0001246360-13-001910.txt : 20130306 0001246360-13-001910.hdr.sgml : 20130306 20130306084219 ACCESSION NUMBER: 0001246360-13-001910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130306 DATE AS OF CHANGE: 20130306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGINSKI MICHAEL CENTRAL INDEX KEY: 0001175107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09735 FILM NUMBER: 13668202 MAIL ADDRESS: STREET 1: C/O BERRY PETROLEUM CO STREET 2: 5201 TRUXTUN AVE STE 300 CITY: BAKERSFIELD STATE: CA ZIP: 93309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERRY PETROLEUM CO CENTRAL INDEX KEY: 0000778438 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770079387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-999-4400 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80202 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-03-04 false 0000778438 BERRY PETROLEUM CO BRY 0001175107 DUGINSKI MICHAEL C/O BERRY PETROLEUM COMPANY 1999 BROADWAY, SUITE 3700 DENVER CO 80202 false true false false Exec. VP & COO Class A Common Stock 16505 I Held in 401(k) Plan Class A Common Stock 2013-03-04 4 M false 12231 46.05 A 47318 D Class A Common Stock 2013-03-04 4 M false 2947 45.8 A 50265 D Class A Common Stock 2013-03-04 4 S false 100 45.62 D 50165 D Class A Common Stock 2013-03-04 4 S false 192 45.622 D 49973 D Class A Common Stock 2013-03-04 4 S false 400 45.631 D 49573 D Class A Common Stock 2013-03-04 4 S false 260 45.634 D 49313 D Class A Common Stock 2013-03-05 4 S false 2721 46.511 D 46592 D Class A Common Stock 2013-03-05 4 S false 700 46.513 D 45892 D Class A Common Stock 2013-03-05 4 S false 300 46.514 D 45592 D Class A Common Stock 2013-03-05 4 S false 100 46.518 D 45492 D Class A Common Stock 2013-03-05 4 S false 300 46.5305 D 45192 D Class A Common Stock 2013-03-05 4 S false 1782 46.531 D 43410 D Class A Common Stock 2013-03-05 4 S false 100 46.534 D 43310 D Class A Common Stock 2013-03-05 4 S false 100 46.542 D 43210 D Nonstatutory Stock Option 12-05-03 9.97 2004-12-05 2013-12-05 Class A Common Stock 20000 20000 D Nonstatutory Stock Option 11-23-04 21.58 2005-11-23 2014-11-23 Class A Common Stock 70000 70000 D Nonstatutory Stock Option 12-15-05 30.645 2006-12-15 2015-12-15 Class A Common Stock 50000 50000 D Nonstatutory Stock Option 12-15-06 32.565 2007-12-15 2016-12-14 Class A Common Stock 56000 56000 D 2007 Restricted Stock Unit 0 2008-12-14 2017-12-13 Class A Common Stock 7224 7224 D NSO 2007 43.61 2008-12-14 2017-12-13 Class A Common Stock 36133 36133 D 2008 Restricted Stock Units 0 2009-12-12 2018-12-11 Class A Common Stock 56000 56000 D 2009 Restricted Stock Units 0 2010-12-11 2019-12-11 Class A Common Stock 42919 42919 D March 2011 Employee RSU Grant 0 2012-03-02 2021-03-02 Class A Common Stock 12887 12887 D Non-Statutory Stock Option 3-2-2011 - $48.50 48.5 2012-03-02 2021-03-02 Class A Common Stock 14790 14790 D Perf Based RSU 3-2-2011 0 2013-12-31 2021-03-02 Class A Common Stock 11275 11275 D Non Statutory Stock Option 3-2-12 53.02 2013-03-02 2022-03-02 Class A Common Stock 13914 13914 D Perf Based RSUs 3-2-12 0 2014-12-31 2022-03-02 Class A Common Stock 10314 10314 D March 4, 2013 Employee RSU Grant 0 2013-03-04 4 M false 27145 0 A 2014-03-04 2023-03-04 Class A Common Stock 27145 27145 D Perf Based RSUs 3-16-10 0 2013-03-04 4 M false 12231 46.05 D 2012-12-31 2012-12-31 Class A Common Stock 18776 6545 D Perf Based RSUs 3-16-10 0 2013-03-04 4 M false 6545 0 D 2012-12-31 2012-12-31 Class A Common Stock 18776 0 D March 2, 2012 Employee RSU Grant 0 2013-03-04 4 M false 2947 45.8 D 2013-03-02 2022-03-02 Class A Common Stock 11789 8842 D 1 for 1 Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election. Performance Shares issued pursuant to terms of Award Agreement under Rule 16b-3 Plan. Grant of Restricted Stock Unit (RSU) under the Company's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3(c). RSUs vest 25% per year from date of grant. Vested shares issued pursuant to Rule 16b-3 plan. Performance Shares cancelled in excess of shares issued under terms of Performance Share Plan. Kenneth A Olson under POA for Michael Duginski 2013-03-06