13F-HR 1 r13f1201.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended December 31, 2001 If Amended report check here: |_| ASSOCIATED BANC-CORP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 7th day of January, 2002. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association ------------------------- ------------ ---- ------------ SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 1 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMDOCS LTD ORD G02602103 1,897 55,850 X 2 54,850 1,000 GLOBALSANTAFE CORP ORD G3930E101 672 23,554 X 2 23,554 TRANSOCEAN SEDCO FOREX INC ORD G90078109 297 8,778 X 2 8,778 TRANSOCEAN SEDCO FOREX INC ORD G90078109 6 174 X X 2 174 XL CAPITAL LTD CL A COM G98255105 12,418 135,920 X 2 135,020 900 XL CAPITAL LTD CL A COM G98255105 33 365 X X 2 250 115 DECKNER MANOR APARTMENTS LIMITED MS0012935 243 4 X 2 4 PARTNERSHIP CHECK POINT SOFTWARE TECH LT ORD M22465104 9,347 234,320 X 2 232,435 330 1,555 CHECK POINT SOFTWARE TECH LT ORD M22465104 55 1,380 X X 2 1,005 375 FLEXTRONICS INTL LTD ORD Y2573F102 13,518 563,500 X 2 558,995 790 3,715 FLEXTRONICS INTL LTD ORD Y2573F102 64 2,660 X X 2 1,605 1,055 ADC TELECOMMUNICATIONS COM 000886101 838 182,100 X 2 182,100 ADC TELECOMMUNICATIONS COM 000886101 21 4,600 X X 2 4,600 AIM INVT SECS FDS LTD MATURITY 00142C201 787 75,782 X 2 75,782 TREAS PORTFOLIO SHS AOL TIME WARNER INC COM 00184A105 12,832 399,764 X 2 396,334 890 2,540 AOL TIME WARNER INC COM 00184A105 147 4,588 X X 2 1,940 2,648 ATI TECHNOLOGIES INC COM 001941103 293 23,100 X 2 23,100 AT&T CORP COM 001957109 1,680 92,587 X 2 91,420 1,167 AT&T CORP COM 001957109 57 3,115 X X 2 1,813 1,175 127 AT&T WIRELESS SERVICES INC COM 00209A106 138 9,574 X 2 8,167 1,407 AT&T WIRELESS SERVICES INC COM 00209A106 12 809 X X 2 583 185 41 ABBOTT LABS COM 002824100 5,243 94,042 X 2 90,142 3,900 ABBOTT LABS COM 002824100 323 5,797 X X 2 5,147 650 ABERCROMBIE & FITCH CO CL A COM 002896207 783 29,500 X 2 29,500 ABGENIX INC COM 00339B107 276 8,200 X 2 8,200 ------ COLUMN TOTALS 61,980
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 2 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ACCLAIM ENTERTAINMENT INC COM 004325205 278 52,510 X 2 52,510 ADVENT SOFTWARE INC COM 007974108 705 14,105 X 2 14,105 AIRGAS INC COM 009363102 290 19,190 X 2 19,190 ALBANY INTL CORP COM 012348108 394 18,154 X 2 18,154 ALBANY INTL CORP COM 012348108 15 702 X X 2 702 ALLETE INC COM 018522102 318 12,600 X 2 12,600 ALLETE INC COM 018522102 20 800 X X 2 800 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 3,356 69,450 X 2 67,450 2,000 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 128 2,650 X X 2 250 2,400 ALLIANT ENERGY CORP COM 018802108 491 16,188 X 2 14,688 1,500 ALLIANT ENERGY CORP COM 018802108 62 2,056 X X 2 1,956 100 PSB HLDGS INC COM 019432004 51 1,515 X 2 1,515 PSB HLDGS INC COM 019432004 155 4,640 X X 2 4,640 ALLSTATE CORP COM 020002101 508 15,077 X 2 9,605 1,348 4,124 ALLSTATE CORP COM 020002101 48 1,436 X X 2 1,436 ALLTEL CORP COM 020039103 236 3,822 X 2 3,822 AMEREN CORP COM 023608102 274 6,478 X 2 6,478 AMERICAN ELEC PWR INC COM 025537101 187 4,288 X 2 3,808 480 AMERICAN ELEC PWR INC COM 025537101 77 1,763 X X 2 281 1,482 AMERICAN EXPRESS CO COM 025816109 530 14,863 X 2 14,763 100 AMERICAN HOME PRODS CORP COM 026609107 1,449 23,616 X 2 15,716 7,900 AMERICAN HOME PRODS CORP COM 026609107 169 2,754 X X 2 2,754 AMERICAN INTL GROUP INC COM 026874107 32,612 410,735 X 2 403,259 480 6,996 AMERICAN INTL GROUP INC COM 026874107 837 10,536 X X 2 9,582 954 ANCHOR BANCORP WI INC COM 032839102 2,626 148,018 X 2 148,018 ------ COLUMN TOTALS 45,816
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ANCHOR BANCORP WI INC COM 032839102 38 2,134 X X 2 2,000 134 AON CORP COM 037389103 1,278 35,982 X 2 35,982 AON CORP COM 037389103 102 2,875 X X 2 1,862 1,013 APPLERA CORP-APPLIED BIO GROUP COM 038020103 609 15,500 X 2 15,500 AQUAGEN INTL INC COM 03838D103 20,000 X 2 20,000 ARACRUZ CELULOSE S A ADR SP REP 038496204 198 10,900 X 2 10,900 CL B ASCENTIAL SOFTWARE CORP COM 04362P108 41 10,000 X 2 10,000 ASSOCIATED BANC CORP COM 045487105 159,476 4,519,004 X 2 874,015 200 3,644,789 ASSOCIATED BANC CORP COM 045487105 8,640 244,841 X X 2 67,521 30,114 147,206 ASTORIA FINANCIAL CORP COM 046265104 1,722 65,080 X 2 65,080 AUTO DATA PROCESS COM 053015103 20,923 355,237 X 2 350,722 440 4,075 AUTO DATA PROCESS COM 053015103 504 8,555 X X 2 5,530 3,025 BJ SVCS CO COM 055482103 8,301 255,805 X 2 253,705 520 1,580 BJ SVCS CO COM 055482103 27 830 X X 2 625 205 BP PLC ADR 055622104 11,320 243,394 X 2 206,198 37,196 BP PLC ADR 055622104 963 20,716 X X 2 19,941 775 BAKER HUGHES INC COM 057224107 1,361 37,315 X 2 37,315 BANK OF AMERICA CORP COM 060505104 1,786 28,367 X 2 24,147 4,220 BANK OF AMERICA CORP COM 060505104 228 3,620 X X 2 3,620 MEYER INVESTMENTS LTD PARTNERSHIP 060778008 426 1,637 X 2 1,637 (COPY OF DOCUMENT ONLY) MEYER INVESTMENTS LTD PARTNERSHIP 060778008 121 464 X X 2 464 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI BANK OF NEW YORK INC COM 064057102 242 5,943 X 2 5,943 BANK ONE CORP COM 06423A103 2,127 54,470 X 2 42,870 11,600 BANK ONE CORP COM 06423A103 291 7,448 X X 2 7,248 200 ------- COLUMN TOTALS 221,480
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 4 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BANTA CORP COM 066821109 5,965 202,075 X 2 76,675 125,400 BANTA CORP COM 066821109 135 4,581 X X 2 2,795 113 1,673 BARR LABS INC COM 068306109 1,214 15,300 X 2 15,300 BAXTER INTL COM 071813109 162 3,028 X 2 1,804 1,224 BAXTER INTL COM 071813109 386 7,200 X X 2 7,200 BED BATH & BEYOND COM 075896100 955 28,160 X 2 28,160 BELLSOUTH CORP COM 079860102 3,016 79,053 X 2 78,853 200 BELLSOUTH CORP COM 079860102 344 9,028 X X 2 4,528 4,500 BEMIS INC COM 081437105 11,557 234,991 X 2 234,991 BEMIS INC COM 081437105 984 20,000 X X 2 20,000 BERKSHIRE HATHAWAY DEL CL A COM 084670108 302 4 X 2 4 BEST BUY CO INC COM 086516101 1,151 15,460 X 2 15,460 BIOMET INC COM 090613100 831 26,885 X 2 26,810 75 BIOMET INC COM 090613100 139 4,500 X X 2 4,500 BLOCK H & R INC COM 093671105 2,830 63,305 X 2 63,305 BLUE EMERALD RESOURCE INC COM 09547H103 24,000 X 2 24,000 BOEING CO COM 097023105 258 6,660 X 2 6,660 BRISTOL MYERS-SQUIBB CO COM 110122108 13,608 266,816 X 2 250,326 16,490 BRISTOL MYERS-SQUIBB CO COM 110122108 1,438 28,187 X X 2 3,255 23,732 1,200 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 6,512 196,610 X 2 195,780 430 400 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 41 1,240 X X 2 50 1,190 BURLINGTON RESOURCES COM 122014103 88 2,334 X 2 2,334 BURLINGTON RESOURCES COM 122014103 177 4,706 X X 2 4,706 CSX CORP COM 126408103 117 3,346 X 2 2,500 846 CSX CORP COM 126408103 114 3,246 X X 2 3,246 ------ COLUMN TOTALS 52,324
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CALPINE CORP COM 131347106 7,059 420,467 X 2 416,827 940 2,700 CALPINE CORP COM 131347106 170 10,130 X X 2 8,080 2,050 CAPITAL ONE FINL CORP COM 14040H105 1,028 19,056 X 2 19,056 CAPITAL ONE FINL CORP COM 14040H105 129 2,400 X X 2 2,400 CARDINAL HEALTH INC COM 14149Y108 17,967 277,871 X 2 275,350 670 1,851 CARDINAL HEALTH INC COM 14149Y108 218 3,375 X X 2 1,930 1,445 CATALINA MARKETING CORP COM 148867104 896 25,815 X 2 25,815 CATALINA MARKETING CORP COM 148867104 21 600 X X 2 600 CELGENE CORP COM 151020104 310 9,700 X 2 9,700 CENDANT CORP COM 151313103 28,188 1,437,460 X 2 1,429,310 1,280 6,870 CENDANT CORP COM 151313103 264 13,450 X X 2 6,050 7,400 CHARTER ONE FINANCIAL CORP COM 160903100 1,570 57,845 X 2 57,845 CHESAPEAKE CORP COM 165159104 1,256 45,170 X 2 45,170 CHEVRONTEXACO CORP COM 166764100 15,072 168,194 X 2 163,231 160 4,803 CHEVRONTEXACO CORP COM 166764100 394 4,399 X X 2 3,374 1,025 CHOICEPOINT INC COM 170388102 1,323 26,100 X 2 26,100 CIMA LABS INC COM 171796105 575 15,900 X 2 15,900 CISCO SYSTEMS INC COM 17275R102 4,970 274,433 X 2 265,758 8,675 CISCO SYSTEMS INC COM 17275R102 251 13,867 X X 2 6,475 7,092 300 CINTAS CORP COM 172908105 217 4,525 X 2 4,525 CITIGROUP INC COM 172967101 27,995 554,573 X 2 550,815 850 2,908 CITIGROUP INC COM 172967101 764 15,132 X X 2 10,374 4,758 CITIZENS BANKING CORP COM 174420109 1,847 56,180 X 2 56,180 CITRIX SYS INC COM 177376100 8,549 377,280 X 2 374,360 750 2,170 CITRIX SYS INC COM 177376100 80 3,510 X X 2 2,800 710 ------- COLUMN TOTALS 121,113
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CLOROX CO COM 189054109 2,951 74,602 X 2 74,602 CLOROX CO COM 189054109 825 20,857 X X 2 20,857 COCA COLA CO COM 191216100 4,788 101,559 X 2 99,659 1,900 COCA COLA CO COM 191216100 173 3,659 X X 2 1,248 2,411 COLGATE PALMOLIVE CO COM 194162103 5,756 99,667 X 2 96,917 2,750 COLGATE PALMOLIVE CO COM 194162103 1,067 18,483 X X 2 11,780 5,503 1,200 * COLUMBIA FIXED INCOME SECS FD 197643109 207 15,688 X 2 15,688 COMMERCE BANCORP INC N J COM 200519106 212 5,400 X 2 5,400 COMPUTER ASSOCIATES COM 204912109 2,461 71,353 X 2 71,153 200 CONCORD EFS INC COM 206197105 213 6,500 X 2 6,500 CONEXANT SYS INC COM 207142100 1,466 102,100 X 2 102,100 CONEXANT SYS INC COM 207142100 10 664 X X 2 664 CONSOLIDATED EDISON INC COM 209115104 236 5,850 X 2 3,650 2,200 CONSOLIDATED EDISON INC COM 209115104 76 1,880 X X 2 1,280 600 COUNTRY MAID FINANCIAL INC. 222356206 26 66,000 X 2 66,000 COM NEW CYMAT CORP COM 23256N102 38 10,000 X 2 10,000 DPL INC COM 233293109 213 8,837 X 2 8,162 675 DPL INC COM 233293109 7 280 X X 2 280 DANAHER CORP COM 235851102 2,637 43,725 X 2 43,725 DANAHER CORP COM 235851102 130 2,150 X X 2 1,950 200 DARDEN RESTAURANTS INC COM 237194105 509 14,378 X 2 14,378 DEAN FOODS CO NEW COM 242370104 2,775 40,682 X 2 40,682 DEAN FOODS CO NEW COM 242370104 407 5,964 X X 2 901 5,063 DELL COMPUTER COM 247025109 2,111 77,680 X 2 76,280 1,400 DELL COMPUTER COM 247025109 128 4,700 X X 2 4,700 ------ COLUMN TOTALS 29,422
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 7 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DELUXE CORP COM 248019101 1,377 33,122 X 2 33,122 DEVRY INC DEL COM 251893103 267 9,400 X 2 9,400 DIGITAL RIVER INC COM 25388B104 865 54,350 X 2 54,350 DISNEY WALT CO COM 254687106 2,504 120,861 X 2 117,060 3,801 DISNEY WALT CO COM 254687106 118 5,700 X X 2 3,900 1,800 DOLLAR GENERAL CORP COM 256669102 85 5,737 X 2 5,737 DOLLAR GENERAL CORP COM 256669102 111 7,445 X X 2 7,445 DOMINION RESOURCES INC NEW COM 25746U109 620 10,310 X 2 9,342 968 DOMINION RESOURCES INC NEW COM 25746U109 37 622 X X 2 500 122 DONNELLEY R R & SONS CO COM 257867101 356 11,990 X 2 11,990 DONNELLEY R R & SONS CO COM 257867101 36 1,200 X X 2 800 400 DOW CHEMICAL CO COM 260543103 1,708 50,576 X 2 50,576 DOW CHEMICAL CO COM 260543103 124 3,684 X X 2 600 2,400 684 DU PONT E I DE NEMOURS & CO COM 263534109 369 8,671 X 2 5,616 3,055 DU PONT E I DE NEMOURS & CO COM 263534109 26 600 X X 2 600 DUKE ENERGY CORP COM 264399106 3,493 88,981 X 2 88,481 500 DUKE ENERGY CORP COM 264399106 131 3,325 X X 2 2,925 400 DUN & BRADSTREET CORP DEL COM 26483E100 356 10,076 X 2 2,226 7,850 DUN & BRADSTREET CORP DEL COM 26483E100 76 2,150 X X 2 50 2,100 EMC CORP MASS COM 268648102 1,035 77,006 X 2 76,856 100 50 EMC CORP MASS COM 268648102 80 5,950 X X 2 4,600 1,350 ENSCO INTL INC COM 26874Q100 8,933 359,480 X 2 356,720 670 2,090 ENSCO INTL INC COM 26874Q100 49 1,990 X X 2 1,750 240 EASTMAN KODAK CO COM 277461109 307 10,438 X 2 10,438 EASTMAN KODAK CO COM 277461109 21 700 X X 2 400 300 ------ COLUMN TOTALS 23,084
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 8 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ECOLAB INC COM 278865100 217 5,400 X 2 5,400 EL PASO CORP COM 28336L109 16,163 362,318 X 2 359,928 540 1,850 EL PASO CORP COM 28336L109 211 4,730 X X 2 3,570 1,160 ELECTRONIC ARTS INC COM 285512109 211 3,525 X 2 3,525 ELECTRONIC DATA SYSTEMS CORP COM 285661104 232 3,380 X 2 3,380 ELECTRONIC DATA SYSTEMS CORP COM 285661104 41 600 X X 2 600 EMERSON ELEC CO COM 291011104 303 5,315 X 2 5,065 250 EMERSON ELEC CO COM 291011104 117 2,051 X X 2 651 1,400 ENCOMPASS SERVICES CORP COM 29255U104 92 31,646 X 2 31,646 ENTERASYS NETWORKS INC COM 293637104 727 82,200 X 2 82,200 EQUIFAX INC COM 294429105 171 7,080 X 2 7,080 EQUIFAX INC COM 294429105 48 2,000 X X 2 1,000 1,000 EXPEDITORS INTL WASH INC COM 302130109 240 4,220 X 2 4,220 EXXON MOBIL CORP COM 30231G102 34,921 888,581 X 2 853,878 5,592 29,111 EXXON MOBIL CORP COM 30231G102 2,551 64,919 X X 2 45,594 6,099 13,226 FEI CO COM 30241L109 255 8,100 X 2 8,100 FNB BANCSHARES INC IRON MTN MI COM 30252A901 421 11,536 X 2 11,536 FASTENAL COM 311900104 203 3,060 X 2 3,060 FASTENAL COM 311900104 13 200 X X 2 200 FEDERAL HOME LOAN MTG CORP COM 313400301 282 4,315 X 2 715 3,600 FEDERAL NATL MTG ASSN COM 313586109 34,856 438,438 X 2 429,168 690 8,580 FEDERAL NATL MTG ASSN COM 313586109 1,189 14,950 X X 2 7,740 7,210 * FEDERATED INCOME TRUST COM 314199100 250 24,122 X 2 24,122 FIDELITY SPARTAN MUNI INCOME FD 316089507 221 17,427 X X 2 17,427 * FIDELITY HIGH INCOME FD 316146406 205 25,230 X 2 25,230 ------ COLUMN TOTALS 94,140
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FIFTH THIRD BANCORP COM 316773100 1,529 24,929 X 2 24,929 FIFTH THIRD BANCORP COM 316773100 234 3,809 X X 2 3,809 FIRST FEDERAL CAPITAL CORP COM 319960100 177 11,249 X 2 11,249 FIRST OAK BROOK BANCSHS INC CL A COM 335847208 333 13,792 X 2 12,668 1,124 FISERV INC COM 337738108 1,237 29,220 X 2 29,220 FOREST LABS INC COM 345838106 1,393 16,995 X 2 16,995 FORTUNE BRANDS INC COM 349631101 2,526 63,795 X 2 63,795 FRANKLIN RESOURCES INC COM 354613101 1,038 29,422 X 2 29,172 250 FRANKLIN RESOURCES INC COM 354613101 148 4,200 X X 2 2,100 2,100 * FRANKLIN HIGH YLD TAX FREE INCOME 354723702 184 17,541 X 2 17,541 FD FRESH BRANDS INC COM 35803U108 341 16,563 X 2 16,563 GALLAGHER ARTHUR J & CO COM 363576109 552 16,000 X 2 16,000 GENERAL CREDIT CORP WARRANTS 369451117 20,000 X 2 20,000 EXP 04/25/2002 GENERAL ELEC CO COM 369604103 58,996 1,471,958 X 2 1,346,069 1,270 124,619 GENERAL ELEC CO COM 369604103 2,242 55,932 X X 2 26,572 24,360 5,000 GENERAL MOTORS CORP COM 370442105 366 7,530 X 2 5,959 1,571 GENERAL MOTORS CORP COM 370442105 5 100 X X 2 100 GENESIS MICROCHIP INC COM 371933102 840 12,700 X 2 12,700 GENZYME CORP COM 372917104 1,664 27,800 X 2 27,800 GILEAD SCIENCES INC COM 375558103 979 14,900 X 2 14,900 GILLETTE CO COM 375766102 249 7,468 X 2 7,468 GILLETTE CO COM 375766102 40 1,200 X X 2 1,200 GLATFELTER COM 377316104 1,216 78,080 X 2 65,930 12,150 GLATFELTER COM 377316104 28 1,776 X X 2 1,488 288 GLAXO SMITHKLINE NEW ADR 37733W105 4,841 97,167 X 2 94,757 2,410 ------ COLUMN TOTALS 81,158
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GLAXO SMITHKLINE NEW ADR 37733W105 297 5,955 X X 2 3,800 2,155 GRAINGER W W INC COM 384802104 560 11,664 X 2 11,664 GREY GLOBAL GROUP INC COM 39787M108 267 400 X 2 400 HARLEY DAVIDSON INC COM 412822108 3,028 55,759 X 2 54,609 1,150 HARLEY DAVIDSON INC COM 412822108 187 3,435 X X 2 2,910 525 HEINZ H J CO COM 423074103 473 11,500 X 2 9,375 2,125 HEINZ H J CO COM 423074103 68 1,650 X X 2 450 1,200 HEWLETT PACKARD CO COM 428236103 533 25,945 X 2 25,945 HEWLETT PACKARD CO COM 428236103 29 1,400 X X 2 1,400 HOME DEPOT INC COM 437076102 21,825 427,861 X 2 424,001 670 3,190 HOME DEPOT INC COM 437076102 408 8,005 X X 2 6,815 1,190 HONEYWELL INTL INC COM 438516106 170 5,040 X 2 870 4,170 HONEYWELL INTL INC COM 438516106 34 1,000 X X 2 1,000 HUBBELL INC CL A COM 443510102 285 10,158 X 2 9,358 800 HUBBELL INC CL A COM 443510102 67 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 286 9,728 X 2 9,508 220 HUBBELL INC CL B 443510201 20 664 X X 2 664 HUMAN GENOME SCIENCES INC COM 444903108 445 13,200 X 2 13,200 IDEC PHARMACEUTICALS CORP COM 449370105 1,644 23,850 X 2 23,850 IMS HEALTH INC COM 449934108 1,151 59,000 X 2 27,600 31,400 IMS HEALTH INC COM 449934108 176 9,000 X X 2 600 8,400 INTEL CORP COM 458140100 25,594 813,803 X 2 810,183 700 2,920 INTEL CORP COM 458140100 995 31,646 X X 2 17,180 14,066 400 INTERNATIONAL BUSINESS MACHS COM 459200101 18,398 152,101 X 2 148,525 3,576 INTERNATIONAL BUSINESS MACHS COM 459200101 447 3,699 X X 2 2,649 1,050 ------ COLUMN TOTALS 77,387
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 11 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) INTERNATIONAL PAPER CO COM 460146103 2,149 53,260 X 2 53,160 100 INTERPUBLIC GROUP COM 460690100 1,630 55,175 X 2 54,175 1,000 INTERPUBLIC GROUP COM 460690100 128 4,325 X X 2 700 3,625 INVITROGEN CORP COM 46185R100 663 10,700 X 2 10,700 JOHNSON & JOHNSON COM 478160104 16,904 286,029 X 2 276,854 630 8,545 JOHNSON & JOHNSON COM 478160104 894 15,119 X X 2 14,474 545 100 JOHNSON CONTROLS INC COM 478366107 236 2,926 X 2 2,926 KLA-TENCOR CORP COM 482480100 1,301 26,250 X 2 26,250 KIMBERLY CLARK CORP COM 494368103 201,242 3,365,244 X 2 2,415,153 39,820 910,271 KIMBERLY CLARK CORP COM 494368103 8,134 136,013 X X 2 81,014 13,037 41,962 KING PHARMACEUTICALS INC COM 495582108 25,521 605,775 X 2 601,264 1,053 3,458 KING PHARMACEUTICALS INC COM 495582108 232 5,504 X X 2 4,338 1,166 KOHLS CORP COM 500255104 13,712 194,665 X 2 193,285 340 1,040 KOHLS CORP COM 500255104 308 4,370 X X 2 2,655 1,715 LABORATORY CORP AMER HLDGS COM 50540R409 703 8,700 X 2 8,700 LEGG MASON INC COM 524901105 1,252 25,055 X 2 25,055 LEHMAN BROTHERS HLDGS INC COM 524908100 1,172 17,550 X 2 17,550 LIBERTY MEDIA CORP NEW COM SER A 530718105 2,185 156,050 X 2 156,050 LILLY ELI & CO COM 532457108 4,594 58,490 X 2 57,690 800 LILLY ELI & CO COM 532457108 225 2,860 X X 2 960 300 1,600 LINCARE HLDGS INC COM 532791100 856 29,865 X 2 29,865 LINEAR TECHNOLOGY CORP COM 535678106 612 15,675 X 2 15,575 100 LITTLEFIELD ADAMS & CO COM 537581100 15,518 X 2 15,518 LOWES COS INC COM 548661107 794 17,100 X 2 17,100 LUCENT TECHNOLOGIES INC COM 549463107 405 64,344 X 2 63,536 808 ---------- COLUMN TOTALS 285,852
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) LUCENT TECHNOLOGIES INC COM 549463107 5 832 X X 2 800 32 MAF BANCORP INC COM 55261R108 1,578 53,500 X 2 53,500 MBNA CORP COM 55262L100 1,104 31,357 X 2 31,357 MADISON GAS & ELEC CO COM 557497104 244 9,221 X 2 9,221 MADISON GAS & ELEC CO COM 557497104 49 1,838 X X 2 1,725 113 MANITOWOC CO INC COM 563571108 2,311 74,307 X 2 71,108 3,199 MANITOWOC CO INC COM 563571108 1,414 45,452 X X 2 42,459 2,993 MANPOWER INC COM 56418H100 236 7,000 X 2 7,000 MANULIFE FINL CORP COM 56501R106 287 10,994 X 2 10,994 MARSH & MC LENNAN COS INC COM 571748102 30,768 286,350 X 2 281,885 350 4,115 MARSH & MC LENNAN COS INC COM 571748102 1,019 9,482 X X 2 4,907 2,775 1,800 MARSHALL & ILSLEY CORP COM 571834100 10,835 171,231 X 2 171,131 100 MARSHALL & ILSLEY CORP COM 571834100 2,917 46,097 X X 2 16,396 29,701 MATTEL INC COM 577081102 1,885 109,571 X 2 109,271 300 MATTEL INC COM 577081102 20 1,150 X X 2 1,150 MCDONALDS CORP COM 580135101 656 24,800 X 2 24,800 MCDONALDS CORP COM 580135101 48 1,808 X X 2 1,608 200 MCGRAW-HILL CO INC COM 580645109 598 9,800 X 2 8,800 1,000 MCGRAW-HILL CO INC COM 580645109 98 1,600 X X 2 1,200 400 MCMULLEN & PITZ CONSTRUCTION CO 581990900 2,093 235 X 2 235 MEDAREX INC COM 583916101 313 17,400 X 2 17,400 MEDIMMUNE INC COM 584699102 19,746 426,030 X 2 422,575 780 2,675 MEDIMMUNE INC COM 584699102 139 2,990 X X 2 1,875 1,115 MEDTRONIC INC COM 585055106 27,730 541,490 X 2 538,535 600 2,355 MEDTRONIC INC COM 585055106 1,584 30,935 X X 2 8,560 20,925 1,450 ------- COLUMN TOTALS 107,677
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MELLON FINANCIAL CORP COM 58551A108 2,402 63,850 X 2 63,850 MERCK & CO INC COM 589331107 15,235 259,091 X 2 253,791 5,300 MERCK & CO INC COM 589331107 1,352 23,000 X X 2 15,990 7,010 MERRILL LYNCH & CO INC COM 590188108 3,548 68,070 X 2 68,070 MERRILL LYNCH & CO INC COM 590188108 40 775 X X 2 300 475 MICROSOFT CORP COM 594918104 44,222 667,498 X 2 663,723 840 2,935 MICROSOFT CORP COM 594918104 813 12,270 X X 2 8,170 4,100 MICROCHIP TECHNOLOGY INC COM 595017104 1,311 33,835 X 2 33,835 MICRON TECHNOLOGY INC COM 595112103 1,305 42,099 X 2 42,099 MIDWAY GAMES INC COM 598148104 293 19,500 X 2 19,500 MILLENNIUM PHARMACEUTICALS COM 599902103 426 17,400 X 2 17,400 MINNESOTA MINING & MANUF CO COM 604059105 2,441 20,651 X 2 12,245 8,406 MINNESOTA MINING & MANUF CO COM 604059105 473 4,000 X X 2 400 3,600 MIRANT CORP COM 604675108 802 50,054 X 2 49,736 318 MIRANT CORP COM 604675108 82 5,140 X X 2 4,345 795 MOLEX INC COM 608554101 1,108 35,814 X 2 35,814 MOLEX INC COM 608554101 139 4,500 X X 2 4,500 MOLEX INC CL A 608554200 2,010 74,317 X 2 72,797 1,520 MOLEX INC CL A 608554200 36 1,324 X X 2 1,074 250 MONTOUR INC COM 614115194 478 358 X 2 358 MOODYS CORP COM 615369105 860 21,565 X 2 5,865 15,700 MOODYS CORP COM 615369105 171 4,300 X X 2 100 4,200 MORGAN STANLEY DEAN WITTER & CO COM 617446448 1,408 25,165 X 2 20,557 1,136 3,472 MORGAN STANLEY DEAN WITTER & CO COM 617446448 4 78 X X 2 78 MOTOROLA INC COM 620076109 322 21,432 X 2 21,432 ------ COLUMN TOTALS 81,281
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MOTOROLA INC COM 620076109 27 1,800 X X 2 1,800 NASDAQ 100 TR UNIT SER 1 COM 631100104 274 7,043 X 2 7,043 NATIONAL CITY CORP COM 635405103 1,108 37,887 X 2 36,433 1,454 NATIONAL CITY CORP COM 635405103 103 3,520 X X 2 2,360 1,160 NATIONAL COMM FINL CORP COM 63545P104 889 35,157 X 2 35,157 NATIONAL COMM FINL CORP COM 63545P104 30 1,200 X X 2 1,200 NESTLE S A SPONSORED ADR 641069406 1,228 23,300 X 2 22,700 600 NESTLE S A SPONSORED ADR 641069406 42 800 X X 2 800 NEW PLAN EXCEL RLTY TR INC COM 648053106 338 17,750 X 2 17,750 NEWELL RUBBERMAID INC COM 651229106 280 10,150 X 2 10,150 NEWELL RUBBERMAID INC COM 651229106 257 9,319 X X 2 9,319 NOKIA CORP ADR 654902204 17,303 705,399 X 2 700,354 1,130 3,915 NOKIA CORP ADR 654902204 254 10,350 X X 2 6,450 3,900 NOBLE DRILLING CORP COM 655042109 731 21,470 X 2 21,470 NOBLE DRILLING CORP COM 655042109 123 3,600 X X 2 3,600 NORTH FORK BANCORP COM 659424105 11,904 372,113 X 2 369,113 3,000 NORTH FORK BANCORP COM 659424105 361 11,295 X X 2 3,645 3,750 3,900 NORTHERN TRUST CORP COM 665859104 13,807 229,276 X 2 226,966 500 1,810 NORTHERN TRUST CORP COM 665859104 136 2,255 X X 2 1,870 385 NOVARTIS AG SPONS ADR 66987V109 205 5,625 X 2 5,625 * NUVEEN MUNI BD FD CL R 67065Q400 2,417 261,331 X 2 198,229 63,102 NVIDIA CORP COM 67066G104 1,652 24,700 X 2 24,700 OLD SECOND BANCORP INC ILL COM 680277100 283 7,188 X 2 7,188 OLD SECOND BANCORP INC ILL COM 680277100 79 2,000 X X 2 2,000 OMNICOM GROUP INC COM 681919106 25,431 284,620 X 2 282,820 420 1,380 ------ COLUMN TOTALS 79,262
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 15 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) OMNICOM GROUP INC COM 681919106 404 4,525 X X 2 3,435 1,090 ORACLE CORP COM 68389X105 9,706 702,857 X 2 689,632 1,950 11,275 ORACLE CORP COM 68389X105 124 8,990 X X 2 6,040 2,950 OSHKOSH B GOSH INC CL A 688222207 2,014 48,029 X 2 48,029 OSHKOSH B GOSH INC CL A 688222207 342 8,160 X X 2 8,160 OSHKOSH B GOSH INC CL B 688222306 280 10,756 X 2 10,756 OSHKOSH TRUCK CORP CL B 688239201 1,254 25,717 X 2 25,717 PARAMETRIC TECHNOLOGY CORP COM 699173100 369 47,275 X 2 47,275 PATTERSON DENTAL CO COM 703412106 252 6,165 X 2 6,165 PENTAIR INDS INC COM 709631105 270 7,386 X 2 7,386 PENTAIR INDS INC COM 709631105 230 6,300 X X 2 6,300 PEPSICO INC COM 713448108 31,678 650,606 X 2 633,236 850 16,520 PEPSICO INC COM 713448108 1,097 22,524 X X 2 17,529 4,995 PETROLEO BRASILEIRO SA SPONS ADR 71654V101 368 16,575 X 2 16,575 PETSMART INC COM 716768106 108 11,000 X 2 11,000 PFIZER INC COM 717081103 53,010 1,330,253 X 2 1,294,688 1,320 34,245 PFIZER INC COM 717081103 3,083 77,359 X X 2 38,580 23,779 15,000 PHARMACIA CORP COM 71713U102 1,270 29,773 X 2 28,738 1,035 PHILIP MORRIS COS INC COM 718154107 10,709 233,564 X 2 228,764 4,800 PHILIP MORRIS COS INC COM 718154107 1,332 29,062 X X 2 2,762 21,500 4,800 PHILLIPS PETE CO COM 718507106 404 6,700 X 2 6,700 PITNEY BOWES INC COM 724479100 177 4,700 X 2 4,700 PITNEY BOWES INC COM 724479100 301 8,000 X X 2 8,000 PLEXUS CORP COM 729132100 7,209 271,414 X 2 264,262 7,152 PLUM CREEK TIMBER CO INC COM 729251108 3,987 140,624 X 2 140,624 ------- COLUMN TOTALS 129,978
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 16 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PLUM CREEK TIMBER CO INC COM 729251108 86 3,044 X X 2 794 2,250 POORE BROS INC COM 732813100 28 11,000 X 2 11,000 PRECISION CASTPARTS CORP COM 740189105 140 4,950 X 2 4,950 PRECISION CASTPARTS CORP COM 740189105 155 5,482 X X 2 5,482 PRECISION DRILLING CORP CL A COM 74022D100 319 12,350 X 2 12,350 PROCTER & GAMBLE CO COM 742718109 14,371 181,605 X 2 166,845 100 14,660 PROCTER & GAMBLE CO COM 742718109 1,299 16,410 X X 2 8,910 7,500 QUALCOMM INC COM 747525103 229 4,530 X 2 4,330 200 QWEST COMMUNICATIONS INTL INC COM 749121109 743 52,562 X 2 50,431 2,131 QWEST COMMUNICATIONS INTL INC COM 749121109 45 3,173 X X 2 2,773 400 RBID COM INC COM 749283107 17,000 X 2 17,000 RELIANT ENERGY INC COM 75952J108 2,793 105,335 X 2 105,335 RELIANT ENERGY INC COM 75952J108 61 2,300 X X 2 1,700 600 REUTERS GROUP PLC SPONS ADR 76132M102 266 4,435 X 2 4,435 REUTERS GROUP PLC SPONS ADR 76132M102 5 87 X X 2 87 ROWAN COS INC COM 779382100 943 48,660 X 2 48,660 ROYAL DUTCH PETROLEUM CO COM 780257804 1,437 29,318 X 2 27,318 2,000 ROYAL DUTCH PETROLEUM CO COM 780257804 402 8,200 X X 2 8,200 SBC COMMUNICATIONS INC COM 78387G103 25,838 659,649 X 2 649,816 610 9,223 SBC COMMUNICATIONS INC COM 78387G103 835 21,327 X X 2 14,288 7,039 SEI INVT CO COM 784117103 214 4,750 X 2 4,750 SPDR TR UNIT SER 1 78462F103 1,418 12,407 X 2 12,407 SPDR TR UNIT SER 1 78462F103 23 200 X X 2 200 SALOMON BROS FD INC 795477108 172 13,847 X 2 2,200 11,647 SALOMON BROS FD INC 795477108 44 3,564 X X 2 3,564 ------ COLUMN TOTALS 51,866
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 17 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SANMINA-SCI CORP COM 800907107 736 37,000 X 2 37,000 SARA LEE CORP NEW COM 803111103 1,031 46,399 X 2 42,999 3,400 SARA LEE CORP NEW COM 803111103 53 2,400 X X 2 2,400 SCHERING PLOUGH CORP COM 806605101 20,220 564,649 X 2 558,684 730 5,235 SCHERING PLOUGH CORP COM 806605101 543 15,165 X X 2 10,890 3,275 1,000 SCHLUMBERGER LTD COM 806857108 3,955 71,982 X 2 71,982 SCHLUMBERGER LTD COM 806857108 345 6,285 X X 2 5,560 625 100 SCHOLASTIC CORP COM 807066105 232 4,600 X 2 4,600 SCHWAB CHARLES CORP COM 808513105 273 17,628 X 2 17,628 SCHWEITZER-MAUDUIT INTL INC COM 808541106 2,307 97,158 X 2 53,039 364 43,755 SCHWEITZER-MAUDUIT INTL INC COM 808541106 107 4,489 X X 2 3,484 5 1,000 * SCUDDER MANAGED MUNI BOND FD CL A 811170802 185 20,683 X 2 20,683 SEALED AIR CORP NEW COM 81211K100 163 4,000 X 2 4,000 SEALED AIR CORP NEW COM 81211K100 144 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 335 7,024 X 2 4,072 728 2,224 SEARS ROEBUCK & CO COM 812387108 2 50 X X 2 50 SICOR INC COM 825846108 832 53,050 X 2 53,050 SIEBEL SYS INC COM 826170102 599 21,400 X 2 21,200 200 SMITH INTL INC COM 832110100 493 9,200 X 2 9,200 SONIC FOUNDRY CO COM 83545R108 26 10,400 X 2 10,400 SOUTHERN CO COM 842587107 3,630 143,177 X 2 142,377 800 SOUTHERN CO COM 842587107 330 13,026 X X 2 11,026 2,000 SOUTHWEST AIRLINES CO COM 844741108 192 10,366 X 2 10,366 SPRINT CORP (FON GROUP) COM 852061100 416 20,701 X 2 20,701 SPRINT CORP (FON GROUP) COM 852061100 11 550 X X 2 550 ------ COLUMN TOTALS 37,160
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 18 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SPRINT CORP PCS GROUP SER 1 COM 852061506 242 9,917 X 2 9,917 STAKE TECHNOLOGY LTD COM 852559103 33 15,000 X 2 15,000 STATE STREET CORP COM 857477103 21,398 409,537 X 2 403,477 700 5,360 STATE STREET CORP COM 857477103 632 12,100 X X 2 7,230 4,870 STRYKER CORP COM 863667101 216 3,700 X 2 3,700 SUN MICROSYSTEMS INC COM 866810104 863 70,192 X 2 68,492 100 1,600 SUN MICROSYSTEMS INC COM 866810104 50 4,086 X X 2 400 3,686 SUNGARD DATA SYS INC COM 867363103 41,475 1,433,625 X 2 1,422,735 1,720 9,170 SUNGARD DATA SYS INC COM 867363103 793 27,416 X X 2 21,166 6,250 SUPERVALU INC COM 868536103 951 42,996 X 2 35,846 7,150 SYMANTEC CORP COM 871503108 235 3,545 X 2 1,545 2,000 SYNGENTA AG SPONS ADR 87160A100 270 25,450 X 2 25,450 SYSCO CORP COM 871829107 8,802 335,715 X 2 335,715 SYSCO CORP COM 871829107 638 24,340 X X 2 17,200 7,140 TJX COMPANIES INC COM NEW 872540109 945 23,700 X 2 23,700 TMP WORLDWIDE INC COM 872941109 757 17,650 X 2 17,650 TECHNE CORP COM 878377100 1,395 37,850 X 2 37,850 TELECOM BRASILEIRAS-TELEBRAS SPONS 879287308 408 10,200 X 2 10,200 ADR REP PF TEXAS INSTR INC COM 882508104 4,118 147,076 X 2 143,176 3,900 TEXAS INSTR INC COM 882508104 119 4,250 X X 2 2,250 2,000 THERMO ELECTRON CORP COM 883556102 248 10,387 X 2 10,387 TORONTO DOMINION BK ONTARIO CAN COM 891160509 290 11,256 X 2 7,006 4,250 U S 21ST CENTURY HLDG CO COM 90136Q100 37 11,700 X 2 11,700 TYCO INTL LTD NEW COM 902124106 37,983 644,880 X 2 640,675 960 3,245 TYCO INTL LTD NEW COM 902124106 568 9,642 X X 2 7,417 2,225 ------- COLUMN TOTALS 123,466
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 19 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) US BANCORP DEL NEW COM 902973304 5,835 278,798 X 2 270,593 615 7,590 US BANCORP DEL NEW COM 902973304 897 42,833 X X 2 30,410 2,574 9,849 USA EDUCATION INC COM 90390U102 1,665 19,819 X 2 19,819 UNILEVER PLC NEW SPONS ADR 904767704 290 8,714 X 2 8,714 UNION PAC CORP COM 907818108 198 3,467 X 2 2,667 800 UNION PAC CORP COM 907818108 141 2,466 X X 2 2,066 400 UNITED TECHNOLOGIES CORP COM 913017109 348 5,382 X 2 5,382 UNITEDHEALTH GROUP INC COM 91324P102 212 3,000 X 2 3,000 UTSTARCOM INC COM 918076100 299 10,500 X 2 10,500 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 19,312 1,904,316 X 2 1,901,990 2,326 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 303 29,889 X X 2 20,400 9,489 * VANGUARD SHORT TERM CORP BOND FD 922031406 16,035 1,481,761 X 2 1,475,287 6,474 * VANGUARD SHORT TERM CORP BOND FD 922031406 365 33,692 X X 2 28,672 5,020 * VANGUARD MUNI BOND FD INC SHORT 922907100 1,527 97,392 X 2 97,392 TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 264 19,857 X 2 19,857 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BOND FD INC 922907209 74 5,559 X X 2 5,559 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BD FD INC LTD TERM 922907704 511 47,116 X 2 47,116 PORTFOLIO VERIZON COMMUNICATIONS COM 92343V104 8,675 182,787 X 2 180,453 200 2,134 VERIZON COMMUNICATIONS COM 92343V104 218 4,592 X X 2 1,364 3,228 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 685 26,670 X 2 26,590 80 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 42 1,625 X X 2 625 1,000 WPS RESOURCES CORP COM 92931B106 19,319 528,562 X 2 89,160 439,402 WPS RESOURCES CORP COM 92931B106 478 13,069 X X 2 7,408 5,661 WACHOVIA CORP NEW COM 929903102 972 30,994 X 2 29,294 1,700 WACHOVIA CORP NEW COM 929903102 166 5,282 X X 2 1,000 4,282 ------ COLUMN TOTALS 78,831
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 20 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WAL MART STORES INC COM 931142103 23,604 410,150 X 2 407,240 660 2,250 WAL MART STORES INC COM 931142103 319 5,535 X X 2 3,835 1,700 WALGREEN CO COM 931422109 20,483 608,530 X 2 605,815 600 2,115 WALGREEN CO COM 931422109 921 27,360 X X 2 15,340 5,620 6,400 WASHINGTON MUTUAL INC COM 939322103 3,342 102,200 X 2 102,200 WASHINGTON MUTUAL INC COM 939322103 48 1,475 X X 2 900 575 WASTE MANAGEMENT INC NEW COM 94106L109 634 19,869 X 2 16,136 3,733 WASTE MANAGEMENT INC NEW COM 94106L109 134 4,205 X X 2 4,205 WATERS CORP COM 941848103 743 19,175 X 2 19,075 100 WAUSAU-MOSINEE PAPER CORP COM 943315101 886 73,253 X 2 4,414 68,839 WAUSAU-MOSINEE PAPER CORP COM 943315101 326 26,930 X X 2 23,041 3,889 WEBVAN GROUP INC COM 94845V103 33,430 X 2 33,430 WEINGARTEN REALTY INVESTORS SBI 948741103 228 4,750 X 2 4,450 300 WELLS FARGO & CO NEW COM 949746101 30,472 700,985 X 2 655,965 880 44,140 WELLS FARGO & CO NEW COM 949746101 608 13,996 X X 2 9,608 4,388 WEYERHAEUSER CO COM 962166104 213 3,936 X 2 1,322 2,614 WEYERHAEUSER CO COM 962166104 401 7,423 X X 2 1,913 5,010 500 WISCONSIN ENERGY CORP COM 976657106 788 34,948 X 2 30,948 4,000 WISCONSIN ENERGY CORP COM 976657106 120 5,325 X X 2 4,500 825 WOMENS GROWTH CAPITAL FUND I 979990991 167 100,000 X X 2 100,000 LIMITED PARTNERSHIP WOODWARD GOVERNOR CO COM 980745103 233 4,000 X 2 4,000 WORLDCOM INC WORLDCOM GROUP COM 98157D106 3,096 219,905 X 2 219,455 450 WORLDCOM INC WORLDCOM GROUP COM 98157D106 41 2,893 X X 2 1,318 1,575 XCEL ENERGY INC COM 98389B100 368 13,256 X 2 13,256 XCEL ENERGY INC COM 98389B100 101 3,654 X X 2 3,038 616 ------ COLUMN TOTALS 88,276
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/01 PAGE 21 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4- - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ZIMMER HLDGS INC COM 98956P102 695 22,773 X 2 21,653 1,120 ZIMMER HLDGS INC COM 98956P102 77 2,522 X X 2 305 2,097 120 ZORAN CORP COM 98975F101 617 18,900 X 2 18,900 ---------- COLUMN TOTALS 1,389 FINAL TOTALS 1,872,942