-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BMM0BMXyCbmRPQR88hl+jyDQY8HnzSqS9vnaGflMk10LhQiC0qD9hEHWRhdbFOdL H4t8GBrllN2YLosprocDrQ== 0000007789-01-500010.txt : 20010424 0000007789-01-500010.hdr.sgml : 20010424 ACCESSION NUMBER: 0000007789-01-500010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00967 FILM NUMBER: 1607129 BUSINESS ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 9204917015 MAIL ADDRESS: STREET 1: 1200 HANSEN ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 13F-HR 1 r13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 2001 If Amended report check here: |_| ASSOCIATED BANC-CORP - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1200 Hansen Road Green Bay WI 54304 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Chief Administrative Officer, Brian R. Bodager (920) 491-7001 General Counsel and Corporate Secretary - -------------------------------------------------------------------------------- Name, Phone No. and Title of Person Duly Authorized to Submit This Report ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a) - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Green Bay and State of Wisconsin on the 20th day of April, 2001. Associated Banc-Corp -------------------------------------------- Name of Institutional Investment Manager /s/ Brian R. Bodager -------------------------------------------- Manual Signature of Person Duly Authorized to Submit This Report Name and 13F file numbers of ALL institutional investment managers with respect to which this schedule is filed (other than the one filing this report). (List in alphabetical order.) 13F file numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No. Name 13F File No. ---- ------------ ---- ------------ Associated Trust Company, National Association - ------------------------- ------------ ---- ------------
SAVSTMTS REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 1 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ACE LIMITED COM G0070K103 1,703 46,330 X 2 46,330 EVEREST RE GROUP LTD COM G3223R108 1,304 19,600 X 2 19,600 O2MICRO INTL LTD G6797E106 407 69,225 X 2 69,225 SALIX PHARMACEUTICALS INC COM G77770108 606 40,400 X 2 40,400 TRANSOCEAN SEDCO FOREX INC ORD G90078109 883 20,361 X 2 20,361 TRANSOCEAN SEDCO FOREX INC ORD G90078109 8 174 X X 2 174 20% INTEREST IN JUNEAU VILLAGE II MS0012786 740 1 X 2 1 LIMITED PARTNERSHIP DECKNER MANOR APARTMENTS LIMITED MS0012935 205 4 X 2 4 PARTNERSHIP CHECK POINT SOFTWARE TECH LT ORD M22465104 527 11,100 X 2 11,100 VERISITY LTD ORD M97385112 98 11,600 X 2 11,600 PANAMERICAN BEVERAGES INC CL A COM P74823108 1,323 75,400 X 2 75,400 FLEXTRONICS INTL LTD ORD Y2573F102 6,803 453,500 X 2 450,910 2,590 FLEXTRONICS INTL LTD ORD Y2573F102 16 1,055 X X 2 950 105 ADC TELECOMMUNICATIONS COM 000886101 3,231 380,158 X 2 379,558 600 ADC TELECOMMUNICATIONS COM 000886101 31 3,650 X X 2 3,650 AIM INVT SECS FDS LTD MATURITY 00142C201 879 86,104 X 2 86,104 TREAS PORTFOLIO SHS AOL TIME WARNER INC COM 00184A105 12,899 321,261 X 2 319,101 300 1,860 AOL TIME WARNER INC COM 00184A105 73 1,828 X X 2 660 1,168 AT&T CORP COM 001957109 2,596 121,873 X 2 120,928 100 845 AT&T CORP COM 001957109 97 4,540 X X 2 3,313 1,100 127 ASAT HLDGS LTD ADR 00208B105 296 74,000 X 2 74,000 ABBOTT LABS COM 002824100 20,305 430,292 X 2 420,602 9,690 ABBOTT LABS COM 002824100 330 6,992 X X 2 6,087 905 ACCREDO HEALTH INC COM 00437V104 619 18,937 X 2 18,937 SAFEWAY PLC 0049241 771 165,456 X 2 165,456 BRITISH ------ COLUMN TOTALS 56,750
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 2 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ADVANCED MICRO-DEVICES COM 007903107 878 33,100 X 2 33,100 AKAMAI TECHNOLOGIES INC COM 00971T101 498 58,100 X 2 58,100 ALBANY INTL CORP COM 012348108 347 18,864 X 2 18,864 ALBANY INTL CORP COM 012348108 13 702 X X 2 702 BRITISH AIRWAYS PLC ORD GBP 25 0129057 1,562 352,500 X 2 352,500 ALIGN TECHNOLOGY INC COM 016255101 277 38,275 X 2 38,275 CABLE & WIRELESS PLC ORD 0162557 1,296 192,822 X 2 192,822 GBP.25 NOVAR PLC ORD GBP. 2777 0176268 1,433 596,891 X 2 596,891 ALLETE COM 018522102 325 12,600 X 2 12,600 ALLETE COM 018522102 21 800 X X 2 800 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 4,530 109,950 X 2 107,950 2,000 ALLIANCE CAPITAL MGMT HLDG LP COM 01855A101 99 2,400 X X 2 2,400 ALLIANT ENERGY CORP COM 018802108 634 19,914 X 2 18,414 1,500 ALLIANT ENERGY CORP COM 018802108 62 1,956 X X 2 1,956 ALLSTATE CORP COM 020002101 551 13,137 X 2 13,137 ALLSTATE CORP COM 020002101 115 2,738 X X 2 2,738 ALLTEL CORP COM 020039103 447 8,515 X 2 8,515 ALZA CORP COM 022615108 3,167 78,200 X 2 78,200 AMEREN CORP COM 023608102 394 9,624 X 2 9,624 AMCORE FINANCIAL INC COM 023912108 372 18,412 X 2 18,412 AMCORE FINANCIAL INC COM 023912108 10 500 X X 2 500 AMERICAN ELEC PWR INC COM 025537101 220 4,680 X 2 4,200 480 AMERICAN ELEC PWR INC COM 025537101 81 1,713 X X 2 281 1,432 AMERICAN EXPRESS CO COM 025816109 675 16,355 X 2 16,255 100 BRITISH AEROSPACE PLC ORD 2.50P 0263494 964 217,520 X 2 217,520 BAE SYSTEMS PLC ------ COLUMN TOTALS 18,971
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 3 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMERICAN GENERAL CORP COM 026351106 405 10,600 X 2 1,000 9,600 AMERICAN HOME PRODS CORP COM 026609107 1,245 21,186 X 2 16,486 4,700 AMERICAN HOME PRODS CORP COM 026609107 49 834 X X 2 834 AMERICAN INTL GROUP INC COM 026874107 36,783 456,928 X 2 448,935 7,993 AMERICAN INTL GROUP INC COM 026874107 913 11,347 X X 2 10,463 884 AMERICAN MEDICAL SEC GRP INC COM 02744P101 150 24,000 X 2 24,000 THAMES WATER GROUP PLC ORD GBP.23 0293037 3,078 178,120 X 2 178,120 AMERIPATH INC COM 03071D109 2,285 111,125 X 2 111,125 AMSOUTH BANCORPORATION COM 032165102 667 39,675 X 2 39,675 AMSURG CORP CL B COM 03232P207 997 51,600 X 2 51,600 ANCHOR BANCORP WI INC COM 032839102 2,697 194,343 X 2 194,343 ANCHOR BANCORP WI INC COM 032839102 28 2,000 X X 2 2,000 AON CORP COM 037389103 1,210 34,094 X 2 34,094 AON CORP COM 037389103 108 3,037 X X 2 2,024 1,013 APPLERA CORP-APPLIED BIO GROUP COM 038020103 575 20,725 X 2 20,725 APPLIED DIGITAL SOLUTIONS INC COM 038188108 16 10,000 X 2 10,000 HANSON PLC 0408983 2,131 371,300 X 2 371,300 BRITISH ARTHROCARE CORP COM 043136100 162 11,575 X 2 11,575 ASSOCIATED BANC CORP COM 045487105 160,237 4,819,158 X 2 864,317 200 3,954,641 ASSOCIATED BANC CORP COM 045487105 8,159 245,398 X X 2 65,279 29,814 150,305 ASTORIA FINANCIAL CORP COM 046265104 2,450 45,850 X 2 45,850 LAIRD GROUP PLC ORD GBP .25 0500522 1,445 457,300 X 2 457,300 AUTO DATA PROCESS COM 053015103 19,653 361,411 X 2 356,201 500 4,710 AUTO DATA PROCESS COM 053015103 412 7,580 X X 2 4,950 2,630 FSC SECURITIES CORP BROKERAGE ACCT 053934006 254 1 X X 2 1 ------- COLUMN TOTALS 246,109
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 4 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AWARE INC MASS COM 05453N100 195 20,275 X 2 20,275 BP AMOCO P L C SPONS ADR 055622104 9,961 200,743 X 2 193,295 7,448 BP AMOCO P L C SPONS ADR 055622104 1,008 20,317 X X 2 19,617 700 MARKS & SPENCER PLC ORD 0565402 1,494 395,200 X 2 395,200 GBP 25 UNILEVER PLC ORD GBP .014 0574873 2,216 309,480 X 2 309,480 BANK OF AMERICA CORP COM 060505104 1,407 25,700 X 2 23,294 2,406 ANGLIAN GROUP PLC 6.25P 0607661 1,688 482,420 X 2 482,420 BRITISH MEYER INVESTMENTS LTD PARTNERSHIP 060778008 426 1,637 X 2 1,637 (COPY OF DOCUMENT ONLY) MEYER INVESTMENTS LTD PARTNERSHIP 060778008 121 464 X X 2 464 (COPY OF DOCUMENT ONLY) 91% INTEREST IN 70 WEST SHOPPING 060987005 756 1 X X 2 1 CENTER PARTNERSHIP MINOCQUA WI INTERNATIONAL POWER ORD 0632016 940 250,600 X 2 250,600 GBP 50 BANK ONE CORP COM 06423A103 1,732 47,862 X 2 39,968 7,894 BANK ONE CORP COM 06423A103 108 2,987 X X 2 2,987 BANTA CORP COM 066821109 6,559 270,480 X 2 135,480 135,000 BANTA CORP COM 066821109 108 4,468 X X 2 2,795 1,673 PENINSULAR & ORIENTAL STEAM 0680048 563 152,700 X 2 152,700 NAVIGATION CO ORD DFD GBP1 BARR LABS INC COM 068306109 1,000 17,500 X 2 17,500 BAXTER INTL COM 071813109 121 1,281 X 2 669 612 BAXTER INTL COM 071813109 377 4,000 X X 2 3,600 400 BED BATH & BEYOND COM 075896100 1,724 70,200 X 2 70,200 J SAINSBURY PLC ORD GBP.25 0767640 2,024 370,700 X 2 370,700 BELLSOUTH CORP COM 079860102 3,430 83,830 X 2 83,630 200 BELLSOUTH CORP COM 079860102 398 9,738 X X 2 5,578 4,160 SHELL TRANSPORT & TRADING CO PLC 0803414 1,586 204,700 X 2 204,700 ORD BRITISH INVENSYS PLC 0807041 811 427,095 X 2 427,095 BRITISH ------ COLUMN TOTALS 40,753
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 5 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BEMIS INC COM 081437105 8,318 251,363 X 2 251,363 BEMIS INC COM 081437105 662 20,000 X X 2 20,000 BERKSHIRE HATHAWAY DEL CL A COM 084670108 262 4 X 2 4 LLOYDS TSB GROUP PLC 0870612 1,533 156,320 X 2 156,320 ORD GBP.25 BIOMET INC COM 090613100 210 5,340 X 2 5,340 BIOMET INC COM 090613100 118 3,000 X X 2 3,000 BLOCK H & R INC COM 093671105 1,176 23,500 X 2 23,500 BLUE EMERALD RESOURCE INC COM 09547H103 2 24,000 X 2 24,000 INNOGY HOLDINGS PLC ORD 10P 0959403 674 250,600 X 2 250,600 BRITISH P & O PRINCESS CRUISES PLC 0963590 594 152,700 X 2 152,700 USD.5 BOTTOMLINE TECHNOLOGIES COM 101388106 164 22,525 X 2 22,525 BRISTOL MYERS-SQUIBB CO COM 110122108 20,471 344,628 X 2 329,278 500 14,850 BRISTOL MYERS-SQUIBB CO COM 110122108 1,708 28,748 X X 2 3,555 23,993 1,200 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 6,751 323,195 X 2 321,925 1,270 BROCADE COMMUNICATIONS SYSTEMS I COM 111621108 14 655 X X 2 480 175 BURLINGTON NORTHERN SANTA FE CORP 12189T104 338 11,114 X 2 11,114 COM BURLINGTON NORTHERN SANTA FE CORP 12189T104 44 1,450 X X 2 1,450 COM BURLINGTON RESOURCES COM 122014103 104 2,334 X 2 2,334 BURLINGTON RESOURCES COM 122014103 211 4,706 X X 2 4,706 C H ROBINSON WORLDWIDE INC COM 12541W100 553 20,200 X 2 20,200 CABOT MICROELECTRONICS CORP COM 12709P103 1,170 26,450 X 2 26,450 CALPINE CORP COM 131347106 27,329 496,260 X 2 493,685 100 2,475 CALPINE CORP COM 131347106 109 1,985 X X 2 1,460 525 CAMPBELL SOUP CO COM 134429109 172 5,759 X 2 5,759 CAMPBELL SOUP CO COM 134429109 62 2,080 X X 2 2,080 ------ COLUMN TOTALS 72,749
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 6 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CANADIAN NATL RAILWAY CO COM 136375102 461 12,250 X 2 12,250 CAPITAL ONE FINL CORP COM 14040H105 1,315 23,686 X 2 23,686 CAPITAL ONE FINL CORP COM 14040H105 133 2,400 X X 2 2,400 CARDINAL HEALTH INC COM 14149Y108 24,043 248,508 X 2 247,607 901 CARDINAL HEALTH INC COM 14149Y108 147 1,517 X X 2 420 1,097 CATALINA MARKETING CORP COM 148867104 1,384 42,485 X 2 42,485 CATALINA MARKETING CORP COM 148867104 20 600 X X 2 600 CENDANT CORP COM 151313103 7,111 487,360 X 2 487,360 CENDANT CORP COM 151313103 96 6,600 X X 2 600 6,000 CHARLES RIVER ASSOCIATES INC COM 159852102 598 57,675 X 2 57,675 CHARTER ONE FINANCIAL CORP COM 160903100 2,494 88,114 X 2 88,114 CHESAPEAKE CORP COM 165159104 1,134 48,969 X 2 48,969 CHEVRON CORP COM 166751107 533 6,073 X 2 6,073 CHEVRON CORP COM 166751107 153 1,740 X X 2 1,740 CHOICEPOINT INC COM 170388102 2,421 71,640 X 2 71,640 CHRIS CRAFT INDS COM 170520100 633 10,000 X 2 10,000 CIPHERGEN BIOSYSTEMS INC COM 17252Y104 164 37,025 X 2 37,025 CISCO SYSTEMS INC COM 17275R102 14,924 943,794 X 2 929,624 1,300 12,870 CISCO SYSTEMS INC COM 17275R102 358 22,667 X X 2 14,600 7,667 400 CITIGROUP INC COM 172967101 22,735 505,456 X 2 501,573 600 3,283 CITIGROUP INC COM 172967101 279 6,198 X X 2 1,126 5,072 CITIZENS BANKING CORP COM 174420109 1,868 69,979 X 2 69,979 CITIZENS BANKING CORP COM 174420109 219 8,221 X X 2 3,400 4,821 CLOROX CO COM 189054109 2,482 78,917 X 2 78,917 CLOROX CO COM 189054109 656 20,857 X X 2 20,857 ------ COLUMN TOTALS 86,361
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 7 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) COCA COLA CO COM 191216100 8,035 177,919 X 2 176,519 500 900 COCA COLA CO COM 191216100 311 6,884 X X 2 4,348 2,536 COGNIZANT TECHNOLOGY SOLUTIONS CORP 192446102 297 9,875 X 2 9,875 CL A COLGATE PALMOLIVE CO COM 194162103 8,881 160,719 X 2 159,919 800 COLGATE PALMOLIVE CO COM 194162103 1,056 19,104 X X 2 11,980 5,824 1,300 * COLUMBIA FIXED INCOME SECS FD 197643109 269 20,405 X 2 20,405 BARRICK GOLD CORP ORD NPV 2024644 2,039 142,700 X 2 142,700 CANADIAN ALFA SA DE CV ORD A MXN .05 2043423 585 390,300 X 2 390,300 MEXICAN COMPAQ COMPUTER COM 204493100 455 24,999 X 2 24,999 COMPUTER ASSOCIATES COM 204912109 1,770 65,088 X 2 64,888 200 COMPUTER NETWORK TECH CORP COM 204925101 270 24,310 X 2 24,310 CONAGRA FOODS INC COM 205887102 1,456 79,845 X 2 79,845 CONAGRA FOODS INC COM 205887102 13 700 X X 2 700 CONCORD EFS INC COM 206197105 616 15,225 X 2 15,225 NATIONAL BANK OF CANADA 2077303 1,270 71,980 X 2 71,980 ORD NPV CONSOLIDATED EDISON INC COM 209115104 222 5,975 X 2 3,775 2,200 CONSOLIDATED EDISON INC COM 209115104 70 1,880 X X 2 1,280 600 COPART INC COM 217204106 705 34,425 X 2 34,425 CORIXA CORP COM 21887F100 364 45,500 X 2 45,500 COUNTRY MAID FINANCIAL INC. 222356206 58 66,000 X 2 66,000 COM NEW CREE RESEARCH INC COM 225447101 463 30,900 X 2 30,900 CYMAT CORP COM 23256N102 48 10,000 X 2 10,000 DANAHER CORP COM 235851102 15,724 288,195 X 2 286,260 1,935 DANAHER CORP COM 235851102 44 815 X X 2 720 95 DEAN FOODS CO COM 242361103 4,649 137,307 X 2 137,307 ------ COLUMN TOTALS 49,670
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 8 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DEAN FOODS CO COM 242361103 479 14,150 X X 2 2,600 11,550 INDUSTRIAS PENOLES SA ORD MEXICAN 2448200 684 538,500 X 2 538,500 DELL COMPUTER COM 247025109 3,116 121,320 X 2 118,920 1,000 1,400 DELL COMPUTER COM 247025109 134 5,200 X X 2 4,700 500 DELUXE CORP COM 248019101 793 33,522 X 2 33,522 DEVRY INC DEL COM 251893103 326 10,850 X 2 10,850 DIAGEO PLC SPONS ADR NEW 25243Q205 336 8,300 X 2 8,300 DIEBOLD INC COM 253651103 408 14,860 X 2 14,860 DISNEY WALT CO COM 254687106 2,731 95,486 X 2 92,986 2,500 DISNEY WALT CO COM 254687106 116 4,050 X X 2 3,900 150 DOLLAR GENERAL CORP COM 256669102 117 5,737 X 2 5,737 DOLLAR GENERAL CORP COM 256669102 152 7,445 X X 2 7,445 DOLLAR TREE STORES INC COM 256747106 722 37,458 X 2 37,458 DOMINION RESOURCES INC NEW COM 25746U109 701 10,867 X 2 9,899 968 DOMINION RESOURCES INC NEW COM 25746U109 40 622 X X 2 500 122 DONNELLEY R R & SONS CO COM 257867101 314 11,990 X 2 11,990 DONNELLEY R R & SONS CO COM 257867101 31 1,200 X X 2 800 400 DOW CHEMICAL CO COM 260543103 1,247 39,500 X 2 39,500 DOW CHEMICAL CO COM 260543103 97 3,084 X X 2 900 1,500 684 DU PONT E I DE NEMOURS & CO COM 263534109 189 4,632 X 2 3,132 1,500 DU PONT E I DE NEMOURS & CO COM 263534109 24 600 X X 2 600 DUKE ENERGY CORP COM 264399106 2,965 69,376 X 2 68,876 500 DUKE ENERGY CORP COM 264399106 150 3,500 X X 2 3,100 400 DYNEGY INC NEW CL A COM 26816Q101 1,163 22,800 X 2 22,800 EMC CORP MASS COM 268648102 19,493 663,021 X 2 658,116 600 4,305 ------ COLUMN TOTALS 36,528
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 9 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) EMC CORP MASS COM 268648102 223 7,585 X X 2 5,960 1,625 EASTMAN CHEMICAL CO COM 277432100 383 7,785 X 2 7,785 EASTMAN CHEMICAL CO COM 277432100 30 600 X X 2 600 EASTMAN KODAK CO COM 277461109 572 14,338 X 2 14,338 ECOLAB INC COM 278865100 399 9,400 X 2 9,400 EFUNDS CORP COM 28224R101 327 16,995 X 2 16,995 EL PASO CORP COM 28336L109 269 4,112 X 2 4,112 EL PASO CORP COM 28336L109 13 200 X X 2 200 ELECTRONIC ARTS INC COM 285512109 267 4,925 X 2 4,925 ELECTRONIC DATA SYSTEMS CORP COM 285661104 191 3,419 X 2 3,419 ELECTRONIC DATA SYSTEMS CORP COM 285661104 43 770 X X 2 170 600 EMBRATEL PARTICIPACOES S A SPONS ADR 29081N100 748 80,400 X 2 80,400 EMERSON ELEC CO COM 291011104 216 3,490 X 2 3,240 250 EMERSON ELEC CO COM 291011104 127 2,051 X X 2 651 1,400 ENCOMPASS SERVICES CORP COM 29255U104 155 31,646 X 2 31,646 ENRON CORP COM 293561106 14,862 255,799 X 2 254,329 1,470 ENRON CORP COM 293561106 61 1,055 X X 2 800 255 EQUIFAX INC COM 294429105 312 9,980 X 2 9,980 EQUIFAX INC COM 294429105 31 1,000 X X 2 1,000 EXELON CORP COM 30161N101 205 3,123 X 2 3,123 EXELON CORP COM 30161N101 43 653 X X 2 601 52 EXPEDITORS INTL WASH INC COM 302130109 685 13,574 X 2 13,574 EXPRESS SCRIPTS INC CL A COM 302182100 1,582 18,250 X 2 18,250 EXTREME NETWORKS INC COM 30226D106 1,252 82,330 X 2 82,280 50 EXXON MOBIL CORP COM 30231G102 39,846 491,924 X 2 483,263 400 8,261 ------ COLUMN TOTALS 62,842
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 10 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) EXXON MOBIL CORP COM 30231G102 2,820 34,815 X X 2 23,165 5,037 6,613 FNB BANCSHARES INC IRON MTN MI COM 30252A901 385 12,741 X 2 12,741 F Y I INC COM 302712104 450 13,450 X 2 13,450 FACTORY 2-U INC COM 303072102 485 17,775 X 2 17,775 FACTSET RESEARCH SYS COM 303075105 587 19,425 X 2 19,425 FASTENAL COM 311900104 231 4,234 X 2 4,234 FEDERAL HOME LOAN MTG CORP COM 313400301 1,545 23,830 X 2 23,830 FEDERAL NATL MTG ASSN COM 313586109 33,742 423,893 X 2 417,518 500 5,875 FEDERAL NATL MTG ASSN COM 313586109 935 11,745 X X 2 5,170 6,575 * FEDERATED INCOME TRUST COM 314199100 607 58,775 X 2 58,775 F5 NETWORKS INC COM 315616102 90 16,800 X 2 16,800 * FIDELITY HIGH INCOME FD 316146406 401 42,038 X 2 42,038 FIFTH THIRD BANCORP COM 316773100 1,108 20,738 X 2 20,738 FIRST MIDWEST BANCORP COM 320867104 1,477 52,470 X 2 52,470 FIRST OAK BROOK BANCSHS INC CL A COM 335847208 847 43,588 X 2 43,588 FIRST SOURCE CORP COM 336901103 424 22,666 X 2 22,666 FIRST TENN NATL CORP COM 337162101 813 26,300 X 2 26,300 FIRST UNION CORP COM 337358105 292 8,854 X 2 8,854 FIRST UNION CORP COM 337358105 29 880 X X 2 880 FIRST VA BANKS INC COM 337477103 362 8,350 X 2 8,350 FISERV INC COM 337738108 1,406 31,426 X 2 31,426 FISERV INC COM 337738108 13 300 X X 2 300 FIRSTMERIT CORP COM 337915102 983 37,800 X 2 37,800 FORD MOTOR CO DEL COM NEW 345370860 338 12,014 X 2 12,014 FOREST LABS INC COM 345838106 1,919 32,400 X 2 32,400 ------ COLUMN TOTALS 52,289
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 11 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FORTUNE BRANDS INC COM 349631101 1,214 35,300 X 2 35,300 FORWARD AIR CORP COM 349853101 566 17,325 X 2 17,325 FRANKLIN RESOURCES INC COM 354613101 1,243 31,772 X 2 31,522 250 FRANKLIN RESOURCES INC COM 354613101 164 4,200 X X 2 2,100 2,100 * FRANKLIN HIGH YLD TAX FREE INCOME 354723702 225 21,314 X 2 21,314 FD FULTON FINL CORP PA COM 360271100 549 27,040 X 2 27,040 GENERAL CREDIT CORP WARRANTS 369451117 20,000 X 2 20,000 EXP 04/25/2002 GENERAL ELEC CO COM 369604103 62,716 1,498,232 X 2 1,431,411 1,050 65,771 GENERAL ELEC CO COM 369604103 2,244 53,603 X X 2 22,078 24,925 6,600 GENERAL MOTORS CORP COM 370442105 401 7,739 X 2 7,022 717 GENERAL MOTORS CORP COM 370442105 18 344 X X 2 344 GENZYME CORP COM 372917104 3,674 40,675 X 2 40,675 GETTY IMAGES INC COM 374276103 350 21,700 X 2 21,700 GILLETTE CO COM 375766102 601 19,275 X 2 19,275 GILLETTE CO COM 375766102 37 1,200 X X 2 1,200 GLATFELTER PH CO COM 377316104 1,678 131,740 X 2 117,040 14,700 GLATFELTER PH CO COM 377316104 23 1,776 X X 2 1,488 288 GLAXO SMITHKLINE NEW ADR 37733W105 5,172 98,882 X 2 96,472 2,410 GLAXO SMITHKLINE NEW ADR 37733W105 296 5,655 X X 2 3,500 2,155 GLOBAL INDS LTD COM 379336100 629 43,200 X 2 43,200 GLOBAL MARINE INC NEW COM 379352404 653 25,500 X 2 25,500 GRAINGER W W INC COM 384802104 642 18,964 X 2 18,964 GREY GLOBAL GROUP INC COM 39787M108 259 400 X 2 400 GULF CANADA RES LTD ORD 40218L305 522 95,200 X 2 95,200 AXA-UAP SA ORD FRF60 FRENCH 4026927 1,793 16,200 X 2 16,200 ------ COLUMN TOTALS 85,669
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 12 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ASSIDOMAEN AB ORD SEK20 4051576 2,139 106,170 X 2 106,170 SWEDISH HANOVER COMPRESSOR CO HLDG C COM 410768105 425 13,400 X 2 13,400 HARLEY DAVIDSON INC COM 412822108 3,536 93,164 X 2 91,264 700 1,200 HARLEY DAVIDSON INC COM 412822108 169 4,455 X X 2 3,510 945 HEALTH MGMT ASSOC INC NEW CL A COM 421933102 364 23,400 X 2 23,400 HEICO CORP CL A COM 422806208 310 23,425 X 2 23,425 HEINZ H J CO COM 423074103 877 21,825 X 2 20,825 1,000 HEINZ H J CO COM 423074103 66 1,650 X X 2 450 1,200 HEWLETT PACKARD CO COM 428236103 1,859 59,458 X 2 59,458 HEWLETT PACKARD CO COM 428236103 219 7,000 X X 2 5,800 1,200 HIBBETT SPORTING GOODS INC COM 428565105 485 17,325 X 2 17,325 EVN ENERGIE-VERSORGUNG ORD AUSTRIAN 4295374 884 30,474 X 2 30,474 BAYERISCHE HYPO-UND VEREINSBANK 4325419 1,708 31,601 X 2 31,601 AG NP HOME DEPOT INC COM 437076102 18,866 437,716 X 2 433,901 500 3,315 HOME DEPOT INC COM 437076102 267 6,185 X X 2 4,930 1,255 HORIZON BANCORP INDS COM 440407104 386 10,066 X 2 10,066 IBERDROLA SA ORD ESP 500 SPANISH 4424640 2,647 187,300 X 2 187,300 HUBBELL INC CL A COM 443510102 238 9,858 X 2 9,858 HUBBELL INC CL A COM 443510102 58 2,400 X X 2 2,400 HUBBELL INC CL B 443510201 270 11,604 X 2 11,604 HUBBELL INC CL B 443510201 15 664 X X 2 664 ENI SPA ORD 4436399 2,080 320,000 X 2 320,000 EUR1000 HUDSON CITY BANCORP INC COM 443683107 258 13,000 X 2 13,000 ICU MED INC COM 44930G107 1,334 38,125 X 2 38,125 IMS HEALTH INC COM 449934108 1,324 53,168 X 2 52,768 400 ------ COLUMN TOTALS 40,784
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 13 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) IMS HEALTH INC COM 449934108 239 9,600 X X 2 1,200 8,400 KEMIRA OY ORD FIM10 4513612 1,164 208,600 X 2 208,600 FINNISH ILEX ONCOLOGY INC COM 451923106 251 16,475 X 2 16,475 INFORMIX CORP COM 456779107 54 10,000 X 2 10,000 INKINE PHARMACEUTICAL INC COM 457214104 256 47,825 X 2 47,825 INTEGRATED CIRCUIT SYS INC COM 45811K208 626 39,100 X 2 39,100 INTEL CORP COM 458140100 25,411 965,740 X 2 960,775 925 4,040 INTEL CORP COM 458140100 960 36,494 X X 2 18,642 17,452 400 INTERCEPT GRP INC COM 45845L107 346 13,500 X 2 13,500 INTERNATIONAL BUSINESS MACHS COM 459200101 4,052 42,132 X 2 40,076 2,056 INTERNATIONAL BUSINESS MACHS COM 459200101 287 2,984 X X 2 2,424 560 INTERNATIONAL PAPER CO COM 460146103 794 22,015 X 2 21,915 100 INTERPUBLIC GROUP COM 460690100 5,520 160,687 X 2 158,587 1,100 1,000 INTERPUBLIC GROUP COM 460690100 577 16,805 X X 2 12,480 4,325 IRWIN FINANCIAL CORP COM 464119106 547 25,900 X 2 25,900 NORSK HYDRO A S ORD NOD20 4645805 1,226 30,000 X 2 30,000 NORWEGIAN I2 TECHNOLOGIES INC COM 465754109 391 26,938 X 2 26,938 JDS UNIPHASE CORP COM 46612J101 774 41,973 X 2 40,983 150 840 JDS UNIPHASE CORP COM 46612J101 8 460 X X 2 310 150 AVENTIS SA EUR 3.819 4736817 1,854 24,000 X 2 24,000 FRENCH MERCK KGAA ORD EUR NPV 4741844 1,450 38,450 X 2 38,450 JOHNSON & JOHNSON COM 478160104 1,276 14,583 X 2 13,283 1,300 JOHNSON & JOHNSON COM 478160104 839 9,592 X X 2 9,092 500 JUNIPER NETWORKS INC COM 48203R104 5,996 157,965 X 2 157,335 630 JUNIPER NETWORKS INC COM 48203R104 11 285 X X 2 255 30 ------ COLUMN TOTALS 54,909
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 14 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) KLA-TENCOR CORP COM 482480100 555 14,100 X 2 14,100 SWISS REINSURANCE CO ZURICH 4850029 1,870 930 X 2 930 SWISS TOTAL FINA ELF SA-B EUR10 SER B 4905413 1,214 8,996 X 2 8,996 FRENCH VOLVO AB ORD B SEK6 4937739 1,232 79,100 X 2 79,100 SWEDISH E. ON AG. TEILRECHT 4942904 2,229 46,960 X 2 46,960 EURO KIMBERLY CLARK CORP COM 494368103 185,705 2,737,799 X 2 2,558,350 40,000 139,449 KIMBERLY CLARK CORP COM 494368103 9,275 136,738 X X 2 83,739 11,037 41,962 KING PHARMACEUTICALS INC COM 495582108 19,588 480,680 X 2 478,200 2,480 KING PHARMACEUTICALS INC COM 495582108 65 1,595 X X 2 1,265 330 KNIGHT TRANSPORTATION INC COM 499064103 1,385 56,800 X 2 56,800 KOHLS CORP COM 500255104 10,661 172,811 X 2 171,921 890 KOHLS CORP COM 500255104 158 2,555 X X 2 1,450 1,105 KOREA TELECOM ADR 50063P103 814 35,050 X 2 35,050 KCI KONECRANES INTERNATIONAL PLC 5038824 1,889 71,640 X 2 71,640 ORD EUR8 INTL MUELLER ORD NV NLG 5 DUTCH 5051586 2,364 106,294 X 2 106,294 ING GROEP NV EUR 0.48 5058877 2,623 40,326 X 2 40,326 LAFAYETTE BANCORPORATION INC COM 505893107 184 13,055 X 2 13,055 BASF AG ORD NPV 5086577 937 23,800 X 2 23,800 EURO LAM RESEARCH CORP COM 512807108 397 16,700 X 2 16,700 AUTOLIV INC SDR 5247374 1,028 67,300 X 2 67,300 SWEDISH LEHMAN BROTHERS HLDGS INC COM 524908100 1,115 17,780 X 2 17,780 LILLY ELI & CO COM 532457108 5,581 72,808 X 2 72,008 800 LILLY ELI & CO COM 532457108 235 3,060 X X 2 1,060 400 1,600 LINCARE HLDGS INC COM 532791100 913 17,240 X 2 17,240 LINENS N THINGS INC COM 535679104 740 26,900 X 2 26,900 ------- COLUMN TOTALS 252,757
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 15 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) LITTLEFIELD ADAMS & CO COM 537581100 15,518 X 2 15,518 NORDEA AB EUR 0.39632 5380031 1,720 283,376 X 2 283,376 LOCKHEED MARTIN CORP COM 539830109 256 7,167 X 2 7,167 LONE STAR TECHNOLOGIES INC COM 542312103 586 13,700 X 2 13,700 AKZO NOBEL NV ORD EURS 5458314 1,751 42,430 X 2 42,430 EURO SAAB AB ORD B NPV 5469554 749 99,550 X 2 99,550 SWEDISH KRONA LUCENT TECHNOLOGIES INC COM 549463107 1,946 195,218 X 2 194,198 600 420 LUCENT TECHNOLOGIES INC COM 549463107 64 6,451 X X 2 4,426 2,025 VOLKSWAGEN AG 5497102 791 17,300 X 2 17,300 VOLKSWAGEN AG DM50 PFD 5497168 872 31,000 X 2 31,000 MAF BANCORP INC COM 55261R108 1,723 62,929 X 2 62,929 MBNA CORP COM 55262L100 1,034 31,250 X 2 31,250 MBNA CORP COM 55262L100 13 400 X X 2 400 MDU RESOURCES GRP INC COM 552690109 212 5,942 X 2 5,942 BANCA NAZIONALE DEL LAVORO SPA 5528604 1,814 581,300 X 2 581,300 ORD EUR1000 MADISON GAS & ELEC CO COM 557497104 283 12,114 X 2 12,114 MADISON GAS & ELEC CO COM 557497104 40 1,725 X X 2 1,725 MANITOWOC CO INC COM 563571108 3,075 124,001 X 2 120,402 3,599 MANITOWOC CO INC COM 563571108 1,451 58,493 X X 2 54,959 3,534 MANPOWER INC COM 56418H100 202 7,000 X 2 7,000 MANULIFE FINL CORP COM 56501R106 317 11,994 X 2 11,994 REPSOL YPF S.A. EUR1 5669354 2,033 115,260 X 2 115,260 WOLTERS KLUWER NV ORD CVA 5671519 2,609 104,176 X 2 104,176 EUR 12 MARINE DRILLING CO INC COM 568240204 562 21,100 X 2 21,100 METSO OYJ FIM10 5713422 2,117 238,433 X 2 238,433 FINNISH ------ COLUMN TOTALS 26,220
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 16 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MARSH & MC LENNAN COS INC COM 571748102 32,808 345,241 X 2 341,436 400 3,405 MARSH & MC LENNAN COS INC COM 571748102 895 9,417 X X 2 5,017 2,600 1,800 MARSHALL & ILSLEY CORP COM 571834100 12,367 234,180 X 2 234,080 100 MARSHALL & ILSLEY CORP COM 571834100 2,277 43,114 X X 2 18,021 25,093 MATTEL INC COM 577081102 1,419 80,000 X 2 79,700 300 MATTEL INC COM 577081102 20 1,150 X X 2 1,150 MAVERICK TUBE CORP COM 577914104 210 10,200 X 2 10,200 MCDONALDS CORP COM 580135101 842 31,700 X 2 31,700 MCDONALDS CORP COM 580135101 43 1,608 X X 2 1,608 MCGRAW-HILL CO INC COM 580645109 662 11,100 X 2 10,100 1,000 MCGRAW-HILL CO INC COM 580645109 95 1,600 X X 2 1,200 400 MCMULLEN & PITZ CONSTRUCTION CO 581990900 802 234 X 2 234 MEDIMMUNE INC COM 584699102 16,938 472,150 X 2 470,560 1,590 MEDIMMUNE INC COM 584699102 39 1,100 X X 2 950 150 MEDQUIST INC COM 584949101 229 10,575 X 2 10,575 MEDTRONIC INC COM 585055106 29,021 634,489 X 2 629,639 1,100 3,750 MEDTRONIC INC COM 585055106 1,403 30,670 X X 2 7,450 21,770 1,450 MELLON FINANCIAL CORP COM 58551A108 3,015 74,408 X 2 74,408 MENS WEARHOUSE INC COM 587118100 1,179 54,650 X 2 54,650 MERCANTILE BANKSHARES CORP COM 587405101 910 24,600 X 2 24,600 MERCK & CO INC COM 589331107 22,996 302,977 X 2 299,227 600 3,150 MERCK & CO INC COM 589331107 1,660 21,870 X X 2 15,290 6,580 MERRILL LYNCH & CO INC COM 590188108 1,646 29,720 X 2 29,720 METRIS COS INC COM 591598107 228 10,950 X 2 10,950 METROMEDIA INTL GROUP INC COM 591695101 48 15,416 X 2 15,416 ------- COLUMN TOTALS 131,752
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 17 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MICREL INC COM 594793101 370 13,250 X 2 13,250 MICROSOFT CORP COM 594918104 38,602 705,863 X 2 701,423 800 3,640 MICROSOFT CORP COM 594918104 483 8,840 X X 2 5,390 3,450 MICROCHIP TECHNOLOGY INC COM 595017104 1,802 71,200 X 2 71,200 ZURICH FINANCIAL SERVICES AG CHF10 5983816 1,613 4,910 X 2 4,910 MINNESOTA MINING & MANUF CO COM 604059105 1,731 16,663 X 2 13,857 2,806 MINNESOTA MINING & MANUF CO COM 604059105 395 3,800 X X 2 200 3,600 AUSTRALIA & NEW ZEALAND BANKING 6065586 1,770 263,345 X 2 263,345 GROUP LTD AUD MOLEX INC COM 608554101 1,668 47,276 X 2 47,276 MOLEX INC COM 608554101 168 4,750 X X 2 4,750 MOLEX INC CL A 608554200 3,464 124,561 X 2 123,041 1,520 MOLEX INC CL A 608554200 44 1,574 X X 2 1,074 500 BEST DENKI CO LTD ORD JPY50 6098184 315 73,100 X 2 73,100 MONTOUR INC COM 614115194 478 358 X 2 358 BHP LTD 6144690 1,470 153,806 X 2 153,806 AUD1 MOODYS CORP COM 615369105 177 6,415 X 2 6,215 200 MOODYS CORP COM 615369105 119 4,300 X X 2 100 4,200 HSBC HOLDINGS PLC $.5 6158163 1,196 101,350 X 2 101,350 HONG KONG MORGAN STANLEY DEAN WITTER & CO COM 617446448 1,138 21,267 X 2 21,267 MORGAN STANLEY DEAN WITTER & CO COM 617446448 61 1,136 X X 2 1,136 CHEUNG KONG HLDGS LTD ORD HONG KONG 6190273 1,579 150,700 X 2 150,700 MOTOROLA INC COM 620076109 535 37,483 X 2 37,483 MOTOROLA INC COM 620076109 26 1,800 X X 2 1,800 MYRIAD GENETICS INC COM 62855J104 822 20,275 X 2 20,275 NASDAQ 100 TR UNIT SER 1 COM 631100104 993 25,370 X 2 25,370 ------ COLUMN TOTALS 61,019
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 18 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NASDAQ 100 TR UNIT SER 1 COM 631100104 2 50 X X 2 50 NATIONAL CITY CORP COM 635405103 1,546 57,781 X 2 56,327 1,454 NATIONAL CITY CORP COM 635405103 155 5,800 X X 2 2,640 3,160 NATIONAL COMMERCE BANCORPORATION COM 635449101 4,174 168,217 X 2 168,217 NATIONAL COMMERCE BANCORPORATION COM 635449101 30 1,200 X X 2 1,200 NATIONAL DENTEX CORP COM 63563H109 928 42,075 X 2 42,075 FUJITSU LTD ORD JPY50 6356945 1,171 88,000 X 2 88,000 NATIONAL HEALTH INVESTORS INC COM 63633D104 479 41,200 X 2 41,200 NATIONAL-OILWELL INC COM 637071101 1,119 32,300 X 2 32,300 HANG LUNG DEVELOPMENT CO LTD ORD 6408352 788 905,800 X 2 905,800 HKD1 HONG KONG NESTLE S A SPONSORED ADR 641069406 1,310 12,500 X 2 12,200 300 NESTLE S A SPONSORED ADR 641069406 42 400 X X 2 400 NET2PHONE INC COM 64108N106 1,021 106,100 X 2 106,100 HONG KONG ELECTRIC HOLDINGS LTD ORD 6435327 2,155 600,400 X 2 600,400 HKD1 HONG KONG NEW PLAN EXCEL RLTY TR INC COM 648053106 524 32,775 X 2 32,775 KIKKOMAN CORP ORD 6490809 2,038 313,000 X 2 313,000 JPY50 LAOX CO LTD ORD JAPANESE 6505468 609 191,000 X 2 191,000 NEWELL RUBBERMAID INC COM 651229106 276 10,410 X 2 10,410 NEWELL RUBBERMAID INC COM 651229106 260 9,827 X X 2 9,827 99 CENTS ONLY STORES COM 65440K106 598 25,862 X 2 25,862 NISOURCE INC COM 65473P105 234 7,519 X 2 7,519 NISOURCE INC COM 65473P105 47 1,500 X X 2 1,500 NOKIA CORP ADR 654902204 17,128 713,685 X 2 709,335 4,350 NOKIA CORP ADR 654902204 185 7,715 X X 2 4,530 3,185 NOBLE DRILLING CORP COM 655042109 826 17,900 X 2 17,900 ------ COLUMN TOTALS 37,645
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 19 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NOBLE DRILLING CORP COM 655042109 166 3,600 X X 2 3,600 NORTEL NETWORKS CORP NEW COM 656568102 182 12,940 X 2 12,940 NORTEL NETWORKS CORP NEW COM 656568102 3 200 X X 2 200 NORTHFORK BANCORP COM 659424105 12,072 465,194 X 2 464,794 400 NORTHFORK BANCORP COM 659424105 323 12,445 X X 2 4,345 4,200 3,900 NEWS CORP LTD PFD AUD0.50 AUSTRALIAN 6620758 464 71,899 X 2 71,899 NIPPON TELEGRAPH & TELEPHONE CORP 6641373 1,914 300 X 2 300 ORD JPY50000 NOMURA SECURITIES CO LTD 6643108 2,530 141,000 X 2 141,000 ORD JPY50 NORTHERN TRUST CORP COM 665859104 14,575 233,200 X 2 231,580 1,620 NORTHERN TRUST CORP COM 665859104 52 825 X X 2 680 145 ONO PHARMACEUTICAL CO LTD 6660107 1,384 39,000 X 2 39,000 ORD JPY50 SEINO TRANSPORTATION CO LTD ORD 6793423 1,353 359,000 X 2 359,000 JPY50 OLD KENT FINL CORP COM 679833103 1,220 32,115 X 2 32,115 OLD KENT FINL CORP COM 679833103 196 5,147 X X 2 5,147 OLD SECOND BANCORP INC ILL COM 680277100 775 29,586 X 2 29,586 OLD SECOND BANCORP INC ILL COM 680277100 52 2,000 X X 2 2,000 OMNICOM GROUP INC COM 681919106 20,555 248,010 X 2 246,410 1,600 OMNICOM GROUP INC COM 681919106 90 1,085 X X 2 510 575 ON ASSIGNMENT INC COM 682159108 272 13,050 X 2 13,050 ONI SYS CORP COM 68273F103 599 30,700 X 2 30,700 OPENWAVE SYS INC COM 683718100 395 19,900 X 2 19,900 ORACLE CORP COM 68389X105 17,268 1,152,749 X 2 1,138,119 800 13,830 ORACLE CORP COM 68389X105 122 8,175 X X 2 5,510 2,665 O REILLY AUTOMOTIVE INC COM 686091109 1,703 85,425 X 2 85,425 SWIRE PACIFIC LTD ORD 6867748 852 137,600 X 2 137,600 HONG KONG SEDOL ------ COLUMN TOTALS 79,117
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 20 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SWIRE PACIFIC LTD ORD B HKD0.60 6867760 1,040 1,333,000 X 2 1,333,000 HONG KONG ORTHODONTIC CTRS AMERICA INC COM 68750P103 1,981 96,625 X 2 96,625 TELECOM CORP OF NEW ZEALAND LTD 6881436 196 84,000 X 2 84,000 ORD NZ NPV OSHKOSH B GOSH INC CL A 688222207 1,283 50,306 X 2 50,306 OSHKOSH B GOSH INC CL B 688222306 129 10,756 X 2 10,756 OSHKOSH TRUCK CORP CL B 688239201 885 24,917 X 2 24,917 PCD INC COM 69318P106 345 46,775 X 2 46,775 PARAMETRIC TECHNOLOGY CORP COM 699173100 114 12,575 X 2 12,575 PAYCHEX INC COM 704326107 211 5,701 X 2 5,701 PEC SOLUTIONS INC COM 705107100 636 66,900 X 2 66,900 PENTAIR INDS INC COM 709631105 188 7,386 X 2 7,386 PENTAIR INDS INC COM 709631105 161 6,300 X X 2 6,300 PEPSICO INC COM 713448108 34,058 774,931 X 2 766,895 1,000 7,036 PEPSICO INC COM 713448108 782 17,800 X X 2 12,375 5,425 PEREGRINE SYS INC COM 71366Q101 286 14,675 X 2 14,675 PERICOM SEMICONDUCTOR CORP COM 713831105 700 54,400 X 2 54,400 PETSMART INC COM 716768106 88 22,000 X 2 22,000 PFIZER INC COM 717081103 55,406 1,353,024 X 2 1,341,569 1,000 10,455 PFIZER INC COM 717081103 3,104 75,794 X X 2 37,440 23,354 15,000 PHARMACIA CORP COM 71713U102 1,228 24,375 X 2 24,375 PHILIP MORRIS COS INC COM 718154107 10,093 212,719 X 2 210,319 2,400 PHILIP MORRIS COS INC COM 718154107 2,811 59,248 X X 2 32,948 21,500 4,800 PHILIPPINE LONG DISTANCE TEL ADR 718252604 1,560 108,700 X 2 108,700 PHILLIPS PETE CO COM 718507106 405 7,363 X 2 7,363 PITNEY BOWES INC COM 724479100 314 9,022 X 2 9,022 ------- COLUMN TOTALS 118,004
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 21 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PITNEY BOWES INC COM 724479100 278 8,000 X X 2 8,000 PLEXUS CORP COM 729132100 8,215 320,588 X 2 313,436 7,152 POHANG IRON & STL LTD ADR 730450103 1,110 61,850 X 2 61,850 POLYCOM INC COM 73172K104 558 45,100 X 2 45,100 POORE BROS INC COM 732813100 34 11,000 X 2 11,000 POWERWAVE TECHNOLOGY INC COM 739363109 436 32,000 X 2 32,000 PRECISION CASTPARTS CORP COM 740189105 164 4,950 X 2 4,950 PRECISION CASTPARTS CORP COM 740189105 181 5,482 X X 2 5,482 PRIDE INTL INC COM 741932107 404 17,000 X 2 17,000 PRIORITY HEALTHCARE CORP CL B 74264T102 708 18,750 X 2 18,750 PROCTER & GAMBLE CO COM 742718109 10,715 171,170 X 2 168,186 100 2,884 PROCTER & GAMBLE CO COM 742718109 1,021 16,310 X X 2 8,910 7,400 PSI TECHNOLOGIES HLDGS INC SPONS ADR 74438Q109 291 42,275 X 2 42,275 QUAKER OATS CO COM 747402105 452 4,658 X 2 4,658 QUALCOMM INC COM 747525103 252 4,452 X 2 4,252 200 QUICKLOGIC CORP CDT COM 74837P108 309 55,600 X 2 55,600 QWEST COMMUNICATIONS INTL INC COM 749121109 13,114 374,140 X 2 371,311 2,829 QWEST COMMUNICATIONS INTL INC COM 749121109 84 2,393 X X 2 1,902 491 RBID COM INC COM 749283107 5 17,000 X 2 17,000 RMED INTL INC COM 74961F108 241 265,645 X 2 265,645 RSA SECURITY INC COM 749719100 426 17,250 X 2 17,250 RADIOSHACK CORP COM 750438103 1,225 33,400 X 2 33,400 RAYTHEON CORP NEW CL B COM 755111408 405 13,800 X 2 13,800 RELIANT ENERGY INC COM 75952J108 2,995 66,186 X 2 66,186 RELIANT ENERGY INC COM 75952J108 104 2,300 X X 2 1,700 600 ------ COLUMN TOTALS 43,727
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 22 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) RENT A CTR INC NEW COM 76009N100 467 10,175 X 2 10,175 REPSOL YPF S A SPONS ADR 76026T205 667 37,500 X 2 37,500 RESOURCES CONNECTION INC COM 76122Q105 347 15,675 X 2 15,675 REUTERS GROUP PLC SPONS ADR 76132M102 354 4,731 X 2 4,731 REUTERS GROUP PLC SPONS ADR 76132M102 7 87 X X 2 87 ROWAN COS INC COM 779382100 369 13,400 X 2 13,400 ROYAL DUTCH PETROLEUM CO COM 780257804 1,600 28,854 X 2 26,854 2,000 ROYAL DUTCH PETROLEUM CO COM 780257804 477 8,600 X X 2 8,600 RURAL CELLULAR CORP CL A COM 781904107 427 15,850 X 2 15,850 SBC COMMUNICATIONS INC COM 78387G103 27,956 626,405 X 2 616,027 600 9,778 SBC COMMUNICATIONS INC COM 78387G103 993 22,259 X X 2 15,606 6,653 SPDR TR UNIT SER 1 78462F103 13,106 112,315 X 2 112,315 SPDR TR UNIT SER 1 78462F103 23 200 X X 2 200 SPAR GROUP INC COM 784933103 45 45,346 X 2 45,346 ST FRANCIS CAPITAL CORP COM 789374105 433 23,560 X 2 23,560 SANMINA CORP COM 800907107 1,250 63,910 X 2 63,910 SARA LEE CORP NEW COM 803111103 994 46,068 X 2 45,868 200 SARA LEE CORP NEW COM 803111103 52 2,400 X X 2 2,400 SCHERING PLOUGH CORP COM 806605101 21,623 591,924 X 2 591,814 110 SCHERING PLOUGH CORP COM 806605101 559 15,315 X X 2 10,925 3,390 1,000 SCHLUMBERGER LTD COM 806857108 13,958 242,292 X 2 240,332 500 1,460 SCHLUMBERGER LTD COM 806857108 281 4,880 X X 2 4,720 60 100 SCHULTZ SAV-O STORES INC COM 808196109 227 18,563 X 2 18,563 SCHWAB CHARLES CORP COM 808513105 981 63,632 X 2 62,207 1,200 225 SCHWAB CHARLES CORP COM 808513105 29 1,850 X X 2 300 1,550 ---------- COLUMN TOTALS 87,225
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 23 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,016 57,590 X 2 56,075 424 1,091 SCHWEITZER-MAUDUIT INTL INC COM 808541106 79 4,484 X X 2 3,484 1,000 SCIENTIFIC ATLANTA INC COM 808655104 1,468 35,300 X 2 35,300 SEACOAST BANKING CORP FLORIDA CL A 811707108 221 7,613 X 2 7,613 SEALED AIR CORP NEW COM 81211K100 133 4,000 X 2 4,000 SEALED AIR CORP NEW COM 81211K100 118 3,530 X X 2 3,530 SEARS ROEBUCK & CO COM 812387108 187 5,295 X 2 5,295 SEARS ROEBUCK & CO COM 812387108 26 728 X X 2 728 SICOR INC COM 825846108 1,535 110,100 X 2 110,100 SIEBEL SYS INC COM 826170102 769 28,275 X 2 28,075 200 SIGMA ALDRICH CORP COM 826552101 362 7,559 X 2 7,559 SILICON VALLEY BANCSHARES COM 827064106 813 34,600 X 2 34,600 SONIC FOUNDRY CO COM 83545R108 16 10,600 X 2 10,400 200 SOUTHERN CO COM 842587107 1,516 43,200 X 2 43,200 SOUTHERN CO COM 842587107 489 13,926 X X 2 11,126 2,800 SOUTHTRUST CORP COM 844730101 1,634 35,706 X 2 35,706 SOUTHWEST AIRLINES CO COM 844741108 208 11,707 X 2 11,707 SPRINT CORP (FON GROUP) COM 852061100 549 24,956 X 2 24,956 SPRINT CORP (FON GROUP) COM 852061100 12 550 X X 2 550 SPRINT CORP PCS GROUP SER 1 COM 852061506 205 10,772 X 2 10,772 STAKE TECHNOLOGY LTD COM 852559103 24 15,000 X 2 15,000 STAPLES INC COM 855030102 324 21,778 X 2 20,578 1,200 STAPLES INC COM 855030102 40 2,700 X X 2 2,700 STATE STREET CORP COM 857477103 29,053 311,061 X 2 305,606 250 5,205 STATE STREET CORP COM 857477103 585 6,260 X X 2 3,940 2,320 ------ COLUMN TOTALS 41,382
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 24 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SUN MICROSYSTEMS INC COM 866810104 4,141 269,428 X 2 264,278 900 4,250 SUN MICROSYSTEMS INC COM 866810104 165 10,726 X X 2 5,690 5,036 SUNGARD DATA SYS INC COM 867363103 37,119 753,985 X 2 748,600 700 4,685 SUNGARD DATA SYS INC COM 867363103 601 12,198 X X 2 9,218 2,980 SUPERTEX INC COM 868532102 341 26,975 X 2 26,975 SUPERVALU INC COM 868536103 648 48,646 X 2 41,046 7,600 SUSQUEHANNA BANCSHS INC COM 869099101 314 17,450 X 2 17,450 SYMANTEC CORP COM 871503108 1,381 33,020 X 2 31,020 2,000 SYNGENTA AG SPONS ADR 87160A100 189 18,211 X 2 18,211 SYNOPSYS INC COM 871607107 459 9,775 X 2 9,775 SYSCO CORP COM 871829107 7,488 282,447 X 2 282,447 SYSCO CORP COM 871829107 603 22,740 X X 2 13,600 9,140 TCF FINANCIAL CORP COM 872275102 344 9,100 X 2 9,100 TECHNE CORP COM 878377100 842 32,225 X 2 32,225 TELEFONICA S A SPONSORED ADR 879382208 1,184 24,725 X 2 23,156 1,569 TELEFONOS DE MEXICO ADR REP ORD L 879403780 1,808 57,330 X 2 57,330 TELLABS INC COM 879664100 846 20,800 X 2 20,750 50 TEXACO INC COM 881694103 5,016 75,547 X 2 73,647 1,900 TEXACO INC COM 881694103 139 2,100 X X 2 1,100 1,000 TEXAS INSTR INC COM 882508104 7,756 250,354 X 2 242,254 700 7,400 TEXAS INSTR INC COM 882508104 201 6,500 X X 2 2,550 3,950 THERMO ELECTRON CORP COM 883556102 265 11,787 X 2 11,787 TIDEWATER INC COM 886423102 963 21,300 X 2 21,300 TRITON PCS HLDGS INC CL A COM 89677M106 324 9,725 X 2 9,725 U S 21ST CENTURY HLDG CO COM 90136Q100 34 11,700 X 2 11,700 ------ COLUMN TOTALS 73,171
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 25 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TYCO INTL LTD NEW COM 902124106 20,814 481,485 X 2 478,105 600 2,780 TYCO INTL LTD NEW COM 902124106 267 6,182 X X 2 5,812 370 US BANCORP DEL NEW COM 902973304 9,508 409,817 X 2 408,003 600 1,214 US BANCORP DEL NEW COM 902973304 1,068 46,030 X X 2 32,743 3,438 9,849 UBIQUITEL INC COM 903474302 306 53,150 X 2 53,150 USA EDUCATION INC COM 90390U102 1,796 24,721 X 2 24,721 UNILEVER PLC NEW SPONS ADR 904767704 587 20,239 X 2 20,239 UNITED STATES CELLULAR CORP COM 911684108 564 8,875 X 2 8,875 UNITED TECHNOLOGIES CORP COM 913017109 413 5,632 X 2 5,632 UNITEDHEALTH GROUP INC COM 91324P102 225 3,800 X 2 3,800 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 19,732 1,949,594 X 2 1,947,277 2,317 * VANGUARD TOTAL BD MARKET INDEX FD 921937108 342 33,766 X X 2 29,604 4,162 VANGUARD INTERMEDIATE TERM BD 921937306 104 10,178 X 2 10,178 INDEX FD * VANGUARD SHORT TERM CORP BOND FD 922031406 11,650 1,077,513 X 2 1,075,708 1,805 * VANGUARD SHORT TERM CORP BOND FD 922031406 323 29,850 X X 2 29,850 * VANGUARD MUNI BOND FD INC 922907209 309 23,021 X 2 23,021 INTERMEDIATE TERM PORTFOLIO * VANGUARD MUNI BOND FD INC INSD 922907605 242 19,129 X 2 19,129 LONG TERM PORTFOLIO VERITAS DGC INC COM 92343P107 639 20,000 X 2 20,000 VERIZON COMMUNICATIONS COM 92343V104 4,846 98,304 X 2 98,304 VERIZON COMMUNICATIONS COM 92343V104 174 3,523 X X 2 793 2,730 VERITAS SOFTWARE CO COM 923436109 1,043 22,555 X 2 22,555 VITESSE SEMICONDUCTOR CORP COM 928497106 962 40,385 X 2 40,385 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 742 27,339 X 2 27,339 VODAFONE GROUP PLC NEW SPONS ADR 92857W100 30 1,090 X X 2 625 465 WPS RESOURCES CORP COM 92931B106 2,530 74,143 X 2 63,978 10,165 ------ COLUMN TOTALS 79,216
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 26 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WPS RESOURCES CORP COM 92931B106 385 11,273 X X 2 5,862 5,411 WACHOVIA CORP COM 929771103 853 14,165 X 2 14,165 WACHOVIA CORP COM 929771103 133 2,201 X X 2 500 1,701 WAL MART STORES INC COM 931142103 22,966 454,768 X 2 451,018 500 3,250 WAL MART STORES INC COM 931142103 169 3,350 X X 2 2,525 825 WALGREEN CO COM 931422109 30,016 735,695 X 2 731,505 800 3,390 WALGREEN CO COM 931422109 1,332 32,655 X X 2 16,455 9,800 6,400 WASHINGTON MUTUAL INC COM 939322103 2,212 40,400 X 2 40,400 WASHINGTON MUTUAL INC COM 939322103 33 600 X X 2 600 WASTE MANAGEMENT INC NEW COM 94106L109 407 16,498 X 2 16,498 WASTE MANAGEMENT INC NEW COM 94106L109 104 4,205 X X 2 4,205 WAUSAU-MOSINEE PAPER CORP COM 943315101 135 10,413 X 2 10,413 WAUSAU-MOSINEE PAPER CORP COM 943315101 337 25,930 X X 2 22,041 3,889 WEBVAN GROUP INC COM 94845V103 5 33,430 X 2 33,430 WEINGARTEN REALTY INVESTORS SBI 948741103 252 5,950 X 2 5,950 WELLS FARGO & CO NEW COM 949746101 34,303 693,418 X 2 686,858 600 5,960 WELLS FARGO & CO NEW COM 949746101 531 10,739 X X 2 6,516 4,223 WEST CORP COM 952355105 311 13,900 X 2 13,900 WEYERHAEUSER CO COM 962166104 243 4,786 X 2 2,072 2,714 WEYERHAEUSER CO COM 962166104 374 7,358 X X 2 1,913 4,945 500 WHITEHALL JEWELLERS INC COM 965063100 550 70,650 X 2 70,650 WILMINGTON TR CORP COM 971807102 1,141 19,310 X 2 19,110 200 WISCONSIN ENERGY CORP COM 976657106 700 32,424 X 2 28,424 4,000 WISCONSIN ENERGY CORP COM 976657106 115 5,350 X X 2 4,750 600 WISCONSIN FUEL & LGT CO COM 976673103 14,663 266,592 X 2 17,900 248,692 ------- COLUMN TOTALS 112,270
REPORT PTR285 4A ASSOCIATED TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/01 PAGE 27 - ------------ITEM 1 AND 2---------------ITEM 3-------ITEM 4------ITEM 5------ITEM 6-------ITEM 7-----------------ITEM 8-------------- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WOMENS GROWTH CAPITAL FUND I 979990991 167 100,000 X X 2 100,000 LIMITED PARTNERSHIP WORLDCOM INC GA NEW COM 98157D106 26,446 1,415,146 X 2 1,404,706 1,300 9,140 WORLDCOM INC GA NEW COM 98157D106 150 8,008 X X 2 5,088 2,920 XCEL ENERGY INC COM 98389B100 437 14,524 X 2 14,524 XCEL ENERGY INC COM 98389B100 113 3,744 X X 2 3,302 442 ZAXIS INTL INC COM 98919P108 4 17,500 X 2 17,500 --------- COLUMN TOTALS 27,317 FINAL TOTALS 2,075,206
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