFILIATED COMPUTER SVCS INC CL A 008190100 218 4,305 X 2 4,305 AIR PRODS & CHEMS INC COM 009158106 12,995 189,737 X 2 187,687 350 1,700 ------ COLUMN TOTALS 38,043
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 2 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AIR PRODS & CHEMS INC COM 009158106 584 8,530 X X 2 4,515 4,015 ALLIANT ENERGY CORP COM 018802108 297 9,212 X 2 9,012 200 ALLIANT ENERGY CORP COM 018802108 13 400 X X 2 400 ALLSTATE CORP COM 020002101 4,257 92,312 X 2 85,653 200 6,459 ALLSTATE CORP COM 020002101 112 2,425 X X 2 1,525 900 ALTRIA GROUP INC COM 02209S103 2,544 128,249 X 2 121,050 7,199 ALTRIA GROUP INC COM 02209S103 739 37,254 X X 2 16,454 16,500 4,300 AMERICAN EXPRESS CO COM 025816109 353 9,970 X 2 9,970 AMERICAN INTL GROUP INC COM 026874107 43 12,834 X 2 10,464 2,370 AMERICAN INTL GROUP INC COM 026874107 11 3,394 X X 2 2,128 1,266 AMGEN INC COM 031162100 1,459 24,612 X 2 24,582 30 AMGEN INC COM 031162100 58 975 X X 2 400 75 500 ANADARKO PETROLEUM CORP COM 032511107 535 11,022 X 2 10,406 616 ANCHOR BANCORP WI INC COM 032839102 838 114,066 X 2 72,846 41,220 ANHEUSER BUSCH COS INC COM 035229103 1,313 20,234 X 2 20,134 100 ANHEUSER BUSCH COS INC COM 035229103 5 75 X X 2 75 AON CORP COM 037389103 4,146 92,220 X 2 50,320 41,900 AON CORP COM 037389103 13 300 X X 2 300 APACHE CORP COM 037411105 14,183 136,008 X 2 135,263 120 625 APACHE CORP COM 037411105 407 3,900 X X 2 2,350 1,550 APPLE INC COM 037833100 12,020 105,756 X 2 102,846 60 2,850 APPLE INC COM 037833100 570 5,012 X X 2 1,570 3,442 APPLIED MATERIALS COM 038222105 1,357 89,717 X 2 89,617 100 APPLIED MATERIALS COM 038222105 22 1,450 X X 2 250 200 1,000 ASSOCIATED BANC CORP COM 045487105 128,561 6,444,152 X 2 5,983,935 7,441 452,776 ------- COLUMN TOTALS 174,440
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ASSOCIATED BANC CORP COM 045487105 6,516 326,614 X X 2 101,737 47,204 177,673 AUTO DATA PROCESS COM 053015103 1,836 42,956 X 2 41,686 470 800 AUTO DATA PROCESS COM 053015103 109 2,555 X X 2 2,555 AVERY DENNISON CORP COM 053611109 941 21,166 X 2 21,166 BB&T CORP COM 054937107 7,632 201,914 X 2 199,614 2,300 BB&T CORP COM 054937107 451 11,935 X X 2 4,475 7,460 BJ SVCS CO COM 055482103 906 47,360 X 2 46,910 450 BP PLC ADR 055622104 9,290 185,173 X 2 146,362 340 38,471 BP PLC ADR 055622104 835 16,644 X X 2 15,069 1,075 500 BAIRD FDS INSTL AGGREGATE BOND FD 057071854 661 66,983 X 2 66,983 BANK OF AMERICA CORP COM 060505104 754 21,535 X 2 16,367 5,168 BANK OF AMERICA CORP COM 060505104 17 480 X X 2 480 BANK OF NEW YORK MELLON CORP COM 064058100 192 5,897 X 2 5,397 500 BANK OF NEW YORK MELLON CORP COM 064058100 26 800 X X 2 300 500 BAXTER INTL COM 071813109 8,951 136,388 X 2 133,614 2,774 BAXTER INTL COM 071813109 412 6,275 X X 2 1,600 4,675 BEMIS INC COM 081437105 9,796 373,741 X 2 191,736 200 181,805 BEMIS INC COM 081437105 109 4,150 X X 2 2,900 350 900 BERKLEY W R CORP COM 084423102 2,873 122,009 X 2 119,934 2,075 BERKLEY W R CORP COM 084423102 160 6,800 X X 2 3,300 2,825 675 BERKSHIRE HATHAWAY DEL CL A COM 084670108 131 1 X 2 1 BERKSHIRE HATHAWAY DEL CL A COM 084670108 1,175 9 X X 2 9 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 466 106 X 2 105 1 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 9 2 X X 2 2 BEST BUY CO INC COM 086516101 223 5,956 X 2 5,956 ------ COLUMN TOTALS 54,471
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 4 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BHP LTD SPONS ADR 088606108 10,156 195,341 X 2 193,161 80 2,100 BHP LTD SPONS ADR 088606108 511 9,837 X X 2 3,560 5,677 600 BIOGEN IDEC INC COM 09062X103 4,152 82,555 X 2 82,555 BIOGEN IDEC INC COM 09062X103 19 375 X X 2 375 BIOTECH HOLDRS TR DEP RCPT COM 09067D201 183 1,000 X 2 1,000 BIOTECH HOLDRS TR DEP RCPT COM 09067D201 18 100 X X 2 100 BOEING CO COM 097023105 7,981 139,163 X 2 136,028 625 2,510 BOEING CO COM 097023105 451 7,870 X X 2 1,810 6,060 BRAVO BRANDS INC COM 105666101 15,000 X 2 15,000 BRISTOL MYERS-SQUIBB CO COM 110122108 1,898 91,055 X 2 85,105 5,950 BRISTOL MYERS-SQUIBB CO COM 110122108 542 25,992 X X 2 9,340 13,252 3,400 CSX CORP COM 126408103 382 7,002 X 2 5,310 1,692 CVS CAREMARK CORP COM 126650100 14,246 423,228 X 2 413,491 9,737 CVS CAREMARK CORP COM 126650100 704 20,904 X X 2 7,443 13,461 CAPITAL ONE FINL CORP COM 14040H105 588 11,532 X 2 11,532 CAPITAL ONE FINL CORP COM 14040H105 952 18,675 X X 2 13,284 5,391 CARROLL SHELBY INTL INC COM 14521N100 6 18,000 X 2 18,000 CATERPILLAR INC COM 149123101 10,098 169,423 X 2 163,113 515 5,795 CATERPILLAR INC COM 149123101 495 8,310 X X 2 5,170 2,495 645 CELGENE CORP COM 151020104 10,480 165,620 X 2 164,370 1,250 CELGENE CORP COM 151020104 402 6,350 X X 2 615 5,735 CHEVRON CORP COM 166764100 16,605 201,327 X 2 186,011 590 14,726 CHEVRON CORP COM 166764100 1,105 13,400 X X 2 7,593 5,265 542 CHICAGO BRIDGE & IRON CO N V 167250109 828 43,017 X 2 43,017 CHICAGO BRIDGE & IRON CO N V 167250109 19 1,000 X X 2 800 100 100 ------ COLUMN TOTALS 82,821
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CISCO SYSTEMS INC COM 17275R102 5,953 263,874 X 2 250,524 13,350 CISCO SYSTEMS INC COM 17275R102 400 17,710 X X 2 7,750 9,860 100 CITIGROUP INC COM 172967101 304 14,825 X 2 14,725 100 CITIGROUP INC COM 172967101 14 691 X X 2 166 275 250 CITIZENS REPUBLIC BANCORP INC 174420109 44 14,295 X 2 14,295 CLOROX CO COM 189054109 1,128 18,000 X 2 18,000 CLOROX CO COM 189054109 1,062 16,947 X X 2 16,947 COCA COLA CO COM 191216100 17,149 324,309 X 2 316,659 275 7,375 COCA COLA CO COM 191216100 794 15,016 X X 2 4,759 10,257 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 5,444 238,455 X 2 236,530 1,925 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 236 10,332 X X 2 3,720 6,612 COLGATE PALMOLIVE CO COM 194162103 5,264 69,862 X 2 67,062 50 2,750 COLGATE PALMOLIVE CO COM 194162103 738 9,790 X X 2 4,922 3,168 1,700 COMCAST CORP NEW CL A 20030N101 442 22,520 X 2 22,120 400 COMCAST CORP NEW CL A 20030N101 8 388 X X 2 145 243 CONOCOPHILLIPS COM 20825C104 12,474 170,296 X 2 166,111 4,185 CONOCOPHILLIPS COM 20825C104 559 7,625 X X 2 925 5,900 800 CONSOLIDATED EDISON INC COM 209115104 379 8,830 X 2 8,830 CONSOLIDATED EDISON INC COM 209115104 36 830 X X 2 830 COUNTRY MAID FINANCIAL INC COM NEW 222356206 1 66,000 X 2 66,000 COVANCE INC COM 222816100 12,858 145,438 X 2 142,213 100 3,125 COVANCE INC COM 222816100 526 5,955 X X 2 1,100 4,855 DANAHER CORP COM 235851102 3,517 50,673 X 2 50,283 200 190 DANAHER CORP COM 235851102 126 1,810 X X 2 1,410 400 DEAN FOODS CO NEW COM 242370104 618 26,458 X 2 20,007 450 6,001 ------ COLUMN TOTALS 70,074
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DEAN FOODS CO NEW COM 242370104 64 2,750 X X 2 2,750 DEERE & CO COM 244199105 253 5,120 X 2 120 5,000 DISNEY WALT CO COM 254687106 15,196 495,148 X 2 486,138 600 8,410 DISNEY WALT CO COM 254687106 717 23,370 X X 2 11,350 12,020 DOMINION RESOURCES INC NEW COM 25746U109 489 11,420 X 2 11,420 DOMINION RESOURCES INC NEW COM 25746U109 43 1,000 X X 2 1,000 DOW CHEMICAL CO COM 260543103 1,646 51,794 X 2 51,194 600 DOW CHEMICAL CO COM 260543103 19 600 X X 2 600 DUN & BRADSTREET CORP DEL COM 26483E100 794 8,412 X 2 662 7,750 DUN & BRADSTREET CORP DEL COM 26483E100 250 2,650 X X 2 550 2,100 ENSCO INTL INC COM 26874Q100 1,544 26,797 X 2 26,672 125 ENSCO INTL INC COM 26874Q100 174 3,015 X X 2 2,400 615 EOG RESOURCES INC COM 26875P101 2,174 24,303 X 2 24,263 40 EOG RESOURCES INC COM 26875P101 78 875 X X 2 800 75 EL PASO CORP COM 28336L109 328 25,698 X 2 25,698 ELECTRONIC ARTS INC COM 285512109 911 24,620 X 2 24,270 350 ELECTRONIC ARTS INC COM 285512109 33 900 X X 2 900 EMERSON ELEC CO COM 291011104 388 9,517 X 2 8,417 1,100 ENERVEST DIVERSIFIED INCOME TRUST 292963105 55 12,000 X X 2 12,000 ENTERGY CORP NEW COM 29364G103 219 2,463 X 2 1,935 528 EXELON CORP COM 30161N101 385 6,151 X 2 6,151 EXELON CORP COM 30161N101 37 588 X X 2 588 EXXON MOBIL CORP COM 30231G102 26,378 339,662 X 2 308,060 1,300 30,302 EXXON MOBIL CORP COM 30231G102 3,374 43,449 X X 2 30,238 2,285 10,926 FPL GROUP INC COM 302571104 2,832 56,294 X 2 56,294 ------ COLUMN TOTALS 58,381
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 7 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FPL GROUP INC COM 302571104 88 1,750 X X 2 1,750 FEDEX CORP COM 31428X106 1,208 15,286 X 2 15,286 FEDEX CORP COM 31428X106 100 1,265 X X 2 1,015 50 200 * FIDELITY MUNICIPAL INCOME FD 316089507 120 10,255 X 2 10,255 * FIDELITY SHORT IN MUNI INCOME FUN 316203207 209 20,371 X 2 20,371 * FIDELITY SPARTAN MN MUNI INC FD 316412303 1,207 112,720 X 2 112,720 * FIRST AMERICAN MINNESOTA TAX FREE 318929825 228 22,977 X 2 22,977 FIRST MANITOWOC BANCORP INC NEW COM 32076T108 348 27,100 X 2 27,100 FIRST MANITOWOC BANCORP INC NEW COM 32076T108 1,128 87,812 X X 2 87,812 FISERV INC COM 337738108 370 7,818 X 2 4,750 3,068 FISERV INC COM 337738108 26 550 X X 2 550 FLUOR CORP NEW COM 343412102 1,520 27,295 X 2 27,295 FLUOR CORP NEW COM 343412102 17 300 X X 2 250 50 FORTUNE BRANDS INC COM 349631101 1,557 27,145 X 2 26,945 100 100 FORTUNE BRANDS INC COM 349631101 29 505 X X 2 455 50 FRANKLIN RESOURCES INC COM 354613101 1,399 15,873 X 2 15,873 FRANKLIN RESOURCES INC COM 354613101 705 8,000 X X 2 4,500 3,500 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 2,315 40,721 X 2 40,498 23 200 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 66 1,169 X X 2 509 360 300 GENERAL ELEC CO COM 369604103 17,320 679,232 X 2 576,116 3,475 99,641 GENERAL ELEC CO COM 369604103 1,092 42,836 X X 2 34,841 5,645 2,350 GENERAL MILLS INC COM 370334104 365 5,315 X 2 4,956 359 GLAXO SMITHKLINE NEW ADR 37733W105 565 13,012 X 2 12,102 910 GLAXO SMITHKLINE NEW ADR 37733W105 202 4,655 X X 2 3,000 1,655 GOLDMAN SACHS GRP INC COM 38141G104 1,725 13,478 X 2 13,138 50 290 ------ COLUMN TOTALS 33,909
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 8 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GOLDMAN SACHS GRP INC COM 38141G104 158 1,235 X X 2 570 265 400 GOLDMAN SACHS CORE FIXED INCOME CL A 38142B419 129 14,544 X 2 14,544 * GOLDMAN SACHS HIGH YIELD MUNI 38142Y583 171 19,303 X 2 19,303 INSTL CL GOOGLE INC CL A COM 38259P508 10,944 27,090 X 2 26,820 25 245 GOOGLE INC CL A COM 38259P508 556 1,376 X X 2 125 1,151 100 GRAINGER W W INC COM 384802104 377 4,335 X 2 4,235 100 GUESS INC COM 401617105 3,456 99,350 X 2 99,350 GUESS INC COM 401617105 22 625 X X 2 625 JOHN HANCOCK BANK & THRIFT OPP FD 409735107 942 186,941 X 2 186,941 HARLEY DAVIDSON INC COM 412822108 406 10,894 X 2 10,744 150 HARLEY DAVIDSON INC COM 412822108 55 1,468 X X 2 1,468 HARRIS CORP DEL COM 413875105 17,713 383,403 X 2 377,483 1,475 4,445 HARRIS CORP DEL COM 413875105 735 15,905 X X 2 5,115 10,790 HARSCO CORP COM 415864107 12,712 341,828 X 2 338,853 2,975 HARSCO CORP COM 415864107 448 12,055 X X 2 3,165 8,890 HEINZ H J CO COM 423074103 234 4,687 X 2 3,712 975 HEINZ H J CO COM 423074103 11 225 X X 2 225 HEWLETT PACKARD CO COM 428236103 9,935 214,863 X 2 212,263 2,600 HEWLETT PACKARD CO COM 428236103 461 9,972 X X 2 535 9,437 HOLOGIC INC COM 436440101 10,169 526,090 X 2 522,790 425 2,875 HOLOGIC INC COM 436440101 514 26,580 X X 2 8,700 17,880 HOME DEPOT INC COM 437076102 162 6,265 X 2 6,165 100 HOME DEPOT INC COM 437076102 70 2,700 X X 2 1,150 1,150 400 HOST HOTELS & RESORTS INC COM 44107P104 1,181 88,838 X 2 88,838 IMS HEALTH INC COM 449934108 651 34,450 X 2 3,450 31,000 ------ COLUMN TOTALS 72,212
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) IMS HEALTH INC COM 449934108 185 9,800 X X 2 9,800 ILLINOIS TOOL WORKS INC COM 452308109 2,586 58,187 X 2 56,987 1,200 ILLINOIS TOOL WORKS INC COM 452308109 161 3,625 X X 2 2,925 700 * INCOME FUND OF AMERICA INC COM F 453320400 234 14,903 X 2 14,903 * INCOME FUND OF AMERICA INC COM F 453320400 27 1,693 X X 2 1,693 INFOSYS TECHNOLOGIES LTD SPONS ADR 456788108 720 21,630 X 2 21,630 INFOSYS TECHNOLOGIES LTD SPONS ADR 456788108 20 600 X X 2 600 INTEL CORP COM 458140100 5,625 300,338 X 2 291,668 470 8,200 INTEL CORP COM 458140100 485 25,896 X X 2 15,280 6,116 4,500 INTEGRYS ENERGY GROUP INC COM 45822P105 4,729 94,703 X 2 93,700 1,003 INTEGRYS ENERGY GROUP INC COM 45822P105 545 10,913 X X 2 3,213 5,500 2,200 INTERNATIONAL BUSINESS MACHS COM 459200101 5,431 46,435 X 2 43,549 30 2,856 INTERNATIONAL BUSINESS MACHS COM 459200101 215 1,837 X X 2 1,762 75 INTERNATIONAL GAME TECHNOLOGY COM 459902102 388 22,600 X 2 22,600 INTERNATIONAL GAME TECHNOLOGY COM 459902102 2 100 X X 2 100 INVERNESS MEDICAL INNOVATIONS COM 46126P106 1,861 62,025 X 2 62,025 IRON MOUNTAIN INC NEW COM 462846106 232 9,500 X 2 4,500 5,000 ISHARES TR MSCI EAFE IDX 464287465 1,478 26,260 X 2 26,260 ISHARES TR MSCI EAFE IDX 464287465 132 2,346 X X 2 1,125 1,221 ISHARES TR NASDAQ BIOTECH 464287556 640 7,861 X 2 7,861 ISHARES TR RUSSELL 1000 VALUE INDEX 464287598 1,172 18,350 X 2 18,350 ISHARES TR RUSSELL 2000 464287655 1,634 24,030 X 2 24,030 ISHARES TR RUSSELL 2000 464287655 69 1,010 X X 2 1,010 ISHARES TR DJ US TELECOMM COM 464287713 250 12,265 X 2 12,265 ISHARES TR DJ US TELECOMM COM 464287713 5 250 X X 2 250 ------ COLUMN TOTALS 28,826
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ISHARES TR S & P SMCP600 IDX 464287804 510 8,563 X 2 8,563 ISHARES TR S & P SMCP600 IDX 464287804 30 510 X X 2 510 JPMORGAN CHASE & CO COM 46625H100 3,325 71,201 X 2 52,255 18,946 JPMORGAN CHASE & CO COM 46625H100 302 6,465 X X 2 5,305 1,160 JOHNSON & JOHNSON COM 478160104 12,809 184,882 X 2 175,052 485 9,345 JOHNSON & JOHNSON COM 478160104 680 9,816 X X 2 6,791 1,625 1,400 JOHNSON CONTROLS INC COM 478366107 2,197 72,443 X 2 72,443 JOHNSON CONTROLS INC COM 478366107 23 750 X X 2 750 JOY GLOBAL INC COM 481165108 7,367 163,203 X 2 162,008 120 1,075 JOY GLOBAL INC COM 481165108 267 5,915 X X 2 435 5,320 160 KEYCORP NEW COM 493267108 159 13,318 X 2 13,318 KEYCORP NEW COM 493267108 45 3,740 X X 2 3,740 KIMBERLY CLARK CORP COM 494368103 117,080 1,805,679 X 2 1,217,787 175 587,717 KIMBERLY CLARK CORP COM 494368103 8,157 125,795 X X 2 68,705 315 56,775 KINDER MORGAN ENERGY LIMITED 494550106 104 2,006 X 2 1,600 406 PARTNERSHIP KINDER MORGAN ENERGY LIMITED 494550106 99 1,900 X X 2 1,900 PARTNERSHIP KOHLS CORP COM 500255104 823 17,852 X 2 17,852 KOHLS CORP COM 500255104 61 1,325 X X 2 825 500 KRAFT FOODS INC CL A COM 50075N104 2,685 81,979 X 2 80,318 1,661 KRAFT FOODS INC CL A COM 50075N104 844 25,779 X X 2 11,386 11,418 2,975 LEGG MASON INC COM 524901105 872 22,924 X 2 22,924 LEGG MASON INC COM 524901105 6 160 X X 2 160 LIFESPAN INC COM 53221W101 1 50,000 X 2 50,000 LILLY ELI & CO COM 532457108 2,485 56,446 X 2 55,596 50 800 LILLY ELI & CO COM 532457108 218 4,940 X X 2 3,240 100 1,600 ------- COLUMN TOTALS 161,149
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 11 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) LOCKHEED MARTIN CORP COM 539830109 441 4,022 X 2 4,022 * LORD ABBETT NATL TAX FREE INC CL A 543902100 318 32,718 X 2 32,718 LORILLARD INC COM 544147101 16,814 236,316 X 2 233,741 2,575 LORILLARD INC COM 544147101 643 9,040 X X 2 1,255 7,785 MGE ENERGY INC COM 55277P104 172 4,850 X 2 4,625 225 MGE ENERGY INC COM 55277P104 47 1,325 X X 2 1,325 MANITOWOC CO INC COM 563571108 2,152 138,392 X 2 102,884 35,508 MANITOWOC CO INC COM 563571108 461 29,618 X X 2 28,618 1,000 MARSHALL & ILSLEY CORP NEW 571837103 9,219 457,501 X 2 452,115 5,386 COM MARSHALL & ILSLEY CORP NEW 571837103 770 38,223 X X 2 10,932 18,600 8,691 COM MASCO CORP COM 574599106 732 40,811 X 2 40,811 MCDONALDS CORP COM 580135101 19,760 320,254 X 2 317,304 425 2,525 MCDONALDS CORP COM 580135101 993 16,096 X X 2 4,156 11,940 MCGRAW-HILL CO INC COM 580645109 481 15,215 X 2 12,415 2,800 MCGRAW-HILL CO INC COM 580645109 82 2,600 X X 2 2,600 MEDCO HEALTH SOLUTIONS INC COM 58405U102 250 5,566 X 2 5,350 216 MEDCO HEALTH SOLUTIONS INC COM 58405U102 6 144 X X 2 144 MEDTRONIC INC COM 585055106 5,304 105,864 X 2 93,364 12,500 MEDTRONIC INC COM 585055106 334 6,675 X X 2 4,445 780 1,450 MERCK & CO INC COM 589331107 8,380 265,537 X 2 262,062 3,475 MERCK & CO INC COM 589331107 380 12,035 X X 2 3,891 8,144 METAVANTE TECHNOLOGIES INC 591407101 685 35,590 X 2 35,590 COM METAVANTE TECHNOLOGIES INC 591407101 93 4,810 X X 2 1,913 2,897 COM MICROSOFT CORP COM 594918104 15,938 597,153 X 2 581,603 150 15,400 MICROSOFT CORP COM 594918104 843 31,573 X X 2 12,606 17,367 1,600 ------ COLUMN TOTALS 85,298
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MICROCHIP TECHNOLOGY INC COM 595017104 1,175 39,932 X 2 39,932 MIDCAP SP DR TR UNIT SER 1 COM 595635103 2,314 17,560 X 2 15,760 1,800 MIDCAP SP DR TR UNIT SER 1 COM 595635103 204 1,550 X X 2 840 710 MILLIPORE CORP COM 601073109 1,749 25,415 X 2 25,355 60 MILLIPORE CORP COM 601073109 43 630 X X 2 525 105 MOLEX INC CL A 608554200 320 15,366 X 2 15,366 MONSANTO CO NEW COM 61166W101 238 2,407 X 2 2,053 354 MOODYS CORP COM 615369105 1,217 35,808 X 2 4,808 31,000 MOODYS CORP COM 615369105 360 10,600 X X 2 2,200 8,400 MORGAN STANLEY COM 617446448 240 10,440 X 2 6,968 3,472 MOTOROLA INC COM 620076109 67 9,383 X 2 6,383 3,000 MOTOROLA INC COM 620076109 13 1,800 X X 2 1,800 NEENAH PAPER INC COM 640079109 833 42,057 X 2 31,767 10,290 NEENAH PAPER INC COM 640079109 37 1,881 X X 2 145 1,736 NESTLE S A SPONSORED ADR 641069406 1,120 26,062 X 2 22,812 3,250 NEWELL RUBBERMAID INC COM 651229106 232 13,435 X 2 13,435 NEWMONT MINING CORP HOLDING CO COM 651639106 1,540 39,745 X 2 39,715 30 NEWMONT MINING CORP HOLDING CO COM 651639106 37 965 X X 2 800 165 NIKE INC CL B 654106103 7,301 109,130 X 2 107,620 160 1,350 NIKE INC CL B 654106103 387 5,785 X X 2 2,745 3,040 NORFOLK SOUTHERN CORP COM 655844108 96 1,451 X 2 1,451 NORFOLK SOUTHERN CORP COM 655844108 117 1,768 X X 2 1,368 400 * NORTH TRACK WIS TAX EXEMPT FD 663038768 112 11,436 X 2 11,436 NORTHERN TRUST CORP COM 665859104 5,721 79,234 X 2 78,184 50 1,000 NORTHERN TRUST CORP COM 665859104 264 3,657 X X 2 3,007 650 ------ COLUMN TOTALS 25,737
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NORTHROP GRUMMAN CORP COM 666807102 1,420 23,453 X 2 23,453 NOVARTIS AG SPONS ADR 66987V109 1,151 21,790 X 2 21,790 NOVARTIS AG SPONS ADR 66987V109 17 325 X X 2 250 75 OLD SECOND BANCORP INC ILL COM 680277100 201 10,852 X 2 10,852 OLD SECOND BANCORP INC ILL COM 680277100 99 5,334 X X 2 5,334 OMNICOM GROUP INC COM 681919106 482 12,504 X 2 12,504 * OPPENHEIMER SENIOR FLOATING RATE 68381K309 268 34,237 X 2 34,237 ORACLE CORP COM 68389X105 225 11,074 X 2 9,474 1,600 OSHKOSH CORPORATION 688239201 1,640 124,634 X 2 124,339 295 OSHKOSH CORPORATION 688239201 24 1,840 X X 2 665 575 600 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 2,204 278,980 X 2 275,202 3,778 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 133 16,876 X X 2 10,348 6,528 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 401 38,327 X 2 38,327 PAYCHEX INC COM 704326107 254 7,705 X 2 7,705 PAYCHEX INC COM 704326107 5 166 X X 2 166 PENNEY J C INC COM 708160106 275 8,242 X 2 5,698 2,544 PENTAIR INDS INC COM 709631105 439 12,710 X 2 12,710 PENTAIR INDS INC COM 709631105 436 12,600 X X 2 12,600 PEPSICO INC COM 713448108 24,103 338,196 X 2 321,207 675 16,314 PEPSICO INC COM 713448108 1,584 22,224 X X 2 13,749 8,475 PFIZER INC COM 717081103 6,807 369,169 X 2 345,295 75 23,799 PFIZER INC COM 717081103 803 43,567 X X 2 22,067 1,650 19,850 PHILIP MORRIS INTERNATIONAL INC COM 718172109 8,733 181,559 X 2 178,583 2,976 PHILIP MORRIS INTERNATIONAL INC COM 718172109 1,874 38,964 X X 2 17,379 17,285 4,300 PLEXUS CORP COM 729132100 456 22,053 X 2 22,053 ------ COLUMN TOTALS 54,034
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PLEXUS CORP COM 729132100 104 5,000 X X 2 5,000 PLUM CREEK TIMBER CO INC (REIT) 729251108 5,347 107,247 X 2 104,197 175 2,875 PLUM CREEK TIMBER CO INC (REIT) 729251108 352 7,065 X X 2 2,090 3,975 1,000 POWERSHARES WILDERHILL CLEAN ENERGY 73935X500 232 15,625 X 2 15,625 PORTFOLIO POWERSHARES WILDERHILL CLEAN ENERGY 73935X500 10 700 X X 2 700 PORTFOLIO PRECISION CASTPARTS CORP COM 740189105 116 1,475 X 2 1,475 PRECISION CASTPARTS CORP COM 740189105 667 8,464 X X 2 8,464 T ROWE PRICE GROUP INC COM 74144T108 3,812 70,981 X 2 69,201 280 1,500 T ROWE PRICE GROUP INC COM 74144T108 62 1,150 X X 2 900 250 PRINCIPAL FINL GRP INC COM 74251V102 1,363 31,341 X 2 31,341 PRINCIPAL FINL GRP INC COM 74251V102 2 50 X X 2 50 PROCTER & GAMBLE CO COM 742718109 29,890 428,895 X 2 396,842 3,440 28,613 PROCTER & GAMBLE CO COM 742718109 1,942 27,872 X X 2 18,037 9,735 100 * PUTNAM TAX EXEMPT INC FD CL A 746870104 140 17,714 X 2 17,714 QUALCOMM INC COM 747525103 11,012 256,276 X 2 236,031 175 20,070 QUALCOMM INC COM 747525103 466 10,840 X X 2 2,250 7,790 800 RESEARCH IN MOTION LTD COM 760975102 3,471 50,814 X 2 50,514 300 RESEARCH IN MOTION LTD COM 760975102 12 175 X X 2 175 ROCHE HLDG LTD ADR 771195104 2,725 35,021 X 2 34,371 100 550 ROCHE HLDG LTD ADR 771195104 226 2,900 X X 2 250 2,650 ROCKWELL AUTOMATION INC COM 773903109 175 4,690 X 2 4,690 ROCKWELL AUTOMATION INC COM 773903109 34 900 X X 2 900 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 685 11,600 X 2 11,600 SLM CORP COM 78442P106 459 37,172 X 2 37,172 SPDR TR UNIT SER 1 78462F103 5,761 49,671 X 2 48,081 1,590 ------ COLUMN TOTALS 69,065
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 15 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SPDR TR UNIT SER 1 78462F103 418 3,603 X X 2 1,703 1,900 SPX CORP COM 784635104 8,610 111,817 X 2 110,892 925 SPX CORP COM 784635104 359 4,662 X X 2 555 4,107 ST JUDE MEDICAL INC COM 790849103 296 6,800 X 2 6,800 SAN JUAN BASIN RTY TR BEN INT COM 798241105 38 1,000 X 2 1,000 SAN JUAN BASIN RTY TR BEN INT COM 798241105 221 5,800 X X 2 5,800 SCHERING PLOUGH CORP COM 806605101 446 24,157 X 2 18,957 5,200 SCHERING PLOUGH CORP COM 806605101 115 6,200 X X 2 3,600 2,600 SCHLUMBERGER LTD COM 806857108 15,871 203,244 X 2 199,579 140 3,525 SCHLUMBERGER LTD COM 806857108 861 11,030 X X 2 5,345 5,035 650 SCHWEITZER-MAUDUIT INTL INC COM 808541106 773 40,705 X 2 12,104 19 28,582 SCHWEITZER-MAUDUIT INTL INC COM 808541106 43 2,253 X X 2 44 2,209 SEALED AIR CORP NEW COM 81211K100 256 11,650 X 2 11,650 SEALED AIR CORP NEW COM 81211K100 155 7,060 X X 2 7,060 SELECT SECTOR SPDR TR MATERIALS 81369Y100 369 11,050 X 2 11,050 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 524 17,425 X 2 17,425 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 9 315 X X 2 315 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 1,331 48,235 X 2 48,235 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 47 1,700 X X 2 1,700 SELECT SECTOR SPDR TR ENERGY 81369Y506 2,289 36,165 X 2 36,065 100 SELECT SECTOR SPDR TR ENERGY 81369Y506 34 545 X X 2 470 75 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 1,046 33,965 X 2 33,965 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 8 245 X X 2 245 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4,705 237,035 X 2 236,735 300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 46 2,300 X X 2 500 1,800 ------ COLUMN TOTALS 38,870
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 16 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SIGMA ALDRICH CORP COM 826552101 258 4,918 X 2 4,918 SIGMA ALDRICH CORP COM 826552101 273 5,200 X X 2 3,200 2,000 SMITH INTL INC COM 832110100 467 7,960 X 2 7,960 SMITH INTL INC COM 832110100 18 300 X X 2 300 SOUTHERN CO COM 842587107 4,184 111,012 X 2 109,412 1,600 SOUTHERN CO COM 842587107 214 5,670 X X 2 4,270 1,400 STAPLES INC COM 855030102 298 13,230 X 2 12,580 500 150 STAPLES INC COM 855030102 15 660 X X 2 660 STARBUCKS CORP COM 855244109 223 15,000 X 2 13,000 2,000 STARBUCKS CORP COM 855244109 21 1,400 X X 2 1,400 STATE STREET CORP COM 857477103 11,036 194,023 X 2 191,568 55 2,400 STATE STREET CORP COM 857477103 483 8,485 X X 2 4,825 3,660 STERICYCLE INC COM 858912108 212 3,600 X 2 3,600 SUN LIFE FINANCIAL INC COM 866796105 372 10,512 X 2 10,512 SUNTRUST BANKS INC COM 867914103 997 22,152 X 2 22,152 SUPERVALU INC COM 868536103 381 17,541 X 2 5,891 11,650 SYSCO CORP COM 871829107 5,869 190,361 X 2 188,336 75 1,950 SYSCO CORP COM 871829107 247 8,000 X X 2 7,800 200 TARGET CORP COM 87612E106 112 2,285 X 2 2,085 200 TARGET CORP COM 87612E106 126 2,565 X X 2 2,250 315 TENARIS SA ADR 88031M109 2,993 80,260 X 2 79,160 50 1,050 TENARIS SA ADR 88031M109 118 3,170 X X 2 1,610 1,560 TEVA PHARMACEUTICAL IND ADR 881624209 12,507 273,135 X 2 270,410 250 2,475 TEVA PHARMACEUTICAL IND ADR 881624209 519 11,335 X X 2 3,375 7,960 TEXAS INSTR INC COM 882508104 782 36,372 X 2 35,772 600 ------ COLUMN TOTALS 42,725
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 17 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TEXAS INSTR INC COM 882508104 2 100 X X 2 100 THERMO FISHER SCIENTIFIC INC 883556102 14,586 265,206 X 2 263,481 1,725 THERMO FISHER SCIENTIFIC INC 883556102 706 12,835 X X 2 1,950 10,885 3M COMPANY COM 88579Y101 5,926 86,748 X 2 70,536 50 16,162 3M COMPANY COM 88579Y101 649 9,500 X X 2 1,925 375 7,200 TORONTO DOMINION BK ONTARIO CAN COM 891160509 317 5,200 X 2 5,200 TRAVELERS COS INC COM 89417E109 180 3,985 X 2 455 3,530 TRAVELERS COS INC COM 89417E109 27 600 X X 2 600 TREEHOUSE FOODS INC COM 89469A104 370 12,444 X 2 12,444 TREEHOUSE FOODS INC COM 89469A104 22 740 X X 2 740 US BANCORP DEL NEW COM 902973304 6,427 178,422 X 2 170,625 175 7,622 US BANCORP DEL NEW COM 902973304 1,230 34,141 X X 2 20,686 2,350 11,105 UNION PAC CORP COM 907818108 712 10,002 X 2 8,402 1,600 UNION PAC CORP COM 907818108 28 400 X X 2 400 UNITED FIRE & CASUALTY CO COM 910331107 243 8,500 X 2 8,500 UNITED PARCEL SERVICES INC COM 911312106 788 12,534 X 2 12,534 UNITED PARCEL SERVICES INC COM 911312106 16 250 X X 2 250 UNITED TECHNOLOGIES CORP COM 913017109 879 14,632 X 2 14,632 * VAN KAMPEN MUNI INCOME CL A 920917101 126 10,083 X 2 10,083 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 12,224 1,238,470 X 2 1,236,900 1,570 *VANGUARD TOT BOND MKT INDEX SIGNAL 921937868 44,482 4,506,374 X 2 4,473,210 27,990 5,174 *VANGUARD TOT BOND MKT INDEX SIGNAL 921937868 791 80,143 X X 2 11,884 58,209 10,050 * VANGUARD HIGH YIELD CORP PORTFOLIO 922031208 211 41,509 X 2 41,509 * VANGUARD SHORT TERM INV GRADE FD 922031406 3,781 376,968 X 2 361,646 15,322 * VANGUARD SHORT TERM TREASURY FD 922031703 167 15,531 X 2 11,392 4,139 ------ COLUMN TOTALS 94,890
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 18 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) * VANGUARD FIXED INC SHORT TERM CORP 922031836 81,359 8,111,060 X 2 7,949,292 52,471 109,297 ADMIRAL SHARES * VANGUARD FIXED INC SHORT TERM CORP 922031836 1,391 138,674 X X 2 62,082 76,592 ADMIRAL SHARES VANGUARD PA LONG TERM TAX EXEMPT FD 92204L302 554 53,323 X 2 53,323 * VANGUARD INTERMED TERM MUNI BD FD 922907209 1,934 153,228 X 2 153,228 * VANGUARD HIGH YIELD TAX EXEMPT FD 922907407 132 13,565 X 2 13,565 * VANGUARD LTD TERM MUNI BOND FD 922907704 1,332 124,867 X 2 119,531 5,336 * VANGUARD SHORT TERM TAX EXEMPT 922907803 237 15,133 X 2 15,133 MUNI BOND FD ADMIRAL SHS * VANGUARD INTERMED TERM TAX EXEMPT 922907878 1,175 93,096 X 2 93,096 MUNI BOND FD ADMIRAL SHS * VANGUARD LTD TERM TAX EXEMPT MUNI 922907886 3,075 288,175 X 2 288,175 BOND FS ADMIRAL SHS VANGUARD INDEX FDS LARGE CAP ETF 922908637 375 7,125 X 2 7,125 VERIZON COMMUNICATIONS COM 92343V104 5,157 160,701 X 2 157,557 3,144 VERIZON COMMUNICATIONS COM 92343V104 143 4,464 X X 2 3,124 1,340 VODAFONE GROUP PLC ADR 92857W209 1,647 74,538 X 2 74,538 (CONSOLIDATION) VODAFONE GROUP PLC ADR 92857W209 43 1,947 X X 2 547 875 525 (CONSOLIDATION) WACHOVIA CORP NEW COM 929903102 27 7,608 X 2 7,608 WACHOVIA CORP NEW COM 929903102 33 9,292 X X 2 4,510 4,782 WAL MART STORES INC COM 931142103 1,958 32,697 X 2 32,697 WAL MART STORES INC COM 931142103 122 2,040 X X 2 1,540 500 WALGREEN CO COM 931422109 5,270 170,224 X 2 169,384 840 WALGREEN CO COM 931422109 753 24,310 X X 2 16,710 1,200 6,400 WASTE MANAGEMENT INC NEW COM 94106L109 988 31,365 X 2 28,212 3,153 WASTE MANAGEMENT INC NEW COM 94106L109 132 4,205 X X 2 4,205 WATERSTONE FINANCIAL INC COM 941888109 195 20,000 X 2 20,000 WAUSAU PAPER CORP COM 943315101 697 68,839 X 2 68,839 WAUSAU PAPER CORP COM 943315101 183 18,041 X X 2 18,041 ------- COLUMN TOTALS 108,912
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/08 PAGE 19 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WELLPOINT INC COM 94973V107 234 5,005 X 2 4,755 250 WELLPOINT INC COM 94973V107 88 1,880 X X 2 1,880 WELLS FARGO & CO NEW COM 949746101 9,552 254,524 X 2 132,157 275 122,092 WELLS FARGO & CO NEW COM 949746101 589 15,699 X X 2 9,239 5,760 700 WEYCO GROUP INC COM 962149100 251 7,500 X 2 7,500 WEYERHAEUSER CO COM 962166104 72 1,190 X 2 1,190 WEYERHAEUSER CO COM 962166104 242 4,000 X X 2 3,500 500 WISCONSIN ENERGY CORP COM 976657106 554 12,334 X 2 11,359 450 525 WISCONSIN ENERGY CORP COM 976657106 135 3,000 X X 2 3,000 WYETH COM 983024100 924 25,020 X 2 21,120 3,900 WYETH COM 983024100 35 950 X X 2 950 YUM BRANDS INC COM 988498101 232 7,123 X 2 4,963 2,160 YUM BRANDS INC COM 988498101 47 1,440 X X 2 1,440 ZIMMER HLDGS INC COM 98956P102 4,579 70,929 X 2 69,159 75 1,695 ZIMMER HLDGS INC COM 98956P102 384 5,947 X X 2 2,868 2,859 220 SEI STABLE ASSET FUND CLASS 20 999959SG5 44,364 44,363,935 X 2 44,363,935 FUND # 369 ---------- COLUMN TOTALS 62,282 FINAL TOTALS 1,356,139