0001246360-13-000343.txt : 20130109 0001246360-13-000343.hdr.sgml : 20130109 20130109182509 ACCESSION NUMBER: 0001246360-13-000343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130108 FILED AS OF DATE: 20130109 DATE AS OF CHANGE: 20130109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGINSKI MICHAEL CENTRAL INDEX KEY: 0001175107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09735 FILM NUMBER: 13521315 MAIL ADDRESS: STREET 1: C/O BERRY PETROLEUM CO STREET 2: 5201 TRUXTUN AVE STE 300 CITY: BAKERSFIELD STATE: CA ZIP: 93309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERRY PETROLEUM CO CENTRAL INDEX KEY: 0000778438 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770079387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-999-4400 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80202 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-01-08 false 0000778438 BERRY PETROLEUM CO BRY 0001175107 DUGINSKI MICHAEL C/O BERRY PETROLEUM COMPANY 1999 BROADWAY, SUITE 3700 DENVER CO 80202 false true false false Exec. VP & COO Class A Common Stock 16235 I Held in 401(k) Plan Class A Common Stock 2013-01-08 4 M false 14000 35.535 A 37614 D Class A Common Stock 2013-01-09 4 M false 2408 35.645 A 40022 D Class A Common Stock 2013-01-09 4 S false 1276 35.0123 D 38746 D Class A Common Stock 2013-01-09 4 S false 100 35.02 D 38646 D Class A Common Stock 2013-01-09 4 S false 626 35.03 D 38020 D Class A Common Stock 2013-01-09 4 S false 74 35.04 D 37946 D Class A Common Stock 2013-01-09 4 S false 400 35.08 D 37546 D Class A Common Stock 2013-01-09 4 S false 100 35.13 D 37446 D Class A Common Stock 2013-01-09 4 S false 600 35.14 D 36846 D Class A Common Stock 2013-01-09 4 S false 800 35.15 D 36046 D Class A Common Stock 2013-01-09 4 S false 27 35.16 D 36019 D Class A Common Stock 2013-01-09 4 S false 111 35.21 D 35908 D Class A Common Stock 2013-01-09 4 S false 100 35.24 D 35808 D Nonstatutory Stock Option 12-05-03 9.97 2004-12-05 2013-12-05 Class A Common Stock 20000 20000 D Nonstatutory Stock Option 11-23-04 21.58 2005-11-23 2014-11-23 Class A Common Stock 70000 70000 D Nonstatutory Stock Option 12-15-05 30.645 2006-12-15 2015-12-15 Class A Common Stock 50000 50000 D Nonstatutory Stock Option 12-15-06 32.565 2007-12-15 2016-12-14 Class A Common Stock 56000 56000 D NSO 2007 43.61 2008-12-14 2017-12-13 Class A Common Stock 36133 36133 D 2009 Restricted Stock Units 0 2010-12-11 2019-12-11 Class A Common Stock 42919 42919 D Perf Based RSUs 3-16-10 0 2012-12-31 2012-12-31 Class A Common Stock 18776 18776 D March 2011 Employee RSU Grant 0 2012-03-02 2021-03-02 Class A Common Stock 12887 12887 D Non-Statutory Stock Option 3-2-2011 - $48.50 48.5 2012-03-02 2021-03-02 Class A Common Stock 14790 14790 D Perf Based RSU 3-2-2011 0 2013-12-31 2021-03-02 Class A Common Stock 11275 11275 D March 2, 2012 Employee RSU Grant 0 2013-03-02 2022-03-02 Class A Common Stock 11789 11789 D Non Statutory Stock Option 3-2-12 53.02 2013-03-02 2022-03-02 Class A Common Stock 13914 13914 D Perf Based RSUs 3-2-12 0 2014-12-31 2022-03-02 Class A Common Stock 10314 10314 D 2008 Restricted Stock Units 0 2013-01-08 4 M false 14000 35.535 D 2009-12-12 2018-12-11 Class A Common Stock 70000 56000 D 2007 Restricted Stock Unit 0 2013-01-09 4 M false 2408 35.645 D 2008-12-14 2017-12-13 Class A Common Stock 9632 7224 D 1 for 1 Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock if certain pre-established performance factors, as set forth in the Company's Form 8-K dated March 18, 2010, are met. Per the Agreement this is the maximum number of performance based RSUs that may be received if all performance factors are achieved as outlined in the Form 8-K dated March 18, 2010. Issuance of shares from previous RSU grant based on meeting terms and timing of deferral election. Issuance of 20% of RSU shares pursuant to a Rule 16b-3 Plan per deferral election in place at date of grant. Shares were sold to cover taxes due on RSU share issuance. Kenneth A Olson under POA for Michael Duginski 2013-01-09