0001246360-13-000037.txt : 20130102 0001246360-13-000037.hdr.sgml : 20130101 20130102172509 ACCESSION NUMBER: 0001246360-13-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGINSKI MICHAEL CENTRAL INDEX KEY: 0001175107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09735 FILM NUMBER: 13502791 MAIL ADDRESS: STREET 1: C/O BERRY PETROLEUM CO STREET 2: 5201 TRUXTUN AVE STE 300 CITY: BAKERSFIELD STATE: CA ZIP: 93309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERRY PETROLEUM CO CENTRAL INDEX KEY: 0000778438 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770079387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-999-4400 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80202 4 1 form.xml PRIMARY DOCUMENT X0306 4 2012-06-30 false 0000778438 BERRY PETROLEUM CO BRY 0001175107 DUGINSKI MICHAEL C/O BERRY PETROLEUM COMPANY 1999 BROADWAY, SUITE 3700 DENVER CO 80202 false true false false Exec. VP & COO Class A Common Stock 2012-06-30 5 A false 48 39.014 A 23511 D Class A Common Stock 2012-09-30 5 A false 45 41.47 A 23556 D Class A Common Stock 2012-12-31 5 J false 633 0 A 16172 I Held in 401(k) Plan Class A Common Stock 2012-12-31 5 A false 58 32.7 A 23614 D Nonstatutory Stock Option 12-05-03 9.97 2004-12-05 2013-12-05 Class A Common Stock 20000 20000 D Nonstatutory Stock Option 11-23-04 21.58 2005-11-23 2014-11-23 Class A Common Stock 70000 70000 D Nonstatutory Stock Option 12-15-05 30.645 2006-12-15 2015-12-15 Class A Common Stock 50000 50000 D Nonstatutory Stock Option 12-15-06 32.565 2007-12-15 2016-12-14 Class A Common Stock 56000 56000 D 2007 Restricted Stock Unit 0 2008-12-14 2017-12-13 Class A Common Stock 9632 9632 D NSO 2007 43.61 2008-12-14 2017-12-13 Class A Common Stock 36133 36133 D 2008 Restricted Stock Units 0 2009-12-12 2018-12-11 Class A Common Stock 70000 70000 D 2009 Restricted Stock Units 0 2010-12-11 2019-12-11 Class A Common Stock 42919 42919 D Perf Based RSUs 3-16-10 0 2012-12-31 2012-12-31 Class A Common Stock 18776 18776 D March 2011 Employee RSU Grant 0 2012-03-02 2021-03-02 Class A Common Stock 12887 12887 D Non-Statutory Stock Option 3-2-2011 - $48.50 48.5 2012-03-02 2021-03-02 Class A Common Stock 14790 14790 D Perf Based RSU 3-2-2011 0 2013-12-31 2021-03-02 Class A Common Stock 11275 11275 D March 2, 2012 Employee RSU Grant 0 2013-03-02 2022-03-02 Class A Common Stock 11789 11789 D Non Statutory Stock Option 3-2-12 53.02 2013-03-02 2022-03-02 Class A Common Stock 13914 13914 D Perf Based RSUs 3-2-12 0 2014-12-31 2022-03-02 Class A Common Stock 10314 10314 D 1 for 1 Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock if certain pre-established performance factors, as set forth in the Company's Form 8-K dated March 18, 2010, are met. Per the Agreement this is the maximum number of performance based RSUs that may be received if all performance factors are achieved as outlined in the Form 8-K dated March 18, 2010. Increase in shares from the reinvestment of dividends paid quarterly on common stock. All shares were purchased at market and were non-discretionary. Shares of Common Stock acquired by the reporting person in the Company's 401(k) Plan. All transactions were at market and were non-discretionary. Kenneth A Olson under POA for Michael Duginski 2013-01-02