-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQ5i3QtU/u5zRKepSorU1c4xGXMB+nWa+5UQwSeyJru/3dTVnMggk5547aH048z7 dXFqMLvQ+DmWzOoDeDCfVQ== 0000007789-06-000032.txt : 20061017 0000007789-06-000032.hdr.sgml : 20061017 20061017095928 ACCESSION NUMBER: 0000007789-06-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061017 DATE AS OF CHANGE: 20061017 EFFECTIVENESS DATE: 20061017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00967 FILM NUMBER: 061147690 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 920-431-8836 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET, MS 7829 CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 form13f3q06.txt FORM 13F THIRD QUARTER 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2006 If Amended report check here: |_| ASSOCIATED BANC-CORP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary - -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 17th day of October, 2006. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association - ------------------------- ------------ ---- ------------ SAVSTMTS
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 1 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KINDER MORGAN MGMT LLC FRACTIONAL SH EKE55U103 152,172 X 2 152,172 49455U100 NABORS INDS LTD G6359F103 6,152 206,780 X 2 205,530 1,250 NABORS INDS LTD G6359F103 254 8,525 X X 2 250 8,275 NOBLE CORP COM G65422100 103 1,600 X 2 1,600 NOBLE CORP COM G65422100 231 3,600 X X 2 3,600 SEAGATE TECHNOLOGY COM G7945J104 17,198 744,845 X 2 739,045 800 5,000 SEAGATE TECHNOLOGY COM G7945J104 816 35,325 X X 2 10,175 25,150 LTD PARTNERSHIP INT IN THE STAFFORD MS0023544 313 6 X 2 6 INVESTMENTS LTD PARTNERSHIP (GIFTED LTD PARTNERSHIP INT IN THE STAFFORD MS0023593 2,783 87 X 2 87 INVESTMENTS LTD PARTNERSHIP NEVERMAR COMPANY LLC MS0027321 627 500 X 2 500 NEVERMAR COMPANY OPTIONS MS0027339 500 500 X 2 500 T WALL PROPERTIES MASTER MS0038260 714 4 X 2 4 LIMITED PARTNERSHIP T WALL PROPERTIES MASTER LIMITED MS0038302 500 500,000 X 2 500,000 PARTNERSHIP CHECK POINT SOFTWARE TECH LT ORD M22465104 262 13,750 X 2 13,500 250 SYNERON MEDICAL LTD ORD M87245102 2,659 115,120 X 2 115,120 SYNERON MEDICAL LTD ORD M87245102 20 875 X X 2 875 AFLAC CORP COM 001055102 219 4,788 X 2 4,688 100 AIM INVT SECS FDS LTD MATURITY 00142C201 499 49,687 X 2 49,687 TREAS PORTFOLIO SHS AT&T INC COM 00206R102 3,846 118,133 X 2 117,094 1,039 AT&T INC COM 00206R102 407 12,509 X X 2 9,641 2,868 ABBOTT LABS COM 002824100 7,461 153,646 X 2 148,496 250 4,900 ABBOTT LABS COM 002824100 383 7,885 X X 2 7,350 535 ADOBE SYSTEMS INC COM 00724F101 190 5,080 X 2 5,080 ADOBE SYSTEMS INC COM 00724F101 15 400 X X 2 400 AFFILIATED COMPUTER SVCS INC CL A 008190100 1,893 36,495 X 2 36,495 ---------- COLUMN TOTALS 48,045
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 2 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AIR PRODS & CHEMS INC COM 009158106 9,622 144,973 X 2 143,298 525 1,150 AIR PRODS & CHEMS INC COM 009158106 479 7,215 X X 2 5,815 1,400 ALLIANT ENERGY CORP COM 018802108 401 11,234 X 2 11,234 ALLIANT ENERGY CORP COM 018802108 21 600 X X 2 400 200 ALLIANCEBERNSTEIN HLDG LTD 01881G106 185 2,681 X 2 2,681 PARTNERSHIP ALLIANCEBERNSTEIN HLDG LTD 01881G106 148 2,150 X X 2 550 1,600 PARTNERSHIP ALLSTATE CORP COM 020002101 10,210 162,764 X 2 155,115 7,649 ALLSTATE CORP COM 020002101 346 5,510 X X 2 885 4,625 ALTRIA GROUP INC COM 02209S103 9,757 127,456 X 2 124,256 3,200 ALTRIA GROUP INC COM 02209S103 2,866 37,440 X X 2 16,240 17,200 4,000 AMERICAN EXPRESS CO COM 025816109 1,074 19,146 X 2 19,046 100 AMERICAN INTL GROUP INC COM 026874107 6,519 98,394 X 2 95,604 300 2,490 AMERICAN INTL GROUP INC COM 026874107 419 6,323 X X 2 5,673 350 300 AMGEN INC COM 031162100 5,507 76,985 X 2 76,220 600 165 AMGEN INC COM 031162100 175 2,445 X X 2 1,770 475 200 ANADARKO PETROLEUM CORP COM 032511107 733 16,732 X 2 16,116 616 ANCHOR BANCORP WI INC COM 032839102 2,381 83,239 X 2 83,239 ANCHOR BANCORP WI INC COM 032839102 8 267 X X 2 267 ANHEUSER BUSCH COS INC COM 035229103 3,201 67,384 X 2 67,384 ANHEUSER BUSCH COS INC COM 035229103 13 270 X X 2 270 AON CORP COM 037389103 4,862 143,555 X 2 143,555 APACHE CORP COM 037411105 9,962 157,629 X 2 156,784 650 195 APACHE CORP COM 037411105 379 6,000 X X 2 2,325 3,675 APPLE COMPUTER INC COM 037833100 14,103 183,210 X 2 181,060 2,150 APPLE COMPUTER INC COM 037833100 622 8,085 X X 2 325 7,660 100 ---------- COLUMN TOTALS 83,993
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 3 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) APPLIED MATERIALS COM 038222105 1,105 62,338 X 2 62,188 125 25 APPLIED MATERIALS COM 038222105 9 525 X X 2 250 275 ASSOCIATED BANC CORP COM 045487105 254,771 7,839,116 X 2 6,774,206 11,391 1,053,519 ASSOCIATED BANC CORP COM 045487105 12,171 374,506 X X 2 106,327 62,170 206,009 AUTO DATA PROCESS COM 053015103 4,853 102,516 X 2 100,841 875 800 AUTO DATA PROCESS COM 053015103 180 3,805 X X 2 3,280 525 AVERY DENNISON CORP COM 053611109 1,963 32,617 X 2 32,617 BB&T CORP COM 054937107 283 6,455 X 2 6,455 BJ SVCS CO COM 055482103 869 28,839 X 2 28,389 450 BJ SVCS CO COM 055482103 63 2,100 X X 2 2,100 BP PLC ADR 055622104 14,052 214,278 X 2 173,543 375 40,360 BP PLC ADR 055622104 1,484 22,626 X X 2 20,601 1,275 750 BAIRD FDS INSTL AGGREGATE BOND FD 057071854 361 34,381 X 2 34,381 BANK OF AMERICA CORP COM 060505104 2,243 41,863 X 2 33,035 8,828 BANK OF AMERICA CORP COM 060505104 54 1,000 X X 2 1,000 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 547 2,101 X X 2 2,101 (COPY OF DOCUMENT ONLY) BANTA CORP COM 066821109 1,036 21,773 X 2 21,773 BANTA CORP COM 066821109 109 2,300 X X 2 2,075 225 BAXTER INTL COM 071813109 409 8,993 X 2 7,769 1,224 BELLSOUTH CORP COM 079860102 1,186 27,748 X 2 27,498 250 BELLSOUTH CORP COM 079860102 205 4,800 X X 2 3,200 1,600 BEMIS INC COM 081437105 17,014 517,786 X 2 338,104 200 179,482 BEMIS INC COM 081437105 944 28,725 X X 2 3,275 250 25,200 BERKLEY W R CORP COM 084423102 2,729 77,100 X 2 77,100 BERKLEY W R CORP COM 084423102 64 1,800 X X 2 275 1,525 ---------- COLUMN TOTALS 318,704
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 4 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 336 106 X 2 105 1 BEST BUY CO INC COM 086516101 7,929 148,038 X 2 147,763 275 BEST BUY CO INC COM 086516101 382 7,126 X X 2 2,775 4,351 BHP LTD SPONS ADR 088606108 2,808 74,140 X 2 74,015 100 25 BHP LTD SPONS ADR 088606108 71 1,885 X X 2 1,410 475 BIOMET INC COM 090613100 347 10,770 X 2 10,595 175 BIOMET INC COM 090613100 145 4,500 X X 2 4,500 BIOGEN IDEC INC COM 09062X103 588 13,150 X 2 13,150 BIOGEN IDEC INC COM 09062X103 16 350 X X 2 250 100 BIOTECH HOLDRS TR DEP RCPT COM 09067D201 307 1,660 X 2 1,660 BLACK AND DECKER CORP COM 091797100 225 2,830 X 2 2,450 380 BOEING CO COM 097023105 13,626 172,810 X 2 169,360 425 3,025 BOEING CO COM 097023105 489 6,200 X X 2 1,125 5,075 * BOND FD OF AMERICA 097873103 276 20,831 X 2 20,831 BRAVO FOODS INTERNATIONAL CORP COM 105666101 8 15,000 X 2 15,000 BRISTOL MYERS-SQUIBB CO COM 110122108 2,816 113,014 X 2 105,424 7,590 BRISTOL MYERS-SQUIBB CO COM 110122108 629 25,232 X X 2 9,580 14,452 1,200 BROADCOM CORP COM 111320107 280 9,225 X 2 8,625 600 BROADCOM CORP COM 111320107 25 825 X X 2 825 BURLINGTON NORTHRN SANTA FE CORP COM 12189T104 234 3,189 X 2 3,189 CSX CORP COM 126408103 245 7,452 X 2 5,760 1,692 CAPITAL ONE FINL CORP COM 14040H105 116 1,477 X 2 1,477 CAPITAL ONE FINL CORP COM 14040H105 842 10,700 X X 2 8,300 2,400 CARDINAL HEALTH INC COM 14149Y108 209 3,182 X 2 3,182 CAREMARK RX INC COM 141705103 13,695 241,658 X 2 238,613 850 2,195 ---------- COLUMN TOTALS 46,644
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 5 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CAREMARK RX INC COM 141705103 723 12,755 X X 2 6,055 6,700 CATERPILLAR INC COM 149123101 22,094 335,778 X 2 330,933 655 4,190 CATERPILLAR INC COM 149123101 1,181 17,950 X X 2 5,325 12,625 CHERRY ST INVT CLUB LTD PARTNERSHIP 164740904 295 75 X 2 75 CHESAPEAKE CORP COM 165159104 225 15,723 X 2 15,723 CHEVRON CORP COM 166764100 15,536 239,539 X 2 223,383 640 15,516 CHEVRON CORP COM 166764100 886 13,665 X X 2 7,508 5,807 350 CHICAGO BRIDGE & IRON CO N V 167250109 1,712 71,171 X 2 71,071 85 15 CHICAGO BRIDGE & IRON CO N V 167250109 27 1,125 X X 2 900 225 CISCO SYSTEMS INC COM 17275R102 2,351 102,323 X 2 93,823 8,500 CISCO SYSTEMS INC COM 17275R102 163 7,100 X X 2 4,100 2,700 300 CITIGROUP INC COM 172967101 7,784 156,721 X 2 154,531 450 1,740 CITIGROUP INC COM 172967101 227 4,565 X X 2 4,290 275 CITIZENS BANKING CORP COM 174420109 1,190 45,320 X 2 45,320 CLOROX CO COM 189054109 1,953 31,000 X 2 31,000 CLOROX CO COM 189054109 1,068 16,947 X X 2 16,947 COACH INC COM 189754104 1,750 50,880 X 2 50,880 COCA COLA CO COM 191216100 17,153 383,899 X 2 379,799 100 4,000 COCA COLA CO COM 191216100 623 13,950 X X 2 4,700 9,000 250 COLDWATER CREEK INC COM 193068103 12,777 444,263 X 2 442,263 2,000 COLDWATER CREEK INC COM 193068103 600 20,850 X X 2 775 20,075 COLGATE PALMOLIVE CO COM 194162103 3,877 62,430 X 2 59,025 35 3,370 COLGATE PALMOLIVE CO COM 194162103 714 11,490 X X 2 6,422 3,868 1,200 COMCAST CORP NEW CL A 20030N101 417 11,313 X 2 11,313 COMCAST CORP NEW CL A 20030N101 10 259 X X 2 97 162 ---------- COLUMN TOTALS 95,336
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 6 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) COMCAST CORP CL A SPL NEW COM 20030N200 184 5,005 X 2 4,005 1,000 COMCAST CORP CL A SPL NEW COM 20030N200 46 1,250 X X 2 1,250 COMPARATOR SYSTEMS CORP NEW COM 204494207 93,500 X 2 93,500 CONOCOPHILLIPS COM 20825C104 1,269 21,325 X 2 17,853 3,472 CONOCOPHILLIPS COM 20825C104 18 300 X X 2 300 CONSOLIDATED EDISON INC COM 209115104 167 3,615 X 2 3,615 CONSOLIDATED EDISON INC COM 209115104 38 830 X X 2 830 CORPORATE EXECUTIVE BOARD CO COM 21988R102 270 3,000 X 2 3,000 COUNTRY MAID FINANCIAL INC COM NEW 222356206 1 66,000 X 2 66,000 COVANCE INC COM 222816100 15,164 228,445 X 2 227,545 900 COVANCE INC COM 222816100 573 8,625 X X 2 200 8,325 100 CYMER INC COM 232572107 11,375 259,060 X 2 257,710 1,350 CYMER INC COM 232572107 497 11,325 X X 2 1,200 10,125 DANAHER CORP COM 235851102 2,312 33,665 X 2 32,755 470 440 DANAHER CORP COM 235851102 160 2,330 X X 2 2,330 DEAN FOODS CO NEW COM 242370104 3,031 72,121 X 2 58,792 600 12,729 DEAN FOODS CO NEW COM 242370104 155 3,700 X X 2 3,700 DEERE & CO COM 244199105 210 2,500 X 2 2,500 DELL INC COM 24702R101 3,622 158,568 X 2 156,253 100 2,215 DELL INC COM 24702R101 168 7,375 X X 2 5,000 2,375 DICKS SPORTING GOODS INC COM 253393102 2,330 51,183 X 2 50,728 455 DICKS SPORTING GOODS INC COM 253393102 130 2,850 X X 2 400 2,450 DISNEY WALT CO COM 254687106 7,154 231,450 X 2 228,560 650 2,240 DISNEY WALT CO COM 254687106 416 13,460 X X 2 10,160 3,300 DOMINION RESOURCES INC NEW COM 25746U109 557 7,276 X 2 7,276 ---------- COLUMN TOTALS 49,847
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 7 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DOMINION RESOURCES INC NEW COM 25746U109 38 500 X X 2 500 DOW CHEMICAL CO COM 260543103 4,930 126,478 X 2 124,128 2,350 DOW CHEMICAL CO COM 260543103 65 1,675 X X 2 325 600 750 * DREYFUS PA INTER MUNI BD FD 261972103 136 10,063 X 2 10,063 DU PONT E I DE NEMOURS & CO COM 263534109 378 8,832 X 2 5,026 3,806 DUKE ENERGY CORP NEW COM 26441C105 187 6,193 X 2 5,993 200 DUKE ENERGY CORP NEW COM 26441C105 54 1,800 X X 2 1,800 DUN & BRADSTREET CORP DEL COM 26483E100 739 9,858 X 2 2,108 7,750 DUN & BRADSTREET CORP DEL COM 26483E100 199 2,650 X X 2 550 2,100 ENSCO INTL INC COM 26874Q100 8,256 188,360 X 2 187,310 1,050 ENSCO INTL INC COM 26874Q100 453 10,325 X X 2 2,375 7,750 200 EOG RESOURCES INC COM 26875P101 1,218 18,730 X 2 18,265 50 415 EOG RESOURCES INC COM 26875P101 18 275 X X 2 275 ELECTRONIC ARTS INC COM 285512109 224 4,020 X 2 3,945 75 EMERSON ELEC CO COM 291011104 384 4,585 X 2 4,335 250 EMERSON ELEC CO COM 291011104 11 134 X X 2 134 EXELON CORP COM 30161N101 232 3,835 X 2 3,835 EXELON CORP COM 30161N101 36 588 X X 2 588 EXXON MOBIL CORP COM 30231G102 30,233 450,565 X 2 413,436 935 36,194 EXXON MOBIL CORP COM 30231G102 3,269 48,716 X X 2 34,599 3,375 10,742 FPL GROUP INC COM 302571104 2,883 64,069 X 2 64,069 FPL GROUP INC COM 302571104 33 725 X X 2 725 * FEDERATED MUNICIPAL SEC CL B 313913204 248 23,180 X 2 23,180 FEDEX CORP COM 31428X106 3,550 32,669 X 2 32,329 30 310 FEDEX CORP COM 31428X106 151 1,390 X X 2 975 415 ---------- COLUMN TOTALS 57,925
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 8 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FIDELITY NATL TITLE GROUP INC COM 31620R105 7,149 341,075 X 2 340,575 500 FIDELITY NATL TITLE GROUP INC COM 31620R105 324 15,450 X X 2 750 14,700 * FIDELITY SPARTAN MN MUNI INC FD 316412303 174 15,185 X 2 15,185 FIFTH THIRD BANCORP COM 316773100 128 3,364 X 2 3,364 FIFTH THIRD BANCORP COM 316773100 195 5,131 X X 2 1,322 3,809 FIRST DATA CORP COM 319963104 1,568 37,336 X 2 35,856 1,480 FIRST DATA CORP COM 319963104 116 2,750 X X 2 2,250 500 FISERV INC COM 337738108 338 7,168 X 2 4,100 3,068 FORTUNE BRANDS INC COM 349631101 6,272 83,501 X 2 81,451 700 1,350 FORTUNE BRANDS INC COM 349631101 199 2,646 X X 2 921 1,725 FRANKLIN RESOURCES INC COM 354613101 2,126 20,107 X 2 20,107 FRANKLIN RESOURCES INC COM 354613101 735 6,950 X X 2 4,500 2,450 * FRANKLIN MN INS TAX FREE INC A 354723405 170 14,016 X 2 14,016 GENERAL ELEC CO COM 369604103 24,619 697,434 X 2 581,489 4,090 111,855 GENERAL ELEC CO COM 369604103 1,945 55,093 X X 2 35,893 18,050 1,150 GLAXO SMITHKLINE NEW ADR 37733W105 785 14,745 X 2 13,335 1,410 GLAXO SMITHKLINE NEW ADR 37733W105 314 5,905 X X 2 3,000 1,655 1,250 GOLDMAN SACHS GRP INC COM 38141G104 13,621 80,516 X 2 79,076 100 1,340 GOLDMAN SACHS GRP INC COM 38141G104 818 4,835 X X 2 775 3,985 75 * GOLDMAN SACHS HIGH YIELD MUNI 38142Y583 289 25,117 X 2 25,117 INSTL CL GOOGLE INC CL A COM 38259P508 10,458 26,022 X 2 25,897 125 GOOGLE INC CL A COM 38259P508 522 1,300 X X 2 30 1,250 20 GRAINGER W W INC COM 384802104 418 6,235 X 2 6,235 HARLEY DAVIDSON INC COM 412822108 855 13,630 X 2 12,580 1,050 HARLEY DAVIDSON INC COM 412822108 101 1,608 X X 2 1,608 ---------- COLUMN TOTALS 74,239
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 9 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HARRIS CORP DEL COM 413875105 15,603 350,717 X 2 346,292 1,325 3,100 HARRIS CORP DEL COM 413875105 686 15,425 X X 2 1,300 13,825 300 HARSCO CORP COM 415864107 6,954 89,559 X 2 89,559 HARSCO CORP COM 415864107 25 325 X X 2 325 HEALTHTRAC INC COM 42226R100 30,000 X 2 30,000 HEINZ H J CO COM 423074103 335 7,987 X 2 6,762 1,225 HEINZ H J CO COM 423074103 9 225 X X 2 225 HEWLETT PACKARD CO COM 428236103 410 11,175 X 2 11,175 HEWLETT PACKARD CO COM 428236103 22 600 X X 2 600 HOME DEPOT INC COM 437076102 5,186 142,983 X 2 141,733 1,250 HOME DEPOT INC COM 437076102 157 4,325 X X 2 2,600 1,725 HONEYWELL INTL INC COM 438516106 205 5,005 X 2 835 4,170 HUBBELL INC CL A COM 443510102 123 2,768 X 2 2,768 HUBBELL INC CL A COM 443510102 107 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 222 4,644 X 2 4,644 HUBBELL INC CL B 443510201 32 664 X X 2 664 IMS HEALTH INC COM 449934108 974 36,560 X 2 5,560 31,000 IMS HEALTH INC COM 449934108 224 8,400 X X 2 8,400 ILLINOIS TOOL WORKS INC COM 452308109 2,693 59,975 X 2 58,025 1,950 ILLINOIS TOOL WORKS INC COM 452308109 158 3,525 X X 2 2,725 800 INCO LTD COM 453258402 1,256 16,469 X 2 16,469 INCO LTD COM 453258402 38 500 X X 2 500 INNOVATIVE FOOD HLDGS COM 45772H103 20,400 X 2 20,400 INTEL CORP COM 458140100 6,465 314,312 X 2 308,677 835 4,800 INTEL CORP COM 458140100 503 24,471 X X 2 16,300 7,671 500 ---------- COLUMN TOTALS 42,387
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 10 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) INTERNATIONAL BUSINESS MACHS COM 459200101 3,921 47,855 X 2 44,759 90 3,006 INTERNATIONAL BUSINESS MACHS COM 459200101 146 1,787 X X 2 1,512 275 INTERNATIONAL GAME TECHNOLOGY COM 459902102 1,054 25,405 X 2 25,405 INTERNATIONAL GAME TECHNOLOGY COM 459902102 4 100 X X 2 100 INTERNATIONAL PAPER CO COM 460146103 287 8,290 X 2 7,590 700 ISHARES INC MSCI JAPAN INDEX FD 464286848 155 11,475 X 2 11,475 ISHARES TR MSCI EAFE IDX 464287465 1,040 15,355 X 2 15,355 ISHARES TR MSCI EAFE IDX 464287465 83 1,221 X X 2 1,221 ISHARES COHEN & STEERS RLTY MAJ INDX 464287564 1,918 20,890 X 2 20,850 40 ISHARES COHEN & STEERS RLTY MAJ INDX 464287564 12 130 X X 2 130 ISHARES TR S&P MIDCAP 400 GROWTH 464287606 216 2,860 X 2 2,660 200 INDEX FD ISHARES TR RUSSELL 2000 464287655 1,927 26,765 X 2 26,765 ISHARES TR RUSSELL 2000 464287655 73 1,010 X X 2 1,010 ISHARES TR DJ US TELECOMM COM 464287713 1,247 45,065 X 2 45,065 ISHARES TR DJ US TELECOMM COM 464287713 14 490 X X 2 490 ISHARES TR S & P SMCP600 IDX 464287804 542 8,850 X 2 8,850 ISHARES TR S & P SMCP600 IDX 464287804 44 710 X X 2 710 ISHARES TR S&P SMALLCAP 600 VALUE 464287879 95 1,360 X 2 1,160 200 INDEX FD ISHARES TR S&P SMALLCAP 600 VALUE 464287879 126 1,800 X X 2 1,800 INDEX FD JPMORGAN CHASE & CO COM 46625H100 2,360 50,246 X 2 17,541 32,705 JPMORGAN CHASE & CO COM 46625H100 269 5,737 X X 2 5,077 660 JOHNSON & JOHNSON COM 478160104 11,942 183,902 X 2 171,467 515 11,920 JOHNSON & JOHNSON COM 478160104 509 7,841 X X 2 5,816 1,925 100 JOHNSON CONTROLS INC COM 478366107 1,159 16,155 X 2 16,155 JOHNSON CONTROLS INC COM 478366107 18 250 X X 2 250 ---------- COLUMN TOTALS 29,161
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 11 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) JOY GLOBAL INC COM 481165108 3,870 103,015 X 2 103,000 15 JOY GLOBAL INC COM 481165108 84 2,225 X X 2 225 2,000 KIMBERLY CLARK CORP COM 494368103 126,227 1,931,255 X 2 1,426,050 100 505,105 KIMBERLY CLARK CORP COM 494368103 8,641 132,200 X X 2 73,905 4,320 53,975 KOHLS CORP COM 500255104 412 6,351 X 2 6,351 KOHLS CORP COM 500255104 75 1,150 X X 2 1,150 LEGG MASON INC COM 524901105 4,062 40,273 X 2 39,693 580 LEGG MASON INC COM 524901105 171 1,697 X X 2 850 847 LIFESPAN INC COM 53221W101 2 50,000 X 2 50,000 LILLY ELI & CO COM 532457108 4,103 71,981 X 2 68,025 100 3,856 LILLY ELI & CO COM 532457108 312 5,465 X X 2 3,565 300 1,600 LOCKHEED MARTIN CORP COM 539830109 471 5,472 X 2 5,472 LOEWS CORP CAROLINA GROUP COM 540424207 7,738 139,700 X 2 139,700 LOEWS CORP CAROLINA GROUP COM 540424207 257 4,640 X X 2 4,640 * LORD ABBETT NATL TAX FREE INC CL A 543902100 448 38,881 X 2 38,881 LORD ABBETT GOVT FUND CL A 543916308 206 80,651 X 2 80,651 LOWES COS INC COM 548661107 774 27,588 X 2 26,588 1,000 LOWES COS INC COM 548661107 42 1,500 X X 2 1,500 LUCENT TECHNOLOGIES INC COM 549463107 71 30,287 X 2 30,287 LUCENT TECHNOLOGIES INC COM 549463107 2 760 X X 2 760 MAF BANCORP INC COM 55261R108 585 14,169 X 2 14,169 MGE ENERGY INC COM 55277P104 216 6,662 X 2 6,662 MGE ENERGY INC COM 55277P104 63 1,950 X X 2 1,725 225 MANITOWOC CO INC COM 563571108 4,425 98,804 X 2 76,028 22,776 MANITOWOC CO INC COM 563571108 727 16,234 X X 2 16,234 ---------- COLUMN TOTALS 163,984
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 12 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MANPOWER INC COM 56418H100 337 5,500 X 2 5,500 MANULIFE FINANCIAL STOCK LIFE 56501R106 231 7,170 X 2 6,786 384 INSURANCE COMPANY MARSHALL & ILSLEY CORP COM 571834100 7,945 164,899 X 2 153,299 8,700 2,900 MARSHALL & ILSLEY CORP COM 571834100 1,230 25,526 X X 2 20,884 4,642 MARVEL ENTERTAINMENT INC COM 57383T103 3,445 142,695 X 2 142,070 625 MARVEL ENTERTAINMENT INC COM 57383T103 180 7,475 X X 2 1,025 6,450 MASCO CORP COM 574599106 2,237 81,570 X 2 80,235 1,335 MASCO CORP COM 574599106 138 5,015 X X 2 3,190 1,825 MCDONALDS CORP COM 580135101 7,569 193,491 X 2 192,191 1,300 MCDONALDS CORP COM 580135101 207 5,283 X X 2 1,508 3,775 MCGRAW-HILL CO INC COM 580645109 388 6,685 X 2 3,885 2,800 MCGRAW-HILL CO INC COM 580645109 180 3,100 X X 2 3,100 MEDTRONIC INC COM 585055106 9,845 211,992 X 2 178,982 33,010 MEDTRONIC INC COM 585055106 385 8,283 X X 2 5,783 1,050 1,450 MELLON FINANCIAL CORP COM 58551A108 660 16,877 X 2 16,877 MELLON FINANCIAL CORP COM 58551A108 31 800 X X 2 400 400 MENS WEARHOUSE INC COM 587118100 7,140 191,890 X 2 190,790 1,100 MENS WEARHOUSE INC COM 587118100 299 8,025 X X 2 7,825 200 MERCK & CO INC COM 589331107 1,408 33,612 X 2 31,812 1,800 MERCK & CO INC COM 589331107 139 3,316 X X 2 2,516 800 MERRILL LYNCH & CO INC COM 590188108 7,033 89,920 X 2 89,920 MERRILL LYNCH & CO INC COM 590188108 43 550 X X 2 100 450 MICROSOFT CORP COM 594918104 9,698 354,598 X 2 340,698 150 13,750 MICROSOFT CORP COM 594918104 471 17,238 X X 2 11,631 4,607 1,000 MIDCAP SP DR TR UNIT SER 1 COM 595635103 2,637 19,155 X 2 18,055 1,100 ---------- COLUMN TOTALS 63,876
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 13 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MIDCAP SP DR TR UNIT SER 1 COM 595635103 282 2,050 X X 2 1,340 710 MIDWEST RESOURCES 02-1 OIL AND GAS 598349900 200 40 X 2 40 INCOME LIMITED PARTNERSHIP MILLIPORE CORP COM 601073109 1,260 20,560 X 2 20,485 60 15 MILLIPORE CORP COM 601073109 60 985 X X 2 775 210 MOLEX INC COM 608554101 441 11,307 X 2 11,307 MOLEX INC CL A 608554200 822 24,990 X 2 24,990 MOLEX INC CL A 608554200 66 2,020 X X 2 800 1,220 MOODYS CORP COM 615369105 2,563 39,198 X 2 8,198 31,000 MOODYS CORP COM 615369105 693 10,600 X X 2 2,200 8,400 MORGAN STANLEY COM 617446448 1,639 22,481 X 2 19,009 3,472 MOTOROLA INC COM 620076109 375 14,988 X 2 14,988 MOTOROLA INC COM 620076109 45 1,800 X X 2 1,800 NASDAQ 100 TR UNIT SER 1 COM 631100104 268 6,584 X 2 2,684 3,900 NATIONAL CITY CORP COM 635405103 2,165 59,140 X 2 59,140 NATIONAL CITY CORP COM 635405103 82 2,240 X X 2 1,660 580 NEENAH PAPER INC COM 640079109 1,491 43,545 X 2 33,490 10,055 NEENAH PAPER INC COM 640079109 78 2,291 X X 2 555 112 1,624 NESTLE S A SPONSORED ADR 641069406 1,208 13,900 X 2 13,300 600 NEW PLAN EXCEL RLTY TR INC COM 648053106 196 7,264 X 2 7,264 NEW PLAN EXCEL RLTY TR INC COM 648053106 20 750 X X 2 750 NEWELL RUBBERMAID INC COM 651229106 625 22,070 X 2 19,970 2,100 NEWELL RUBBERMAID INC COM 651229106 3 100 X X 2 100 NEWMONT MINING CORP HOLDING CO COM 651639106 3,806 89,041 X 2 88,626 100 315 NEWMONT MINING CORP HOLDING CO COM 651639106 85 1,980 X X 2 1,230 250 500 NICOLET BANKSHARES INC COM 65406E102 119 8,500 X 2 8,500 ---------- COLUMN TOTALS 18,592
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 14 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NICOLET BANKSHARES INC COM 65406E102 28 2,000 X X 2 2,000 NIKE INC CL B 654106103 8,342 95,204 X 2 94,119 1,085 NIKE INC CL B 654106103 531 6,065 X X 2 775 5,290 NOKIA CORP ADR 654902204 1,523 77,325 X 2 77,025 300 NOKIA CORP ADR 654902204 22 1,100 X X 2 1,100 NORTEL NETWORKS CORP NEW COM 656568102 28 12,200 X 2 12,200 NORTH FORK BANCORP COM 659424105 1,662 58,042 X 2 58,042 NORTH FORK BANCORP COM 659424105 576 20,100 X X 2 14,250 5,850 * NORTH TRACK WIS TAX EXEMPT FD 663038768 332 31,699 X 2 31,699 * NORTH TRACK WIS TAX EXEMPT FD 663038768 120 11,436 X X 2 11,436 NORTHERN TRUST CORP COM 665859104 4,511 77,206 X 2 77,041 145 20 NORTHERN TRUST CORP COM 665859104 226 3,872 X X 2 2,722 1,150 NORTHROP GRUMMAN CORP COM 666807102 2,099 30,831 X 2 30,831 PEREGRINE INVTS HLDGS LTD HKD$0.60 6682930 119 59,000 X 2 59,000 NOVARTIS AG SPONS ADR 66987V109 8,886 152,050 X 2 151,150 900 NOVARTIS AG SPONS ADR 66987V109 297 5,075 X X 2 5,075 OLD SECOND BANCORP INC ILL COM 680277100 376 12,552 X 2 12,552 OLD SECOND BANCORP INC ILL COM 680277100 160 5,334 X X 2 5,334 OSHKOSH TRUCK CORP CL B 688239201 16,696 330,806 X 2 328,456 250 2,100 OSHKOSH TRUCK CORP CL B 688239201 654 12,955 X X 2 1,180 11,625 150 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 1,064 109,602 X 2 104,324 5,278 * PIMCO PAC INVT MGMT HIGH YIELD FD 693390841 376 38,725 X X 2 11,640 27,085 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 9,403 858,442 X 2 858,079 363 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 94 8,576 X X 2 3,257 5,319 PAYCHEX INC COM 704326107 429 11,633 X 2 11,633 ---------- COLUMN TOTALS 58,554
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 15 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PENTAIR INDS INC COM 709631105 612 23,369 X 2 23,369 PENTAIR INDS INC COM 709631105 330 12,600 X X 2 12,600 PEPSICO INC COM 713448108 19,788 303,217 X 2 286,997 775 15,445 PEPSICO INC COM 713448108 1,431 21,927 X X 2 15,058 6,650 219 PFIZER INC COM 717081103 11,587 408,587 X 2 384,513 125 23,949 PFIZER INC COM 717081103 1,391 49,037 X X 2 27,837 4,400 16,800 PHELPS DODGE CORP COM 717265102 1,538 18,162 X 2 17,887 275 PIMCO HIGH INCOME FD COM SHS 722014107 376 23,900 X X 2 20,800 3,100 PITNEY BOWES INC COM 724479100 260 5,855 X 2 5,855 PLEXUS CORP COM 729132100 1,605 83,591 X 2 26,591 57,000 PLUM CREEK TIMBER CO INC (REIT) 729251108 8,006 235,181 X 2 229,731 650 4,800 PLUM CREEK TIMBER CO INC (REIT) 729251108 283 8,315 X X 2 2,890 4,525 900 PRECISION CASTPARTS CORP COM 740189105 139 2,200 X 2 2,200 PRECISION CASTPARTS CORP COM 740189105 692 10,964 X X 2 10,964 T ROWE PRICE GROUP INC COM 74144T108 8,279 173,030 X 2 171,380 510 1,140 T ROWE PRICE GROUP INC COM 74144T108 565 11,800 X X 2 1,150 9,350 1,300 PRINCIPAL FINL GRP INC COM 74251V102 340 6,257 X 2 6,257 PROCTER & GAMBLE CO COM 742718109 24,401 393,697 X 2 357,467 5,655 30,575 PROCTER & GAMBLE CO COM 742718109 1,580 25,500 X X 2 17,237 7,625 638 PRUDENTIAL FINANCIAL INC COM 744320102 202 2,649 X 2 2,649 * PUTNAM TAX EXEMPT INC FD CL A 746870104 220 25,016 X 2 25,016 QUALCOMM INC COM 747525103 6,117 168,279 X 2 153,124 15,155 QUALCOMM INC COM 747525103 217 5,975 X X 2 5,825 150 R H DONNELLEY CORP NEW COM 74955W307 172 3,253 X 2 153 3,100 R H DONNELLEY CORP NEW COM 74955W307 44 840 X X 2 840 ---------- COLUMN TOTALS 90,175
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 16 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ROCHE HLDG LTD ADR 771195104 8,879 102,994 X 2 102,444 550 ROCHE HLDG LTD ADR 771195104 332 3,850 X X 2 100 3,625 125 ROCKWELL AUTOMATION INC COM 773903109 801 13,785 X 2 13,525 260 ROCKWELL AUTOMATION INC COM 773903109 145 2,500 X X 2 2,500 * T ROWE PRICE TAX EFFICIENT FD 779918101 457 32,210 X 2 32,210 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,306 19,763 X 2 19,763 SEI STABLE ASSET FUND #354 784118879 41,420 41,419,756 X 2 41,419,756 SLM CORP COM 78442P106 1,490 28,673 X 2 25,473 3,200 SPDR TR UNIT SER 1 78462F103 4,037 30,221 X 2 29,321 900 SPDR TR UNIT SER 1 78462F103 481 3,603 X X 2 1,703 1,900 ST JUDE MEDICAL INC COM 790849103 251 7,100 X 2 7,100 SAN JUAN BASIN RTY TR BEN INT COM 798241105 219 6,200 X X 2 6,200 SARA LEE CORP NEW COM 803111103 185 11,520 X 2 8,320 3,200 SCHERING PLOUGH CORP COM 806605101 638 28,884 X 2 25,684 3,200 SCHERING PLOUGH CORP COM 806605101 102 4,600 X X 2 3,600 1,000 SCHLUMBERGER LTD COM 806857108 18,727 301,902 X 2 297,952 3,950 SCHLUMBERGER LTD COM 806857108 941 15,175 X X 2 4,850 9,725 600 SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,030 54,254 X 2 25,538 134 28,582 SCHWEITZER-MAUDUIT INTL INC COM 808541106 43 2,253 X X 2 44 2,209 SEALED AIR CORP NEW COM 81211K100 271 5,000 X 2 5,000 SEALED AIR CORP NEW COM 81211K100 191 3,530 X X 2 3,530 SELECT SECTOR SPDR TR MATERIALS 81369Y100 540 17,065 X 2 15,865 1,200 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 1,126 33,915 X 2 33,880 35 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 9 260 X X 2 260 SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 1,205 47,490 X 2 47,490 ---------- COLUMN TOTALS 84,826
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 17 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SELECT SECTOR SPDR TR CONSUM STAPLES 81369Y308 46 1,800 X X 2 1,800 SELECT SECTOR SPDR TR ENERGY 81369Y506 3,740 69,965 X 2 69,755 210 SELECT SECTOR SPDR TR ENERGY 81369Y506 48 895 X X 2 895 SELECT SECTOR SPDR TR FINANCE 81369Y605 2,549 73,620 X 2 73,485 135 SELECT SECTOR SPDR TR FINANCE 81369Y605 30 865 X X 2 865 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 1,997 59,905 X 2 59,825 80 SELECT SECTOR SPDR TR INDUSTRIAL 81369Y704 17 510 X X 2 510 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3,382 153,720 X 2 153,420 300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 44 2,000 X X 2 2,000 SEMICONDUCTOR HOLDRS TR DEP RCPT COM 816636203 243 7,100 X 2 7,100 SEMICONDUCTOR HOLDRS TR DEP RCPT COM 816636203 7 200 X X 2 200 SIGMA ALDRICH CORP COM 826552101 86 1,134 X 2 1,134 SIGMA ALDRICH CORP COM 826552101 121 1,600 X X 2 1,600 SMITH INTL INC COM 832110100 513 13,211 X 2 13,211 SMITH INTL INC COM 832110100 12 300 X X 2 300 SNAP-ON INC COM 833034101 364 8,162 X 2 8,162 SOUTHERN CO COM 842587107 4,215 122,308 X 2 120,708 1,600 SOUTHERN CO COM 842587107 234 6,800 X X 2 4,450 1,750 600 STANLEY WORKS COM 854616109 1,427 28,625 X 2 28,625 STAPLES INC COM 855030102 1,807 74,292 X 2 73,367 700 225 STAPLES INC COM 855030102 27 1,127 X X 2 1,127 STARBUCKS CORP COM 855244109 224 6,573 X 2 6,173 400 STARBUCKS CORP COM 855244109 14 400 X X 2 400 STATE STREET CORP COM 857477103 6,252 100,189 X 2 98,814 125 1,250 STATE STREET CORP COM 857477103 395 6,325 X X 2 5,325 1,000 ---------- COLUMN TOTALS 27,794
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 18 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SUN LIFE FINANCIAL INC COM 866796105 205 4,996 X 2 4,996 SUNTRUST BANKS INC COM 867914103 2,680 34,682 X 2 33,550 1,132 SUPERVALU INC COM 868536103 734 24,750 X 2 12,500 12,250 SYSCO CORP COM 871829107 10,896 325,755 X 2 324,330 1,075 350 SYSCO CORP COM 871829107 336 10,050 X X 2 9,150 900 TARGET CORP COM 87612E106 282 5,110 X 2 4,710 400 TARGET CORP COM 87612E106 127 2,300 X X 2 1,800 500 TEVA PHARMACEUTICAL IND ADR 881624209 7,565 221,907 X 2 220,857 1,050 TEVA PHARMACEUTICAL IND ADR 881624209 249 7,310 X X 2 485 6,825 TEXAS INSTR INC COM 882508104 10,869 326,899 X 2 325,549 550 800 TEXAS INSTR INC COM 882508104 425 12,770 X X 2 2,120 10,175 475 3M COMPANY COM 88579Y101 8,278 111,238 X 2 94,651 100 16,487 3M COMPANY COM 88579Y101 781 10,495 X X 2 2,405 890 7,200 TORONTO DOMINION BK ONTARIO CAN COM 891160509 599 10,130 X 2 10,130 TREEHOUSE FOODS INC COM 89469A104 309 13,054 X 2 13,054 TREEHOUSE FOODS INC COM 89469A104 18 740 X X 2 740 US BANCORP DEL NEW COM 902973304 8,526 256,645 X 2 247,573 350 8,722 US BANCORP DEL NEW COM 902973304 1,033 31,110 X X 2 20,661 600 9,849 USI HOLDINGS CORP COM 90333H101 136 10,000 X 2 10,000 UNION PAC CORP COM 907818108 326 3,705 X 2 2,905 800 UNITED FIRE & CASUALTY CO COM 910331107 282 9,000 X 2 9,000 UNITED PARCEL SERVICES INC COM 911312106 1,309 18,194 X 2 18,194 UNITED TECHNOLOGIES CORP COM 913017109 920 14,529 X 2 14,529 UNITEDHEALTH GROUP INC COM 91324P102 19,026 386,703 X 2 381,028 2,350 3,325 UNITEDHEALTH GROUP INC COM 91324P102 845 17,175 X X 2 2,700 14,275 200 ---------- COLUMN TOTALS 76,756
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 19 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) VALERO ENERGY COM 91913Y100 236 4,580 X 2 1,280 3,300 * VAN KAMPEN MUNI INCOME CL A 920917101 198 13,314 X 2 13,314 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 29,740 2,979,580 X 2 2,971,265 8,315 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 639 63,987 X X 2 28,495 35,492 * VANGUARD TOTAL BD INDEX FD ADMIRAL 921937603 11,715 1,173,795 X 2 1,155,822 17,973 * VANGUARD TOTAL BD INDEX FD ADMIRAL 921937603 172 17,218 X X 2 17,218 * VANGUARD HIGH YIELD CORP PORTFOLIO 922031208 136 22,200 X 2 22,200 * VANGUARD SHORT TERM CORP BOND FD 922031406 30,472 2,887,927 X 2 2,858,010 29,917 * VANGUARD SHORT TERM CORP BOND FD 922031406 918 87,018 X X 2 35,153 51,865 * VANGUARD FIXED INCOME HIGH YIELD 922031760 152 24,823 X X 2 24,823 ADM * VANGUARD FIXED INC SHORT TERM CORP 922031836 22,319 2,115,509 X 2 2,115,509 ADMIRAL SHARES * VANGUARD FIXED INC SHORT TERM CORP 922031836 333 31,537 X X 2 31,084 453 ADMIRAL SHARES * VANGUARD SHORT TERM MUNI BOND FD 922907100 570 36,608 X 2 36,608 * VANGUARD INTERMED TERM MUNI BD FD 922907209 302 22,644 X 2 22,644 * VANGUARD LTD TERM MUNI BOND FD 922907704 709 66,099 X 2 61,115 4,984 * VANGUARD INTERMED TERM TAX EXEMPT 922907878 650 48,721 X 2 48,721 MUNI BOND FD ADMIRAL SHS * VANGUARD LTD TERM TAX EXEMPT MUNI 922907886 1,046 97,606 X 2 97,606 BOND FS ADMIRAL SHS VERIZON COMMUNICATIONS COM 92343V104 5,287 142,380 X 2 140,246 2,134 VERIZON COMMUNICATIONS COM 92343V104 157 4,224 X X 2 2,824 1,400 VODAFONE GROUP PLC ADR 92857W209 1,901 83,170 X 2 83,170 (CONSOLIDATION) VODAFONE GROUP PLC ADR 92857W209 33 1,422 X X 2 547 875 (CONSOLIDATION) WPP GROUP PLC SPON ADR 929309409 247 4,000 X 2 4,000 WPS RESOURCES CORP COM 92931B106 5,046 101,679 X 2 97,007 410 4,262 WPS RESOURCES CORP COM 92931B106 625 12,596 X X 2 5,613 6,880 103 WACHOVIA CORP NEW COM 929903102 920 16,494 X 2 15,864 630 ---------- COLUMN TOTALS 114,523
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 20 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WACHOVIA CORP NEW COM 929903102 518 9,292 X X 2 4,510 500 4,282 WAL MART STORES INC COM 931142103 1,426 28,913 X 2 28,913 WAL MART STORES INC COM 931142103 80 1,625 X X 2 1,625 WALGREEN CO COM 931422109 8,918 200,903 X 2 199,943 600 360 WALGREEN CO COM 931422109 1,207 27,180 X X 2 20,780 6,400 WASHINGTON MUTUAL INC COM 939322103 1,991 45,797 X 2 43,222 300 2,275 WASHINGTON MUTUAL INC COM 939322103 221 5,076 X X 2 2,791 2,000 285 WASTE MANAGEMENT INC NEW COM 94106L109 3,650 99,511 X 2 96,358 3,153 WASTE MANAGEMENT INC NEW COM 94106L109 161 4,380 X X 2 175 4,205 WAUSAU PAPER CORP COM 943315101 934 69,204 X 2 365 68,839 WAUSAU PAPER CORP COM 943315101 244 18,041 X X 2 18,041 WAUWATOSA HOLDINGS INC COM 94348P108 177 10,000 X 2 10,000 WELLPOINT INC COM 94973V107 16,195 210,195 X 2 207,595 900 1,700 WELLPOINT INC COM 94973V107 804 10,430 X X 2 2,380 7,950 100 WELLS FARGO & CO NEW COM 949746101 11,532 318,733 X 2 224,466 500 93,767 WELLS FARGO & CO NEW COM 949746101 513 14,186 X X 2 10,186 4,000 * WELLS FARGO GOVT SECURITIES FD 949917561 159 15,346 X 2 15,346 WEYCO GROUP INC COM 962149100 383 17,100 X 2 17,100 WEYERHAEUSER CO COM 962166104 105 1,700 X 2 1,550 150 WEYERHAEUSER CO COM 962166104 396 6,438 X X 2 1,813 4,125 500 WISCONSIN ENERGY CORP COM 976657106 874 20,250 X 2 19,500 750 WISCONSIN ENERGY CORP COM 976657106 214 4,950 X X 2 4,500 450 WYETH COM 983024100 2,057 40,460 X 2 36,560 3,900 WYETH COM 983024100 90 1,767 X X 2 1,767 YUM BRANDS INC COM 988498101 449 8,623 X 2 7,543 1,080 ---------- COLUMN TOTALS 53,298
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/06 PAGE 21 - - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - ITEM 4 - - - ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) YUM BRANDS INC COM 988498101 37 720 X X 2 720 ZIMMER HLDGS INC COM 98956P102 7,270 107,710 X 2 101,715 250 5,745 ZIMMER HLDGS INC COM 98956P102 665 9,857 X X 2 2,828 6,929 100 ---------- COLUMN TOTALS 7,972 FINAL TOTALS 1,606,631
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