-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Udd3wO7GsNQuMAyZtjuszVMRFzqVDFac1vJyOAk4zjpu3sDmqVvdUlpbPEfpOyoP 7U8/+egdBsbLoxiXNsl+3g== 0000007789-04-000061.txt : 20041006 0000007789-04-000061.hdr.sgml : 20041006 20041006134424 ACCESSION NUMBER: 0000007789-04-000061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041006 DATE AS OF CHANGE: 20041006 EFFECTIVENESS DATE: 20041006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00967 FILM NUMBER: 041067898 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 9204917015 MAIL ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 form13f-hr93004.txt 13F-HR 3RD QUARTER 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2004 If Amended report check here: |_| ASSOCIATED BANC-CORP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary - -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 6th day of October, 2004. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association - ------------------------- ------------ ---- ------------
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 1 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KINDER MORGAN MGMT LLC FRACTIONAL SH EKE55U103 101,162 X 2 101,162 NOBLE CORP COM G65422100 81 1,800 X 2 1,800 NOBLE CORP COM G65422100 162 3,600 X X 2 3,600 XL CAPITAL LTD CL A COM G98255105 476 6,427 X 2 6,152 150 125 XL CAPITAL LTD CL A COM G98255105 105 1,425 X X 2 1,400 25 LIMITED PARTNERSHIP INTEREST MS0023544 313 6 X 2 6 IN THE STAFFORD INVESTMENTS LIMITED PARTNERSHIP INTEREST MS0023593 2,783 87 X 2 87 IN THE STAFFORD INVESTMENTS CHECK POINT SOFTWARE TECH LT ORD M22465104 3,551 209,270 X 2 208,245 200 825 CHECK POINT SOFTWARE TECH LT ORD M22465104 73 4,275 X X 2 525 3,750 FLEXTRONICS INTL LTD ORD Y2573F102 4,021 303,481 X 2 303,331 150 FLEXTRONICS INTL LTD ORD Y2573F102 60 4,550 X X 2 700 3,850 AIM INVT SECS FDS LTD MATURITY 00142C201 543 52,828 X 2 52,828 TREAS PORTFOLIO SHS ABBOTT LABS COM 002824100 7,434 175,502 X 2 174,302 1,200 ABBOTT LABS COM 002824100 414 9,777 X X 2 7,672 2,105 ADELPHIA COMMUNICATIONS CORP CL A 006848105 14 37,600 X 2 37,600 COM AFFILIATED COMPUTER SVCS INC CL A 008190100 1,334 23,955 X 2 23,955 COM AIR PRODS & CHEMS INC COM 009158106 12,063 221,836 X 2 219,536 350 1,950 AIR PRODS & CHEMS INC COM 009158106 401 7,365 X X 2 6,115 1,250 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 2,281 64,260 X 2 63,575 160 525 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 101 2,835 X X 2 1,035 200 1,600 ALLIANT ENERGY CORP COM 018802108 377 15,167 X 2 15,167 ALLIANT ENERGY CORP COM 018802108 55 2,218 X X 2 1,018 1,200 ALLSTATE CORP COM 020002101 6,987 145,604 X 2 137,757 1,098 6,749 ALLSTATE CORP COM 020002101 140 2,925 X X 2 175 2,750 ALTRIA GROUP INC COM 02209S103 6,088 129,414 X 2 127,014 2,400 ------ COLUMN TOTALS 49,857
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 2 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ALTRIA GROUP INC COM 02209S103 1,884 40,050 X X 2 16,340 18,600 5,110 AMERICAN EXPRESS CO COM 025816109 1,127 21,909 X 2 21,809 100 AMERICAN INTL GROUP INC COM 026874107 15,353 225,820 X 2 221,079 345 4,396 AMERICAN INTL GROUP INC COM 026874107 652 9,586 X X 2 7,121 2,315 150 AMGEN INC COM 031162100 8,267 145,527 X 2 142,887 1,050 1,590 AMGEN INC COM 031162100 216 3,810 X X 2 1,850 1,760 200 ANADARKO PETROLEUM CORP COM 032511107 545 8,216 X 2 7,908 308 ANCHOR BANCORP WI INC COM 032839102 2,472 95,442 X 2 95,442 ANCHOR BANCORP WI INC COM 032839102 7 267 X X 2 267 ANHEUSER BUSCH COS INC COM 035229103 4,987 99,850 X 2 98,625 1,225 ANHEUSER BUSCH COS INC COM 035229103 59 1,175 X X 2 250 925 AON CORP COM 037389103 7,534 262,158 X 2 262,158 AON CORP COM 037389103 83 2,875 X X 2 2,875 APACHE CORP COM 037411105 4,756 94,910 X 2 93,016 350 1,544 APACHE CORP COM 037411105 142 2,835 X X 2 1,285 1,450 100 APPLIED MATERIALS COM 038222105 5,101 309,352 X 2 307,792 1,050 510 APPLIED MATERIALS COM 038222105 4 250 X X 2 250 ARKONA INC COM 041268103 6 14,000 X 2 14,000 ASSOCIATED BANC CORP COM 045487105 226,246 7,054,762 X 2 5,692,136 555 1,362,071 ASSOCIATED BANC CORP COM 045487105 16,243 506,476 X X 2 142,683 85,795 277,998 AUTO DATA PROCESS COM 053015103 3,967 96,001 X 2 93,696 400 1,905 AUTO DATA PROCESS COM 053015103 299 7,225 X X 2 5,000 2,225 AVERY DENNISON CORP COM 053611109 2,873 43,670 X 2 43,620 50 AVERY DENNISON CORP COM 053611109 13 200 X X 2 200 BB&T CORP COM 054937107 256 6,455 X 2 6,455 ------- COLUMN TOTALS 303,092
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BJ SVCS CO COM 055482103 5,291 100,949 X 2 100,369 280 300 BJ SVCS CO COM 055482103 85 1,615 X X 2 1,575 40 BP PLC ADR 055622104 13,979 242,985 X 2 201,400 250 41,335 BP PLC ADR 055622104 1,287 22,378 X X 2 19,828 2,200 350 BANK OF AMERICA CORP COM 060505104 2,089 48,204 X 2 41,536 6,668 BANK OF AMERICA CORP COM 060505104 4 100 X X 2 100 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 547 2,101 X X 2 2,101 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI BANK MUTUAL CORP COM 063750103 231 19,223 X 2 19,223 BANTA CORP COM 066821109 2,455 61,770 X 2 53,420 8,350 BANTA CORP COM 066821109 91 2,300 X X 2 2,075 225 BAXTER INTL COM 071813109 1,978 61,514 X 2 60,120 1,394 BAXTER INTL COM 071813109 28 865 X X 2 565 300 BELLSOUTH CORP COM 079860102 1,434 52,859 X 2 50,859 2,000 BELLSOUTH CORP COM 079860102 119 4,400 X X 2 2,800 1,600 BEMIS INC COM 081437105 16,449 618,864 X 2 616,814 2,050 BEMIS INC COM 081437105 806 30,305 X X 2 1,350 28,955 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 537 187 X 2 118 69 BERKSHIRE HATHAWAY INC DEL CL B COM 084670207 17 6 X X 2 6 BEST BUY CO INC COM 086516101 4,352 80,228 X 2 79,328 250 650 BEST BUY CO INC COM 086516101 91 1,675 X X 2 850 825 BIOMET INC COM 090613100 559 11,915 X 2 11,740 175 BIOMET INC COM 090613100 211 4,500 X X 2 4,500 BIOGEN IDEC INC COM 09062X103 1,542 25,215 X 2 25,190 25 BIOGEN IDEC INC COM 09062X103 12 200 X X 2 100 100 ------ COLUMN TOTALS 54,950
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 4 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BIOTECH HOLDRS TR DEP RCPT COM 09067D201 2,904 20,100 X 2 20,100 BLACK AND DECKER CORP COM 091797100 343 4,430 X 2 4,050 380 BLOCK H & R INC COM 093671105 4,494 90,940 X 2 88,390 450 2,100 BLOCK H & R INC COM 093671105 142 2,866 X X 2 716 2,050 100 BOEING CO COM 097023105 4,757 92,152 X 2 89,362 225 2,565 BOEING CO COM 097023105 124 2,400 X X 2 975 1,425 BRISTOL MYERS-SQUIBB CO COM 110122108 3,689 155,856 X 2 149,316 6,540 BRISTOL MYERS-SQUIBB CO COM 110122108 716 30,257 X X 2 11,555 17,502 1,200 BURLINGTON RESOURCES COM 122014103 529 12,968 X 2 12,968 CAPITAL ONE FINL CORP COM 14040H105 451 6,109 X 2 6,109 CAPITAL ONE FINL CORP COM 14040H105 939 12,700 X X 2 10,300 2,400 CAREMARK RX INC COM 141705103 5,582 174,055 X 2 170,580 1,275 2,200 CAREMARK RX INC COM 141705103 317 9,900 X X 2 6,050 3,850 CATERPILLAR INC COM 149123101 18,356 228,170 X 2 224,305 3,865 CATERPILLAR INC COM 149123101 537 6,675 X X 2 3,310 3,365 CENDANT CORP COM 151313103 17,215 797,012 X 2 784,727 2,600 9,685 CENDANT CORP COM 151313103 644 29,825 X X 2 17,300 11,775 750 CHESAPEAKE CORP COM 165159104 387 16,123 X 2 16,123 CHEVRONTEXACO CORP COM 166764100 13,150 245,152 X 2 226,190 1,824 17,138 CHEVRONTEXACO CORP COM 166764100 702 13,096 X X 2 6,050 6,696 350 CHICAGO BRIDGE & IRON CO N V 167250109 5,946 198,265 X 2 197,255 1,010 CHICAGO BRIDGE & IRON CO N V 167250109 52 1,740 X X 2 1,340 400 CISCO SYSTEMS INC COM 17275R102 7,800 430,914 X 2 417,064 1,400 12,450 CISCO SYSTEMS INC COM 17275R102 368 20,317 X X 2 11,225 8,792 300 CITIGROUP INC COM 172967101 12,760 289,206 X 2 283,056 1,550 4,600 ------- COLUMN TOTALS 102,904
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CITIGROUP INC COM 172967101 459 10,395 X X 2 5,548 4,847 CITIZENS BANKING CORP COM 174420109 1,371 42,086 X 2 42,086 CLOROX CO COM 189054109 2,505 47,000 X 2 47,000 CLOROX CO COM 189054109 1,106 20,747 X X 2 20,747 COCA COLA CO COM 191216100 3,962 98,926 X 2 95,826 3,100 COCA COLA CO COM 191216100 159 3,959 X X 2 2,583 1,376 COLGATE PALMOLIVE CO COM 194162103 2,934 64,939 X 2 60,979 3,960 COLGATE PALMOLIVE CO COM 194162103 504 11,163 X X 2 5,770 4,193 1,200 * COLUMBIA FIXED INCOME SECS FD 197643109 175 12,988 X 2 12,988 COMCAST CORP NEW CL A 20030N101 2,099 74,310 X 2 73,536 200 574 COMCAST CORP NEW CL A 20030N101 67 2,371 X X 2 397 1,812 162 COMCAST CORP CL A SPL NEW COM 20030N200 5,272 188,816 X 2 187,216 1,600 COMCAST CORP CL A SPL NEW COM 20030N200 105 3,750 X X 2 1,250 2,500 COMERICA INC COM 200340107 30 500 X 2 500 COMERICA INC COM 200340107 190 3,194 X X 2 2,994 200 COMPARATOR SYSTEMS CORP NEW COM 204494207 93,500 X 2 93,500 CONOCOPHILLIPS COM 20825C104 756 9,120 X 2 7,590 1,530 CONSOLIDATED EDISON INC COM 209115104 267 6,343 X 2 6,143 200 CONSOLIDATED EDISON INC COM 209115104 56 1,330 X X 2 830 500 COUNTRY MAID FINANCIAL INC. 222356206 2 66,000 X 2 66,000 COM NEW COVANCE INC COM 222816100 635 15,875 X 2 15,875 DANAHER CORP COM 235851102 598 11,662 X 2 10,572 1,090 DANAHER CORP COM 235851102 131 2,550 X X 2 2,000 550 DEAN FOODS CO NEW COM 242370104 3,346 111,449 X 2 92,959 1,800 16,690 DEAN FOODS CO NEW COM 242370104 145 4,821 X X 2 321 4,500 ------ COLUMN TOTALS 26,874
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DELL INC COM 24702R101 7,179 201,665 X 2 200,050 200 1,415 DELL INC COM 24702R101 325 9,135 X X 2 4,625 4,510 DIAMONDS TR UNIT SER 1 252787106 1,273 12,625 X 2 12,625 DICKS SPORTING GOODS INC COM 253393102 5,114 143,575 X 2 142,715 860 DICKS SPORTING GOODS INC COM 253393102 110 3,085 X X 2 675 2,410 DIEBOLD INC COM 253651103 212 4,550 X 2 4,550 DISNEY WALT CO COM 254687106 6,501 288,309 X 2 284,664 500 3,145 DISNEY WALT CO COM 254687106 380 16,870 X X 2 13,270 3,600 DOLLAR GENERAL CORP COM 256669102 116 5,737 X 2 5,737 DOLLAR GENERAL CORP COM 256669102 150 7,445 X X 2 7,445 DOMINION RESOURCES INC NEW COM 25746U109 489 7,497 X 2 7,497 DOMINION RESOURCES INC NEW COM 25746U109 46 700 X X 2 500 200 DONNELLEY R R & SONS CO COM 257867101 391 12,490 X 2 11,885 605 DOW CHEMICAL CO COM 260543103 3,017 66,770 X 2 63,720 1,500 1,550 DOW CHEMICAL CO COM 260543103 36 800 X X 2 150 650 DU PONT E I DE NEMOURS & CO COM 263534109 405 9,462 X 2 7,507 1,955 DU PONT E I DE NEMOURS & CO COM 263534109 26 600 X X 2 600 DUKE ENERGY CORP COM 264399106 244 10,680 X 2 10,680 DUKE ENERGY CORP COM 264399106 41 1,800 X X 2 1,800 DUN & BRADSTREET CORP DEL COM 26483E100 556 9,476 X 2 1,726 7,750 DUN & BRADSTREET CORP DEL COM 26483E100 156 2,650 X X 2 550 2,100 ENSCO INTL INC COM 26874Q100 3,299 100,971 X 2 99,846 400 725 ENSCO INTL INC COM 26874Q100 122 3,740 X X 2 2,900 840 EOG RESOURCES INC COM 26875P101 1,487 22,585 X 2 22,435 150 EOG RESOURCES INC COM 26875P101 5 75 X X 2 75 ------ COLUMN TOTALS 31,680
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 7 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ECOLAB INC COM 278865100 315 10,030 X 2 10,030 ELECTRONIC ARTS INC COM 285512109 340 7,390 X 2 7,240 150 ELECTRONIC ARTS INC COM 285512109 25 550 X X 2 550 EMERSON ELEC CO COM 291011104 199 3,215 X 2 2,965 250 EMERSON ELEC CO COM 291011104 21 334 X X 2 134 200 ENCOMPASS SERVICES CORP COM 29255U104 31,646 X 2 31,646 ENVERVEST DIVERSIFIED INCOME TRUST 292963105 72 10,000 X X 2 10,000 EXXON MOBIL CORP COM 30231G102 28,084 581,093 X 2 542,377 3,092 35,624 EXXON MOBIL CORP COM 30231G102 2,880 59,595 X X 2 39,229 7,140 13,226 FNB BANCSHARES INC IRON MTN MI COM 30252A901 476 11,536 X 2 11,536 FPL GROUP INC COM 302571104 576 8,437 X 2 8,272 165 FPL GROUP INC COM 302571104 7 100 X X 2 100 FEDERAL NATL MTG ASSN COM 313586109 534 8,428 X 2 8,428 FEDERAL NATL MTG ASSN COM 313586109 33 520 X X 2 520 FEDEX CORP COM 31428X106 5,301 61,864 X 2 61,134 730 FEDEX CORP COM 31428X106 49 575 X X 2 375 200 * FIDELITY HIGH INCOME FD 316146406 170 19,121 X 2 19,121 FIFTH THIRD BANCORP COM 316773100 263 5,351 X 2 5,351 FIFTH THIRD BANCORP COM 316773100 302 6,131 X X 2 2,322 3,809 FIRST DATA CORP COM 319963104 10,253 235,706 X 2 231,596 700 3,410 FIRST DATA CORP COM 319963104 457 10,500 X X 2 7,400 2,700 400 FISERV INC COM 337738108 269 7,703 X 2 7,603 100 FORD MOTOR CO DEL COM NEW 345370860 159 11,282 X 2 11,282 FORTUNE BRANDS INC COM 349631101 9,834 132,735 X 2 130,610 525 1,600 FORTUNE BRANDS INC COM 349631101 307 4,146 X X 2 1,346 2,600 200 ------ COLUMN TOTALS 60,926
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 8 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FRANKLIN RESOURCES INC COM 354613101 1,699 30,472 X 2 30,472 FRANKLIN RESOURCES INC COM 354613101 388 6,950 X X 2 4,500 2,450 GANNETT INC COM 364730101 213 2,548 X 2 1,248 1,300 GENERAL ELEC CO COM 369604103 31,740 945,198 X 2 841,839 5,000 98,359 GENERAL ELEC CO COM 369604103 1,859 55,374 X X 2 39,364 15,810 200 GENERAL MOTORS CORP COM 370442105 278 6,553 X 2 4,982 1,571 GENERAL MOTORS CORP COM 370442105 19 450 X X 2 100 350 GILLETTE CO COM 375766102 351 8,418 X 2 7,418 1,000 GILLETTE CO COM 375766102 79 1,900 X X 2 1,900 GLAXO SMITHKLINE NEW ADR 37733W105 651 14,897 X 2 13,987 910 GLAXO SMITHKLINE NEW ADR 37733W105 271 6,205 X X 2 3,300 1,655 1,250 GOLDMAN SACHS GRP INC COM 38141G104 7,474 80,155 X 2 79,505 650 GOLDMAN SACHS GRP INC COM 38141G104 68 725 X X 2 375 350 GOLDMAN SACHS TR CORE FIXED INCOME 38142B419 414 40,641 X 2 40,641 CL A GRAINGER W W INC COM 384802104 409 7,100 X 2 7,100 GREY GLOBAL GROUP INC COM 39787M108 398 400 X 2 400 HANCOCK JOHN BK & THRIFT SBI COM 409735107 2,323 236,320 X 2 236,320 HARLEY DAVIDSON INC COM 412822108 895 15,053 X 2 14,003 1,050 HARLEY DAVIDSON INC COM 412822108 98 1,650 X X 2 1,550 100 HARRIS CORP DEL COM 413875105 5,334 97,096 X 2 95,471 650 975 HARRIS CORP DEL COM 413875105 126 2,300 X X 2 350 1,950 HEALTHTRAC INC COM 42226R100 1 30,000 X 2 30,000 HEINZ H J CO COM 423074103 261 7,255 X 2 6,280 975 HEINZ H J CO COM 423074103 20 550 X X 2 100 450 HEWLETT PACKARD CO COM 428236103 173 9,239 X 2 9,239 ------ COLUMN TOTALS 55,542
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) HEWLETT PACKARD CO COM 428236103 26 1,400 X X 2 1,400 HOME DEPOT INC COM 437076102 1,182 30,148 X 2 29,648 500 HOME DEPOT INC COM 437076102 123 3,150 X X 2 3,150 HONEYWELL INTL INC COM 438516106 221 6,150 X 2 1,980 4,170 HONEYWELL INTL INC COM 438516106 29 800 X X 2 800 HOSPIRA INC COM 441060100 187 6,115 X 2 6,095 20 HOSPIRA INC COM 441060100 23 748 X X 2 698 50 HUBBELL INC CL A COM 443510102 408 9,694 X 2 9,694 HUBBELL INC CL A COM 443510102 101 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 350 7,817 X 2 7,817 HUBBELL INC CL B 443510201 30 664 X X 2 664 IDT CORP COM 448947101 3,455 236,943 X 2 228,843 1,975 6,125 IDT CORP COM 448947101 126 8,670 X X 2 3,445 5,225 IDT CORP CL B COM 448947309 236 15,725 X 2 15,725 IDT CORP CL B COM 448947309 5 300 X X 2 300 IMS HEALTH INC COM 449934108 911 38,100 X 2 7,100 31,000 IMS HEALTH INC COM 449934108 201 8,400 X X 2 8,400 ILLINOIS TOOL WORKS INC COM 452308109 7,716 82,823 X 2 80,973 1,850 ILLINOIS TOOL WORKS INC COM 452308109 189 2,025 X X 2 1,450 275 300 INCO LTD COM 453258402 4,889 125,190 X 2 124,740 450 INCO LTD COM 453258402 64 1,635 X X 2 1,335 300 INNOVATIVE FOOD HLDGS COM 45772H103 1 20,400 X 2 20,400 INTEL CORP COM 458140100 9,232 460,239 X 2 456,539 900 2,800 INTEL CORP COM 458140100 625 31,146 X X 2 19,325 11,121 700 INTERNATIONAL BUSINESS MACHS COM 459200101 6,656 77,637 X 2 73,871 110 3,656 ------ COLUMN TOTALS 36,986
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) INTERNATIONAL BUSINESS MACHS COM 459200101 300 3,497 X X 2 2,772 625 100 INTERNATIONAL GAME TECHNOLOGY COM 459902102 3,389 94,265 X 2 93,390 875 INTERNATIONAL GAME TECHNOLOGY COM 459902102 4 125 X X 2 125 INTERNATIONAL PAPER CO COM 460146103 1,068 26,440 X 2 25,665 775 INTERNATIONAL PAPER CO COM 460146103 22 550 X X 2 550 ISHARES TR MSCI EAFE IDX 464287465 304 2,150 X 2 2,150 ISHARES TR MSCI EAFE IDX 464287465 58 407 X X 2 407 ISHARES TR S & P MDCP400 IDX 464287507 226 1,900 X 2 100 1,800 ISHARES TR S&P MIDCAP GROWTH COM 464287606 261 2,175 X 2 2,175 ISHARES TR RUSSELL 2000 464287655 356 3,130 X 2 3,130 ISHARES TR RUSSELL 2000 464287655 57 505 X X 2 505 ISHARES TR DJ US TELECOMM COM 464287713 1,264 55,880 X 2 55,675 205 ISHARES TR DJ US TELECOMM COM 464287713 16 715 X X 2 715 ISHARES TR S & P SMCP600 IDX 464287804 819 5,680 X 2 4,130 1,550 ISHARES TR S & P SMCP600 IDX 464287804 32 220 X X 2 220 ISHARES TR S&P SMALLCAP 600/BARRA 464287879 167 1,525 X 2 1,525 VALUE INDEX FD ISHARES TR S&P SMALLCAP 600/BARRA 464287879 98 900 X X 2 900 VALUE INDEX FD IVAX CORP COM 465823102 407 21,250 X 2 21,250 JPMORGAN CHASE & CO COM 46625H100 2,763 69,551 X 2 64,327 5,224 JPMORGAN CHASE & CO COM 46625H100 230 5,790 X X 2 4,866 264 660 JOHNSON & JOHNSON COM 478160104 13,765 244,376 X 2 233,496 1,220 9,660 JOHNSON & JOHNSON COM 478160104 584 10,375 X X 2 6,300 3,875 200 JOHNSON CONTROLS INC COM 478366107 955 16,806 X 2 16,806 KIMBERLY CLARK CORP COM 494368103 146,167 2,262,993 X 2 1,708,390 39,125 515,478 KIMBERLY CLARK CORP COM 494368103 8,240 127,579 X X 2 81,666 10,175 35,738 ------- COLUMN TOTALS 181,552
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 11 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KOHLS CORP COM 500255104 2,993 62,106 X 2 61,896 210 KOHLS CORP COM 500255104 262 5,430 X X 2 3,990 1,440 LSI LOGIC CORP COM 502161102 52 12,000 X 2 12,000 LEGG MASON INC COM 524901105 3,588 67,330 X 2 65,944 225 1,161 LEGG MASON INC COM 524901105 174 3,261 X X 2 1,200 2,061 LIBERTY MEDIA CORP NEW COM SER A 530718105 5,890 675,412 X 2 660,470 1,340 13,602 LIBERTY MEDIA CORP NEW COM SER A 530718105 144 16,468 X X 2 11,903 4,565 LILLY ELI & CO COM 532457108 8,285 137,966 X 2 135,016 2,950 LILLY ELI & CO COM 532457108 409 6,810 X X 2 4,675 435 1,700 LINEAR TECHNOLOGY CORP COM 535678106 3,974 109,670 X 2 109,295 175 200 LINEAR TECHNOLOGY CORP COM 535678106 98 2,700 X X 2 600 2,100 LITTLEFIELD ADAMS & CO COM 537581100 15,518 X 2 15,518 LOCATEPLUS HOLDINGS CORP CL A 539570101 12 38,800 X 2 38,800 * LORD ABBETT NATL TAX FREE INC CL A 543902100 376 32,718 X 2 32,718 LOWES COS INC COM 548661107 6,675 122,824 X 2 122,199 625 LOWES COS INC COM 548661107 248 4,570 X X 2 2,620 1,950 LUCENT TECHNOLOGIES INC COM 549463107 93 29,349 X 2 29,349 LUCENT TECHNOLOGIES INC COM 549463107 2 760 X X 2 760 MGE ENERGY INC COM 55277P104 313 9,825 X 2 9,825 MGE ENERGY INC COM 55277P104 62 1,950 X X 2 1,725 225 MANITOWOC CO INC COM 563571108 2,204 62,160 X 2 49,235 12,925 MANITOWOC CO INC COM 563571108 325 9,152 X X 2 9,152 MANPOWER INC COM 56418H100 521 11,700 X 2 11,700 MARSH & MC LENNAN COS INC COM 571748102 10,263 224,277 X 2 217,832 300 6,145 MARSH & MC LENNAN COS INC COM 571748102 653 14,280 X X 2 7,405 3,125 3,750 ------ COLUMN TOTALS 47,616
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MARSHALL & ILSLEY CORP COM 571834100 10,980 272,460 X 2 260,710 8,700 3,050 MARSHALL & ILSLEY CORP COM 571834100 2,048 50,828 X X 2 29,784 21,044 MASCO CORP COM 574599106 10,301 298,309 X 2 293,334 775 4,200 MASCO CORP COM 574599106 379 10,965 X X 2 4,840 5,625 500 MATTEL INC COM 577081102 4,728 260,770 X 2 253,445 800 6,525 MATTEL INC COM 577081102 131 7,225 X X 2 1,025 6,200 MCDONALDS CORP COM 580135101 572 20,411 X 2 20,411 MCDONALDS CORP COM 580135101 31 1,108 X X 2 908 200 MCGRAW-HILL CO INC COM 580645109 593 7,445 X 2 6,045 1,400 MCGRAW-HILL CO INC COM 580645109 135 1,700 X X 2 1,300 400 MEDIMMUNE INC COM 584699102 2,359 99,535 X 2 99,315 220 MEDIMMUNE INC COM 584699102 33 1,410 X X 2 1,160 250 MEDTRONIC INC COM 585055106 18,926 364,671 X 2 360,971 1,650 2,050 MEDTRONIC INC COM 585055106 822 15,833 X X 2 8,633 5,750 1,450 MERCHANTS & MFRS BANCORP INC 588327106 704 21,000 X 2 21,000 COM MERCK & CO INC COM 589331107 5,493 166,451 X 2 162,901 3,550 MERCK & CO INC COM 589331107 279 8,451 X X 2 5,926 2,325 200 MERRILL LYNCH & CO INC COM 590188108 3,964 79,737 X 2 79,097 640 MERRILL LYNCH & CO INC COM 590188108 49 985 X X 2 885 100 MICROSOFT CORP COM 594918104 21,351 772,204 X 2 758,369 1,450 12,385 MICROSOFT CORP COM 594918104 883 31,922 X X 2 22,240 8,782 900 MIDCAP SP DR TR UNIT SER 1 COM 595635103 931 8,595 X 2 8,595 MIDCAP SP DR TR UNIT SER 1 COM 595635103 116 1,075 X X 2 365 710 MIDWEST RESOURCES 01-1 OIL AND GAS 598348902 170 34 X 2 28 6 INCOME LIMITED PARTNERSHIP MIDWEST RESOURCES 01-1 OIL AND GAS 598348902 50 10 X X 2 10 INCOME LIMITED PARTNERSHIP ------ COLUMN TOTALS 86,028
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MIDWEST RESOURCES 02-1 OIL AND GAS 598349900 200 40 X 2 40 INCOME LIMITED PARTNERSHIP MIDWEST RESOURCES 02-1 OIL AND GAS 598349900 50 10 X X 2 10 INCOME LIMITED PARTNERSHIP MILLER HERMAN INC COM 600544100 1,965 79,736 X 2 75,736 4,000 MILLIPORE CORP COM 601073109 832 17,390 X 2 17,380 10 MILLIPORE CORP COM 601073109 23 485 X X 2 325 160 MOLEX INC COM 608554101 2,033 68,188 X 2 68,188 MOLEX INC CL A 608554200 3,823 145,242 X 2 144,742 500 MOLEX INC CL A 608554200 148 5,609 X X 2 3,914 475 1,220 MONTOUR INC COM 614115194 478 358 X 2 358 MOODYS CORP COM 615369105 1,432 19,554 X 2 4,054 15,500 MOODYS CORP COM 615369105 388 5,300 X X 2 1,100 4,200 MORGAN STANLEY COM 617446448 1,266 25,685 X 2 21,677 536 3,472 MORGAN STANLEY COM 617446448 43 878 X X 2 878 MOTOROLA INC COM 620076109 241 13,351 X 2 13,151 200 MOTOROLA INC COM 620076109 32 1,800 X X 2 1,800 NASDAQ 100 TR UNIT SER 1 COM 631100104 3,154 89,750 X 2 89,280 310 160 NASDAQ 100 TR UNIT SER 1 COM 631100104 21 595 X X 2 595 NATIONAL CITY CORP COM 635405103 1,847 47,833 X 2 46,049 100 1,684 NATIONAL CITY CORP COM 635405103 207 5,360 X X 2 3,200 2,160 NATIONS RX INC COM 638597104 4 50,000 X 2 50,000 NESTLE S A SPONSORED ADR 641069406 1,098 19,170 X 2 18,570 600 NESTLE S A SPONSORED ADR 641069406 34 600 X X 2 600 NEW PLAN EXCEL RLTY TR INC COM 648053106 243 9,700 X 2 9,700 NEW PLAN EXCEL RLTY TR INC COM 648053106 69 2,750 X X 2 1,500 1,250 NEWELL RUBBERMAID INC COM 651229106 2,381 118,812 X 2 114,852 3,960 ------ COLUMN TOTALS 22,012
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NEWELL RUBBERMAID INC COM 651229106 43 2,165 X X 2 2,165 NEWMONT MINING CORP HOLDING COMPANY 651639106 2,334 51,270 X 2 49,905 1,365 COM NEWMONT MINING CORP HOLDING COMPANY 651639106 64 1,400 X X 2 650 250 500 COM NICOLET BANKSHARES INC COM 65406E102 133 9,500 X 2 8,500 1,000 NICOLET BANKSHARES INC COM 65406E102 42 3,000 X X 2 3,000 NOKIA CORP ADR 654902204 2,386 173,890 X 2 171,035 400 2,455 NOKIA CORP ADR 654902204 79 5,750 X X 2 2,800 2,450 500 NORTEL NETWORKS CORP NEW COM 656568102 44 13,020 X 2 13,020 NORTH FORK BANCORP COM 659424105 7,417 166,858 X 2 165,853 550 455 NORTH FORK BANCORP COM 659424105 771 17,350 X X 2 12,950 500 3,900 NORTHERN TRUST CORP COM 665859104 5,526 135,437 X 2 133,122 500 1,815 NORTHERN TRUST CORP COM 665859104 121 2,965 X X 2 1,575 1,390 NORTHROP GRUMMAN CORP COM 666807102 5,915 110,910 X 2 110,060 820 30 NORTHROP GRUMMAN CORP COM 666807102 149 2,790 X X 2 1,100 1,690 PEREGRINE INVESTMENTS HLDGS LTD 6682930 119 59,000 X 2 59,000 HKD$0.60 * NUVEEN MUNI BD FD CL R 67065Q400 216 23,348 X 2 23,348 OCCIDENTAL PETE CORP COM 674599105 246 4,400 X 2 4,300 100 OLD SECOND BANCORP INC ILL COM 680277100 354 12,652 X 2 12,652 OLD SECOND BANCORP INC ILL COM 680277100 149 5,334 X X 2 5,334 OMNICOM GROUP INC COM 681919106 1,405 19,228 X 2 18,788 175 265 OMNICOM GROUP INC COM 681919106 230 3,150 X X 2 2,625 525 ORACLE CORP COM 68389X105 118 10,500 X 2 6,600 3,900 OSHKOSH B GOSH INC CL A 688222207 900 44,564 X 2 44,564 OSHKOSH B GOSH INC CL A 688222207 165 8,160 X X 2 8,160 OSHKOSH B GOSH INC CL B 688222306 106 10,606 X 2 10,606 ------ COLUMN TOTALS 29,032
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 15 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) OSHKOSH TRUCK CORP CL B 688239201 6,782 118,859 X 2 118,209 100 550 OSHKOSH TRUCK CORP CL B 688239201 126 2,200 X X 2 400 1,800 * PIMCO FDS PAC INVT MGMT SER 693390841 3,613 371,311 X 2 344,854 26,457 HIGH YIELD FD * PIMCO FDS PAC INVT MGMT SER 693390841 480 49,312 X X 2 9,595 39,717 HIGH YIELD FD * PIMCO REAL RETURN BOND FD INSTL CL 693391104 6,393 551,838 X 2 551,506 332 * PIMCO REAL RETURN BOND FD INSTL CL 693391104 65 5,604 X X 2 1,096 4,508 PAYCHEX INC COM 704326107 2,630 87,220 X 2 86,905 315 PAYCHEX INC COM 704326107 17 575 X X 2 325 250 PENTAIR INDS INC COM 709631105 1,522 43,596 X 2 43,596 PENTAIR INDS INC COM 709631105 440 12,600 X X 2 12,600 PEPSICO INC COM 713448108 16,122 331,402 X 2 314,387 850 16,165 PEPSICO INC COM 713448108 1,159 23,828 X X 2 19,528 4,300 PETSMART INC COM 716768106 241 8,500 X 2 8,500 PFIZER INC COM 717081103 25,446 831,561 X 2 795,573 3,090 32,898 PFIZER INC COM 717081103 2,441 79,785 X X 2 50,660 13,275 15,850 PHELPS DODGE CORP COM 717265102 2,927 31,805 X 2 31,715 90 PHELPS DODGE CORP COM 717265102 13 140 X X 2 140 PITNEY BOWES INC COM 724479100 455 10,311 X 2 10,311 PLEXUS CORP COM 729132100 2,231 202,081 X 2 113,581 88,500 PLUM CREEK TIMBER CO INC COM 729251108 7,767 221,724 X 2 216,649 650 4,425 PLUM CREEK TIMBER CO INC COM 729251108 276 7,875 X X 2 4,090 2,685 1,100 PRECISION CASTPARTS CORP COM 740189105 198 3,300 X 2 3,300 PRECISION CASTPARTS CORP COM 740189105 329 5,482 X X 2 5,482 T ROWE PRICE GROUP INC COM 74144T108 2,849 55,925 X 2 55,810 115 T ROWE PRICE GROUP INC COM 74144T108 38 750 X X 2 300 450 ------ COLUMN TOTALS 84,560
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 16 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PROCTER & GAMBLE CO COM 742718109 26,972 498,382 X 2 465,822 1,100 31,460 PROCTER & GAMBLE CO COM 742718109 1,589 29,360 X X 2 14,420 14,740 200 QUALCOMM INC COM 747525103 397 10,170 X 2 10,170 ROCKWELL AUTOMATION INC COM 773903109 3,243 83,794 X 2 83,794 ROCKWELL AUTOMATION INC COM 773903109 102 2,645 X X 2 2,300 345 ROYAL DUTCH PETROLEUM CO COM 780257804 1,520 29,458 X 2 29,458 ROYAL DUTCH PETROLEUM CO COM 780257804 18 350 X X 2 350 * RYDEX JUNO FD INV CL 783554702 756 38,681 X 2 38,681 * RYDEX JUNO FD INV CL 783554702 18 903 X X 2 903 SBC COMMUNICATIONS INC COM 78387G103 4,222 162,708 X 2 161,219 1,489 SBC COMMUNICATIONS INC COM 78387G103 367 14,140 X X 2 10,556 3,249 335 SLM CORP COM 78442P106 1,921 43,061 X 2 43,061 SPDR TR UNIT SER 1 78462F103 8,139 72,830 X 2 72,760 70 SPDR TR UNIT SER 1 78462F103 222 1,983 X X 2 280 1,703 ST JUDE MEDICAL INC COM 790849103 245 3,250 X 2 3,250 SARA LEE CORP NEW COM 803111103 4,135 180,897 X 2 172,972 2,400 5,525 SARA LEE CORP NEW COM 803111103 59 2,600 X X 2 2,400 200 SCHERING PLOUGH CORP COM 806605101 1,185 62,149 X 2 58,749 3,400 SCHERING PLOUGH CORP COM 806605101 146 7,675 X X 2 6,675 1,000 SCHLUMBERGER LTD COM 806857108 15,097 224,297 X 2 223,127 1,170 SCHLUMBERGER LTD COM 806857108 308 4,575 X X 2 3,150 1,225 200 SCHWAB CHARLES CORP COM 808513105 97 10,600 X 2 10,600 SCHWAB CHARLES CORP COM 808513105 6 650 X X 2 650 SCHWEITZER-MAUDUIT INTL INC COM 808541106 2,256 69,624 X 2 39,409 224 29,991 SCHWEITZER-MAUDUIT INTL INC COM 808541106 34 1,044 X X 2 44 1,000 ------ COLUMN TOTALS 73,054
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 17 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SEALED AIR CORP NEW COM 81211K100 232 5,000 X 2 5,000 SEALED AIR CORP NEW COM 81211K100 164 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 207 5,186 X 2 2,534 428 2,224 SEARS ROEBUCK & CO COM 812387108 2 50 X X 2 50 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1,814 65,834 X 2 64,484 1,350 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 26 930 X X 2 930 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 866 30,070 X 2 29,975 95 SELECT SECTOR SPDR TR HEALTHCARE 81369Y209 15 520 X X 2 520 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 778 35,940 X 2 35,815 125 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 19 875 X X 2 875 SELECT SECTOR SPDR TR 81369Y407 924 29,625 X 2 29,565 60 CONSUMER DISCRETIONARY SECTOR SELECT SECTOR SPDR TR 81369Y407 7 235 X X 2 235 CONSUMER DISCRETIONARY SECTOR SELECT SECTOR SPDR TRUST ENERGY 81369Y506 2,449 70,115 X 2 69,890 225 SELECT SECTOR SPDR TRUST ENERGY 81369Y506 52 1,495 X X 2 1,495 SELECT SECTOR SPDR TRUST FINANCE 81369Y605 2,358 82,850 X 2 82,530 320 SELECT SECTOR SPDR TRUST FINANCE 81369Y605 37 1,305 X X 2 1,305 SELECT SECTOR SPDR TR 81369Y704 1,678 59,115 X 2 58,915 200 INDUSTRIAL SECTOR SELECT SECTOR SPDR TR 81369Y704 21 725 X X 2 725 INDUSTRIAL SECTOR SECTOR SPDR TR SBI TECHNOLOGY 81369Y803 1,048 54,835 X 2 48,835 6,000 SMITH INTL INC COM 832110100 1,116 18,380 X 2 18,170 210 SMITH INTL INC COM 832110100 12 200 X X 2 200 SNAP-ON INC COM 833034101 225 8,162 X 2 8,162 SOUTHERN CO COM 842587107 3,767 125,639 X 2 122,139 1,600 1,900 SOUTHERN CO COM 842587107 129 4,300 X X 2 2,900 700 700 SPRINT CORP (FON GROUP) COM 852061100 220 10,950 X 2 10,950 ------ COLUMN TOTALS 18,166
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 18 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) STAPLES INC COM 855030102 3,283 110,105 X 2 108,635 1,470 STAPLES INC COM 855030102 37 1,235 X X 2 895 340 STATE STREET CORP COM 857477103 9,721 227,604 X 2 222,309 470 4,825 STATE STREET CORP COM 857477103 492 11,525 X X 2 9,550 1,975 STORAGE TECHNOLOGY CORP NEW COM 862111200 2,868 113,550 X 2 111,380 200 1,970 STORAGE TECHNOLOGY CORP NEW COM 862111200 124 4,925 X X 2 525 4,400 * STRONG ULTRA SHORT FD 863338109 230 24,841 X 2 24,841 * STRONG GOVERNMENT SECURITIES FD 863344107 131 12,051 X 2 12,051 SUN MICROSYSTEMS INC COM 866810104 102 25,203 X 2 25,203 SUN MICROSYSTEMS INC COM 866810104 6 1,600 X X 2 1,600 SUNGARD DATA SYS INC COM 867363103 5,975 251,385 X 2 248,910 2,475 SUNGARD DATA SYS INC COM 867363103 556 23,403 X X 2 20,203 1,200 2,000 SUPERVALU INC COM 868536103 1,059 38,446 X 2 34,296 4,150 SYMANTEC CORP COM 871503108 287 5,230 X 2 3,230 2,000 SYSCO CORP COM 871829107 9,408 314,438 X 2 311,668 2,770 SYSCO CORP COM 871829107 257 8,600 X X 2 6,700 1,900 TIAA-CREF SHORT TERM BOND FD 872447883 569 53,515 X 2 53,515 TJX COMPANIES INC COM NEW 872540109 1,600 72,580 X 2 71,305 500 775 TJX COMPANIES INC COM NEW 872540109 118 5,350 X X 2 2,400 2,950 TARGET CORP COM 87612E106 305 6,746 X 2 6,346 400 TARGET CORP COM 87612E106 104 2,300 X X 2 1,800 500 TEXAS INSTR INC COM 882508104 1,365 64,129 X 2 63,229 900 TEXAS INSTR INC COM 882508104 30 1,425 X X 2 600 500 325 3M COMPANY COM 88579Y101 7,923 99,079 X 2 79,917 75 19,087 3M COMPANY COM 88579Y101 676 8,450 X X 2 550 700 7,200 ------ COLUMN TOTALS 47,226
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 19 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TORONTO DOMINION BK ONTARIO CAN COM 891160509 368 10,130 X 2 10,130 TYCO INTL LTD NEW COM 902124106 161 5,240 X 2 5,240 TYCO INTL LTD NEW COM 902124106 41 1,352 X X 2 1,352 US BANCORP DEL NEW COM 902973304 6,125 211,934 X 2 203,729 615 7,590 US BANCORP DEL NEW COM 902973304 912 31,560 X X 2 20,261 1,450 9,849 U S I HLDGS COM 90333H101 137 10,000 X 2 10,000 UNITED FIRE & CASUALTY CO COM 910331107 401 7,000 X 2 7,000 UNITED TECHNOLOGIES CORP COM 913017109 730 7,817 X 2 7,817 UNITEDHEALTH GROUP INC COM 91324P102 12,049 163,393 X 2 160,641 1,027 1,725 UNITEDHEALTH GROUP INC COM 91324P102 369 5,000 X X 2 1,500 3,500 UNIVISION COMMUN INC CL A COM 914906102 231 7,300 X 2 7,300 * VAN KAMPEN SENIOR LOAN FD CL B 920914108 106 11,844 X 2 11,844 * VAN KAMPEN SENIOR LOAN FD CL B 920914108 13 1,499 X X 2 1,499 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 22,579 2,193,986 X 2 2,153,792 40,194 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 727 70,671 X X 2 45,473 25,198 * VANGUARD BD INDEX FD INC 921937207 217 21,287 X 2 21,287 SHORT TERM BD INDEX * VANGUARD TOTAL BOND INDEX FUND 921937603 5,560 540,346 X 2 540,346 ADMIRAL SHARES * VANGUARD TOTAL BOND INDEX FUND 921937603 177 17,207 X X 2 17,207 ADMIRAL SHARES * VANGUARD SHORT TERM BOND FUND 921937702 2,829 277,096 X 2 277,096 ADMIRAL CL * VANGUARD FIXED INCOME SEC FD 922031109 257 27,269 X X 2 27,269 INVT GRADE CORP * VANGUARD HIGH YIELD CORP PORTFOLIO 922031208 209 32,819 X 2 32,819 * VANGUARD GNMA FD 922031307 103 9,846 X 2 9,846 * VANGUARD GNMA FD 922031307 117 11,226 X X 2 4,844 6,382 * VANGUARD SHORT TERM CORP BOND FD 922031406 44,866 4,188,785 X 2 4,080,503 5,822 102,460 * VANGUARD SHORT TERM CORP BOND FD 922031406 1,798 167,904 X X 2 111,371 56,533 ------- COLUMN TOTALS 101,082
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 20 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) VANGUARD FIXED INCOME SECS F 922031760 398 62,529 X X 2 62,529 HIYLD CORP ADM * VANGUARD FIXED INCOME SEC FD 922031836 18,207 1,699,998 X 2 1,659,343 40,655 SHORT TERM CORP ADMIRAL SHARES * VANGUARD FIXED INCOME SEC FD 922031836 24 2,232 X X 2 2,232 SHORT TERM CORP ADMIRAL SHARES * VANGUARD MUNI BOND FD INC SHORT 922907100 1,037 66,124 X 2 66,124 TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 560 41,099 X 2 41,099 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 194 14,203 X X 2 14,203 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BD FD INC LTD TERM 922907704 960 87,567 X 2 82,881 4,686 PORTFOLIO * VANGUARD MUNI BOND FUND INC SHORT 922907803 663 42,274 X 2 42,274 TERM TAX EXEMPT ADMIRAL SHARES * VANGUARD MUNI BOND FUND INC 922907886 610 55,619 X 2 55,619 LMTD TERM TAX EXEMPT ADMIRAL SHARES VERIZON COMMUNICATIONS COM 92343V104 3,555 90,270 X 2 88,786 1,484 VERIZON COMMUNICATIONS COM 92343V104 136 3,449 X X 2 2,549 900 VIACOM INC CL B COM 925524308 6,671 198,784 X 2 197,674 1,110 VIACOM INC CL B COM 925524308 93 2,760 X X 2 1,360 1,400 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 5,464 226,649 X 2 224,984 1,665 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 50 2,055 X X 2 1,055 1,000 WPS RESOURCES CORP COM 92931B106 4,099 91,118 X 2 84,580 6,538 WPS RESOURCES CORP COM 92931B106 612 13,593 X X 2 6,513 7,080 WACHOVIA CORP NEW COM 929903102 754 16,050 X 2 16,050 WACHOVIA CORP NEW COM 929903102 460 9,792 X X 2 4,510 1,000 4,282 WAL MART STORES INC COM 931142103 7,519 141,329 X 2 139,179 450 1,700 WAL MART STORES INC COM 931142103 239 4,500 X X 2 3,650 850 WALGREEN CO COM 931422109 10,642 297,012 X 2 296,172 350 490 WALGREEN CO COM 931422109 1,055 29,440 X X 2 21,870 1,170 6,400 WASHINGTON MUTUAL INC COM 939322103 1,989 50,895 X 2 48,835 300 1,760 WASHINGTON MUTUAL INC COM 939322103 214 5,476 X X 2 2,941 2,250 285 ------ COLUMN TOTALS 66,205
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 09/30/04 PAGE 21 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WASTE MANAGEMENT INC NEW COM 94106L109 317 11,601 X 2 8,448 3,153 WASTE MANAGEMENT INC NEW COM 94106L109 115 4,205 X X 2 4,205 WAUSAU-MOSINEE PAPER CORP COM 943315101 1,234 74,099 X 2 2,225 71,874 WAUSAU-MOSINEE PAPER CORP COM 943315101 448 26,930 X X 2 23,041 3,889 WELLPOINT HEALTH NETWORKS NEW COM 94973H108 2,640 25,120 X 2 24,870 250 WELLPOINT HEALTH NETWORKS NEW COM 94973H108 100 950 X X 2 575 375 WELLS FARGO & CO NEW COM 949746101 13,289 222,853 X 2 174,322 1,230 47,301 WELLS FARGO & CO NEW COM 949746101 603 10,118 X X 2 6,593 3,525 WEYERHAEUSER CO COM 962166104 183 2,750 X 2 1,626 1,124 WEYERHAEUSER CO COM 962166104 536 8,058 X X 2 1,913 5,645 500 WISCONSIN ENERGY CORP COM 976657106 674 21,122 X 2 18,742 2,380 WISCONSIN ENERGY CORP COM 976657106 185 5,790 X X 2 4,500 1,290 WYETH COM 983024100 716 19,150 X 2 14,850 4,300 WYETH COM 983024100 10 267 X X 2 267 XANSER CORP COM 98389J103 110 44,650 X 2 44,650 YUM BRANDS INC COM 988498101 273 6,718 X 2 5,638 1,080 YUM BRANDS INC COM 988498101 29 720 X X 2 720 ZIMMER HLDGS INC COM 98956P102 10,281 130,081 X 2 125,046 5,035 ZIMMER HLDGS INC COM 98956P102 567 7,172 X X 2 2,758 4,414 ZORAN CORP COM 98975F101 1,152 73,310 X 2 70,610 750 1,950 ZORAN CORP COM 98975F101 66 4,200 X X 2 300 3,900 --------- COLUMN TOTALS 33,528 FINAL TOTALS 1,512,872
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