0001246360-13-000565.txt : 20130123 0001246360-13-000565.hdr.sgml : 20130123 20130123165009 ACCESSION NUMBER: 0001246360-13-000565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130123 FILED AS OF DATE: 20130123 DATE AS OF CHANGE: 20130123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUSCH RALPH B III CENTRAL INDEX KEY: 0001191741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09735 FILM NUMBER: 13543255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERRY PETROLEUM CO CENTRAL INDEX KEY: 0000778438 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770079387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-999-4400 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80202 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-01-23 false 0000778438 BERRY PETROLEUM CO BRY 0001191741 BUSCH RALPH B III C/O BERRY PETROLEUM COMPANY 1999 BROADWAY, SUITE 3700 DENVER CO 80202 true false false false Class A Common Stock 218911 D Class A Common Stock 123500 I As Co-Trustee of Union Bank Trust Shares Class A Common Stock 29425 I As Custodian for Minor Children Class A Common Stock 2013-01-23 5 J false 70000 0 A 76500 I Busch Family Foundation Class A Common Stock 2013-01-23 5 J false 70000 0 D 0 I As Co-Trustee of Charitable Trust Nonstatutory Stock Options 12-2-03 9.61 2003-12-02 2013-12-02 Class A Common Stock 10000 10000 D Nonstatutory Stock Options 12-2-04 21.77 2004-12-02 2014-12-02 Class A Common Stock 10000 10000 D Nonstatutory Stock Option 12-15-05 30.645 2005-12-15 2015-12-15 Class A Common Stock 10000 10000 D Phantom Stock Units 0 1988-08-08 1988-08-08 Class A Common Stock 47154 47154 D Nonstatutory Stock Option 12-15-06 32.565 2006-12-15 2016-12-14 Class A Common Stock 10000 10000 D 2007 Restricted Stock Unit 0 2008-01-01 2017-12-13 Class A Common Stock 792 792 D NSO 2007 43.61 2007-12-14 2017-12-13 Class A Common Stock 3956 3956 D March 2011 Director RSU 0 2011-03-02 2021-03-02 Class A Common Stock 2499 2499 D March 2 2012 Director RSU Grant 0 2012-03-02 2022-03-02 Class A Common Stock 2231 2231 D 1 for 1 Phantom Stock Units acquired under the Company's Non-Employee Director Deferred Compensation Plan in a transaction exempt under Rule 16b-3(c). Shares of Common Stock are issued under terms of the Plan upon resignation from the board of directors. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election. To report the transfer of shares from the Charitable Remainder Trust to the Busch Family Foundation. Both indirect holdings of filer. To report transfer of shares from the Charitable Remainder Trust to the Busch Family Foundation. Both of which are indirect holdings. This Form 4 is being filed to report the transfer of 70,000 shares for Mr. Busch from the Charitable Remainder Trust to the Busch Family Foundation. Both of these are indirect holdings on Mr. Busch's Form 4 filings. Kenneth A Olson under POA for Ralph Busch 2013-01-23