13F-HR 1 form13f4qtr06.txt 13F-4TH QUARTER 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended December 31, 2006 If Amended report check here: |_| ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 16th day of January, 2007. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ------------------------- ------------ ---- ------------ SAVSTMTS
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 1 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KINDER MORGAN MGMT LLC FRACTIONAL SH EKE55U103 152,172 X 2 152,172 49455U100 NABORS INDS LTD G6359F103 6,402 214,980 X 2 213,730 1,250 NABORS INDS LTD G6359F103 254 8,525 X X 2 250 8,275 NOBLE CORP COM G65422100 122 1,600 X 2 1,600 NOBLE CORP COM G65422100 274 3,600 X X 2 3,600 SEAGATE TECHNOLOGY COM G7945J104 21,884 825,810 X 2 819,295 800 5,715 SEAGATE TECHNOLOGY COM G7945J104 1,054 39,785 X X 2 13,965 25,820 LTD PARTNERSHIP INT IN THE STAFFORD MS0023544 313 6 X 2 6 INVESTMENTS LTD PARTNERSHIP (GIFTED LTD PARTNERSHIP INT IN THE STAFFORD MS0023593 2,783 87 X 2 87 INVESTMENTS LTD PARTNERSHIP NEVERMAR COMPANY LLC MS0027321 627 500 X 2 500 NEVERMAR COMPANY OPTIONS MS0027339 500 500 X 2 500 T WALL PROPERTIES MASTER MS0038260 714 4 X 2 4 LIMITED PARTNERSHIP T WALL PROPERTIES MASTER LIMITED MS0038302 500 500,000 X 2 500,000 PARTNERSHIP CHECK POINT SOFTWARE TECH LT ORD M22465104 248 11,325 X 2 11,325 SYNERON MEDICAL LTD ORD M87245102 2,460 90,690 X 2 90,690 SYNERON MEDICAL LTD ORD M87245102 24 875 X X 2 875 FLEXTRONICS INTL LTD ORD Y2573F102 2,485 216,425 X 2 216,425 FLEXTRONICS INTL LTD ORD Y2573F102 18 1,550 X X 2 1,550 AFLAC CORP COM 001055102 216 4,688 X 2 4,688 AIM INVT SECS FDS LTD MATURITY 00142C201 498 49,687 X 2 49,687 TREAS PORTFOLIO SHS AT&T INC COM 00206R102 5,307 148,460 X 2 147,421 1,039 AT&T INC COM 00206R102 484 13,529 X X 2 9,761 3,768 ABBOTT LABS COM 002824100 7,421 152,351 X 2 145,601 250 6,500 ABBOTT LABS COM 002824100 374 7,675 X X 2 7,350 325 ADOBE SYSTEMS INC COM 00724F101 266 6,480 X 2 6,480 ---------- COLUMN TOTALS 55,228
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 2 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ADOBE SYSTEMS INC COM 00724F101 16 400 X X 2 400 AFFILIATED COMPUTER SVCS INC CL A 008190100 1,785 36,545 X 2 36,545 AIR PRODS & CHEMS INC COM 009158106 10,099 143,693 X 2 142,068 475 1,150 AIR PRODS & CHEMS INC COM 009158106 504 7,165 X X 2 5,815 1,350 ALLIANT ENERGY CORP COM 018802108 381 10,084 X 2 10,084 ALLIANT ENERGY CORP COM 018802108 23 600 X X 2 400 200 ALLIANCEBERNSTEIN HLDG LTD 01881G106 197 2,456 X 2 2,456 PARTNERSHIP ALLIANCEBERNSTEIN HLDG LTD 01881G106 229 2,850 X X 2 1,050 1,800 PARTNERSHIP ALLSTATE CORP COM 020002101 9,261 142,239 X 2 134,740 7,499 ALLSTATE CORP COM 020002101 225 3,460 X X 2 885 2,575 ALTRIA GROUP INC COM 02209S103 10,858 126,526 X 2 123,426 3,100 ALTRIA GROUP INC COM 02209S103 3,213 37,440 X X 2 16,240 17,200 4,000 AMERICAN EXPRESS CO COM 025816109 1,234 20,345 X 2 20,345 AMERICAN INTL GROUP INC COM 026874107 6,930 96,714 X 2 94,049 275 2,390 AMERICAN INTL GROUP INC COM 026874107 453 6,323 X X 2 5,673 350 300 AMGEN INC COM 031162100 3,823 55,969 X 2 55,554 250 165 AMGEN INC COM 031162100 140 2,050 X X 2 1,575 275 200 ANADARKO PETROLEUM CORP COM 032511107 713 16,382 X 2 15,766 616 ANCHOR BANCORP WI INC COM 032839102 3,299 114,466 X 2 73,246 41,220 ANCHOR BANCORP WI INC COM 032839102 8 267 X X 2 267 ANHEUSER BUSCH COS INC COM 035229103 3,410 69,299 X 2 69,299 ANHEUSER BUSCH COS INC COM 035229103 13 270 X X 2 270 AON CORP COM 037389103 5,073 143,555 X 2 143,555 APACHE CORP COM 037411105 9,317 140,094 X 2 139,249 650 195 APACHE CORP COM 037411105 256 3,850 X X 2 2,325 1,525 ---------- COLUMN TOTALS 71,460
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) API NANOTRONICS CORP COM 03761M104 20 10,000 X 2 10,000 APPLE COMPUTER INC COM 037833100 16,089 189,645 X 2 187,495 2,150 APPLE COMPUTER INC COM 037833100 705 8,310 X X 2 625 7,585 100 APPLIED MATERIALS COM 038222105 1,208 65,478 X 2 65,328 125 25 APPLIED MATERIALS COM 038222105 11 600 X X 2 250 350 ASSOCIATED BANC CORP COM 045487105 262,571 7,527,842 X 2 6,480,347 11,391 1,036,104 ASSOCIATED BANC CORP COM 045487105 12,461 357,257 X X 2 95,978 57,670 203,609 AUTO DATA PROCESS COM 053015103 4,874 98,961 X 2 97,296 865 800 AUTO DATA PROCESS COM 053015103 186 3,780 X X 2 3,280 500 AVERY DENNISON CORP COM 053611109 2,227 32,787 X 2 32,787 BB&T CORP COM 054937107 263 5,980 X 2 5,980 BJ SVCS CO COM 055482103 1,277 43,559 X 2 43,109 450 BJ SVCS CO COM 055482103 62 2,100 X X 2 2,100 BP PLC ADR 055622104 14,131 210,592 X 2 168,207 375 42,010 BP PLC ADR 055622104 1,518 22,626 X X 2 20,601 1,275 750 BAIRD FDS INSTL AGGREGATE BOND FD 057071854 417 39,662 X 2 39,662 BANK OF AMERICA CORP COM 060505104 2,125 39,810 X 2 29,942 9,868 BANK OF AMERICA CORP COM 060505104 53 1,000 X X 2 1,000 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 547 2,101 X X 2 2,101 (COPY OF DOCUMENT ONLY) BANTA CORP COM 066821109 541 14,865 X 2 14,865 BANTA CORP COM 066821109 84 2,300 X X 2 2,075 225 BAXTER INTL COM 071813109 453 9,756 X 2 8,532 1,224 BELLSOUTH CORP COM 079860102 1,415 30,035 X 2 29,785 250 BELLSOUTH CORP COM 079860102 226 4,800 X X 2 3,200 1,600 BEMIS INC COM 081437105 17,583 517,451 X 2 337,769 200 179,482 ---------- COLUMN TOTALS 341,047
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 4 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BEMIS INC COM 081437105 976 28,725 X X 2 3,275 250 25,200 BERKLEY W R CORP COM 084423102 5,693 164,975 X 2 163,675 1,300 BERKLEY W R CORP COM 084423102 308 8,920 X X 2 275 8,645 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 370 101 X 2 100 1 BEST BUY CO INC COM 086516101 7,042 143,153 X 2 142,878 275 BEST BUY CO INC COM 086516101 330 6,701 X X 2 2,775 3,926 BHP LTD SPONS ADR 088606108 4,422 111,260 X 2 111,135 100 25 BHP LTD SPONS ADR 088606108 90 2,260 X X 2 1,710 550 BIOMET INC COM 090613100 427 10,345 X 2 10,345 BIOMET INC COM 090613100 186 4,500 X X 2 4,500 BIOGEN IDEC INC COM 09062X103 627 12,750 X 2 12,750 BIOGEN IDEC INC COM 09062X103 17 350 X X 2 250 100 BIOTECH HOLDRS TR DEP RCPT COM 09067D201 626 3,405 X 2 3,405 BIOTECH HOLDRS TR DEP RCPT COM 09067D201 17 95 X X 2 95 BLACK AND DECKER CORP COM 091797100 226 2,830 X 2 2,450 380 BOEING CO COM 097023105 19,113 215,141 X 2 211,601 425 3,115 BOEING CO COM 097023105 666 7,495 X X 2 1,275 6,220 * BOND FD OF AMERICA 097873103 241 18,125 X 2 18,125 BRAVO FOODS INTERNATIONAL CORP COM 105666101 5 15,000 X 2 15,000 BRISTOL MYERS-SQUIBB CO COM 110122108 3,134 119,086 X 2 111,496 7,590 BRISTOL MYERS-SQUIBB CO COM 110122108 664 25,232 X X 2 9,580 14,452 1,200 BROADCOM CORP COM 111320107 306 9,475 X 2 8,875 600 BROADCOM CORP COM 111320107 27 825 X X 2 825 CSX CORP COM 126408103 257 7,452 X 2 5,760 1,692 CAPITAL ONE FINL CORP COM 14040H105 1,600 20,833 X 2 20,280 553 ---------- COLUMN TOTALS 47,370
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CAPITAL ONE FINL CORP COM 14040H105 1,392 18,121 X X 2 13,561 4,560 CAREMARK RX INC COM 141705103 11,431 200,155 X 2 198,105 625 1,425 CAREMARK RX INC COM 141705103 801 14,025 X X 2 5,650 8,375 CATERPILLAR INC COM 149123101 17,770 289,743 X 2 283,348 655 5,740 CATERPILLAR INC COM 149123101 1,001 16,315 X X 2 5,625 10,190 500 CHERRY ST INVT CLUB LTD PARTNERSHIP 164740904 306 75 X 2 75 CHESAPEAKE CORP COM 165159104 187 11,000 X 2 11,000 CHEVRON CORP COM 166764100 17,781 241,827 X 2 224,146 640 17,041 CHEVRON CORP COM 166764100 996 13,541 X X 2 7,208 5,633 700 CHICAGO BRIDGE & IRON CO N V 167250109 1,935 70,782 X 2 70,692 75 15 CHICAGO BRIDGE & IRON CO N V 167250109 31 1,125 X X 2 900 225 CISCO SYSTEMS INC COM 17275R102 5,349 195,708 X 2 186,508 9,200 CISCO SYSTEMS INC COM 17275R102 227 8,300 X X 2 4,500 3,500 300 CITIGROUP INC COM 172967101 10,147 182,178 X 2 179,838 450 1,890 CITIGROUP INC COM 172967101 291 5,225 X X 2 4,950 275 CITIZENS BANKING CORP COM 174420109 1,206 45,520 X 2 45,520 CLOROX CO COM 189054109 1,764 27,500 X 2 27,500 CLOROX CO COM 189054109 1,087 16,947 X X 2 16,947 COACH INC COM 189754104 2,140 49,825 X 2 49,825 COCA COLA CO COM 191216100 15,752 326,466 X 2 320,866 100 5,500 COCA COLA CO COM 191216100 721 14,950 X X 2 5,500 9,200 250 COLDWATER CREEK INC COM 193068103 12,980 529,360 X 2 526,910 2,450 COLDWATER CREEK INC COM 193068103 601 24,500 X X 2 4,650 19,850 COLGATE PALMOLIVE CO COM 194162103 4,771 73,134 X 2 69,724 35 3,375 COLGATE PALMOLIVE CO COM 194162103 753 11,540 X X 2 6,222 4,118 1,200 ---------- COLUMN TOTALS 111,420
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) COMCAST CORP NEW CL A 20030N101 564 13,313 X 2 13,313 COMCAST CORP NEW CL A 20030N101 11 259 X X 2 97 162 COMCAST CORP CL A SPL NEW COM 20030N200 195 4,655 X 2 3,855 800 COMCAST CORP CL A SPL NEW COM 20030N200 52 1,250 X X 2 1,250 COMPARATOR SYSTEMS CORP NEW COM 204494207 93,500 X 2 93,500 CONOCOPHILLIPS COM 20825C104 2,533 35,209 X 2 31,737 3,472 CONOCOPHILLIPS COM 20825C104 22 300 X X 2 300 CONSOLIDATED EDISON INC COM 209115104 205 4,265 X 2 4,265 CONSOLIDATED EDISON INC COM 209115104 40 830 X X 2 830 CORPORATE EXECUTIVE BOARD CO COM 21988R102 302 3,440 X 2 1,440 2,000 COUNTRY MAID FINANCIAL INC COM NEW 222356206 1 66,000 X 2 66,000 COVANCE INC COM 222816100 16,073 272,834 X 2 269,934 2,900 COVANCE INC COM 222816100 611 10,365 X X 2 200 10,065 100 CYMER INC COM 232572107 11,778 267,985 X 2 266,635 1,350 CYMER INC COM 232572107 510 11,600 X X 2 1,275 10,325 DANAHER CORP COM 235851102 2,241 30,935 X 2 30,225 470 240 DANAHER CORP COM 235851102 133 1,830 X X 2 1,830 DEAN FOODS CO NEW COM 242370104 2,743 64,874 X 2 56,273 600 8,001 DEAN FOODS CO NEW COM 242370104 156 3,700 X X 2 3,700 DEERE & CO COM 244199105 238 2,500 X 2 2,500 DELL INC COM 24702R101 4,382 174,655 X 2 172,455 2,200 DELL INC COM 24702R101 202 8,060 X X 2 5,200 2,860 DICKS SPORTING GOODS INC COM 253393102 2,302 46,988 X 2 46,618 370 DICKS SPORTING GOODS INC COM 253393102 140 2,850 X X 2 400 2,450 DISNEY WALT CO COM 254687106 7,769 226,710 X 2 222,920 650 3,140 ---------- COLUMN TOTALS 53,203
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 7 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DISNEY WALT CO COM 254687106 461 13,460 X X 2 10,160 3,300 DOMINION RESOURCES INC NEW COM 25746U109 570 6,793 X 2 6,793 DOMINION RESOURCES INC NEW COM 25746U109 42 500 X X 2 500 DOW CHEMICAL CO COM 260543103 5,260 131,834 X 2 128,884 2,950 DOW CHEMICAL CO COM 260543103 30 750 X X 2 750 DU PONT E I DE NEMOURS & CO COM 263534109 249 5,107 X 2 1,601 3,506 DUKE ENERGY CORP NEW COM 26441C105 206 6,193 X 2 5,993 200 DUKE ENERGY CORP NEW COM 26441C105 60 1,800 X X 2 1,800 DUN & BRADSTREET CORP DEL COM 26483E100 804 9,708 X 2 1,958 7,750 DUN & BRADSTREET CORP DEL COM 26483E100 219 2,650 X X 2 550 2,100 ENSCO INTL INC COM 26874Q100 10,001 199,785 X 2 198,735 1,050 ENSCO INTL INC COM 26874Q100 522 10,425 X X 2 2,475 7,750 200 EOG RESOURCES INC COM 26875P101 1,135 18,180 X 2 17,715 50 415 EOG RESOURCES INC COM 26875P101 17 275 X X 2 275 ECOLAB INC COM 278865100 217 4,800 X 2 4,800 ELECTRONIC ARTS INC COM 285512109 428 8,495 X 2 8,395 100 EMERSON ELEC CO COM 291011104 360 8,170 X 2 7,070 1,100 EMERSON ELEC CO COM 291011104 12 268 X X 2 268 EXELON CORP COM 30161N101 265 4,275 X 2 4,275 EXELON CORP COM 30161N101 36 588 X X 2 588 EXPEDITORS INTL WASH INC COM 302130109 207 5,100 X 2 1,300 3,800 EXXON MOBIL CORP COM 30231G102 33,266 434,111 X 2 398,392 675 35,044 EXXON MOBIL CORP COM 30231G102 3,693 48,198 X X 2 34,081 3,375 10,742 FPL GROUP INC COM 302571104 2,973 54,629 X 2 54,629 FPL GROUP INC COM 302571104 23 425 X X 2 425 ---------- COLUMN TOTALS 61,056
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 8 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) * FEDERATED MUNICIPAL SEC CL B 313913204 248 23,180 X 2 23,180 FEDEX CORP COM 31428X106 3,296 30,344 X 2 30,009 25 310 FEDEX CORP COM 31428X106 149 1,375 X X 2 975 400 FIDELITY NATL FINANCIAL INC COM 31620R105 9,973 417,640 X 2 414,890 2,750 FIDELITY NATL FINANCIAL INC COM 31620R105 518 21,675 X X 2 3,150 18,525 * FIDELITY SPARTAN MN MUNI INC FD 316412303 175 15,422 X 2 15,422 FIFTH THIRD BANCORP COM 316773100 121 2,951 X 2 2,951 FIFTH THIRD BANCORP COM 316773100 210 5,131 X X 2 1,322 3,809 FIRST DATA CORP COM 319963104 454 17,802 X 2 17,422 380 FIRST DATA CORP COM 319963104 57 2,225 X X 2 1,725 500 FISERV INC COM 337738108 432 8,241 X 2 5,173 3,068 FORTUNE BRANDS INC COM 349631101 6,964 81,561 X 2 79,636 675 1,250 FORTUNE BRANDS INC COM 349631101 226 2,646 X X 2 921 1,725 FRANKLIN RESOURCES INC COM 354613101 2,075 18,832 X 2 18,832 FRANKLIN RESOURCES INC COM 354613101 766 6,950 X X 2 4,500 2,450 * FRANKLIN MN INS TAX FREE INC A 354723405 170 14,016 X 2 14,016 GENERAL ELEC CO COM 369604103 23,099 620,784 X 2 506,564 4,090 110,130 GENERAL ELEC CO COM 369604103 1,536 41,268 X X 2 35,318 4,950 1,000 GLAXO SMITHKLINE NEW ADR 37733W105 761 14,420 X 2 13,010 1,410 GLAXO SMITHKLINE NEW ADR 37733W105 312 5,905 X X 2 3,000 1,655 1,250 GOLDMAN SACHS GRP INC COM 38141G104 11,874 59,566 X 2 58,246 100 1,220 GOLDMAN SACHS GRP INC COM 38141G104 619 3,105 X X 2 475 2,555 75 * GOLDMAN SACHS HIGH YIELD MUNI 38142Y583 517 44,802 X 2 44,802 INSTL CL GOOGLE INC CL A COM 38259P508 11,927 25,902 X 2 25,777 125 GOOGLE INC CL A COM 38259P508 592 1,285 X X 2 30 1,235 20 ---------- COLUMN TOTALS 77,071
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GRAINGER W W INC COM 384802104 436 6,235 X 2 6,235 HARLEY DAVIDSON INC COM 412822108 915 12,980 X 2 11,930 1,050 HARLEY DAVIDSON INC COM 412822108 113 1,608 X X 2 1,608 HARRIS CORP DEL COM 413875105 21,459 467,919 X 2 462,259 1,550 4,110 HARRIS CORP DEL COM 413875105 874 19,055 X X 2 2,700 16,055 300 HARSCO CORP COM 415864107 10,202 134,064 X 2 134,064 HARSCO CORP COM 415864107 270 3,550 X X 2 3,400 150 HEALTHTRAC INC COM 42226R100 30,000 X 2 30,000 HEINZ H J CO COM 423074103 359 7,987 X 2 6,762 1,225 HEINZ H J CO COM 423074103 10 225 X X 2 225 HEWLETT PACKARD CO COM 428236103 416 10,110 X 2 10,110 HEWLETT PACKARD CO COM 428236103 25 600 X X 2 600 HOLOGIC INC COM 436440101 3,621 76,595 X 2 76,595 HOLOGIC INC COM 436440101 27 565 X X 2 90 475 HOME DEPOT INC COM 437076102 5,616 139,850 X 2 138,850 1,000 HOME DEPOT INC COM 437076102 180 4,475 X X 2 2,750 1,725 HONEYWELL INTL INC COM 438516106 268 5,930 X 2 1,760 4,170 HOST HOTELS & RESORTS INC COM 44107P104 5,732 233,475 X 2 233,475 HOST HOTELS & RESORTS INC COM 44107P104 215 8,775 X X 2 8,775 HUBBELL INC CL A COM 443510102 123 2,768 X 2 2,768 HUBBELL INC CL A COM 443510102 107 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 174 3,844 X 2 3,844 HUBBELL INC CL B 443510201 30 664 X X 2 664 IMS HEALTH INC COM 449934108 1,005 36,560 X 2 5,560 31,000 IMS HEALTH INC COM 449934108 231 8,400 X X 2 8,400 ---------- COLUMN TOTALS 52,408
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ILLINOIS TOOL WORKS INC COM 452308109 2,461 53,270 X 2 51,320 1,950 ILLINOIS TOOL WORKS INC COM 452308109 144 3,125 X X 2 2,725 400 INNOVATIVE FOOD HLDGS COM 45772H103 20,400 X 2 20,400 INTEL CORP COM 458140100 7,600 375,314 X 2 366,779 835 7,700 INTEL CORP COM 458140100 502 24,771 X X 2 16,930 7,341 500 INTERNATIONAL BUSINESS MACHS COM 459200101 4,529 46,616 X 2 43,560 50 3,006 INTERNATIONAL BUSINESS MACHS COM 459200101 171 1,762 X X 2 1,512 250 INTERNATIONAL GAME TECHNOLOGY COM 459902102 1,155 25,010 X 2 25,010 INTERNATIONAL GAME TECHNOLOGY COM 459902102 5 100 X X 2 100 ISHARES TR MSCI EAFE IDX 464287465 1,318 18,005 X 2 18,005 ISHARES TR MSCI EAFE IDX 464287465 89 1,221 X X 2 1,221 ISHARES TR S&P MIDCAP 400 GROWTH 464287606 228 2,860 X 2 2,660 200 INDEX FD ISHARES TR RUSSELL 2000 464287655 1,893 24,265 X 2 24,265 ISHARES TR RUSSELL 2000 464287655 79 1,010 X X 2 1,010 ISHARES TR DJ US TELECOMM COM 464287713 1,377 46,450 X 2 46,450 ISHARES TR DJ US TELECOMM COM 464287713 15 490 X X 2 490 ISHARES TR S & P SMCP600 IDX 464287804 511 7,750 X 2 7,750 ISHARES TR S & P SMCP600 IDX 464287804 47 710 X X 2 710 ISHARES TR S&P SMALLCAP 600 VALUE 464287879 195 2,590 X 2 2,390 200 INDEX FD ISHARES TR S&P SMALLCAP 600 VALUE 464287879 136 1,800 X X 2 1,800 INDEX FD JPMORGAN CHASE & CO COM 46625H100 2,635 54,552 X 2 21,847 32,705 JPMORGAN CHASE & CO COM 46625H100 277 5,737 X X 2 5,077 660 JOHNSON & JOHNSON COM 478160104 12,616 191,093 X 2 178,958 515 11,620 JOHNSON & JOHNSON COM 478160104 511 7,741 X X 2 6,116 1,525 100 JOHNSON CONTROLS INC COM 478366107 1,284 14,942 X 2 14,942 ---------- COLUMN TOTALS 39,778
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 11 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) JOHNSON CONTROLS INC COM 478366107 21 250 X X 2 250 JOY GLOBAL INC COM 481165108 8,278 171,240 X 2 171,225 15 JOY GLOBAL INC COM 481165108 339 7,020 X X 2 225 6,795 KIMBERLY CLARK CORP COM 494368103 131,533 1,935,735 X 2 1,399,106 100 536,529 KIMBERLY CLARK CORP COM 494368103 8,971 132,030 X X 2 73,905 4,150 53,975 KOHLS CORP COM 500255104 455 6,651 X 2 6,651 KOHLS CORP COM 500255104 62 900 X X 2 900 LEGG MASON INC COM 524901105 3,901 41,038 X 2 40,458 580 LEGG MASON INC COM 524901105 171 1,797 X X 2 950 847 LIFESPAN INC COM 53221W101 1 50,000 X 2 50,000 LILLY ELI & CO COM 532457108 3,469 66,591 X 2 63,410 75 3,106 LILLY ELI & CO COM 532457108 278 5,340 X X 2 3,540 200 1,600 LOCKHEED MARTIN CORP COM 539830109 478 5,197 X 2 5,197 LOEWS CORP CAROLINA GROUP COM 540424207 13,295 205,430 X 2 204,530 900 LOEWS CORP CAROLINA GROUP COM 540424207 452 6,985 X X 2 500 6,485 * LORD ABBETT NATL TAX FREE INC CL A 543902100 378 32,718 X 2 32,718 LORD ABBETT GOVT FUND CL A 543916308 206 80,651 X 2 80,651 LOWES COS INC COM 548661107 827 26,558 X 2 25,558 1,000 LOWES COS INC COM 548661107 47 1,500 X X 2 1,500 MAF BANCORP INC COM 55261R108 633 14,169 X 2 14,169 MGE ENERGY INC COM 55277P104 244 6,662 X 2 6,662 MGE ENERGY INC COM 55277P104 71 1,950 X X 2 1,725 225 MANITOWOC CO INC COM 563571108 5,719 96,233 X 2 74,015 22,218 MANITOWOC CO INC COM 563571108 965 16,234 X X 2 16,234 MANPOWER INC COM 56418H100 412 5,500 X 2 5,500 ---------- COLUMN TOTALS 181,206
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MANULIFE FINANCIAL STOCK LIFE 56501R106 242 7,170 X 2 6,786 384 INSURANCE COMPANY MARSH & MC LENNAN COS INC COM 571748102 179 5,850 X 2 5,800 50 MARSH & MC LENNAN COS INC COM 571748102 25 800 X X 2 800 MARSHALL & ILSLEY CORP COM 571834100 6,861 142,610 X 2 131,010 8,700 2,900 MARSHALL & ILSLEY CORP COM 571834100 1,218 25,326 X X 2 20,884 4,442 MARVEL ENTERTAINMENT INC COM 57383T103 3,288 122,195 X 2 121,705 490 MARVEL ENTERTAINMENT INC COM 57383T103 188 6,975 X X 2 1,175 5,800 MASCO CORP COM 574599106 2,436 81,570 X 2 80,235 1,335 MASCO CORP COM 574599106 144 4,815 X X 2 2,990 1,825 MCDONALDS CORP COM 580135101 8,623 194,516 X 2 193,216 1,300 MCDONALDS CORP COM 580135101 234 5,283 X X 2 1,508 3,775 MCGRAW-HILL CO INC COM 580645109 448 6,580 X 2 3,780 2,800 MCGRAW-HILL CO INC COM 580645109 211 3,100 X X 2 3,100 MEDTRONIC INC COM 585055106 11,726 219,147 X 2 186,437 32,710 MEDTRONIC INC COM 585055106 433 8,083 X X 2 5,783 850 1,450 MELLON FINANCIAL CORP COM 58551A108 606 14,387 X 2 14,387 MELLON FINANCIAL CORP COM 58551A108 34 800 X X 2 400 400 MENS WEARHOUSE INC COM 587118100 8,788 229,690 X 2 228,590 1,100 MENS WEARHOUSE INC COM 587118100 309 8,075 X X 2 7,875 200 MERCK & CO INC COM 589331107 1,340 30,728 X 2 29,028 1,700 MERCK & CO INC COM 589331107 110 2,516 X X 2 2,516 MERRILL LYNCH & CO INC COM 590188108 8,370 89,900 X 2 89,900 MERRILL LYNCH & CO INC COM 590188108 44 475 X X 2 100 375 MICROSOFT CORP COM 594918104 10,431 349,334 X 2 335,959 150 13,225 MICROSOFT CORP COM 594918104 505 16,923 X X 2 11,631 4,292 1,000 ---------- COLUMN TOTALS 66,793
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MIDCAP SP DR TR UNIT SER 1 COM 595635103 2,135 14,585 X 2 13,485 1,100 MIDCAP SP DR TR UNIT SER 1 COM 595635103 300 2,050 X X 2 1,340 710 MIDWEST RESOURCES 02-1 OIL AND GAS 598349900 200 40 X 2 40 INCOME LIMITED PARTNERSHIP MILLIPORE CORP COM 601073109 1,408 21,140 X 2 21,065 60 15 MILLIPORE CORP COM 601073109 66 985 X X 2 775 210 MOLEX INC COM 608554101 348 11,007 X 2 11,007 MOLEX INC CL A 608554200 656 23,690 X 2 23,690 MOLEX INC CL A 608554200 56 2,020 X X 2 800 1,220 MOODYS CORP COM 615369105 2,690 38,948 X 2 7,948 31,000 MOODYS CORP COM 615369105 732 10,600 X X 2 2,200 8,400 MORGAN STANLEY COM 617446448 1,829 22,457 X 2 18,985 3,472 MOTOROLA INC COM 620076109 276 13,425 X 2 10,425 3,000 MOTOROLA INC COM 620076109 37 1,800 X X 2 1,800 NASDAQ 100 TR UNIT SER 1 COM 631100104 4,130 95,684 X 2 91,384 4,300 NATIONAL CITY CORP COM 635405103 2,454 67,135 X 2 67,135 NATIONAL CITY CORP COM 635405103 82 2,240 X X 2 1,660 580 NEENAH PAPER INC COM 640079109 1,439 40,732 X 2 30,677 10,055 NEENAH PAPER INC COM 640079109 67 1,901 X X 2 165 112 1,624 NESTLE S A SPONSORED ADR 641069406 1,221 13,770 X 2 12,770 1,000 NEW PLAN EXCEL RLTY TR INC COM 648053106 200 7,264 X 2 2,264 5,000 NEW PLAN EXCEL RLTY TR INC COM 648053106 21 750 X X 2 750 NEWELL RUBBERMAID INC COM 651229106 609 21,022 X 2 18,922 2,100 NEWELL RUBBERMAID INC COM 651229106 3 100 X X 2 100 NEWMONT MINING CORP HOLDING CO COM 651639106 1,923 42,586 X 2 42,471 100 15 NEWMONT MINING CORP HOLDING CO COM 651639106 74 1,640 X X 2 890 250 500 ---------- COLUMN TOTALS 22,956
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NICOLET BANKSHARES INC COM 65406E102 119 8,500 X 2 8,500 NICOLET BANKSHARES INC COM 65406E102 28 2,000 X X 2 2,000 NIKE INC CL B 654106103 5,859 59,169 X 2 58,584 585 NIKE INC CL B 654106103 284 2,865 X X 2 775 2,090 NOKIA CORP ADR 654902204 1,784 87,800 X 2 87,600 200 NOKIA CORP ADR 654902204 34 1,670 X X 2 1,670 * NORTH TRACK WIS TAX EXEMPT FD 663038768 120 11,436 X X 2 11,436 NORTHERN TRUST CORP COM 665859104 4,792 78,955 X 2 78,790 145 20 NORTHERN TRUST CORP COM 665859104 235 3,872 X X 2 2,722 1,150 NORTHROP GRUMMAN CORP COM 666807102 2,126 31,406 X 2 31,406 PEREGRINE INVTS HLDGS LTD HKD$0.60 6682930 119 59,000 X 2 59,000 NOVARTIS AG SPONS ADR 66987V109 9,505 165,485 X 2 164,575 910 NOVARTIS AG SPONS ADR 66987V109 302 5,250 X X 2 250 5,000 OLD REPUBLIC INTL CORP COM 680223104 1,909 82,000 X 2 82,000 OLD SECOND BANCORP INC ILL COM 680277100 368 12,552 X 2 12,552 OLD SECOND BANCORP INC ILL COM 680277100 156 5,334 X X 2 5,334 OSHKOSH TRUCK CORP CL B 688239201 18,485 381,756 X 2 375,756 300 5,700 OSHKOSH TRUCK CORP CL B 688239201 737 15,225 X X 2 2,725 12,350 150 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 1,245 125,824 X 2 120,546 5,278 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 383 38,725 X X 2 11,640 27,085 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 9,750 915,187 X 2 914,801 386 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 99 9,311 X X 2 3,282 6,029 PAYCHEX INC COM 704326107 460 11,633 X 2 11,633 PENNEY J C INC COM 708160106 244 3,153 X 2 609 2,544 PENTAIR INDS INC COM 709631105 718 22,869 X 2 22,869 ---------- COLUMN TOTALS 59,861
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 15 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PENTAIR INDS INC COM 709631105 396 12,600 X X 2 12,600 PEPSICO INC COM 713448108 20,724 331,327 X 2 315,132 775 15,420 PEPSICO INC COM 713448108 1,409 22,527 X X 2 14,858 7,450 219 PETSMART INC COM 716768106 228 7,900 X 2 1,100 6,800 PFIZER INC COM 717081103 13,152 507,792 X 2 482,618 125 25,049 PFIZER INC COM 717081103 1,298 50,107 X X 2 27,207 6,100 16,800 PHELPS DODGE CORP COM 717265102 2,114 17,657 X 2 17,622 35 PIMCO HIGH INCOME FD COM SHS 722014107 282 17,700 X X 2 14,600 3,100 PITNEY BOWES INC COM 724479100 269 5,814 X 2 5,814 PLEXUS CORP COM 729132100 1,848 77,406 X 2 23,406 54,000 PLUM CREEK TIMBER CO INC (REIT) 729251108 10,014 251,306 X 2 243,656 650 7,000 PLUM CREEK TIMBER CO INC (REIT) 729251108 331 8,315 X X 2 2,890 4,525 900 PRECISION CASTPARTS CORP COM 740189105 172 2,200 X 2 2,200 PRECISION CASTPARTS CORP COM 740189105 858 10,964 X X 2 10,964 T ROWE PRICE GROUP INC COM 74144T108 7,163 163,658 X 2 162,008 510 1,140 T ROWE PRICE GROUP INC COM 74144T108 336 7,675 X X 2 1,150 5,625 900 PRINCIPAL FINL GRP INC COM 74251V102 693 11,806 X 2 11,806 PROCTER & GAMBLE CO COM 742718109 26,745 416,134 X 2 378,569 5,790 31,775 PROCTER & GAMBLE CO COM 742718109 1,676 26,085 X X 2 17,522 7,925 638 PRUDENTIAL FINANCIAL INC COM 744320102 214 2,491 X 2 2,491 QUALCOMM INC COM 747525103 11,284 298,594 X 2 283,189 15,405 QUALCOMM INC COM 747525103 428 11,320 X X 2 2,375 8,795 150 R H DONNELLEY CORP NEW COM 74955W307 204 3,253 X 2 153 3,100 R H DONNELLEY CORP NEW COM 74955W307 53 840 X X 2 840 ROCHE HLDG LTD ADR 771195104 11,136 124,424 X 2 123,869 555 ---------- COLUMN TOTALS 113,027
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 16 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ROCHE HLDG LTD ADR 771195104 503 5,625 X X 2 375 5,125 125 ROCKWELL AUTOMATION INC COM 773903109 9,522 155,900 X 2 155,200 700 ROCKWELL AUTOMATION INC COM 773903109 517 8,470 X X 2 2,665 5,805 * T ROWE PRICE TAX EFFICIENT FD 779918101 470 32,210 X 2 32,210 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,380 19,488 X 2 19,488 SLM CORP COM 78442P106 1,265 25,938 X 2 23,238 2,700 SPDR TR UNIT SER 1 78462F103 5,316 37,538 X 2 36,638 900 SPDR TR UNIT SER 1 78462F103 510 3,603 X X 2 1,703 1,900 ST JUDE MEDICAL INC COM 790849103 249 6,800 X 2 6,800 ST PAUL TRAVELERS COMPANIES INC COM 792860108 225 4,182 X 2 652 3,530 SAN JUAN BASIN RTY TR BEN INT COM 798241105 204 6,200 X X 2 6,200 SARA LEE CORP NEW COM 803111103 188 11,020 X 2 7,820 3,200 SCHERING PLOUGH CORP COM 806605101 674 28,509 X 2 23,309 5,200 SCHERING PLOUGH CORP COM 806605101 109 4,600 X X 2 3,600 1,000 SCHLUMBERGER LTD COM 806857108 21,151 334,874 X 2 330,024 4,850 SCHLUMBERGER LTD COM 806857108 967 15,310 X X 2 5,410 9,300 600 SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,413 54,254 X 2 25,538 134 28,582 SCHWEITZER-MAUDUIT INTL INC COM 808541106 59 2,253 X X 2 44 2,209 SEALED AIR CORP NEW COM 81211K100 325 5,000 X 2 5,000 SEALED AIR CORP NEW COM 81211K100 229 3,530 X X 2 3,530 SELECT SECTOR SPDR TR MATERIALS 81369Y100 517 14,865 X 2 14,865 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 1,861 55,565 X 2 55,530 35 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 9 260 X X 2 260 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 1,690 64,700 X 2 64,700 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 47 1,800 X X 2 1,800 ---------- COLUMN TOTALS 49,400
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 17 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SELECT SECTOR SPDR TR ENERGY 81369Y506 3,158 53,870 X 2 53,705 165 SELECT SECTOR SPDR TR ENERGY 81369Y506 45 775 X X 2 625 150 SELECT SECTOR SPDR TR FINANCE 81369Y605 3,141 85,500 X 2 85,500 SELECT SECTOR SPDR TR FINANCE 81369Y605 32 865 X X 2 865 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 2,065 58,980 X 2 58,900 80 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 18 510 X X 2 510 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4,398 189,070 X 2 188,770 300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 47 2,000 X X 2 2,000 SELECT SECTOR SPDR TR UTILITIES 81369Y886 705 19,205 X 2 19,205 SELECT SECTOR SPDR TR UTILITIES 81369Y886 4 100 X X 2 100 SIGMA ALDRICH CORP COM 826552101 88 1,134 X 2 1,134 SIGMA ALDRICH CORP COM 826552101 124 1,600 X X 2 1,600 SMITH INTL INC COM 832110100 575 14,011 X 2 14,011 SMITH INTL INC COM 832110100 12 300 X X 2 300 SNAP-ON INC COM 833034101 389 8,162 X 2 8,162 SOUTHERN CO COM 842587107 4,425 120,058 X 2 118,458 1,600 SOUTHERN CO COM 842587107 216 5,850 X X 2 3,850 1,400 600 STANLEY WORKS COM 854616109 1,471 29,250 X 2 29,250 STAPLES INC COM 855030102 862 32,287 X 2 31,437 700 150 STAPLES INC COM 855030102 18 660 X X 2 660 STARBUCKS CORP COM 855244109 190 5,373 X 2 4,973 400 STARBUCKS CORP COM 855244109 14 400 X X 2 400 STATE STREET CORP COM 857477103 6,728 99,769 X 2 98,394 125 1,250 STATE STREET CORP COM 857477103 420 6,225 X X 2 5,225 1,000 SUNTRUST BANKS INC COM 867914103 2,990 35,407 X 2 34,275 1,132 ---------- COLUMN TOTALS 32,135
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 18 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SUPERVALU INC COM 868536103 912 25,522 X 2 13,372 12,150 SYSCO CORP COM 871829107 11,895 323,586 X 2 320,811 1,025 1,750 SYSCO CORP COM 871829107 362 9,850 X X 2 8,950 900 TARGET CORP COM 87612E106 483 8,460 X 2 8,260 200 TARGET CORP COM 87612E106 131 2,300 X X 2 1,800 500 TEVA PHARMACEUTICAL IND ADR 881624209 6,904 222,132 X 2 221,082 1,050 TEVA PHARMACEUTICAL IND ADR 881624209 227 7,310 X X 2 485 6,825 TEXAS INSTR INC COM 882508104 4,607 159,961 X 2 158,611 550 800 TEXAS INSTR INC COM 882508104 337 11,700 X X 2 1,700 9,525 475 3M COMPANY COM 88579Y101 8,079 103,671 X 2 87,409 100 16,162 3M COMPANY COM 88579Y101 757 9,715 X X 2 2,175 340 7,200 TIBCO SOFTWARE INC COM 88632Q103 284 30,100 X 2 30,100 TIBCO SOFTWARE INC COM 88632Q103 19 2,000 X X 2 2,000 TORONTO DOMINION BK ONTARIO CAN COM 891160509 589 9,830 X 2 9,830 TREEHOUSE FOODS INC COM 89469A104 398 12,754 X 2 12,754 TREEHOUSE FOODS INC COM 89469A104 23 740 X X 2 740 US BANCORP DEL NEW COM 902973304 10,092 278,867 X 2 269,795 350 8,722 US BANCORP DEL NEW COM 902973304 1,171 32,360 X X 2 21,911 600 9,849 USI HOLDINGS CORP COM 90333H101 154 10,000 X 2 10,000 UNION PAC CORP COM 907818108 341 3,705 X 2 2,905 800 UNITED FIRE & CASUALTY CO COM 910331107 317 9,000 X 2 9,000 UNITED PARCEL SERVICES INC COM 911312106 1,302 17,364 X 2 17,364 UNITED PARCEL SERVICES INC COM 911312106 19 250 X X 2 250 UNITED TECHNOLOGIES CORP COM 913017109 898 14,370 X 2 14,370 VALERO ENERGY COM 91913Y100 234 4,580 X 2 1,280 3,300 ---------- COLUMN TOTALS 50,535
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 19 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) * VAN KAMPEN MUNI INCOME CL A 920917101 192 12,925 X 2 12,925 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 3,686 368,928 X 2 367,479 1,449 * VANGUARD TOTAL BD INDEX FD ADMIRAL 921937603 38,715 3,875,017 X 2 3,852,903 22,114 * VANGUARD TOTAL BD INDEX FD ADMIRAL 921937603 906 90,660 X X 2 20,558 60,052 10,050 * VANGUARD HIGH YIELD CORP PORTFOLIO 922031208 138 22,200 X 2 22,200 * VANGUARD SHORT TERM CORP BOND FD 922031406 1,493 141,331 X 2 141,331 * VANGUARD FIXED INCOME HIGH YIELD 922031760 154 24,823 X X 2 24,823 ADM * VANGUARD FIXED INC SHORT TERM CORP 922031836 52,327 4,954,794 X 2 4,941,329 13,465 ADMIRAL SHARES * VANGUARD FIXED INC SHORT TERM CORP 922031836 1,222 115,701 X X 2 56,363 59,338 ADMIRAL SHARES VANGUARD PA LONG TERM TAX EXEMPT FD 92204L302 254 22,416 X 2 22,416 * VANGUARD INTERMED TERM MUNI BD FD 922907209 346 25,947 X 2 25,947 * VANGUARD LTD TERM MUNI BOND FD 922907704 642 59,917 X 2 54,892 5,025 * VANGUARD INTERMED TERM TAX EXEMPT 922907878 468 35,079 X 2 35,079 MUNI BOND FD ADMIRAL SHS * VANGUARD LTD TERM TAX EXEMPT MUNI 922907886 915 85,473 X 2 85,473 BOND FS ADMIRAL SHS VERIZON COMMUNICATIONS COM 92343V104 5,443 146,155 X 2 144,021 2,134 VERIZON COMMUNICATIONS COM 92343V104 161 4,324 X X 2 2,924 1,400 VODAFONE GROUP PLC ADR 92857W209 2,349 84,565 X 2 84,565 (CONSOLIDATION) VODAFONE GROUP PLC ADR 92857W209 40 1,422 X X 2 547 875 (CONSOLIDATION) WPP GROUP PLC SPON ADR 929309409 271 4,000 X 2 4,000 WPS RESOURCES CORP COM 92931B106 5,112 94,609 X 2 90,037 410 4,162 WPS RESOURCES CORP COM 92931B106 644 11,916 X X 2 5,813 6,000 103 WACHOVIA CORP NEW COM 929903102 820 14,405 X 2 13,775 630 WACHOVIA CORP NEW COM 929903102 529 9,292 X X 2 4,510 500 4,282 WAL MART STORES INC COM 931142103 1,161 25,135 X 2 25,135 WAL MART STORES INC COM 931142103 66 1,425 X X 2 1,425 ---------- COLUMN TOTALS 118,054
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 20 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WALGREEN CO COM 931422109 12,227 266,443 X 2 264,383 600 1,460 WALGREEN CO COM 931422109 1,255 27,355 X X 2 20,680 275 6,400 WASHINGTON MUTUAL INC COM 939322103 1,983 43,582 X 2 41,007 300 2,275 WASHINGTON MUTUAL INC COM 939322103 209 4,591 X X 2 1,891 2,000 700 WASTE MANAGEMENT INC NEW COM 94106L109 3,524 95,836 X 2 92,683 3,153 WASTE MANAGEMENT INC NEW COM 94106L109 161 4,380 X X 2 175 4,205 WAUSAU PAPER CORP COM 943315101 1,037 69,204 X 2 365 68,839 WAUSAU PAPER CORP COM 943315101 270 18,041 X X 2 18,041 WAUWATOSA HOLDINGS INC COM 94348P108 178 10,000 X 2 10,000 WELLPOINT INC COM 94973V107 2,148 27,298 X 2 26,448 600 250 WELLPOINT INC COM 94973V107 315 4,005 X X 2 2,230 1,775 WELLS FARGO & CO NEW COM 949746101 11,111 312,449 X 2 216,782 500 95,167 WELLS FARGO & CO NEW COM 949746101 504 14,186 X X 2 10,186 4,000 * WELLS FARGO GOVT SECURITIES FD 949917561 178 17,272 X 2 17,272 WESTERN UNION CO COM 959802109 397 17,702 X 2 17,222 480 WESTERN UNION CO COM 959802109 50 2,225 X X 2 1,725 500 WEYCO GROUP INC COM 962149100 425 17,100 X 2 17,100 WEYERHAEUSER CO COM 962166104 141 2,000 X 2 1,850 150 WEYERHAEUSER CO COM 962166104 411 5,813 X X 2 1,813 3,500 500 WISCONSIN ENERGY CORP COM 976657106 982 20,700 X 2 20,050 650 WISCONSIN ENERGY CORP COM 976657106 164 3,450 X X 2 3,000 450 WYETH COM 983024100 2,028 39,830 X 2 35,930 3,900 WYETH COM 983024100 90 1,767 X X 2 1,767 YUM BRANDS INC COM 988498101 484 8,223 X 2 7,143 1,080 YUM BRANDS INC COM 988498101 42 720 X X 2 720 ---------- COLUMN TOTALS 40,314
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/06 PAGE 21 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ZIMMER HLDGS INC COM 98956P102 7,408 94,510 X 2 89,525 240 4,745 ZIMMER HLDGS INC COM 98956P102 716 9,132 X X 2 2,728 6,304 100 SEI STABLE ASSET FUND CLASS 20 999959SG5 41,154 41,154,015 X 2 41,154,015 FUND # 369 ---------- COLUMN TOTALS 49,278 FINAL TOTALS 1,693,600